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JOURNAL OF THE OPTICAL SOCIETY OF AMERICA VOLUME 33, NUMBER 7 JULY, 1943

A Psychological Color Solid*


DOROTHY NICKERSON, FoodDistribution Administration, U. S. Depsrtment of Agriculture, Washington, D. C.
AND

SIDNEY M. NEWHALL, Bausch & Lomb Optical Conpcny, Rochester,Nw York

VARIOUS
geometrical solids have been de- Two models have been constructed, one to
signed in an attempt to describe the color portray the proportions of a solid when the
space of normal human perception. Such solids, lightness and saturation dimensions have been
it should be emphasized, are concerned exclu- equated at a supraliminal level of color difference,
sively with the conscious color responses of the and the other when they have been equated at
organism and have nothing to do with the the liminal level. Thus the relatively short model,
stimuli except insofar as psychophysical equiva- Fig. la, represents color as perceived under more
lents may prove useful for standardization or or less usual conditions when no special tax is
conversion purposes. imposed upon the discriminatory power of the
The most familiar and promising procedure normal observer; the proportions are about right
has been to represent the principal dimensions of for readily perceived differences of the order of
perceived color by the coordinate axes of a a chroma or value step (8). The taller model,
cylindrical system in which lightness is indicated
by altitude on the central axis, hue by angle TABLE I. Chromas' at theoretical pigment limits for
about the axis, and saturation by distance from 40 hues, Munsell values 1/ through 9/.
the axis (1)-(3).t Munsell value
The ideal psychological solid in cylindrical Hue 9 8 7 6 5 4 3 2 1
17.5 15.0 12.0
coordinates would fulfill the following require- 2.5 R
5
6.5
6.5
12.0
11.5
16.0
16.0
19.5
19.5
21.0
21.0
20.0
20.0 17.0 14.0 11.5
ments: The dimensional scales would be cali- 7.5 6.0 11,5 16.0 19.5 21.5 20.5 17.5 14.0 11.0
10 6.0 11.5 17.0 20.0 18.5 16.5 14.5 14.0 10.5
brated in perceptually uniform steps; the units 2.5 YR 6.5 13.0 22.0 18.5 16.5 13.5 11.0 9.5 9.5
of the several scales would be equated; the 5
7.5
7.0
8.0
16.0
22.0
21.0
19.5
18.0
16.5
15.5
15.5
12.5
11.5
10.0
9.0
7.5
6.5
4.0
3.0
surface of the solid would~ represent all colors of 10 10.0 21.0 18.0 15.5 13.5 11.0 8.0 6.0 3.0
maximum saturation; the volume would be 2.5 Y 13.0 20.0 17.5 15.0 13.0 10.5
10.0
8.0
7.5
5.0
5.0
3.0
3.0
5 20.0 19.5 17.0 14.5 12.5
representative of all colors which are perceptibly 7.5 20.0 19.0 16.5 14.0 12.0 9.5 7.0 5.0 3.0
3.5
10 19.5 19.0 16.5 14.0 12.0 9.5 7.0 5.0
different; the conditions of stimulation or viewing 12.0 10.0 8.0 5.5 3.5
2.5 GY 19.0 19.0 16.5 14.5
would be prescribed; and finally, the scales 5 19.0 20.0 18.0 15.0 13.0
15.0
10.5
12.5
8.5
11.0
6.5
8.5
4.0
6.0
7.5 18.5 20.5 20.0 17.5
would be standardized in terms of a generally 10 18.0 24.0 23.0 21.5 19.0 16.5 15.0 12.0 7.5
recognized psychophysical system. 2.5 G 16.0 25.0 28.0 29.0 29.5 27.5 23.0
23.5
16.5
17.0
9.0
8.5
5 13.5 22.0 27.5 28.5 29.5 28.0
In the preparation of a report on the smoothing 7.5 12.5 21.5 26.0 28.0
26.5
29.0
28.0
27.5
26.5
23.0
22.5
16.5
16.0
8.5
8.5
10 12.0 20.0 24.0
of the Munsell colors (4), (5), data became avail- 24.0 21.0 15.0 8.5
2.5 BG 11.5 19.0 22.5 24.0 23.5
able which permit, for the first time, an approxi- 5 11.0 18.0 20.5 22.0
20.0
22.0
19.5
21.0
19.0
18.0
16.5
14.0
12.5
8.0
7.5
7.5 10.0 16.5 19.0
mate fulfillment of all of these requirements. 10 7.5 16.0 17.5 18.5 17.5 17.0 14.5 11.5 7.0
By reference to Adams' plots of "chromatic 2.5 B 6.0 13.0 16.5 17.5 17.0 16.0 13.5 11.0 7.0
5 5.0 10.0 15.0 16.5 16.5 15.0 13.5 10.5 8.0
value" (6) and MacAdam's theoretical pigment 7.5 4.5
4.0
9.0
8.0
13.5
12.0
17.0
17.0
17.5
18.0
16.0
17.0
13.5
14.0
11.0
12.0
8.0
9.0
10
limits (7), it was possible to lay down loci for
2.5 PB 4.0 8.0 11.5 16.5 19.0 18.5 16.0 13.0 10.0
constant chromas from zero to maximum. Table 5 4.0 7.5 11.5 16.0 19.5 20.5 18.5 15.5 12.0
38.5
7.5 4.0 7.5 11.5 15.5 21.0 27.0 35.0 40.0
I presents (to the nearest half step) the maximum 10 4.0 8.0 12.0 16.5 23.5 30.5 35.5 35.0 31.0
Munsell chromas corresponding to nine equi- 2.5 P 4.5 9.0 14.0 19.0 26.5 32.5 34.0 31.0 26.0
5 5.0 10.0 16.0 21.5 29.0 33.0 32.5 28.0 23.0
spaced value levels and 40 equi-spaced hues. 7.5 6.5 13.0 19.5 26.0 32.0 33.5 30.0 26.0
23.5
21.0
19.0
10 8.0 16.0 22.5 27.0 31.5 30.0 27.5
These figures serve to define the surface of the
2.5 RP 8.0 15.0 21.0 26,0 28.0 26.5 23.0 20.0 17.5
new solid. 5 7.5 13.5 19.0 22.5 24.0 23.5 21.0 18.0
17.0
15.5
14.0
7.5 7.5 12.5 18.0 21.0 23.Q 22.0 19.0
10 7.0 12.0 16.5 20.0 22.0 20.5 18.0 16.0 13.0
* Paper presented at the meeting of the Optical Society of
America, New York, New York, March 5-6, 1943.
t Numbers in parentheses refer to literature cited. 1 To nearest 0.5 step of chroma.
419
420 D. NICKERSON AND S. M. NEWHALL

