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Bacteriocina
Bacteriocina
BACTERIOCINS: DEVELOPING
INNATE IMMUNITY FOR FOOD
Paul D. Cotter*, Colin Hill* and R. Paul Ross‡
Abstract | Bacteriocins are bacterially produced antimicrobial peptides with narrow or broad host
ranges. Many bacteriocins are produced by food-grade lactic acid bacteria, a phenomenon
which offers food scientists the possibility of directing or preventing the development of specific
bacterial species in food. This can be particularly useful in preservation or food safety
applications, but also has implications for the development of desirable flora in fermented food.
In this sense, bacteriocins can be used to confer a rudimentary form of innate immunity to
foodstuffs, helping processors extend their control over the food flora long after manufacture.
F O O D M I C RO B I O LO G Y
BACTERIOCINS Perhaps the oldest and most widespread antimicrobial example, by using bacteriocins to protect food against
Bacterially produced, small, strategy in living systems is the use of antimicrobial contamination with, or prevent the growth of, specific
heat-stable peptides that are peptides by the innate immune systems of many forms pathogenic bacteria. Alternatively, narrow-host-range
active against other bacteria and
of life, from insects to plants to humans. Antimicrobial bacteriocins can be used to influence a microbial
to which the producer has a
specific immunity mechanism. peptides can be fast acting and have broad-spectrum population in a specific ecosystem towards a particu-
Bacteriocins can have a narrow activity, which diminishes the possibility of resis- lar outcome in which a desirable strain predominates
or broad target spectrum. tance developing in target species. One example of (competitive exclusion). In this sense, bacteriocins can
antimicrobial peptides are the defensins, such as the potentially be used as a form of innate immunity in
α-defensins, which are produced by neutrophils in the food to augment physical, physiological (for example,
small intestine and which act to reinforce the physical pH) and chemical preservatives, and to influence the
barriers of the mucosal surface. However, the pro- probable final population in complex food systems.
duction of antimicrobial peptides is not confined to The first description of bacteriocin-mediated inhi-
multicellular organisms. BACTERIOCINS are ribosomally bition was reported 80 years ago, when antagonism
synthesized antimicrobial peptides produced by one between strains of Escherichia coli was first discovered6.
bacterium that are active against other bacteria, either Originally called ‘colicins’, to reflect the original pro-
in the same species (narrow spectrum), or across ducer organism, gene-encoded antimicrobial peptides
genera (broad spectrum) and, as with host defence produced by bacteria are now referred to as ‘bacterio-
peptides1, cell signalling mechanisms can also be cins’. Although the deliberate use of bacteriocins as
involved. Producer organisms are immune to their own preservatives in food was formally proposed in 1951
bacteriocin(s), a property that is mediated by specific REF. 7, it is likely that mankind has benefited from
Alimentary Pharmabiotic
immunity proteins. the serendipitous production of bacteriocins in food
Centre, *Microbiology
Department, University It has been suggested that between 30–99% of the in the 8,000 years since cheese and other fermented
College Cork, Cork, Ireland. Bacteria and Archaea make at least one bacteriocin2,3, foods were first manufactured. Many studies have
‡
Moorepark Biotechnology although genome analyses should ultimately provide revealed that the LAB used in cheese manufacture to
Centre, Teagasc, Cork, a more definitive figure4,5. Many bacteriocins are convert lactose to lactic acid also produce bacteriocins
Ireland.
Correspondence to C.H. produced by food-grade lactic acid bacteria (LAB), that can influence the composition of the complex
e-mail: c.hill@ucc.ie and this offers the possibility of manipulating food cheese microflora and potentially inhibit adventitious
doi:10.1038/nrmicro1240 microbial ecosystems in a deliberate fashion — for spoilage or pathogenic bacteria. Importantly, in 1928
a modular structure in that several N-terminally Two types are common to all classification systems and
located residues, which are also present in other nisin- are retained in our proposed classification scheme: the
like, epidermin-like and streptin-like lantibiotics, have class IIa pediocin-like or Listeria-active and the class IIb
been shown to form a binding cage that is essential two-peptide bacteriocins.
for the binding of nisin to the pyrophosphate of lipid II Pediocin-like bacteriocins have a narrow spectrum
REF. 22 . The C-terminus and intervening hinge of activity but display a high specific activity against
region, which is responsible for the movement of the the food pathogen Listeria monocytogenes33,34. These
two termini relative to one another, are essential for bacteriocins range from 37 (leucocin A and mesente-
pore-formation21,25. It is also thought that the indi- ricin Y105 REFS 35,36 to 48 residues (carnobacteriocin
vidual peptides of some two-peptide lantibiotics might B2; REF. 37) and possess one or two disulphide bridges.
