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RESEARCH ARTICLE | FEBRUARY 15 2002
CpG Oligodeoxynucleotides as Vaccine Adjuvants in Primates1 
Daniela Verthelyi; ... et. al
J Immunol (2002) 168 (4): 1659–1663.
https://doi.org/10.4049/jimmunol.168.4.1659

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CpG Oligodeoxynucleotides as Vaccine Adjuvants in Primates1

Daniela Verthelyi,* Richard T. Kenney,2† Robert A. Seder,‡ Albert A. Gam,† Brenda Friedag,‡
and Dennis M. Klinman3*
Synthetic oligodeoxynucleotides (ODN) containing unmethylated CpG motifs act as immune adjuvants in mice, boosting the
humoral and cellular response to coadministered Ags. CpG ODN that stimulate human PBMC are only weakly active in mice.
Thus, alternative animal models are needed to monitor the activity and safety of “human” CpG ODN in vivo. This work dem-
onstrates that rhesus macaques recognize and respond to the same CpG motifs that trigger human immune cells. Coadministering
CpG ODN with heat-killed Leishmania vaccine provided significantly increased protection of macaques against cutaneous Leish-
mania infection. These findings indicate that rhesus macaques provide a useful model for studying the in vivo activity of human
CpG motifs, and that ODN expressing these motifs act as strong immune adjuvants. The Journal of Immunology, 2002, 168:

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1659 –1663.

