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Organizational control: Restrictive or productive?

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Organizational control:
Restrictive or productive?
H ANNELE S EECK
Adjunct Professor, University of Helsinki, Senior Researcher, Finnish Institute of Occupational
Health, Helsinki, Finland

A NU K ANTOLA
Research Fellow, Academy of Finland, Department of Communication, University of Helsinki,
Helsinki, Finland

ABSTRACT
Organizational control is conventionally – from a critical stance – viewed as a negative and
restrictive phenomenon, which in one way or another subjugates workers. In this theoretical paper,
we argue that organizational control is often based on a particular understanding of power; an
understanding that views power as repressive, equating it with domination and subjugation while
paying little attention to its productive function. We question what the implications for under-
standing organizational control would be if we were also to see power as productive. We contend
that the Foucauldian notions of pastoral power, disciplinary power, and governmentality can be
used together through the concept of regime of practices to enrich our understanding of the work-
ings of organizational control. We thus delineate an analytical framework for the study of organi-
zational control based on an open-ended investigation of the regimes of control in local settings.

Keywords: Foucault, governmentality, organizational control, disciplinary power, pastoral power, subject

INTRODUCTION repressive (Jermier et al. 1994: 1–24). We suggest

O rganizational control is conventionally –


from a critical stance – viewed as a negative
and restrictive phenomenon, which in one way
this is because power is equated with domination
and subjugation (Daudi 1986; Burrell 1998).
From our viewpoint, it appears that the
or another subjugates workers (Jermier, Knights accounts of organizational control are often
& Nord 1994: 1–24; Clegg 1994; Collinson based upon negative conceptualizations of power,
1993). To put it bluntly, accounts of organiza- and this conceptualization of organizational con-
tional control often examine the constitution of trol seems to be taken as a fact that is seldom
a resistant subject and declare a need for the questioned in the critical organizational litera-
emancipation and liberation of this intrinsically ture. Our question is: What happens to this
alienated and repressed working subject (Marx understanding of organizational control if we re-
1884, 1976; Clegg 1994: 274–325). It is pro- conceptualize power as regimes of practices con-
posed that organizational control is often based sisting of negative as well as productive forms of
on a particular understanding of power; an power and subjectivity? We strive for an open-
understanding that views power as negative and ended research process where a particular regime

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Hannele Seeck and Anu Kantola

of control is analyzed in its local setting, and sug- ature of critical management studies contains
gest that Foucault’s ideas on pastoral and discipli- much analysis of organizational power relations,
nary power and governmentality can be used as Clegg points out that organizational theory has
conceptual tools for enlarging our understanding failed, for example, to address the role that
of the workings of the organizational control. We organizations have played in some of the crimes
contend that studies of organizational control against humanity, such as the Holocaust. (Clegg
should at the same time depict and analyze the 2006: 426.)
systems of control as well as their consequences Foucault does not offer an ideal model for the
and outcomes at the subjective level. understanding of organizational control, but
The theme of power was both a persistent and rather a conceptual ‘toolkit’ that can be
contradictory one for Foucault. Although he employed when analyzing control systems.
never wrote a book on power, he touched on the Townley (2005: 643) points out that Foucault is
issue of power and approached it from various often quoted by those fascinated with control,
angles throughout his work. Consequently, there though control is not one of the many concepts
is no single ‘Foucauldian’ conceptualization of associated with his work. Examining organiza-
power, but rather a prolific mass of works and tional control from a Foucauldian stance is at the
writings approaching power from multiple view- core of this paper, and the following three
points (Foucault 1977, 1980, 1981, 1982a,b, notions of Foucault receive particular attention –
1988, 1991a,b, 1997, 1998a,b, 2000, 2003, power in relation to organizational control: disci-
2004a,b). In his work, Foucault did not develop plinary power (Foucault 1977, 2000); pastoral
an overriding model of power, but rather exam- power (Foucault 1997, 1998a, 2000); and gov-
ined the various forms of modern power. For this ernmentality (Foucault 2000, 2004a, 2004b).
reason, discussion of a ‘Foucauldian’ notion of We suggest that the various forms of power he
power or subjectivity (see e.g. Newton 1998) discussed – disciplinary power, pastoral power,
become problematic and not very fruitful if they and governmentality – should not be postulated
presume a consistent and overriding notion of as an ideal model before the research exercise.
subject or power presented by Foucault, when in Rather, they could be considered as possible
fact this was a writer who tested and developed options, and the task of the research is to describe
his ideas in a prolific way, changed his thinking, the particular regime of control in its particular
and did not aim to construct a coherent theoreti- historical setting. Here we draw particularly on
cal system. the notion of governmentality. We claim that it
Foucault is, however, important in studying can be used as an ‘open-ended’ concept for orga-
power, because he dispels some misconceptions nizational control, which allows for the investiga-
that are inherent in the labor process debate (Jer- tion of the totality of the control systems.
mier & Clegg 1994: 4). ‘After Foucault power is We also suggest that these forms of power
not something that can be tracked simply to should not be treated as mutually exclusive. On
some sovereign subject through control of the contrary, it is postulated that all these forms
resources, whether they be resource dependen- of power – disciplinary power, pastoral power,
cies, strategic contingencies, ruling class control and governmentality – are likely to be active
of capital or ruling elite control of key positions simultaneously in an organization. We claim that
in the bureaucratic apparatus’ (Jermier & Clegg they can all be used together as tools to under-
1994: 4). However, monasteries and the military stand the workings of organizational control
are probably more important ‘sites of institution- through their capacity to describe the various
al innovation for subsequent organizational systems and techniques of control and the pro-
mimesis’ than prisons (ibid.). Although the liter- ductive side of control/subject dynamics.

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Organizational control: Restrictive or productive?

