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REVIEW PAPER
The evolution of electroreception and bioelectrogenesis in
teleost fish: a phylogenetic perspective
J. A. A-G
Instituto Nacional de Pesquisas da Amazônia, INPA-CPBA, CP 478, Manaus AM,
69083-000, Brazil
According to current phylogenetic theory, both electroreceptors and electric organs evolved
multiple times throughout the evolution of teleosts. Two basic types of electroreceptors have
been described: ampullary and tuberous electroreceptors. Ampullary-type electroreceptors
appeared once in the common ancestor of the Siluriformes+Gymnotiformes (within the
superorder Ostariophysi), and on two other occasions within the superorder Osteoglos-
somorpha: in the African Mormyriformes and in the African Notopteriformes. Tuberous
receptors are assumed to have evolved three times; all within groups that already possessed
ampullary receptors. With the exception of a single catfish species, for which studies are
still lacking, all fish with tuberous electroreceptors also have an electric organ. Tuberous
electroreceptors are found in the two unrelated electrogenic teleost lineages (orders
Gymnotiformes and Mormyriformes) and in one non-electrogenic South American catfish
species (order Siluriformes). Electric organs evolved eight times independently among teleosts:
five of them among the ostariophysans (once in the gymnotiform ancestor and in four
siluriform lineages), once in the common ancestor of Mormyriformes, and in two uranoscopids.
With the exception of two uranoscopid genera, for which no electroreceptive capabilities have
been discovered so far, all electric organs evolved as an extension of a pre-existing electrorecep-
tive (ampullary) condition. It is suggested that plesiomorphic electric organ discharges (EODs)
possessed a frequency spectrum that fully transgressed the tuning curve of ampullary receptors,
i.e. a signal such as a long lasting monophasic pulse. Complex EOD waveforms appeared as a
derived condition among electric fish. EODs are under constant evolutionary pressure to
develop an ideal compromise between a function that enhances electrolocation and electrocom-
munication capabilities, and thereby ensures species identity through sexual and behavioural
segregation, and minimizes the risk of predation. 2001 The Fisheries Society of the British Isles
INTRODUCTION
Electric fields in the aquatic environment are relevant to the behavioural biology
of fishes in two ways: there are fish that are able to detect electric gradients in
the surrounding medium through a set of specialized sensorial cells (electro-
receptors), and fish that possess specialized organs that generate electric
discharges on a more or less regular basis.
Electroreception is an ancient sensory modality in vertebrate history, believed
to have appeared more than 500 million years ago as it is present in all the
ancient vertebrate lineages such as in the Petromyzontiformes and the
Chondrichthyes; it is also present in some of the Sarcopterygii (in lungfishes, in
Tel./fax: +55 92 643-3249; email: puraque@inpa.gov.br
1489
0022–1112/01/061489+23 $35.00/0 2001 The Fisheries Society of the British Isles
1490 . . -
Semionotiformes
Amiiformes
Mormyriformes
?
Osteoglossomorpha
African notopteriforms
Neopterygii
Asian notopteriforms
Osteoglossiformes
Hiodontiformes
Elopomorpha
(157 genera)
Teleostei
Clupeomorpha
(68 genera)
Gymnotiformes
Siluriformes
Ostariophysi
Characiformes
Cypriniformes
Gonorynchiformes
(a) Mormyriformes
African notopteriforms
Asian notopteriforms
Osteoglossiformes
(b) Mormyriformes
African notopteriforms
Asian notopteriforms
Osteoglossiformes
(c) Mormyriformes
African notopteriforms
Asian notopteriforms
Osteoglossiformes
F. 2. There are three possible scenarios for the evolution of ampullary receptors between mormyriforms
and notopteriforms. (a) The ampullary organs evolved once on the common ancestor of the
Mormyriformes and again in the African Notopteriformes. Such scenario demands two steps, with
a convergent evolution of electroreceptors between the two clades. (b) Ampullary electroreceptors
first appeared in the common ancestor of Notopteriformes+Mormyriformes and subsequently the
Asian genera lost their ampullary system. Such scenario also requires two steps, being one gain
and one lost. (c) A third hypothesis, already considered by Braford (1986) is that the African
notopteriforms are the sister group of the Mormyriformes. In this case Notopteriformes would be
paraphyletic and the ampullary system would have evolved only once: in the common ancestor of
Mormyriformes+African Notopteriformes. The dashed vertical bars and branches represent the
appearance of ampullary receptors, and the dotted bar and branch represents the loss of receptors.