/9

/8

i. ...
FIG. 1. Psychological color solid: (a) Left, for colors per-
ceived under good visual color matching conditions such as
those of a textile color matcher; (b) Right, for colors per-
ceived under supraliminal conditions, as when using a good
instrument.
/6

Fig. lb, has the same horizontal dimensions as


the shorter one; but the vertical dimension has
been increased by a factor of 4 to take account
of the relatively greater lightness valence at the
limen. Thus this model is designed to suggest
the equation of the scales for the smallest, or
just perceptible, color differences (9). Just why
different equations should be required for per-
ceived color steps of different orders of magnitude
is still an unsettled question.
It may be noted that the conditions of viewing
or method of observation were taken into account
in the design of these models of a psychological,
or "equal-sense-step," color solid. Much as a
single standard observer with standard observing
conditions is assumed for all I.C.I. diagrams, /3
so a normal observer with a set of standard
observing conditions is required for the psycho-
logical color solid.
There is an important difference between the
psychological solid presented in Fig. 1 and the
/7
analogous psychophysical solid in I.C.I. color
space described and illustrated by MacAdam (7).
The conditions for the psychological solid must
be realizable in practice because this solid by
definition represents real conscious responses.
The I.C.I. system, on the other hand, fulfills
its valuable functions of specification and trans-
formation without the necessity of realizing its
standard observer.. Z -I
Figure 2 shows horizontal sections through the - - -

solid at Munsell value levels 1/ to 9/. The FIG. 2. Horizontal sections through the psychological
color solid at Munsell values 1/ to 9/.
PSYCHOLOGICAL COLOR SOLID 421