represent discrete receptor-binding and pore-forming Conservation between peptides is most evident in
modules26. The combined activity of these modules the hydrophilic, cationic N-terminal ‘pediocin box’
helps to explain the extraordinarily high activity of at region, which contains the amino-acid sequence motif
least some lantibiotics (FIG. 2). YGNGVXCXXXXVXV, (in which X is any amino
The cinnamycin-like lantibiotics represent the only acid)38,39, and is thought to facilitate nonspecific bind-
other class I bacteriocins for which a binding site — the ing to the target surface40,41. The C-terminal domains,
membrane phospholipid phosphatidylethanolamine which are located after a hinge region, are less con-
— has been identified27,28. served and are thought to determine the non-listerial
It is pertinent to note that there are examples of antimicrobial spectrum. The C-terminal domains
bacteriocins of Gram-positive bacteria that also act have been used as a basis for the formation of three
as virulence factors. The enterococcal two-peptide further subdivisions42. The indications that these ter-
lantibiotic cytolysin exerts activity against a broad mini represent distinct modules has been confirmed
spectrum of cell types, including a wide range of by the generation of hybrid class IIa bacteriocins,
Gram-positive bacteria, eukaryotic cells such as which confirmed that the target specificity is deter-
human, bovine and horse erythrocytes, retinal cells, mined by the C-terminal domain42–44. A link has been
polymorphonuclear leukocytes and human intestinal established between the expression of the mannose
epithelial cells, and is associated with acute, terminal permease of the phosphotransferase system EIItMan in
outcomes in human infection29. Furthermore, another L. monocytogenes and sensitivity to class IIa bacterio-
non-lanthionine-containing peptide haemolysin, cins. Mesentericin Y105- and leucocin A-resistant
streptolysin S, is involved in invasive infection by mutants of L. monocytogenes display reduced expres-
some group A streptococci30. sion of the mptACD genes that encode this perm-
ease45–48. Although a physical interaction between
Class II bacteriocins (non-lanthionine-containing a class IIa peptide and this mannose permease has
bacteriocins). The more common non-lanthionine- not been established, the sensitisation of Lactococcus
containing bacteriocins are also small (<10 kDa) lactis strains as a consequence of the introduction of
heat-stable peptides but, unlike lantibiotics, they are the mpt operon49 is consistent with the theory that
not subject to extensive post-translational modifica- this permease functions as a receptor for class IIa
tion. The majority of class II bacteriocins are active bacteriocins.
(also in the nanomolar range) by inducing membrane The two-peptide bacteriocins require the combined
permeabilization and the subsequent leakage of mol- activity of both peptides with a mechanism of action that
ecules from target bacteria (FIG. 2). Several different again involves the dissipation of membrane potential,
groupings have been suggested13,31,32, but their hetero- the leakage of ions and/or a decrease in intracellular ATP
geneous nature makes rational classification difficult. concentrations50. These peptides display very low, if any,
a
Ser Pro Arg Ile Thr Ser Ile Ser Leu Cys Thr Pro Gly Cys Lys Thr Gly
Dehydration of selected
serines and threonines
Ser Pro Arg Ile Dhb Dha Ile Dha Leu Cys Dhb Pro Gly Cys Lys Dhb Gly
SH SH
Lanthionine
formation
Dha
Cleavage Ile Leu
Pro Gly
Ser Pro Arg Ile Dhb Ala S Ala Abu S Ala Lys Abu Gly
Lanthionine β-methyl-
lanthionine S
Leu
b Nisin
Ala Met
Dha
Ile Leu Pro Gly Gly Gly Ala Abu S Ala Ser Ile His Val Dha Lys
Ile Dhb Ala S Ala Abu S Ala Lys Abu S Ala Asn Met Lys Abu S Ala His
Asn
Gly Asn Lys
c Lacticin 3147 Ala
Trp Gly S
Trp
Tyr Ala Abu His
Ala
Lacticin A1 Asp Trp Leu Glu
Met
Ala Ala Dhb Asn Dhb Phe D-Ala Leu Ala S Ala Abu S Ala
S
Lacticin A2 Asn
Thr Thr Thr Lys Arg Ala
2-ob Dhb Pro Ala Dhb Pro Ala Ile D-Ala Ile Leu D-Ala Ala Tyr Ile Ala S Ala Pro Abu S Ala Abu S Ala
Figure 1 | Lanthionine synthesis and lantibiotic structure. As shown in a, lanthionine residues are formed when an
enzymatically dehydrated serine (dehydroalanine, Dha) condenses with the sulphydryl group of a neighbouring cysteine (Cys).