discarded. Until then, there are three possible scenarios for the evolution of
ampullary electroreceptors in these fish (Fig. 2). If we accept the conventional
hypothesis, i.e. that Notopteriformes is monophyletic, then it is equally parsi-
monious to consider that ampullary electroreception evolved in the common
ancestor of Mormyriformes and Notopteriformes and that the Asian clade lost
it (2 steps), as it is to consider that ampullary electroreceptors evolved twice
and independently in the mormyriforms and in the African notopteriforms
(2 steps). On the other hand, if the African notopteriforms are shown to be
more closely related to the mormyriforms, then the most likely hypothesis
would be that electroreception was present in the common ancestor of
Mormyriformes+African ‘ notopteriforms ’ and that ampullary electroreceptors
never evolved in the Asian clades. As it seems very unlikely that evolutionary
processes would select against the maintenance of an electroreceptive capability
1494 . . -
Semionotiformes
Amiiformes
Mormyriformes
Osteoglossomorpha
African notopteriforms
Neopterygii
Asian notopteriforms
Osteoglossiformes
Hiodontiformes
Elopomorpha
(157 genera)
Teleostei
Clupeomorpha
(68 genera)
Gymnotiformes
Siluriformes
Ostariophysi
Characiformes
Cypriniformes
Gonorynchiformes
Mormyriformes
Asian notopteriforms
African notopteriforms
Osteoglossomorpha Osteoglossiformes
Teleostei Hiodontiformes
Elopomorpha - 4 orders
Gymnotiformes
Clupeiformes Siluriformes (4 times)
Characiformes
Ostariophysi - 5 orders Cypriniformes
Gonorhynchiformes
Protacanthopterygii - 3 orders
Stenopterygii - 2 orders
Aulopiformes
Myctophiformes
Euteleostei Lampridioformes
Polymixiiformes
Paracanthopterygii - 5 orders
Acantopterygii Mugiliformes
Atherinomorpha - 3 orders
Percomorpha Tetraodontiformes
Pleuronectiformes
Scorpaeniformes
Synbranchiformes
Gasterosteiformes
Zeiformes
Stephanoberyciformes
Beryciformes
Perciformes (2 times)
F. 4. Electric organs in teleosts. Fish lineages with representatives possessing an electric organ
are depicted by dotted lines. Electric organs are assumed to have evolved eight times among
teleosts: within the Osteoglossomorpha, in the common ancestor of Mormyriformes; within the
Ostariophysi, in the common ancestor of Gymnotiformes and four times among the Siluriformes
(see Fig. 4); and within the Percomorpha, in two uranoscopid genera of the order Perciformes.
Additional studies may change the current view, either by revealing new phylogenetic relationships
among and between the electrogenic lineages, or by the discovery of new electrogenic taxa.
Uranoscopids, Malapterurus, Auchenoglanis and the remaining auchenoglanidids, and the
cetopsids are groups requiring closer investigation. Cladogram compiled from Nelson (1994),
Johnson & Paterson (1996), Lecontrie & Nelson (1996), and de Pinna (1996).
least in part, the large benefits of such evolutionary novelty in aquatic organisms
especially if electroreceptive capability is already present. EODs range from
weak (up to few volts, as in the great majority of electrogenic teleosts) to
intermediate (tens of volts such as in Astroscopus Brevoort) to strong (hundreds
of volts as in Malapterurus Lacepède and Electrophorus Gill). Weak discharges
are mainly used as a part of the EES for active electrolocation of organisms and
objects, and for communication. Strong discharges can be used to stun prey and
as a defensive mechanism.