shapes of these sections appear strange, but surface colors and for illuminant colors, their
those at the lower value levels make some estimates may be taken as maxima. Judd (2)
suggestion of the shape of the plane to which recently estimated that about 10,000,000surface
Spencer (10) reduced the MacAdam data from colors are distinguishable in daylight by a
the Nutting observations (11). Figure 3 shows trained observer.
five plane vertical sections spaced, roughly, The present model for liminal differences,
according to the five principal Munsell hues and Fig. b, would seem to provide a fair basis for a
their complementaries. The dotted lines on the new estimate. Table I shows numbers that total
planes in Fig. 2 and Fig. 3 give a good idea of size 5836 full chroma steps for 40 hues spaced 2.5
and shape relative to the solid that can be con- hue steps apart, and nine values spaced one
structed of available Munsell samples. value step apart. Representative difference limen
Estimates have been made of the total number figures for chroma, hue, and value, are 0.2, 0.5,
of perceptibly different colors, that is, the volume and 0.02 (9), respectively. Since these figures
of the psychological solid graduated in terms of are in terms of the corresponding scale units:
the differential threshold or of the just noticeable 1 chroma step -5 just perceptible increments,
difference. In general, the size of the estimate has 2.5 hue steps 5 just perceptible increments,
increased with the passage of time. Titchener's and 1 value step 50 just perceptible increments.
figure in 1896 was about 33,000 (12) while Multiplying the given number of chroma steps
Boring's in 1939 was 300,000 (13). Since these by these products, we have: 5836X50X5X5
writers did not distinguish between solids for = 7,295,000 which does not include the extreme
space near 0/ and 10/ value. If this result is
increased somewhat to include the extremes,
and rounded to 7,500,000, we have an estimate
of the number of surface-colors that may be
distinguished under the best observational con-
ditions (Fig. lb). If this number is divided by 4,
the result will be 1,875,000, which roughly
corresponds to the number expected to be
distinguished under the more usual observational
conditions of visual color matching work (Fig.
la).
BIBLIOGRAPHY
(1) L. T. Troland, The Principles of Psychophysiology.
I. The Problems of Psychology; and Perception (Van
Nostrand, New York, 1929).
(2) D. B. Judd and K. L. Kelly, "Method of designating
colors," J. Research Nat. Bur. Stand. 23, 355
(1939).
(3) D. B. Judd, "Color systems and their inter-relation,"
Ilium. Eng. 36, 336 (1941).
(4) S. M. Newhall, "Preliminary report of the O.S.A.
subcommittee on the spacing of the Munsell colors,"
J. Opt. Soc. Am. 30, 617 (1940).
(5) S. M. Newhall, D. Nickerson, and D. B. Judd,
"Final report of the O.S.A. subcommittee on the
spacing of the Munsell colors," J. Opt. Soc. Am.
33, 385 (1943).
(6) E. Q. Adams, "X-Z planes in the 1931 I.C.I. system
of colorimetry," J. Opt. Soc. Am. 32, 168 (1942).
(7) D. L. MacAdam, "Maximum visual efficiency of
colored materials," J. Opt. Soc. Am. 25, 361 (1935).
(8) Dorothy Nickerson, "The specification of color
tolerances," Textile Research 6, 505 (1936).
(9) B. R. Bellamy and S. M. Newhall, "Attributive
FIG. 3. Vertical sections through the psychological color limens in selected regions of the Munsell color
solid for five hues and their complementaries. solid," J. Opt. Soc. Am. 32, 465 (1942).
422 NECROLOGY
(10) D. E. Spencer, "A metric for colorspace," J. Opt. (12) E. B. Titchener, Oulline of Psychology (Macmillan,
Soc. Am. 33, 260 (1943). New York, 1896).
(11) D. L. MacAdam, "Visual sensitivities to color (13) E. G. Boring, H. S. Langfeld, H. P. Weld, and
differences in daylight," J. Opt. Soc. Am. 32, 247 collaborators,* Introduction to Psychology (Wiley,
(1942). New York, 1939).