S ynthetic oligodeoxynucleotides (ODN)4 containing un- ODN increased the seroconversion rate and Ab response of oran-
methylated “CpG motifs” are broadly immunostimulatory gutans and aotus monkeys immunized with hepatitis B vaccine and
in mice (1– 4). They activate B cells and dendritic cells malaria proteins, that group was unable to document improved
(DC), and trigger an immune cascade that includes the production protection against infection by challenge studies. Moreover, no
of cytokines, chemokines, and IgM (1, 2, 5– 8). In mice, CpG ODN studies have compared the activity of K ODN with the recently
boost the protective efficacy of vaccines against bacterial, viral, discovered D class of ODN in primates.
and parasitic pathogens (9 –14). This work examines whether rhesus macaques provide a useful
Due to evolutionary divergence in CpG recognition between model for assessing the activity of CpG ODN in vivo. In vitro
species, ODN that are highly active in rodents are poorly immu- studies established that PBMC from rhesus macaques responded to
nostimulatory in primates, and vice versa (15–17). Extensive stud- the same panel of K and D ODN that were highly active on human
ies involving human PBMC identified two distinct classes of im- PBMC. Building on results from murine studies (23, 24), CpG
munostimulatory CpG ODN (17, 18). “K” type ODN have ODN were coadministered with a mixture of OVA plus alum. The
phosphorothioate backbones, encode multiple TCGTT and/or ODN significantly boosted the Ag-specific IgG response of ma-
TCGTA motifs (CpG motif is underlined), trigger the maturation caques, with D being superior to K ODN. A cutaneous Leishmania
of plasmacytoid DC, and stimulate the production of IgM and IL-6 infection model was used to examine whether CpG ODN could
(17, 19). “D” ODN have mixed phosphodiester/phosphorothioate boost protective immunity in primates. The nature, severity, dura-
backbones and contain a single hexameric purine/pyrimidine/CG/ tion, and histopathology of the cutaneous disease caused by Leish-
purine/pyrimidine motif flanked by self-complementary bases that mania major in macaques is quite similar to that in humans (25,
form a stem-loop structure capped at the 3⬘ end by a poly G tail 26). Results indicate that D ODN significantly improve the pro-
(17). D ODN trigger the maturation of APC and preferentially tection conferred by coadministered heat-killed Leishmania vac-
induce the secretion of IFN-␣ and IFN-␥ (Refs. 17 and 18 and M. cine (HKLV).
Gursel, unpublished observations).
There is considerable interest in evaluating the safety and ac- Materials and Methods
tivity of CpG ODN planned for human use in a relevant animal Rhesus monkeys
model. Although Davis and colleagues (20 –22) showed that K Healthy 3-year-old female rhesus macaques (Macaca mulatta) were ob-
tained from the Food and Drug Administration colony in Morgan Island,
SC. All studies were approved by the Center for Biologics Evaluation and
Divisions of *Viral Products and †Bacterial, Parasitic, and Allergenic Products, Cen- Research Animal Care and Use Committee, and were conducted in an
ter for Biologics Evaluation and Research/Food and Drug Administration, Bethesda, American Association for the Accreditation of Laboratory Animal Care-
MD 20892; and ‡Vaccine Research Center, National Institute of Allergy and Infec-
accredited facility. Animals were monitored daily by veterinarians. No sys-
tious Diseases/National Institutes of Health, Bethesda, MD 20892
temic or local adverse reactions to CpG ODN, OVA, or HKLV immuni-
Received for publication July 19, 2001. Accepted for publication December 4, 2001. zations were observed. Treatments were administered and peripheral blood
The costs of publication of this article were defrayed in part by the payment of page samples obtained from ketamine-anesthetized animals (10 mg/kg, Ketaject;
charges. This article must therefore be hereby marked advertisement in accordance Phoenix Pharmaceuticals, St. Joseph, MD).
with 18 U.S.C. Section 1734 solely to indicate this fact.
1
This work was supported in part by Military Interdepartamental Purchase Request
Vaccination groups and protocol
No. MM8926.1. The assertions herein are the private ones from the authors and are Two in vivo studies were conducted: 1) three monkeys per group were
not to be construed as official or as reflecting the views of the Food and Drug
immunized s.c. and boosted 12 wk later with a mixture of 4 ␮g of OVA,
Administration.
250 ␮g of ODN, and 125 ␮g of alum (Rehydragel HPA; Reheis, Berkeley
2
Current address: Iomai Corporation, 20 Firstfield Road, Suite 250, Gaithersburg, Heights, NJ); 2) five to six monkeys per group were immunized s.c., and
MD 20878. boosted 4 wk later with 250 ␮g of GMP-grade HKLV (Biobras, Montes
3
Address correspondence and reprint requests to: Dr. Dennis Klinman, Center for Bio- Claros, Brazil) plus 125 ␮g of alum, as previously described (27). The
logics Evalutaion and Research/Food and Drug Administration, Building 29 A, Room 3 HKLV was administered alone, or combined with 500 ␮g of ODN. Pre-
D 10, Bethesda, MD 20892-4555. E-mail address: Klinman@CBER.FDA.GOV liminary studies established that this dose of ODN was active in vivo and
4
Abbreviations used in this paper: ODN, oligodeoxynucleotide; SLA, soluble Leish- well-tolerated. Animals were exposed to nonviable Leishmania amazonen-
mania Ag; DC, dendritic cell; HKLV, heat-killed Leishmania vaccine. sis metacycle promastigotes on wk 8, a treatment that induced no disease

Copyright © 2002 by The American Association of Immunologists 0022-1767/02/$02.00


1660 CpG ODN AS VACCINE ADJUVANTS IN PRIMATES

and no change in Ab titer or proliferative response to Leishmania Ags sizes were tested by repeated measures ANOVA using the Proc Mixed
when compared with control animals. Animals were challenged on the procedure from the statistical analysis system.
forehead on wk 14 with 107 viable L. major (WHOM/IR/-/173) metacyclic
promastigotes intradermally. The monkeys developed a typical self-limited Results
in situ lesion characterized by erythema, induration, and ulceration. Lesion
size, which reflects the severity of infection (25, 26), was measured Response of PBMC from human and nonhuman primates to K
weekly. and D ODN
Oligodeoxynucleotides Previous studies established that human PBMC respond to two
structurally distinct classes of CpG ODN (17). D-type ODN trig-
ODN (Table I) were synthesized by the Center for Biologics Evaluation
and Research Core Facility. All ODN had ⬍0.1 EU of endotoxin per mil- gered the secretion of IFN-␣ and IFN-␥ (17), whereas K ODN
ligram of ODN as assessed by a Limulus amebocyte lysate assay (QCL- induced human PBMC to proliferate and secrete IL-6 and IgM
1000; BioWhittaker, Gaithersburg, MD). (Fig. 1, Ref. 17, and data not shown). Analysis of several hundred
Mononuclear cell preparation CpG ODN identified several D and K ODN that strongly activated
human PBMC (17). These ODN were tested for their ability to
Human and monkey mononuclear cells were isolated by density gradient stimulate PBMC from rhesus macaques.
centrifugation of PBMC over Ficoll-Hypaque as described (17). Cells were
washed three times and cultured in RPMI 1640 supplemented with 10% In this study, the response of rhesus PBMC to D ODN was
heat-inactivated FCS, 1.5 mM L-glutamine, and 100 U/ml penicillin/strep- evaluated on the basis of IFN-␣ production. Results show that
tomycin at 5 ⫻ 105 cells/well in the presence of 3 ␮M ODN. Supernatants macaque PBMC are activated by the same D ODN that stimulate