Furthermore, we suggest that organizational the Prussian army were applied in both private
control in a particular historical setting can be and public organizations (Sennett 2006: 20–23).
understood as a regime of practices with certain Weber (1947, 1978) discussed bureaucracy wide-
outcomes and consequences for both the subjects ly, calling it an iron cage in which an organiza-
of power and the organization itself. A particular tion has replaced a group of equal individuals as
regime may involve practices that, for instance, the structuring element of work (Huhtala, Ketola
can be coercive or allow for freedom, characteris- & Parzefall 2006). He posited (1978: 987) that
tically inspiring or depressing, punitive or bureaucracy is the means of transforming social
encouraging; they can alienate the subjects of action into rationally organized action. With
power or make them committed, or render work rational calculations, capitalists were able to
meaningless or meaningful. All of these processes manage the increasing uncertainty of the world.
should be observed and understood through In this way, bureaucracy would cause work to
studies of organizational control. become more predictable – hence also more con-
We would like to point out that especially the trollable. Weber also saw bureaucracy as techni-
productive side of organizational control should cally superior over other organizational forms.
be taken seriously. In critical studies, it is rather Where administration has been completely
commonplace to concentrate on the coercive side bureaucratized, the resulting system of domination
of organizational control and to view workers as is virtually indestructible (Weber 1978: 987;
struggling with and resisting the imposed system Barker 1993: 410–411; Clegg 1990).
(e.g. Knights & McCabe 2003). We feel, howev- The Weberian notion of bureaucracy, and the
er, that it would be equally important to under- idea of rational control embedded in it, have
stand the productive side of control systems as become perhaps the most influential model of
well as subject formation based on consent, co- organizational control. The Weberian theories
operation and commitment (Kärreman & Alves- have contributed, in particular, to the notion of
son 2004). We believe that the description of organizational control as domination, which is
success and its conditions can also become a essentially restraining: it limits the spaces of free-
form of societal criticism, in many ways. dom and attempts to close them up. Further-
The paper is structured as follows: organiza- more, it does this externally – from outside the
tional control is discussed first, followed by an self of the individual – and typically in pre-struc-
examination of the Foucauldian notions of disci- tured ways.
plinary power, pastoral power, and governmen- Another influential line of thought pertaining
tality. After this, we compare and contrast to the mechanisms of organizational control has
organizational control and the Foucauldian mod- been the critical Marxist tradition manifested, for
ern forms of power. Finally, we deliberate upon instance, in the classic work of Braverman, who
the dual nature of organizational control as both explored the development of the capitalist mode
a productive and a restrictive instrument. of production in the course of one century
(1974: 4). According to Braverman, in tradition-
SOME PREMISES OF ORGANIZATIONAL al methods of production, such as craftsmanship,
CONTROL IN ORGANIZATIONAL THEORY work remained under the immediate control of
Control has been a core concept in organization producers because the producers embodied the
studies since the time of Max Weber and his the- traditional knowledge and skills of their crafts.
ories of bureaucracy (Barker 1993: 408). Weber When the producers were gathered together,
witnessed the growth of the Bismarckian bureau- however, the problem of management arose. This
cracies with mixed feelings. The strict hierarchy, was first illustrated in co-operative labor (1974:
chain of command, and the outcome analyses of 59). Marx argued in a similar vein: ‘The work of

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Hannele Seeck and Anu Kantola

directing, superintending and adjusting becomes ers ‘create a communal value system that eventu-
one of the functions of capital, from the moment ally controls their actions through rational rules’.
that the labour under the control of capital, The creation of rational rules thus resembles tra-
becomes co-operative’ (1976: 313). In Braver- ditional bureaucracy; however, the locus of
man’s view (1998: 62), control had been the cen- authority has shifted from a hierarchical system
tral feature of management throughout its typical of bureaucracy to the values, rules, and
history. However, Taylor ‘raised the concept of norms of teams. Barker (1993: 435–436) draws
control to an entirely new plane’ with direct the conclusion that in such organizations, the
interference in the workers’ mode of performing iron cage actually becomes stronger as strong
the tasks instead of merely stating the general peer pressure is combined with rational rules.
contents of the tasks, thus by management dic- Ouchi puts forth (1977: 97) that when study-
tating the precise manner in which workers ing control systems, behavior and outputs result-
should complete the tasks (ibid). ing from behavior are the only two phenomena
As many theories on organizational control that can be observed, monitored, and counted.
have drawn either from Weberian or Marxist tra- Thus control systems are based upon behavior
dition, it has been rather commonplace to see control or output control (Ouchi & Maguire 1975:
organizational control in negative terms, as coer- 559, Ouchi & Johnson 1978), and to these two
cive domination. For instance, for Edwards types of control he later adds symbolic control
(1979: 17) control is ‘the ability of capitalists (Hatch 1997: 337). In his later works, Ouchi
and/or managers to obtain desired work behav- (1979) sees markets, bureaucracies, and clans as
iour from workers’. Therefore, it is essential to three different mechanisms through which organ-
examine the degree to which the control exists, izations cope with the problem of control and
how it is obtained, and finally how it leads to or evaluation (1979: 1). Ouchi emphasizes that effi-
inhibits resistance on a wider scale (1979: cient control strives, above all, for clarity of per-
17–18). His taxonomy of control (1979: 19–20) formance assessment and for goal incongruence
includes simple control exercised typically by boss- between different aims (1979: 13–14).
es utilizing power personally and directly over Gupta and Govindarajan (1991: 768) exam-
their subordinates in small companies. Structural ined how organizational control varies systemat-
control is typical of large organizations, and comes ically across subsidiaries of the same
in two types: technical and bureaucratic. Technical corporation. They emphasize the strategic roles
control is embedded in the physical structure of of different subsidiaries and their implications
labor and is directed by machinery – as is aptly for the formal and informal control mechanisms
illustrated in the functioning of an assembly line. in use. Henderson and Lee (1992: 757) report
Bureaucratic control is directed by the organiza- that both managerial and team-member control
tion’s social structure and hierarchies. co-exist and increase the total level of control,
Barker (1993: 411–412) adds to Edwards’ tax- which in turn positively correlates with perform-
onomy the notion of concertive control – a form ance. In a similar vein, Ezzamel and Willmot
of control in which the locus of control has shift- (1998: 358) have shown how the replacement of
ed from managers to workers themselves, who line work by teamwork extended traditional,
thereby participate in developing the means of hierarchical systems of management control in a
their own control. A distinctive trait of this type global retailing company.
of control is its subtle and normative character, Barley and Kunda (1992: 384–385) differenti-
through which the organizational members come ate between rational and normative surges of con-
to control each other. In his study on self-man- trol in the 20th century. They suggest that
aged teams, Barker (1993: 435) finds that work- industrial betterment, human relations move-