In the osteoglossomorphs, an electric organ was presumably present in the
common ancestor of all mormyriforms. Within the ostariophysans, the subject
becomes more complex, as electric organs evolved in the gymnotiforms’ ancestor
and in four siluriform genera: Clarias Scopoli, Malapterurus, Auchenoglanis
Günther and in Synodontis Cuvier (Hagedorn et al., 1990; Baron et al., 1994a,b;
Moller, 1995; Baron et al., 1996a, b). Until recently, these four genera were
believed to be only distantly related, but new evidence based upon morphological
1497
Pimelodinae
some Bagridae
Claroteidae
Schilbidae
Pangasiidae
Horobagrus
Austroglanididae
Clariidae
Plotosidae
Chacidae
Malapteruridae
Auchenoglanidinae
Siluridae
Ariidae
Mochokidae
Auchenopteridae
Doradidae
Ictaluridae
Cranoglanididae
some Bagridae
Heptaterinae
Pseudopimelodinae
Aspredinidae
Erethistidae
Sisoridae
Siluriformes Akysidae
Amblycipitidae
Hemicetopsis
Amphiliidae
Loricariodea Cetopsis
Cetopsidae Pseudocetopsis
Cetopsogiton
Diplomystes
Denticetopsis
Bathycetopsis
Gymnotiformes
F. 5. Cladogram depicting a recent phylogenetic hypothesis for the order Siluriformes (modified from
de Pinna, 1996) and the evolution of tuberous electroreceptor and electric organs within the order.
The dashed vertical bars and branches show the occurrence of tuberous electroreception, whereas
the dotted bars and branches the evolution of electric organs among the catfish. Within the
Ostariophysi, tuberous electroreceptors are assumed to have appeared in the common ancestor of
all the extant gymnotiform lineages. The only catfish lineage for which tuberous electroreceptors
have been described is Pseudocetopsis sp., a South American species. However, it possible that
Andres’ et al. (1988) work was based upon a misidentified specimen of Hemicetopsis. Further
phylogenetic analyses about this group are urgently necessary. The paper by Andres et al.
describes the tuberous electroreceptor morphologically. Complementary physiological exper-
iments would help to establish not only if the receptors are functionally similar to other tuberous
receptors, but also if Pseudocetopsis can detect the gymnotiforms’ EODs, or even if Pseudocetopsis
is monitoring its own electric potentials. Electric organs were already identified in four siluriform
genera Clarias, Synodontis, Malapterurus and Auchenoglanis. Since there is good morphological
evidence pointing to Malapteruridae as the sister group of auchenoglanidids (de Pinna, 1993,
1996), it may be possible that an electric organ was already present in the common ancestor of the
two clades and a single evolutionary event happened, specially if other auchenoglanidids are also
electrogenic.
generation, the apteronotids are able to produce the highest repetition rates
known for any electric fish, with carrier frequencies that exceed 1500 Hz. There
is still a great deal to learn about the ontogenetic development of the electric
organ in most of the electrogenic genera.
Despite the diversity of electric organs, the physiological principles driving
bioelectrogenesis are quite similar among all teleosts: the excitable membrane(s)
of the electrocytes generates an action potential under cholinergic excitation
from spinal motor neurons. However, in the apteronotids, the EOD is produced
by the action potential of the neurons. Although sharing the same basic
principles, EODs become species specific once the waveforms depend upon a
complex interaction of several anatomical and physiological variables. Among
these are the innervation pattern and the distribution of ionic channels in
the electrocytes, the number of excitable membranes of the cells, the number
and disposition of electrocytes in the electric organ, and the presence or absence
of accessory electric organs in the fish (review in Bass, 1986). According to their
temporal patterns, EODs have been classified as two basic types: pulse-type
EODs are characterized by a long interval between successive spikes, whereas
wave-type EODs contain interspike intervals that are less distinct and
the waveform assumes a distorted sinusoidal shape when displayed on an
oscilloscope screen.