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were collected after 72 h and tested by ELISA for cytokine and Ab levels. human PBMC ( p ⬍ 0.002, Fig. 1). In contrast, neither K ODN, nor
ELISA control ODN that are structurally similar to D but lack the critical
CpG dinucleotide have this effect.
Ninety-six-well microtiter plates (Millipore, Bedford, MA) were coated
with Abs that cross-reactively recognized human and macaque IL-6 (R&D Proliferation and IL-6 secretion were used to compare the re-
Systems, Minneapolis, MN), IFN-␣ (PBL Biomedical Laboratories, New sponse of macaque and human PBMC to K ODN (Fig. 1). PBMC
Brunswick, NJ), and IgG (Boehringer Mannheim, Mannheim, Germany). from both species were stimulated by K ODN to proliferate ( p ⬍
The plates were blocked with PBS-5% BSA (17). Culture supernatants 0.002) and secrete IL-6 ( p ⬍ 0.01), whereas controls of the same
from PBMC cultures were added, and their cytokine content quantitated by
the addition of biotin-labeled anti-cytokine Ab followed by phosphatase-
structure as K ODN, but lacking the critical CpG motif, failed to
conjugated avidin and phosphatase-specific colorimetric substrate. Stan- trigger immune stimulation. These findings demonstrate that the
dard curves were generated using known amounts of recombinant human pattern of reactivity of PBMC from rhesus macaques (n ⫽ 20) and
cytokine or purified Ig. All assays were performed in triplicate. Titers of humans (n ⫽ 8 –20) to K and D ODN is quite similar.
Abs to OVA in sera were assayed on OVA-coated plates.
ELISPOT
The number of PBMC secreting IFN-␥ in response to soluble Leishmania
Ag (SLA) was determined by ELISPOT as described (28). Briefly, Milli-
pore 96-well filtration plates (Millipore, Bedford, MA) were coated over-
night at 4°C with 1 ␮g/ml of anti-human IFN-␥ Abs (clone GZ4; Alexis,
San Diego, CA) in PBS and then blocked with PBS-5% BSA for 2 h. The
plates were overlaid with 5 ⫻ 105 cells/well (1–2 series per monkey) and
incubated at 37°C in a humidified 5% CO2 in air incubator for 18 h in the
presence of 25 ␮g of SLA. The plates were then washed with water-
0.025% Tween and overlaid with biotin-conjugated anti-human IFN-␥
(clone 76-B-1; Mabtech, Nacka, Sweden). After 2 h, the plates were
washed again and then overlaid with alkaline phosphatase-conjugated
streptavidin. Spots were visualized by the addition of 5-bromo-4-chloro-
3-indolyl phosphate (Kirkegaard & Perry Laboratories, Gaithersburg, MD)
and counted using the KS ELISPOT Imagine System (Carl Zeiss,
Thornwood, NY).
Cell proliferation assay
A total of 105 PBMC/well were incubated with 3 ␮M of ODN for 68 h,
pulsed with 1 ␮Ci of [3H]thymidine and harvested 4 h later. All assays
were performed in triplicate.
Statistical analysis
Statistically significant differences were determined using a two-tailed non-
parametric ANOVA with Dunnett’s post test analysis. Differences in lesion

