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Abstract Background: The aim of the present study was to describe the long-term evolution of Alzheimer’s
disease (AD) in a prospective cohort of patients under treatment with a close follow-up.
Methods: Six hundred eighty-six AD patients from the French Network on AD (REAL-FR) were
followed up and assessed every 6 months for 2 years. Cognitive, functional, behavioral, nutritional, and
global status were evaluated by using Mini-Mental State Examination (MMSE), cognitive subscale of
AD Assessment Scale (ADAS-cog), Activities of Daily Living scale (ADL), Neuropsychiatric Inventory
(NPI), Mini-Nutritional Assessment (MNA), and Clinical Dementia Rating (CDR).
Results: There were 85.13% of patients who were specifically treated for AD during their partic-
ipation in the study. We observed significant changes (P ⬍ .0001) on MMSE, – 4.57 ⫾ 0.23;
ADAS-cog, 7.11 ⫾ 0.41; ADL, –1.32 ⫾ 0.07; NPI, 2.94 ⫾ 0.77; MNA, – 0.81 ⫾ 0.17; and sum of
boxes of the CDR (CDR-SB), 4.17 ⫾ 0.17. After 2 years, 10.79% (95% confidence interval [CI],
8.47 to 13.11) of the patients evolved twice as rapidly as the mean of the whole cohort on MMSE
(loss, ⱖ9 points), 65.89% (95% CI, 62.34 to 69.44) reported a loss of 3 to 9 points, and 23.32%
(95% CI, 20.16 to 26.46) were stable or improved (loss of –2 points maximum). Annual incidences
for institutionalization, hospitalization, and death were 11.84% (95% CI, 9.76 to 13.92), 26.13%
(95% CI, 22.52 to 29.74), and 5.95% (95% CI, 4.56 to 7.34), respectively.
Conclusions: In a recent large AD cohort mostly under treatment, AD evolution appeared to be
variable, with high incidences for death or institutionalization and with 11.84% of the patients
exhibiting a rapid cognitive decline, whereas one fourth of the cohort appeared in relatively stable
condition, and two thirds had a moderate but significant evolution of the disease. More studies are
needed to better understand these variations in patients’ evolution.
© 2008 The Alzheimer’s Association. All rights reserved.
Keywords: Alzheimer’s disease; Evolution; Prospective study; Specific management; Specific treatments
FR) is a French prospective multicentric study financed by the prematurely stopped the follow-up by establishing a contact
French ministry of health, with a specific follow-up of AD with the caregiver or general practitioner.
patients for 4 years. The objective of the present study was to
describe the long-term (2 years) evolution of AD in a large 2.3. Statistical analysis
prospective cohort of patients mostly under symptomatic treat-
We first described baseline parameters of AD patients from
ment with a close follow-up.
the REAL-FR cohort; for each of the modalities of the quali-
tative variables, the number and frequency are given; contin-
2. Methods uous variables are expressed as means and standard deviations.
Longitudinal data were analyzed by using the mixed model
2.1. Subjects with random effects on intercept and time to take into account
The REAL-FR study is a prospective multicentric study the heterogeneity of the individual trajectories. Student t test
in which 686 patients with AD according to the National was used to determine the significance of the changes during
Institute of Neurological and Communicative Diseases and follow-up. This statistical method models individual trajecto-
Stroke/Alzheimer’s Disease and Related Disorders Associ- ries and makes available all longitudinal data by accommodat-
ation (NINCDS-ADRDA) [2] and Diagnostic and Statisti- ing unequal number of observations per subjects and unequal
cal Manual of Mental Disorders (4th edition) (DSM-IV) [3] intervals between follow-up assessments.