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Organizational control: Restrictive or productive?

ment, and organizational culture paradigm were perception, every judgement, and every act
based on normative forms of control, whereas sci- (Deetz 1992: 37). It is a constitutive capacity,
entific management and systems rationalism have both enabling and constraining (Foucault 1980:
their premises in rational forms of control. The 70–108, 119).
locus of the normative control is in shared values The success of disciplinary power derives from
and moral engagement. The principles of rational hierarchical observation, normalizing judgments,
control, on the other hand, suggest that produc- and a combination of these: examination (Fou-
tivity is a result of carefully defined methods and cault 1977). The perfect disciplinary apparatus
procedures (Barley & Kunda 1992: 384). would be a control system based on a single
observing gaze that would see everything. Howev-
CONTROL AND THE SUBJECT: THE er, in order to increase its productive function,
PRODUCTIVITY OF POWER especially in workshops and factories, the gaze has
Since Weberian and Marxist theories of organiza- been broken down into smaller elements. This
tional control emphasize the workings of the new type of surveillance has also taken into
control system and domination, Foucauldian account the activity, promptness, and skills of
organizational analysis can be seen as an option men (Foucault 1977: 174, 183). The penality gov-
for understanding organizational control from erns as it compares, hierarchizes, homogenizes,
another angle. Though Foucault’s core concepts excludes, and differentiates – and hence normal-
do not include control per se, his works have izes (Foucault 1977: 183, see also 178–179).
been widely used to examine organizational con- Disciplinary power works through methods of
trol mechanisms in the field of organizational objectification, which claims to know the subject
studies (Townley 2005). ‘objectively’, thus making the individual manage-
Perhaps the most characteristic element in able. The worker is transformed into an object that
Foucault’s conceptualizations of power and con- can be controlled externally by specific techniques.
trol is his persisting emphasis on subject forma- Furthermore, objectification makes the worker
tion. Power works through its subjects, and while self-perceptive, and the gaze of an external con-
power controls and dominates, it also calls and troller is internalized into subjectivity. The core
allures its subjects and engages them in active technique of objectification is examination consist-
work. Foucault explores, in particular, the making ing of the previously discussed techniques of hier-
of a subject through particular forms of subjec- archical observation and normalizing judgement
tion and subjectification (Foucault 1980: 97–98). (Foucault 1977). Each worker is typically docu-
This Foucauldian interest in subject formation mented as a separate ‘case’ that can be compared
takes various forms in his writings on disciplinary and contrasted with other workers (‘cases’) as well
power, pastoral power, and governmentality. as with his or her own performance over time.
In Discipline and Punish (1977), Foucault Foucauldian theories have been discussed wide-
illustrates the making of a disciplined subject by ly in organizational research (Fournier & Grey
making the penitentiary subject and object for 2000; Burrell 1988). Sewell and Wilkinson (1992:
him/herself (1998a: 459–461). Overall, discipli- 280–281), in their study on electronic factory sur-
nary power operates upon subjectivity. The sub- veillance, found a practice enabling faults to be
ject is constituted as his or her own object traced back to the individual worker, so when
through ‘the formation of procedures by which work was carried out in teams, this led to team-
the subject is led to observe himself, analyze him- based control. As the team itself was responsible
self, interpret himself, recognize himself as a for meeting targets, a need to control the other
domain of possible knowledge’ (Foucault 1998a: team members was generated (Sewell & Wilkin-
461). Disciplinary power is omnipresent in every son 1992: 280–281). This created a panoptic

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Hannele Seeck and Anu Kantola