Table I. Sequence and backbone of D, K, and control ODNa

ODN Sequences

D19 GGTGCATCGATGCAGGGGGG
D29 GGTGCACCGGTGCAGGGGGG FIGURE 1. Response of primate PBMC to K and D ODN. PBMC from
D35 GGTGCATCGATGCAGGGGGG 8 –20 normal human donors and 20 rhesus macaques were stimulated for
D122 GGTGCATTGATGCAGGGGGG 72 h with 3 ␮M of K, D, or control ODN (in which the critical CpG motifs
K3 ATCGACTCTCGAGCGTTCTC were inverted or replaced with TpG). IL-6 and IFN-␣ levels in culture
K123 TCGTTCGTTCTC supernatants were determined by ELISA, while cell proliferation was as-
K23 TCGAGCGTTCTC sessed by [3H]thymidine uptake. Note that D ODN induce the secretion of
K163 TTGAGTGTTCTC IFN-␣ while K ODN induce cell proliferation and IL-6 production. All
AA3M GGGCATGCATGGGGGG
assays were performed in triplicate. Statistical significance was determined
a
CpG dinucleotides are underlined. Bases in bold are phosphodiester. by ANOVA of log normalized data. ⴱ, p ⬍ 0.05; ⴱⴱ, p ⬍ 0.01.
The Journal of Immunology 1661

Ongoing studies in our lab indicate that individual humans and


monkeys vary in their response to specific K and D sequences.
Indeed, no single D or K motif is optimally stimulatory in all
donors (Ref. 29 and C. Leifer, unpublished observations). How-
ever, mixtures of ODN were identified that strongly stimulated
PBMC from all human donors. These mixtures were tested on
PBMC from macaques and found to be uniformly active (Fig. 2).
Subsequent in vivo studies were conducted with these ODN
mixtures.

Adjuvant activity of CpG ODN in vivo


Previous studies in mice showed that CpG ODN could boost the
immune response to a coadministered protein Ag (such as OVA).
This effect was amplified by adding alum to the mixture of CpG
FIGURE 3. Antibody titers in macaques immunized with OVA plus
ODN plus Ag (23, 30, 31). Building on these results, macaques
ODN. Macaques (three per group) were immunized s.c. with a mixture of
were immunized and boosted with a mixture of OVA, alum, and 4 ␮g of OVA plus 125 ␮g of alum. A total of 250 ␮g of D19 ⫹ D29, K3
ODN. Animals immunized with mixtures containing D ODN in- ⫹ K23, or control (AA3 M) ODN was added to this mixture. Monkeys

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creased their IgG anti-OVA response 470-fold after primary ( p ⬍ were boosted with the same material 12 wk later (black arrow). Serum IgG
0.05) and 600-fold after secondary ( p ⬍ 0.01) immunization (Fig. anti-OVA titers were determined by ELISA. Values represent the geomet-
3). By comparison, K ODN boosted the IgG Ab response 7-fold ric mean titer ⫾ SEM. Note that the anti-OVA IgG titers in the group that
after primary, and 35-fold after secondary immunization when received D ODN are significantly increased over that of OVA plus alum
compared with pretreatment values ( p ⬍ 0.05). Macaques immu- alone (p ⬍ 0.01).
nized with OVA plus control ODN generated only a 4-fold in-
crease in anti-OVA titer. These findings indicate that D ODN are Leishmania Ag for 18 h. As seen in Fig. 4, both K and D ODN
particularly effective at boosting the Ag-specific humoral response significantly increased the number of PBMC triggered to secrete
to a coadministered Ag. IFN-␥ ( p ⬍ 0.05). In contrast, animals immunized with alum-
adsorbed HKLV alone showed no increased IFN-␥ production
Effect of CpG ODN on the immunogenicity and protective
when compared with unimmunized controls.
efficacy of HKLV
The critical measure of an Ag/adjuvant combination is its ability
Previous human clinical trials showed that HKLV was safe, but to induce protective immunity. Vaccinated animals were therefore
poorly immunogenic (26). Building on evidence that HKLV com- challenged with 107 L. major metacyclic promastigotes. Animals
bined with alum and IL-12 induces short-term protective immunity vaccinated with HKLV-alum alone developed typical cutaneous
in rhesus macaques (27), and that CpG ODN plus alum increased lesions with a peak surface area of 300 ⫾ 60 mm2 26 days after
the immune response to the hepatitis B vaccine in cyalomongus challenge (Fig. 5). Monkeys vaccinated with HKLV-alum plus K
monkeys (20), we immunized and boosted macaques with a mix- ODN developed lesions of similar size, although the peak lesion for-
ture of HKLV, alum, and CpG ODN. PBMC from these animals mation was slightly delayed. Animals immunized with HKLV-alum
were isolated 10 days postboost and restimulated in vitro with plus D ODN had significantly smaller lesions (maximal size 80 ⫾ 13
mm2, p ⬍ 0.05), consistent with a reduced parasite burden (32).