criteria were recruited throughout France between 2000 and Concerning patients’ outcome at 2 years, incidences
2002. The methodology of the study has been described in were calculated for different events that occurred during the
detail elsewhere [4]. Patients with mild to moderate disease, course of the disease: institutionalization, hospitalization;
Mini-Mental State Examination (MMSE) score between 10 death; evolution toward a severe dementia (MMSE ⱕ10),
and 26 [5], living in the community, and having a clearly loss of at least 1 point on the ADL scale and loss of
identified informal caregiver were included. At inclusion, independence for each item of the ADL, significant wors-
the patients underwent a full medical examination (includ- ening on the NPI total score or for each item (increase of 4
ing computed tomography scan and thyroid tests). We ex- points or more, [18]), and change to a poorer nutritional
cluded from the study patients with severe AD, those who status assessed by MNA (three categories: normal nutri-
were institutionalized at baseline, and those with a concom- tional status [score, ⬎23.5], at risk of malnutrition [score,
itant disorder that could affect the short-term prognosis. 17 to 23.5], or malnutrition [score, ⬍17]).
Incidences were also calculated to determine rates of
2.2. Measures stopping or changing AD treatment (donepezil, rivastig-
mine, galantamine, and memantine).
Follow-up included prospective data collection at
Incidences were considered by using the time in days
6-month visits for 2 years in 16 participating centers (ger-
from inclusion date to either event date (when the events
ontology, neurology, or psychiatry). At each visit a stan-
occurred for the first time, such as first hospitalization, first
dardized case report form was completed for each patient by
change of AD treatment) or censoring date (which could
a trained, multidisciplinary medical team.
occur by lost to follow-up or termination of the observation)
Evolution of the disease was assessed on various levels:
except for stopping or changing AD treatment, where inci-
cognitive, functional, behavioral, nutritional, and global.
dences were calculated from the date of the prescription.
We used MMSE [5] and the cognitive subscale of the
Aggravations on ADL, NPI, or MNA were evaluated ac-
Alzheimer’s Disease Assessment Scale (ADAS-cog) [6] for
cording to their baseline values.
cognitive evaluation, the Activities of Daily Living (ADL)
scale [7] to measure the capacity to carry out the activities
of daily living, the Neuropsychiatric Inventory (NPI) [8] for
the behavioral assessment, the Mini-Nutritional Assessment 3. Results
(MNA) [9] for the measure of nutritional status, and the sum
3.1. Baseline characteristics
of boxes of the Clinical Dementia Rating (CDR-SB) [10]
for the global status of the patients. Baseline characteristics of the 686 AD patients included
During follow-up, all events occurring between two vis- are summarized in Table 1. According to the inclusion
its, in particular hospital admissions or nursing home place- criteria, all patients presented a mild to moderate form of
ments, were carefully recorded. Dropouts were also ana- AD and lived at home. The great majority of the patients
lyzed, and we distinguished deaths, entry to an institution were specifically treated for AD. Figure 1 shows the evo-
where follow-up was not possible, withdrawal of consent, lution of the cohort in detail during the 2 years of follow-up.
medical problems of patient or caregiver, or loss to follow- A total of 59 patients (8.60%) died, 58 (8.45%) withdrew
up. To minimize the impact of attrition on our results, we set consent, 49 (7.14%) were institutionalized, 54 (7.87%) were
up a procedure that allowed us to collect data concerning lost to follow-up, and 61 (8.90%) stopped the follow-up for
vital status and institutionalizations of the patients who had other reasons (removal, caregiver problem). Finally, 405
24 F. Cortes et al. / Alzheimer’s & Dementia 4 (2008) 22–29
Fig 1. Follow-up at each biannual visit during the 24 months of follow-up. *Medical problem of the caregiver, removal, inclusion in a therapeutic protocol.
Patients not evaluated at a visit were reassessed at one of the following visits.