power relation. Each individual experienced fear of workplace, through the use of pastoral power and
failure and became a potential target for minor its techniques of confession and self-examination
humiliation (Sewell & Wilkinson 1992: 283–284). (Townley 1998; see also Townley 1993). Further-
However, according to Sewell (1998: 410, 420– more, according to Townley, interiority (of a per-
421), the panoptic mechanism constitutes only son), through subjectification, on the one hand
one possible way to analyze contemporary control provides a new frontier of control, but on the
at workplaces. Moreover, it is not always totalizing other hand also offers the possibility of a retreat
in its effects; Quist, Skålen and Clegg (2007: 445, from the dyad of seeing/been seen (2005: 644).
459–460), in their analysis of the Swedish Insti- According to Reed, corporations deployed
tute for Quality model of performance excellence, new social and material control technologies dur-
found that the model was not totalizing in its ing the 1980s and 1990s (1996: 577). On one
impact on managerial subjectivities. hand, the new technologies offer more flexible
Pastoral power has its premises in the Christ- forms of surveillance. On the other hand, social
ian method of confession (Foucault 1997, 2000: technologies of control are used to manipulate
333). Pastoral power subjectifies; it turns objects corporate culture. Expert groups have developed
into subjects for themselves (Foucault 1982b: informational and communication technologies
212), and this subjectification is based, above all, that enable a higher degree of transparency and
upon the technique of confession. Confession visibility in organizations, which makes continu-
pertains to the ‘inner reality’ of the individual ous monitoring and correcting behavior realiz-
and thus requires self-examination. For that rea- able in a more indirect manner. As a result, the
son, awareness and knowledge of conscience are members of organizations submit themselves to
needed, as are technologies for modifying and more thorough forms of discipline (Reed 1996:
directing it. Hence, pastoral power necessitates 581). Alvesson (2004: 207–218) suggests that
knowledge of people’s minds and souls (Foucault the new control mechanisms that emerged in the
2000: 332–336). context of knowledge work are increasingly
Rose (1989) has illustrated, from a Fou- linked with the identity formation of knowledge
cauldian stance, how through self-actualization workers. The connection between identity and
and self-development discourses, brought forth image makes it important for managers in
by the human relations movement, work has knowledge-intensive firms to regulate identities
become increasingly subjugating as dignity and so that they are in harmony with the organiza-
meaning in work have been aligned with the aspi- tional image projected.
rations of the workplace (Rose 1989: 106–107). Also the notion of governmentality provides a
Knights and Willmott (1989: 535) suggest that horizon for understanding the subjective side of
by using Foucault’s concepts, it is possible to ana- managerial systems. Governmentality entails
lyze the process of subjectification, a task that both the strategies of organizational governance
thus far has been overlooked in the labor process and self-governance by the subjects of gover-
debate. According to them, ‘it is the comparative nance (e.g. Foucault 2000: 219; 2004a,b; Clegg,
social isolation which subjects suffer as a result of Courpasson & Phillips 2006: 236). The aim is to
the individualising impact of modern power that analyze how the technologies of the self are inter-
renders individuals vulnerable to precisely the woven and at work with the technologies of
demands or expectations that such power makes domination (Foucault 1988: 19).
them’ (Knight & Willmott 1989: 550). Townley Foucault claimed that the core of modern gov-
(1994, 1998) has illustrated how workers can ernmentality is to be found in the links between
come to modify and shape their character and the systems of organizational governance and the
competences according to the requirements of the self-management of individuals, and in the associ-

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Organizational control: Restrictive or productive?

ations between the objectives of the governing rifice. Integration thus brings about the emergence
institution and the technologies of self employed of something new, something which is beyond
in the management of that institution (1988: 19). either or. (Follett 1949: 66–67). She sees control as
Governmentality, in particular, emphasizes the becoming more and more fact-control rather than
productive nature of power and control in relation person control, and central control more as the
to subject formation. Foucault emphasizes the co-relation of many controls as opposed to a
‘productive’ aspect of power. For instance: ‘What super-imposed control – both of which are within
makes power hold good, what makes it accepted, is a situation. According to Follett, each situation
simply the fact that it doesn’t only weigh on us as a should generate its own control (1949: 77–78).
force that says no, but that it traverses and pro- Modern governmentality pursues consent by
duces things, it induces pleasure, forms knowledge, working for the betterment of its subjects. This
produces discourse. It needs to be considered as a betterment is constantly evaluated and assessed by
productive network which runs through the whole developing particular strategies and techniques of
social body, much more than as a negative instance governance: rationalities and knowledge-based
whose function is repression’ (1980: 119). reasons imposed on subjects and the world
This productive aspect of power was captured around us leading to particular truth production
especially in the notion of governmentality, which techniques and practices (Rose 1999b: 6–7). The
can be understood as a ‘mechanism of life’ a form subject is not ruled over by law or the iron cage,
of power in which the central tenet is to maximize but rather he or she is given a personal future and
life (Lacombe 1996). As Hindess (1996b: a range of opportunities for personal betterment.
144–145) points out, Foucault retreated from the As Foucault claimed: ‘The finality of government
traditional understanding of power as legitimate resides in the things it manages and in the pursuit
force and places consent at the center of his analy- of perfection and intensification of the processes
sis. Follett (1949) argued decades ago that power it directs’ (2000: 211). This process of personal
can also be productive. Follett defined power sim- perfection and betterment is organized in a way
ply as ‘the ability to get things done’ (Follett 1949: that will lead to the fulfillment and greater per-
xii.) This, in turn, depended on one’s ability to fection of both systems and the subject.
persuade people to work with him or her, as if one What does all this mean in terms of organiza-
would attempt to coerce others, it is likely that in tional control? How, precisely, does organization-
most cases they would simply refuse to co-operate. al control change depending on the view of
She saw the idea of power ‘over’ people, as well as power that we hold? We propose that control,
ideas of ‘ultimate control’ and ‘supreme control’, when it has the modern forms of power in its
to be outdated and understood power as develop- premises, operates directly through subjectivity
ing power ‘with’ people. In this respect, she and not merely indirectly through a system.
thought that business practice had gone ahead of Thus, in Foucauldian terms, organizational con-
business theory (Follett 1949: xii, 1). She stated trol can take place via the techniques of power
that ‘legitimate authority flows from co-ordina- through examination, normalizing judgement,
tion, not co-ordination from authority’ (1949: 5; and hierarchical observation (the characteristic of
see also Follett 1941: 23), and talked of cumula- disciplinary power); techniques of confession and
tive control and authority as opposed to supreme self-examination (the characteristic of pastoral
control (ibid: 7). Instead of domination or com- power); or through personal perfection and bet-
promise as a way of getting things done, she pro- terment organized alongside the general aims of
posed integration as a third way, a way that the organization (governmentality). Thus the
enabled the persons involved to find a way which techniques of control and the power functioning
included what both of them wanted, without sac- in the premises of these techniques can change or