CpG ODN safety


All animals treated with CpG ODN, either alone or with Ag, re-
mained healthy and active throughout the study. No hematologic

FIGURE 4. IFN-␥ production by PBMC from macaques immunized


FIGURE 2. Macaque PBMC respond to CpG ODN mixtures optimized with alum-adjuvanted HKLV plus ODN. Rhesus macaques were immu-
for human use. PBMC from rhesus macaques (n ⫽ 12–20) were stimulated nized and boosted with 250 ␮g of HKLV-alum alone (n ⫽ 6), or combined
in vitro for 72 h with a mixture of D19, D29, and D35 (1 ␮M each) or K3 with 500 ␮g of a mixture of D (D19, D29, and D35; n ⫽ 5) or K (K3 and
and K123 (1.5 ␮M each). D122 and K163 were used in the control ODN K123; n ⫽ 5) ODN. PBMC from these animals were incubated with 25 ␮g
mixture. Levels of IL-6 and IFN-␣ in culture supernatants were measured of SLA and analyzed in vitro for IFN-␥ production by ELISPOT assay.
by ELISA, while proliferation was measured by [3H]thymidine uptake. Animals immunized with HKLV plus K or D ODN had significantly more
Statistical significance was determined by ANOVA of the normalized data. IFN-␥-secreting cells than unvaccinated controls as determined by a one-
ⴱⴱ, p ⬍ 0.01. way ANOVA (p ⬍ 0.05).
1662 CpG ODN AS VACCINE ADJUVANTS IN PRIMATES

Coadministration of both D and K ODN with this alum-adjuvanted


HKLV vaccine significantly increased the number of PBMC trig-
gered to secrete IFN-␥ when stimulated with Leishmania Ag in
vitro. However, the critical test of any vaccine/adjuvant combina-
tion is its ability to induce protective immunity. Results show that
the cutaneous lesions of macaques vaccinated with HKLV plus D
ODN were significantly reduced when compared with HKLV-
alum alone. Previous studies established that a reduction in lesion
size correlates with a reduced parasite load (Ref. 32 and R. A.
Seder, unpublished observations). These findings suggest that the
ability of D ODN to stimulate IFN-␣ and IFN-␥ production while
promoting the maturation of APC may be particularly useful for
the induction of a protective response against Leishmania (17, 18).
K and D ODN have unique structural properties. Optimally ac-
FIGURE 5. Cutaneous lesions in macaques vaccinated with alum-adju- tive K ODN have a phosphorothioate backbone and express mul-
vanted HKLV plus ODN. Rhesus macaques were primed s.c. with 250 ␮g tiple TCGTT and/or TCGTA motifs. D ODN have a mixed phos-
of alum-adjuvanted HKLV alone (n ⫽ 6) or combined with 500 ␮g of a phodiester/phosphorothioate backbone, express a single self-