The vast majority of electrogenic teleosts produce pulse-type discharges with
rates of <10 – >100 Hz, depending upon the species and whether the fish is at
rest or active. Wave-type discharges evolved three times among teleosts. Within
gymnotiforms, wave-type EODs have evolved twice (Alves-Gomes et al., 1995):
in the genus Sternopygus Müller & Troschel and in the common ancestor of
Apteronotidae+Eigenmanniidae. The gymnoliform genus Microsternarchus
Fernández-Yépez, with a pulse of relatively long duration (3–5 msec) and a very
stable firing rate (Sullivan, 1997; J. A. Alves-Gomes, pers. obs.), currently
represents a transition from pulse to wave. The only other wave-type
electrogenic teleost fish is the mormyriform Gymnarchus. Species with wave-type
discharges may fire their electric organ with repetition rates of <100 Hz such as
in gymnotiform Sternopygus, up to >1500 Hz as in some genera of the
gymnotiform family Apteronotidae. Both uranoscopid genera produce pulse-
type EODs, generated mainly during feeding activity or when the fish is
disturbed (Pickens & McFarland, 1964). All electrogenic catfishes also produce
pulse-type EODs.
stimulate the ampullary system. Until more complete studies on the phylogeny
of the genus Synodontis are available, it is not possible to know if the biphasic
EOD waveforms represent a derived condition. Still in relation to catfishes, it
would be interesting to investigate if tuberous-like electroreceptors are present in
any genera that produce biphasic pulses, or pulses with high frequency compo-
nents. It is also intriguing, considering the recent discovery of new electrogenic
catfish genera, that all of them only occur in Africa. It is my personal belief that
electrogenic South American catfish are very likely to exist, and are waiting to be
discovered and studied.
The EODs of Astroscopus and Uranoscopus, the two electrogenic
acanthopterygians of the order Perciformes, despite being generated by
electrogenic tissues derived from two different muscle groups, are also
monophasic (Bennett & Grundfest, 1961; Bennett, 1971a; Baron & Michaelenko,
1976).
Another important source of corroboration for a plesiomorphic monophasic
pulse in teleosts is that genera with adult multiphasic EODs, such as the
gymnotiforms Brachyhypopomus Mago-Leccia and Apteronotus Lacepède and
the mormyriforms Pollimyrus Taverne and Mormyrus Linnaeus, have a
monophasic EOD during the early stages of ontogenic development
(Kirschbaum, 1977, 1983, 1995; Postner & Kramer, 1995; Franchina, 1997). The
more complex waveform is acquired as the fish grows and the firing physiology
of the electrocytes becomes more complex. It is likely that as more species are
studied, other larval monophasic EODs will be found.
Nevertheless, it would be misleading to conclude that complex, multiphasic
EOD waveforms are always derived because in the Gymnotiformes there are at
least two known cases in which a species nested within a genus in which all the
representatives that have bi- or multiphasic EOD has reversed its discharge to a
monophasic pulse. Monophasic EODs are found in one species of Gymnotus
from Central America (Stoddard, 1999), in a new Brachyhypopomus species
(J. Sullivan, pers. comm.), and in an undescribed species of Microsternarchus
(Alves-Gomes, unpubl. data). In mormyriforms, at least one species,
Brienomyrus batesii Boulenger, has also reversed its EOD to a head-negative
monophasic pulse (Alves-Gomes & Hopkins, 1997).
The development of a multiphasic, complex EOD waveform was probably the
best evolutionary option to solve two significant limitations of monophasic
pulses. First, it allowed a much larger number of possibilities in terms of
waveforms, supporting species specificity. Second, by adding fast-frequency
components in the EOD, fish were able to broaden the spectral frequency of their
discharges. As the discharge frequencies will be differentially attenuated, accord-
ing to the electrical properties of the different elements in the habitat, broader
spectral frequencies may be advantageous by improving the efficiency of the EES
to probe the environment. However, if this type of electrical signal, containing
fast components, is to be effective, the fish require an electroreceptor physiolog-
ically tuned to the frequency spectrum of the new waveform. This role was filled
by the tuberous electroreceptors as we find in gymnotiforms and mormyriforms.