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Hannele Seeck and Anu Kantola

operate simultaneously at different levels, and in addition to the control systems of the state, gov-
hence constitute a regime of practices of control. ernmentality has been used to analyze the modern
systems of management in private sector organiza-
ORGANIZATIONAL CONTROL AS tions and has been applied, for instance, to the
REGIMES OF PRACTICES government of a firm (Miller & O’Leary 1987),
Governmentality offers an interesting concept for project management (Clegg, Pitsis, Rura-Polley &
the understanding of organizational management Marosszeky 2002), team management (Knights &
systems as regimes of practices involving various McGabe 2003), and accounting (Carter, McKin-
forms of power and techniques of control as well lay & Rowlinson 2002; Neu 2006).
as various processes of subject formations. Fou- Many of these studies, however, still perceive
cault introduced the concept in lectures he gave organizational management as systems that subju-
towards the end of his career at Collége de France gate workers with their given systemic identities.
in 1978 (Foucault 2004a) and 1979 (Foucault We agree with Clegg, Courpasson and Phillips
2004b). Governmentality is thus also a concept (2006: 236), who are surprised that governmental-
that in a sense wraps up the Foucault’s writings ity has not been used to address organization issues
on power, as he used it to refer to the totality of explicitly. Like them, we think that governmentali-
the modern systems of governance: both organi- ty offers a promising conceptualization of power,
zational structures and subject formation. which understands the facilitative mechanisms of
Governmentality has been used, in particular, power. They also point to the fact that the Fou-
in studies on political governance and public cauldian notion of power is a central element in
administration, where it has created a distinct the larger shift in organization theory. In the past,
‘governmentality school’, particularly in the UK it was customary to think of organization as
and Australia. Governmentality has been used to uncontested authority structures characterized by
analyze aspects such as the governance of the legitimacy. The Foucauldian theory has ‘opened
public sector, civil society, and poverty (Burchell, up’ the problematic determinism in these theories.
Gordon & Miller 1991), as well as education, As Clegg (1989: 273–274) contended in his
sexual harassment, the unemployed, AIDS, gay Frameworks of Power, in the ‘post-modern’ condi-
communities, and the situation of indigenous tion dominated by the market one needs to
people (Dean & Hindess 1998). rethink power. Power is no longer seen as a prede-
In the context of organizational control, it is termined and stable authority; instead, the Fou-
important to note that Foucault developed the cauldian theory has made it possible to understand
notion of governmentality when analyzing the unexpected outcomes and developments as well as
generalization of the enterprise and cost-benefit the polyphony within organizations (Clegg, Cour-
models in society (Foucault 2004b: 246–251). passon & Phillips 2006: 400–401). We follow this
Consequently, an appreciable proportion of gov- line of thinking and contend that organizational
ernmentality studies has dealt with the impact of control, in particular, could also be re-conceptual-
enterprise and business management on the pub- ized by using Foucauldian theory and the notion
lic sector (Longstreth 1990; Burchell 1993; Rose of governmentality.
1992, 1993, 1996, 1999a,b, 2000; Miller & Rose With regard to organizational control, govern-
1990, 1995; Hindess 1996a; Barnett 2002). mentality could be seen as local regimes of prac-
Thus, while Foucault originally developed the tices with their own particular mentalities,
concept of governmentality to describe the control processes of subject formation as well as rational-
systems of the modern state, it can be claimed that ities, strategies, and techniques. As Dean (1999:
he used it to analyze management modeled after 21) has pointed out, within any given society,
the systems of business management. And indeed, there is a large number of regimes of practices, or

248 JOURNAL OF MANAGEMENT & ORGANIZATION Volume 15, Issue 2, May 2009
Organizational control: Restrictive or productive?

routinized ways of doing things, pertaining to of a particular regime and the techniques for
certain places and certain times. We can, for assessing them. How, then, are the techniques
instance, talk of a ‘criminal justice system’, a employed to create and sustain links between the
‘health system’, or a ‘social welfare system’. These problems and aims of the system, and the indi-
regimes have their own particular characteristics vidual problems and aims of the subjects? For
and never correspond directly to a particular this purpose, Dean (1999: 23; see also Kantola
institution or even a system. They borrow from 2002: 30) presents a fourfold research task for
each other, co-operate, overlap, and contest or the analytics of a particular regime, where he
even colonize or subjugate one another. suggest identifying the following elements:
These regimes are characteristically based on i) characteristic ways of seeing and perceiving
specific problematizations and rationalities as well reality;
as techniques of truth production. They have their ii) characteristic ways of posing questions
own particular ways of seeing and perceiving as based on particular vocabularies and ways
well as their own expertise, know-how, and ways of producing knowledge;
of forming subjects. The exercise of power does iii) characteristic ways of rational and normal
not constitute a zero-sum game but rather an conduct; and
assemblage of changing governmental techniques, iv) characteristic ways of constructing subjects
practices, and rationalities which link systems and and actors.
their subjects and which model the spaces of gov-
ernment, thus making them governable. The pur- When thinking of the links between the system
pose of the analysis is not to ask what happened and the subject, one may conclude that govern-
and why, but rather to focus on the ways truth mentality operates through the expectations posed
and subjects are produced and the aims that link by a system for its subjects. The dynamic link
the systems and their subjects. (Dean 1999: between a system and subjects is built by setting
22–29; see also Rose 1999b: 20–60.) expectations for right and valuable conduct, for
The analytics of governmentality have focused instance through information and management
particularly on the techniques of governance. systems and through evaluation and performance
The core of modern governmentality lies in the schemes. From the workers’ viewpoint, these
problematizations and rationalizations that ren- expectations can be perceived, for example, as clear
der populations, activities, institutions, or organ- and obtainable, contradictory or unclear, positive
izations governable. For instance, theories of or negative, meaningful or meaningless. A particu-
national economy opened up a new space of gov- lar regime may have practices that, for instance, are
ernance characterized by the particular rationali- coercive or punitive, or that allow for freedom and
ty and problems of a national economy as well as creativity. Regimes can be experienced as inspiring
its aims. Specific techniques and statistics of or depressing, punitive or encouraging. They can
assessment were developed in order to assess the alienate the subjects of power or make them com-
state of the national economy, and these tech- mitted or, alternatively, they can make work
niques were utilized when defining the acts of appear meaningless or meaningful. Studies of
governance. Moreover, these techniques helped organizational control should thus aim to under-
to link the targets of the economic system to the stand both the systems of control, and their conse-
individuals within the system by calling for the quences and outcomes at the subjective level. A
new subjectivities of the economic man. (Fou- research process pertaining to the workings of the
cault 1991: 100–101; Rose 1999b: 24–40). control system could open up the processes of
Studies of governmentality look for the prob- management control and could also shed light on
lematizations, rationalities, strategies, and tactics the reasons behind their success or failure.