F. Cortes et al. / Alzheimer’s & Dementia 4 (2008) 22–29 25
Table 2
Mean scores at baseline, 1 year, 2 years, and global evolution at 2 years for MMSE, ADAS-cog, ADL, NPI, MNA, and CDR-SB scores by using results
from the mixed model
Parameters Baseline, Mean ⫾ SE 1 Year, Mean ⫾ SE 2 Years, Mean ⫾ SE Global Evolution at 2 Years, Mean ⫾ SE P Value*
MMSE (/30) 20.02 ⫾ 0.16 18.09 ⫾ 0.22 15.45 ⫾ 0.28 ⫺4.57 ⫾ 0.23 ⬍.0001
ADAS-cog (/70) 17.68 ⫾ 0.31 21.24 ⫾ 0.39 24.79 ⫾ 0.54 7.11 ⫾ 0.41 ⬍.0001
ADL (/6) 5.46 ⫾ 0.03 4.80 ⫾ 0.05 4.14 ⫾ 0.08 ⫺1.32 ⫾ 0.07 ⬍.0001
NPI (/144) 15.11 ⫾ 0.55 16.58 ⫾ 0.51 18.05 ⫾ 0.72 2.94 ⫾ 0.77 .0002
MNA (/30) 23.89 ⫾ 0.12 23.48 ⫾ 0.11 23.08 ⫾ 0.15 ⫺0.81 ⫾ 0.17 ⬍.0001
CDR-SB (/18) 6.40 ⫾ 0.13 8.15 ⫾ 0.16 10.57 ⫾ 0.20 4.17 ⫾ 0.17 ⬍.0001
dependence were dressing and bathing (Table 3). The an- 3.4. Behavioral evolution
nual incidence for the loss of one point or more on this scale
was equal to 51.64% (95% CI, 46.31 to 56.97), with a mean NPI score was statistically impaired from its value at
duration of follow-up of 11.22 ⫾ 5.77 months before this loss. baseline after 2 years of follow-up (Table 2). Apathy was
Functional decline appeared to be constant (Figure 2C). the behavioral disorder with the highest incidence (Table 3).
Fig 2. Evolution of the MMSE (A), ADAS-cog (B), ADL (C), NPI (D), MNA (E), and CDR-SB (F) scores (solid lines) ⫾ standard deviation (dotted lines)
in the REAL-FR cohort during the 24 months of follow-up.
26 F. Cortes et al. / Alzheimer’s & Dementia 4 (2008) 22–29
Table 3 and death were 26.13% (95% CI, 22.52 to 29.74), 11.84%
Incidence of decline of each ADL and NPI item (95% CI, 9.76 to 13.92), and 5.95% (95% CI, 4.56 to 7.34),
Items Incidence (% of 95% CI respectively.
Patients per Year)
Table 4
Mean score at baseline and changes at 1 and 2 years for MMSE, ADAS-cog, ADL, NPI, MNA, and CDR-SB scores according to AD severity at
baseline by using results from the mixed model
Parameters Baseline Score Change at 1 Year Change at 2 Years P Value†
As we observe for cognition, ability to perform ADL also ments was not influenced by baseline severity. The specific
declines continuously during the course of AD. The loss on and regular follow-up setup for this cohort might explain
ADL score is statistically significant, and about 50% of these low incidences. Almost one fourth of the participants
patients lose one basic activity of daily living. We also at the survey were hospitalized each year whatever their
observed that patients with more severe AD at baseline are baseline severity, more than one patient in 10 was institu-
more likely to report functional loss because the decline on tionalized, and one in 15 died. These results showed that in
ADL increases with AD severity according to MMSE score spite of the maintenance of a good global status, rates for
at baseline. It has already been shown that basic ADL are hospitalization, institutionalization, and death were high. It
more sensitive to change in patients presenting a more also appears that the rate of institutionalization was influ-
severe stage of AD [17]. Because patients present a well- enced by AD severity at baseline, with an increased risk of
preserved autonomy at baseline, this work from Green et al being institutionalized for more severe patients, whereas it
[17] could also explain the relatively long duration of was not the case for death and hospitalizations.