Necrology
Robert E. Oltman death, a completely new type of precious metal alloy now
being used for phonograph needles and precision instrument
R. ROBERT E. OLTMAN, Chief Chemist with the parts.
D Minnesota Valley Canning Company, died on July His inspired and untiring pioneer work in powder
25, 1942, at his home, 517 South Second Street, Le Sueur, metallurgy and diffusion, particularly with the rare
Minnesota, as a result of pulmonary embolism. Dr. Oltman metals, in electricity and welding techniques, in rare
was born in Cleveland, Ohio, December 5, 1908, and chemicals and the phenomenon of fluorescence, have
received most of his education in the East Cleveland opened unlimited and as yet untouched fields for applica-
schools, graduating from Shaw High School. He was tion and development.
awarded the Bachelor of Arts degree, with major in Mr. Pfanstiehl was a member of the American Chemical
botany, from Oberlin College in 1932. The following year Society, the Electrochemical Society, the American
he went to the University of Minnesota as a teaching Association for the Advancement of Science, the New
assistant in plant physiology and received the Doctor of York Academy of Science, the American Physical Society,
Philosophy degree there in 1936. Immediately after his the Optical Society of America, the American Institute of
graduation he entered the employ of the Minnesota Valley Mining and Metallurgical Engineers, and the American
Canning Company and has been with that company ever Society for Metals. He was a recipient of the 1940 Modern
since. During this time he resided in Le Sueur, with the Pioneer Award for invention and discovery.
exception of two years spent in Toronto, Canada, as -B. G. FRANCIS
Director of Research with Fine Foods of Canada, Limited.
Dr. Oltman was a. member of Sigma Xi, and was a
Fellow of the Canadian Institute of Chemistry and a Charles W. Frederick
member of the Canadian Society of Technical Agri- CHARLES
W. FREDERICK, research scientist at the
culturists, the American Chemical Society, the American Hawk-Eye Works of the Eastman Kodak Company
Association for the Advancement of Science, and the in Rochester, New York, who pioneered in the design of
Optical Society of America. He leaves a wife, formerly lenses for aerial photography and the development of a
Miss Sophia Ann Krenik of Montgomery, and a son, Eric, new type of optical glass, died on November 29, 1942.
six years old. Mr. Frederick had been associated with Eastman Kodak
-G. C. SCOTT Company from 1914 to 1939 as head of the scientific and
lens-designing staff of the Hawk-Eye Works. In 1939,
Carl Pfanstiehl MIr. Frederick withdrew from active industrial research,
but continued as head of the research division of the
ARL PFANSTIEHL, Vice President and Director of
CIResearch
(

Waukegan,
of the Pfanstiehl Chemical Company of
Illinois, was born in Columbia, Missouri,
Hawk-Eye scientific staff.
Mr. Frederick was born in Des Moines, Iowa, in 1870.
After graduating from Kansas State University, he was
September 17, 1888. He was founder of the present for thirteen years a civilian scientist and teacher with the
Fansteel Metallurgical Corporation of North Chicago, Navy before joining the Hawk-Eye Works. He served as
Illinois. Granted well over a hundred patents, it is possible a computer at the Naval Observatory in Washington and
to touch only the highlights of his inventions: the first was assistant astronomer assigned to the Observatory's
efficient "pancake" wound spark coil for gasoline engines; equatorial telescope from 1902 to 1904.
the process of making tungsten malleable, for the first time During the two years following he took part in super-
commercially available, and thus releasing the precious vising the construction of an observatory at Tutuila,
metal platinum during the World War; the first bar of Samoa. In 1906 he returned to the mainland and spent
tantalum made ductile by forging . . . the beginning of several years in research at the Washington Naval Ob-
the tantalum industry; a means of welding tungsten to servatory, later going to the Naval Academy at Annapolis
steel from which came the tungsten points used for where he taught mathematics for five years.
contacts in magnetos; the single calibrated dial for radios; Mr. Frederick designed some of the first aerial lenses
the development and manufacture of a line of rare chemi- used for military photography in the first World War,
cals, previously male only in Germany, vital in medical and during the last three years has evolved several new
research and imperative in time of war; countless valuable types of lenses used in the present conflict. His study of
developments in the pen field; and shortly before his the possibilities of non-silica glass led to the development

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