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Hannele Seeck and Anu Kantola

For instance, Thrift has applied governmentali- space as an element of organizational control
ty especially in innovation driven management could be analyzed by using Foucauldian insights
systems and claims that the organizational need into the spatial ordering of institutions (e.g. Fou-
for innovation has necessitated the creation of cault 1977; Hetherington 1997).
‘fast’ subjects. Thrift looks at the various tech- With regard to the contemporary techniques of
niques of creating the ‘fast’ subjects of the new control, one particularly interesting element is the
managerial governmentality (Thrift 2006: 130– increasing emphasis on intense identity manage-
152). He claims that management training aiming ment, not only in connection with work identities
at performativeness and charisma is an essential but also relating to the emotive and inner self of
part of the fast economy as it strives to activate employees in the so-called post-bureaucratic organ-
and intensify emotions and ‘create passion’ in the izations or in soft bureaucracy (Courpasson 2000;
subjects. Managerial style is linked with the estab- Heckscher & Donnellon 1994). Foucault himself
lishment of innovative groups using intense tech- pointed to the particular program of enterprise
niques, such as brainstorming, role play, shock management, which strives to replace and com-
experiences, visits to new environments, and pensate the cold, calculative, rational, and mechan-
developing empathy through detailed observation. ic systems of control with ‘hot’ market-oriented
Techniques drawn from the performing arts use competitive systems (Foucault 2004: 247–248).
‘strategic stories’, platform theatre, street theatre, This shift from ‘cold’ to ‘hot’ systems of manage-
improvisational theatre, and drama to intensify ment can be seen in contemporary discussions on
emotions and commitment. Performative tech- post-bureaucratic control emphasis networking,
niques based on conversations, questions and the low hierarchies, and flexibility. Some theorists
answers, promise, and assessment are used to of ‘post-bureaucratic’ organizations consider that
encourage the subject’s formation towards self- organizational control is exercised increasingly
assessment and evaluation. These systems are asso- through ‘identity regulation’ and ‘identity work’
ciated, for instance, with the organization of office (Alvesson & Willmott 2002). Work is not only a
spaces in ways that increase face-to-face interac- matter of material rewards and disciplinary con-
tion and provide spaces for intensified communi- trol; work identity is increasingly interwoven with
cation. Thus Thrift contends that ‘a new great the more private identity of one’s ‘true self ’. The
map of personkind is coming into existence’ contemporary systems of management address
(2006: 151), a map based upon potential for their subjects on the level of emotions and demand
innovation and creativity, a Homo Siliconvalleys what Hochschild (1983) has termed ‘emotional
thriving in open office spaces, major airports, and labour’, labor pertaining to the subject’s own emo-
high-level educational systems, not linked to a tions and feelings so that they are made to ‘match’
particular location but ready to cross any border. the feelings required by his or her work. Thus
A similar analysis could be introduced on the managerial control leans increasingly on tech-
level of a single organization exploring, for niques that pertain to workers inner self: emotions
instance, how the contemporary techniques of and passions. Having as their goal the detection of
‘fast management’ function as a form of organiza- the many managerial techniques that are applied to
tional control. More particular focal points might link the subject with the overall aims of the organi-
include the functionality of the link between the zation, these techniques seem to fit particularly
structural aims of the organization and the tech- well with the notion of governmentality.
niques and practices of subject formation as well At the same time, it must be noted that
as the possible consequences of this functionality empirical studies do not always confirm that
to the organization, its aims, and to the subjects there has been a clear shift from bureaucratic to
themselves. Furthermore, the arrangement of post-bureaucratic control (Robertson & Swan

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Organizational control: Restrictive or productive?