A major puzzle regarding the evolution of electric organs in fish are the
two uranoscopid genera. Bullock et al. (1983) examined the brain anatomy and
recorded evoked potentials of Astroscopus during several types of stimuli,
1503
including electric, and concluded that the genus does not possess electroreceptive
capabilities. Therefore, the fish cannot use electric discharges for any type of
social interaction or electrolocation. No studies regarding the electroreceptive
capabilities of Uranoscopus were carried out. It is known that Astroscopus
always activates its electric organ during feeding activity, whereas in
Uranoscopus the electric organ is associated with the sound producing muscles.
The evolutionary driving forces in this case are less apparent, and additional
studies on the embryogenesis and utilization of the electric organs in both genera
are needed. However, the probability that the two uranoscopid genera would,
only by chance, develop electric organs completely independently from each
other is about the inverse of the total number of marine teleost species. Thus,
uranoscopids appear to possess a particular tendency favouring electric organ
evolution, although the evolutionary nature of this feature is not clear.
food items are also important. Piscivorous fish present an electrically different
target compared to insect larvae or crustaceans that have highly resistive
carapaces and appendages. The water velocity of the habitat in which the fish
lives is also important. Fast moving waters require a better temporal resolution
than lentic environments. High repetition rates become advantageous in
fast flowing rivers or streams. Crampton (1988b) has published an important
study about gymnotiforms in their natural habitats, and demonstrated a good
correlation between EOD types and habitat preference. Some clades, like the
neurogenic and high-frequency wave-type apteronotids, are very unlikely to be
found in stagnant waters; on the other hand, slow repetition rate pulse-type fish
such as Brachyhypopomus are mainly found in calm waters, and are never found
in the main river channels (Cox Fernandes, 1995; Crampton, 1998b). Some
gymnotiform species have become highly tolerant to low levels of oxygen or have
developed auxiliary breathing mechanisms to deal with oxygen depletion in some
habitats during the dry season in the Amazon (Johansen et al., 1968; Crampton,
1998a,b). Alves-Gomes et al. (1995) have addressed briefly the relationship
between phylogeny and EODs in some pulse-type gymnotiforms, but further
generalizations are difficult, once there are pulse species living in relatively fast
flowing waters, and wave species that can be found in lentic habitats (Crampton,
1998b; Alves-Gomes, pers. obs.). The argument here is that the EOD waveform
must be suited to the microhabitat in which the fish lives, as a function of fish’s
own ecological and behavioural needs, but a clear relationship between type of
EOD and habitat characteristics require further studies.
Another important environmental aspect is predator avoidance. Active
electrolocation, from a functional point of view, combines properties found in
other senses such as vision, hearing and the lateral line. In other words,
electrolocation could be considered a ‘ multi-modal ’ sense that, for instance,
allows the fish to explore their environment without the need for light. The
nocturnal habits of most electric fishes serve to minimize predation by visual
predators. However, in tropical environments there are large numbers of
nocturnal electroreceptive predators. In Africa, catfishes and Gymnarchus are
the electroreceptive predators. In South America, catfishes are joined by several
piscivorous gymnotiforms genera such as Electrophorus, Gymnotus, several
apteronotids, large Sternopygus to a lesser extent, and perhaps few large
hypopomids that may prey on fish larvae. In order to avoid predation, some
small pulse emitting gymnotiforms like Brachyhypopomus can, for example, cease
to emit EODs for brief moments as a predator like Electrophorus approaches.