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mixture of ODN (D19, D29, and D35; n ⫽ 5) or (K3 and K123; n ⫽ 5) and complementary purine/pyrimidine/CpG/purine/pyrimidine motif,
boosted 4 wk later. On wk 14, the monkeys were challenged with 107
and are capped by a 3⬘ poly G tail. These two types of ODN trigger
metacyclic promastigotes. The average size of the lesions on the forehead
(the site of challenge) is shown as the mean area (calculated as mean
human and rhesus PBMC to mount distinct responses. K ODN
diameter/2 ⫻ ␲). Note that macaques immunized with HKLV plus D ODN stimulate B cells to proliferate and secrete IgM, plasmacytoid DC
had significantly smaller lesions (p ⬍ 0.01). precursors to mature and secrete IL-8, and monocytes to produce
IL-6 (Fig. 1 and Refs. 17, 18, 34, and 35). By comparison, D ODN
trigger plasmacytoid DC to produce large amounts of IFN-␣, and
or serologic abnormalities were observed 3 days or 9 mo after directly or indirectly trigger NK cells to secrete IFN-␣, and my-
injection, and no weight loss or change in behavior was detected eloid DC to mature (Fig. 1, Refs. 17–19, and M. Gursel, unpub-
following administration of CpG ODN at therapeutic doses. lished observations). We postulate that D ODN may be superior
vaccine adjuvants when a Th1-dependent immune response is re-
Discussion quired, whereas K ODN may excel at the induction of proinflam-
CpG ODN that activate human immune cells in vitro are only matory responses.
weakly immunostimulatory in mice. To expedite preclinical testing It is likely that differences in the recognition, uptake, and/or
of the safety and activity of human ODN requires the identification processing of K and D ODN underlie their distinct functional prop-
of a suitable animal model. This report documents that rhesus ma- erties. It was recently established that Toll-like receptor 9 plays a
caques provide a relevant model for examining the in vivo activity critical role in CpG ODN-mediated activation of human and mu-
of CpG ODN planned for human use. PBMC from macaques mir- rine immune cells (35, 36). Using HEK 293 cells transfected with
rored the response of human PBMC in their response to both K and human Toll-like receptor 9, our lab confirmed that the recognition
D ODN. At the immunostimulatory doses used in this study, nei- of K-type ODN was mediated by this receptor (37). However, our
ther type of ODN triggered any adverse events. In vivo, broadly ongoing studies indicate that these transfected cells do not respond
immunostimulatory mixtures of K and D ODN boosted Ag-spe- to D ODN, suggesting that a second type of receptor may be in-
cific IgG responses in macaques immunized with OVA and in- volved in D ODN-mediated immune activation.
creased IFN-␥ production in animals vaccinated with HKLV. Of Clinical trials exploring the utility of CpG ODN as vaccine ad-
greater importance, D ODN significantly increased the protective juvants, immunotherapeutic agents, and anti-allergens have been
response elicited by a coadministered HKLV vaccine. initiated (38). Current results suggest that rhesus macaques may be
Several previous reports examined whether K ODN could act as a useful model for evaluating the safety and activity of these agents
immune adjuvants in nonhuman primates (20 –22). Studies by in vivo. In this context, neither local nor systemic adverse reac-
Davis and colleagues (20 –22) demonstrated that K ODN boosted tions to K or D CpG ODN were detected in any of the animals
the Ag-specific serum IgG response to alum-adjuvanted hepatitis B studied. Moreover, although K ODN similar to those currently in
vaccine, and to a peptide from the circumsporozoite protein of human clinical trials were found to be active in vivo, our results
malaria in orangutans and aotus monkeys. This was consistent with indicate that D may be superior vaccine adjuvants, improving the
results from earlier studies in mice showing that CpG ODN plus humoral response and protective efficacy to certain coadministered
alum synergize to boost immunity to Ag (23, 30, 31, 33). Yet these vaccines.
experiments did not establish whether the resulting immune re-
sponse conferred protection against infection. The current experi- Acknowledgments
ments confirm that K ODN boost the Ab response to a coadmin- We thank Dr. David Sacks for providing the Leishmania parasites and
istered protein (OVA). They further document that D ODN are reviewing the manuscript, Dr. Phil Snoy and Ray Olsen for their care of the
significantly more effective in this role, boosting Ab production by nonhuman primates, Jackie Conover for technical assistance, Dr. Susan
⬎500-fold over pretreatment levels and ⬎100-fold over OVA plus Leitman-Klinman for providing human PBMC, and Dr. Eduardo Romano
for his assistance with the statistical analysis.
alum (Fig. 3).
Cutaneous infection of macaques with L. major provides a
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