2004; Kärreman & Alvesson 2004; Hodgson the overall functioning of the organization and its
2004: 84). For instance, Collinson (2003) talks control system: to link the technologies of the self
about conformist, dramaturgical, and resistant with the workings and goals of the control system
selves as possible reactions to post-bureaucratic in the organization. What would be, for instance,
management systems. From a Foucauldian in the particular case presented by Knights and
stance, although workers are tied to the current McCabe (2003), the actual consequences of resist-
system of control, there are also escapes and ance for the organization, and what is the place
spaces of freedom from encroaching domination. and role of resistance in the organizational system
In their study of management control in of control? How are organizational goals, struc-
knowledge-management firms, Kärreman and tures and practices affected by the resistance? And
Alvesson (2004) concluded that organizational how can the effects of resistance, or lack thereof,
control could not be understood either in terms of be explained by the workings of control? How,
bureaucratic control or by network-based flexibili- when, and why is the management able, or
ty. Rather, organizational control in knowledge- unable, to downplay resistance? In other words,
intensive firms involved both of these aspects, how does the control system ‘deal with’ resistance?
which build upon and feed off each other. The The notion of governmentality could also be
iron cage remains, but it also contains softer ele- of particular importance when trying to under-
ments. (Kärreman & Alvesson 2004: 164). stand what Abel (2005) calls the ‘dark side’ of
Accordingly, Courpasson (2006: 327) points out organizational control. Mainstream organization
that the new hybrid organizations retain ‘both the theory often strives for generalizations and over-
iron fist of strong and centralised control mecha- looks the ‘dark side’ of organizations. It tends to
nisms, wrapped up in the velvet glove of consent’. assume that the structure and effectiveness of
These observations on the mixed elements of organizations may be explained by material ele-
the contemporary control systems point to the ments (Abel 2005: 500–513) and thus ignores
fact that a notion of regime may be useful, as it the things in organizational life that stifle the
can be used to analyze both the substantive/ individual and frustrate the attainment of their
structural/material system as well as soft and flex- needs and desires. The governmentality approach
ible identity management. Above all, attention attempts to tackle this ‘dark side’ by analyzing
should be paid particularly to the interplay the regimes of governance in organizations, the
between the system of control and subjects: how reasons behind them, and their consequences.
linkages are constructed between these two ele- Organization is not studied as a stable and for-
ments; and how organizational control consists mal system of power, but rather the focus is on
of multiple tactics and strategies and receives var- how governing is structured in the particular sit-
ious responses when addressing workers. uation; on small-scale changes and develop-
Knights and McCabe (2003) analyze teamwork ments. As Rose (1999b: 11) has pointed out,
in the frame of governmentality as a technology attention is paid to ‘the humble, the mundane,
that aims to transform individuals into subjects the little shifts in our ways of thinking and
who derive the meaningfulness of work through understanding, the small and contingent strug-
working in a team. They describe a range of ways gles, tensions and negotiations that give rise to
in which various individuals respond to this tech- something new and unexpected’. Governmental-
nology and also struggle with it, resist it, and ity is also a useful concept in analyzing connec-
baulk in the face of it. When applying the notion tions between power and ethics, as ethics for
of governmentality in studies of organizational Foucault was a conscious practice of freedom
control, it would be necessary to take one step fur- (Ibarra-Colado et al. 2006: 47–48). Ethics is a
ther in the analysis by linking the processes with practice that is intertwined in ‘an individual’s

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Hannele Seeck and Anu Kantola

freedom to make choices about what to do and In our view, Foucauldian notions of power
who to be, and the organizational context in can without doubt be used to demonstrate the
which those choices are situated, framed and workings of power in negative terms; for
governed’ (Ibarra-Colado et al. 2006: 45). instance, seeing organizations as ‘surveillance-
Thus we would like to suggest that the notion based organisations’ (e.g. Collinson 2003; Deetz
of governmentality could be used to understand 1992). However, as one looks around, it becomes
the workings of organizational control by making clear that surveillance and coercive power are not
an integrating analysis of the dynamics between the only forms of organizational control,
the systems of control as well as the subjective although they can form organization control in
identity formation entailed in the process of gover- certain organizations or, alternatively, they can
nance. The point of analysis should not be to oper- form part of a particular regime of control.
ate on a preconditioned concept of control As we claimed earlier in this paper, control is
perceiving organizational power either in terms of often seen in negative terms, especially in critical
negative/coercive control or positive/ productive studies of control (Deetz 1992, 1998). Perhaps the
subjectivity. Instead, we try to include in the analy- most problematic elements in the notion of coer-
ses both the systems and techniques of governance cive or negative control are, first, subject formation
and the governed subjects, focusing on the links in power regimes and, second, the notion of resist-
between them: how are the links between the sys- ance and struggle as a way of changing systems.
tem and subjects produced, and with what conse- First, subject formation in power regimes is a ques-
quences. In particular, we like the idea of a regime, tion highlighted in Foucault’s writings through the
which grasps both the structural and personal ele- observation that power is productive: modern
ments in organizational control. Personhood is not regimes of control often have well-meaning aims
produced in isolation, but is constructed within and outcomes. It is also common sense to assume
and conditioned by organizational structures, and that some employees are satisfied with their work
we feel that by analyzing the regimes of control, and committed to their organization. Thus sub-
one may perhaps be able to grasp the intermediat- jects should not be seen only as subjugated, alien-
ing dynamics between organizational structures ated, and dominated by rationality or domination.
and the people working in them. Thus the analysis Instead, more attention should be paid to the mul-
would reveal how the surrounding structures con- titude of ways in which subjects respond to con-
dition, subjugate, or enable the subject. trol systems and try to link these responses with
the control system while also analyzing the
CONCLUSIONS: CONCEPTUAL GAP dynamic links between the system and subjects.
BETWEEN COERCIVE CONTROL AND Subjects can be subjugated, alienated, or dominat-
PRODUCTIVE SUBJECT FORMATION ed, but research into organizational control must
What, then, does the Foucauldian notion of also be prepared to examine and understand
power offer to the understanding of organization- organizations where subjects feel enabled, empow-
al control? We are thus seeking answers to the ered, motivated, and ‘free’. We feel that this ‘pro-
questions posed in the beginning of the paper: 1) ductive’ side of organizational control is an
What happens to the understanding of organiza- element of relevance to the ways in which power
tional control if we re-conceptualize the negative relations work in contemporary organizations.
conceptualizations of power included in its prem- We feel that in order to understand control
ises; and 2) What are the implications for under- and power in organizations, it is important to
standing organizational control if we choose to describe control systems where workers, or some
perceive power as potentially productive and of them, feel good. In our view, it is also impor-
enabling rather than viewing power as negative? tant to understand the reasons why workers are