follow-up before functional loss in the whole cohort (ap- In a previous study [22] we described that the evolution
proximately 11 months) and that, according to the final of AD during the first year of follow-up appeared to be
score of the ADL, patients are not very much impaired at 2 slower after the marketing of ChEIs than before. Our data
years. Dressing and bathing were the two items of the ADL seem to confirm this slowing, with the relatively long du-
scale with the highest incidence of decline. Global change in ration of follow-up before evolution to severe dementia, loss
behavioral disorders was statistically significant after 2 of one ability on ADL, and significant increase in behavioral
years in the whole cohort. There was no significant differ- disorders (more than 1 year). The explanation for this phe-
ence in the NPI global evolution according to AD severity nomenon could be a better follow-up as well as a potential
at baseline. Annual incidence for a significant worsening impact of the drugs.
(ⱖ4-point total NPI score increase) [18] was almost 55%, Thanks to the inclusion criteria of the REAL-FR study
indicating that there is a significant worsening in these that are larger than those of clinical trials, results obtained in
behavioral disorders for many patients. The symptom for this cohort are more representative of the general popula-
which the incidence of aggravation was the most important tion. However, some methodologic skews must be pointed
was apathy, which is a major problem because it arises early out. Patients have been included and followed in specialized
and is persistent during the duration of AD [19]. The rela- centers and could present different characteristics compared
tionship between apathy and cognitive impairment contin- with AD patients managed in nonspecific centers [23].
ues to be discussed, with some studies that found a rela- Moreover, the use of specific treatment in 85% of the cohort
tionship between low MMSE score and apathy, whereas might not be representative of the general use of these
other works did not report this relation [20]. Nutritional treatments in France. This work allowed us to describe the
status also showed a significant worsening at 2 years and did evolution of AD patients who benefit from specific man-
not seem to be influenced by AD severity at baseline. The agement and AD treatments.
impact of nutritional status on cognitive decline has already In conclusion, in the present study on a large population
been demonstrated in this cohort [12,21]. All these results sample we were able to show, after 2 years of follow-up, a
on cognitive, functional, behavioral, and nutritional status significant decline of AD patients’ conditions in terms of
reported a progression in the AD symptoms, and finally, the cognitive, functional, behavioral, nutritional, and global sta-
evolution of the CDR-SB confirmed that AD worsened tus. Results obtained show that the heterogeneity of the
significantly during the 2 years of follow-up in the whole evolution was large, with almost 25% of the patients cog-
cohort and in each group obtained according to baseline nitively stable at 2 years and 11% who evolved twice as
severity. Morris et al [13] in the CERAD study, with pa- rapidly as the mean of the whole cohort. Further analysis
tients assessed every year and not specifically treated for will be important to compare data between slow and rapid
AD, reported that the rate of progression of dementia was decliners to determine the characteristics or events that can
slower in patients with mild dementia than in those with explain the occurrence of an episode of rapid decline. Ad-
more advanced stage. In the same way, in the REAL-FR justment by age of patients, duration of illness, duration of
cohort, AD evolution tended to be faster during the second specific AD treatment, educational level, living arrange-
year in spite of treatments and specific management. Use of ment, or other parameters and life events such as repeated
AD-specific treatments seemed to slow AD progression but hospitalization and institutionalization would allow us to
did not modify the profile of evolution of the disease. know what characteristics can influence the rate of decline.
Looking at the incidences for stopping and changing these Such results would be very important to adapt the manage-
drugs, it appears that they were very low, indicating that ment of patients at risk of rapid decline. Moreover, because
these treatments were well-tolerated, and the long period of the ChEI treatments seem to provide benefits and because
treatment of roughly 19 months before stopping or changing we observe patients changing or stopping these treatments,
demonstrated that this tolerance was of long duration. It also it would also be interesting to characterize individual pa-
appears that the risk for changing or stopping these treat- rameters or life events that can be associated with these
F. Cortes et al. / Alzheimer’s & Dementia 4 (2008) 22–29 29
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