Other hypopomids cease the emissions from their electric organ for different
period of times when mechanically disturbed (Alves-Gomes, pers. obs.). Such
behaviour is neurophysiologically mediated in this fish by the release of an
inhibitory neurotransmitter (GABA) in their pacemaker nucleus (Kawasaki &
Heiligenberg, 1990). Other strategies have also evolved to avoid detection by
electroreceptive predators. One such mechanism is to shift the peak of the
spectral frequencies of the EOD away from the turning curve of the predator’s
electroreceptors. It has been proposed that predation may drive EOD waveform
evolution in electric fishes (Stoddard, 1999). Adding a second phase on top of a
monophasic pulse, shortening the duration of a pulse, or becoming a wave-type
with high carrier frequencies, may cause the shift of the EOD spectral peak
1505
FUTURE WORK
The evolution of electroreceptors and electric organs in teleost fishes is a
fascinating topic in evolutionary biology. Both systems have evolved multiple
times throughout teleost evolution and this opens up a wide horizon in terms of
evolutionary questions that require answers. For instance, what types of
evolutionary forces are behind their repeated appearance? We already know a
great deal about the physiological, morphological, and pharmacological aspects
of the EES in some species of gymnotiforms and mormyriforms, but we still do
not know how many electrogenic/electrosensory species exist. Recent studies are
beginning to show that several species of electric fish that previously were
considered monotypic are complex multi-species clades. The incredible diversity
of catfishes also makes this group a fantastic model-clade. As we move to salt
water and consider uranoscopids, the obvious questions concerns the evolution-
ary advantage of being electrogenic without being able to detect their own
discharge. Another important aspect that needs more attention is the relation-
ship between the species and their habitats. How are particular waveforms better
or less well adapted to certain habitats? On the other hand, how much variation
may exist in the EODs at the inter-populational level, and how may this correlate
to speciation? The answers to these and other questions related to the evolution-
ary aspects of the EES, need a fundamental push from phylogenetic studies. The
following research would contribute significantly to our understanding about the
evolution of electroreceptors and electric organs in teleosts:
(1) We should expand our phylogenetic studies regarding all the clades in-
volved. Some of them like the Cetopsidae, Mochokidae, Malapterurus+
auchenoglanidids, Uranoscopus+Astroscopus+other uranoscopids, and
Notopteriformes+Mormyriformes, are urgent.
(2) Intensify the behavioural studies that will help us to understand how fish
use their EES in their natural habitats especially during social interaction
and food search and capture.
(3) Execute a large survey to study the possible occurrence of electrogenic
catfish outside Africa.
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SUMMARY
It has been shown that ampullary electroreception is an old sensory
modality in vertebrate history that had disappeared in the common ancestor
of the teleosts, to be ‘ re-invented ’ independently three times within Teleostei:
once in the common ancestor of Gymnotiformes+Siluriformes (within the
superorder Ostariophysi), and twice within the distantly related superorder
Osteoglossomorph, i.e. in the Mormyriformes and in the closely related Afrian
notopteriforms. Tuberous electroreceptors also appeared three times, but only
in fish that already had ampullary receptors. Furthermore, in two out of three
times, in fish that also had an electric organ (order Gymnotiformes and
Mormyriformes). The presence of tuberous receptors in the non-electrogenic
South American catfish Pseudocetopsis claims for further investigations. Electric
organs evolved eight times in teleosts, and five times among ostariophysans
alone. With the exception of the two uranoscopid genera, for whom no
electroreceptive capability have been discovered so far, all electric organs evolved
on top of a pre-existing electroreceptive condition based upon an ampullary
system. By evaluating the phylogenetic distribution of electric organs, their
physiology and EOD waveforms, it is assumed that plesiomorphic electric organs
were simply innervated and produced monophasic/long lasting pulse discharges
to maximize ampullary detection. Complex, multiphasic EOD waveforms and
wave-type discharges with high carrier frequencies are derived conditions. The
EOD waveform reflects a complex interaction of several morphological and
physiological features of individual electrocytes and their dispositions in the
whole electric organ. Nonetheless, the EOD waveform is a plastic character
under constant selective pressure to evolve the best compromise between an
appropriate spectral frequency to enhance electrolocation and electro-
communication, to ensure species identity through sexual and behavioral
segregation, and to avoid predation.
This paper has benefited tremendously from insightful suggestions by Jeff Podos,
Jansen Zuanon, and Lúcia Rapp Py-Daniel. Many ideas formalized here have evolved
1508 . . -
from fruitful discussions with several people along many years, including Walter
Heiligenberg, Carl Hopkins, Ted Bullock, Chris Braun, Glenn Northcutt, Calvin Wong,
John Spiro, John Lundberg, Phill Stoddard, Jansen Zuanon, Lucia Rapp Py-Daniel and
Cristina Cox Fernandes. Two anonymous reviewers provided critical suggestions to
improve the paper. The author’s research related to this paper has been partially funded
PPI 1-3050 of INPA.
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