252 JOURNAL OF MANAGEMENT & ORGANIZATION Volume 15, Issue 2, May 2009
Organizational control: Restrictive or productive?

happy, instead of only assuming them to be car- system. With regard to a Foucauldian understand-
riers of false consciousness or dismissing content- ing of power, the question of eliminating power by
ment as nonexistent (see also Huhtala 2004). resistance, struggle, and revolution is a rather prob-
This does not imply, however, that the central lematic aim. Foucault (2003: 79) reminded his
concerns of critical theory are overlooked and that readers of Marx, who wrote to Engels in a letter in
the critical edge of the analysis of power is blunted. 1882: ‘You know very well where we found our
On the contrary, organizational control can be and idea of class struggle; we found it in the work of the
indeed often is restrictive, subjugating, and domi- French historians who talked about the race strug-
nating for the persons involved. We feel that the gle.’ He notes that the revolutionary project was a
Foucauldian approach suggested here can be help- modern project believing in a modern type of soci-
ful in grasping this restrictive side of control. The ety, which transformed the race struggle into class
Foucauldian view, as suggested by Jermier, Knights struggle and, in a modern way, focused its historical
and Nord (1994), makes it easier to understand consciousness on revolution and on its promises
the prevalent power/ knowledge regimes and tech- and prophesies on future emancipation (Foucault
niques; this, in turn, enables one to recognize the 2003: 79–80.) Thus, when organizational power is
current system, capitalism, as a historically specific seen as domination from above, it also suggests that
mode of production (1994: 3–4; Knights & Will- subjects can be liberated by struggle. This, however,
mott 1999). Foucauldian notions of power are might prove to be an overly simplified fallacy. This
often used to study subject formation or technolo- is not to say that the control systems could or
gies of self (Knight & Willmott 1989, 1999), but should not be changed. It is important to note,
personal projects of the subjects are seldom linked however, that the twofold classification of domi-
with the organizational aims, structures, and con- nance, which calls for resistance and its application
trol systems in order to show the totality of the to studies of modern organizations, may not always
dynamics of the control system. Consequently, we grasp the dynamics of organizational control (see
suggest that the analysis of control should aim to also Jermier, Knights & Nord 1994).
understand how individuals, through their work- In our understanding, the theory of organiza-
related knowledge, are tied to the current systems tional control should be developed and articulated
of rational and normative control, whilst acknowl- in a way that conceptualizes control in a more
edging that the association between work and self- open-ended way, leaving the question of the nature
respect is also historically and culturally specific – and forms of control to be investigated in the con-
something in which we are taught to believe text of the each particular case. There may of
(Knights & Willmott 1999: 40; Allen 1998: course be regimes with coercive control over labor-
164–199). As Knights and Willmott contend, the ers’ will; at the same time, however, there may be
Foucauldian understanding of power enables us to regimes the have workers’ full consent and com-
analyze how work under capitalism is not naturally mitment. Rather than assuming them as constitu-
intrinsic to our self-esteem, but how discursive and tive theoretical models, one should at the outset
disciplinary practices have been applied to make us strive for an analytical framework that allows both
believe (and to make ourselves believe) that this is productive and coercive elements. The main ques-
the case (1999: 40). Moreover, the concept of gov- tion is to show how, and with what consequences,
ernmentality suggests that this subjective identity the systems of control work in a particular organi-
work takes place within regimes of control. zation, and how the linkages between the organiza-
Another problematic idea in theories of domina- tional system and subject formation are built.
tion lies in the question of resistance and revolu- In our view, Foucauldian approaches to power
tion, which in Marxist and critical terms is seen as offer analytical concepts and tools for understand-
the way to eliminate or change the existing power ing and studying the forms and workings of con-

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Hannele Seeck and Anu Kantola

trol in organizations. By using the notion of gov- with the worker actively working on the self (rather
ernmentality, it is possible to overcome the concep- than indirectly through external techniques, sys-
tual gap between coercive control and productive tems, and personnel imposition and coercion).
subject formation, which often seems to be the This perception also points to the fact that every
problem when studying the workings of organiza- organization has its own specific system of control
tional control. Governmentality opens up a space with its particular institutions, knowledge systems,
for investigating the various ways in which power tactics, and strategies pertaining to specific tech-
works: mentalities, techniques, and subjectivities. niques of assessment, evaluation, and subject for-
With regard to organizational control, this means mation. Thus, organizational control in a local
that organizational control should be understood as setting can be understood as a regime of practices
consisting of organizational systems of control and that has its particular outcomes and consequences
the ways in which they address and call subjects, as both for the subjects and for the organization itself.
well as the various ways in which the subjects The purpose of the analysis is to understand the
answer this call, utilize the technologies, and come dynamics between the system and its subjects.
to govern themselves (see also Rose 1999b: 43). How are systems of information, evaluation, and
Moreover, Foucault claimed that while gov- control formulated when they function as a regime
ernmentality was developed with the modern of practices posing expectations for the subject?
state, disciplinary power and pastoral power And how do the subjects respond to the call – how
remain in the modern systems of government do they experience and fulfill these expectations?
(2000: 219–221). For instance, we should not What are the conditions for ‘success’ in a particular
see history in terms of the replacement of a disci- regime, what kind of conduct is favored, and how
plinary society by a society of government, but do the subjects themselves experience it? Is the par-
rather as ‘a triangle, sovereignty – discipline – ticular regime, for example, more punitive or coer-
government, which has as its primary target the cive, more depressing or encouraging?
population and as its essential mechanism the This approach also enables one to examine the
apparatuses of security’ (Foucault 2000: 219). more invisible structures of power, as well as
Thus we should take care not to treat these forms leaving scope for a newer type of understanding
of power as mutually exclusive; it is postulated of subjectivity – one that allows elaboration of
that the forms of power – disciplinary and pas- the sense of self (Knights & Willmott 1999).
toral power, as well as governmentality – are like- The nature of the power that Foucault (1977:
ly to be simultaneously active in organizations. 194) presupposes is not simply oppressive, based
These modern forms of control operate differ- on domination, inequality, and exploitation; it is
ently, and this difference is closely associated with also enabling and productive.
premises based on a different presupposition of the
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Rose N (1989) Governing the Soul: the Shaping of Received 5 October 2007 Accepted 18 November 2008

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