This forms a bridge between the two residues, thereby creating a ring within the modified peptide or lantibiotic. When the
partners are threonine (Thr) and cysteine, the novel residue is a β-methyllanthionine. The resulting lanthionine and
β-methyllanthionine bridges are indicated in pink as Ala–S–Ala (alanine–S–alanine) and Abu–S–Ala (aminobutyrate–S–alanine),
respectively. Many lantibiotics also contain dehydrated serines (Ser) and threonines (dehydrobutyrine, Dhb). Lantibiotics can be
composed of a single peptide (nisin, panel b) or two peptides acting in synergy (lacticin 3147, panel c). The dehydration and
ring formation reaction can be catalysed by two enzymes (NisB and NisC in the case of nisin) or a single enzyme (LcnM in the
case of lacticin 481). Several additional modified residues can be found in lantibiotics, including lysinoalanine, lanthionine
sulphoxide, D-alanine, allo-isoleucine, erythro-3-hydroxyaspartate, 2-oxopyruvate, 2-oxobutyrate, hydroxypyruvate,
S-(2-aminovinyl)-D-cysteine and S-(2-aminovinyl)-3-methyl-D-cysteine.
bacteriocin activity when tested individually. Although subclass c(i) (comprising enterocin AS48 and the
members of this subgroup are relatively heterogeneous, non-LAB circularin A) and subclass c(ii) (comprising
it has been proposed that they could be subdivided into gassericin A, reutericin 6, the non-LAB butyrivibriocin
type E (enhanced) and type S (synergistic) peptides51. AR10 and, although a circular structure has not yet
The class IIc (formerly class V) bacteriocins are been established, acidocin B) on the basis of percentage
grouped on the basis that their N- and C-termini are amino-acid sequence identity52. The class IIc bacterio-
covalently linked, resulting in a cyclic structure52,53. cins gassericin A and reutericin 6 are the only examples
Although relatively few class IIc bacteriocins have been of non-lantibiotic LAB bacteriocins that contain
identified, we propose two subdivisions designated d-amino acids54.
Bacteriocin-producing strains ing cell-wall hydrolysis (FIG. 2). These proteins are also encode immunity mechanisms. These systems enable
are said to be bacteriocinogenic. modular in structure and have a catalytic domain at a distinction between ‘self ’ (producer) and ‘non-self ’
Recent developments in bacteriocin biology of the primary pathogenic and spoilage organisms that
Many exciting developments have contributed to our cause problems in minimally processed foodstuffs.
understanding of bacteriocin biology and have high- However, at present, only nisin and pediocin PA1/AcH
lighted innovative ways in which these peptides can have found widespread use in food. The form of nisin
be used; for example, cell-signalling systems involved used most widely in food is Nisaplin (Danisco), which
in the induction of bacteriocin production have been is a preparation that contains 2.5% nisin with NaCl
investigated and used as biological tools (FIG. 3). (77.5%) and non-fat dried milk (12% protein and 6%
One of the most significant developments has been carbohydrate). The use of pediocin PA1 for food bio-
the discovery that the activity of nisin is mediated by preservation has also been commercially exploited in
the binding of lipid II REFS 20,21. Whereas lipid II the form of ALTA 2431 (Quest), which is based on LAB
is also the target for therapeutic antibiotics such as fermentates generated from a pediocin PA1-producing
vancomycin, it has been established that a set of core strain of Pediococcus acidilactici119. Its use is covered by
amino acids at the N-terminal domain of nisin bind several US and European patents119,120.
to an invariable region of lipid II REFS 22,112, thereby When screening for a bacteriocin with a food appli-
militating against resistance like that observed in cation in mind, there are several important criteria:
vancomycin-resistant enterococci (VRE). These first, the producing strain should preferably have ‘gen-
results indicate that nisin could act as a template erally recognized as safe’ (GRAS) status; and second, the
for the design of novel drugs that bind an essential, bacteriocin should have a broad spectrum of inhibition
invariable antimicrobial target. Although the defini- that includes pathogens, or have activity against a par-
tive role of EIItMan as the target or docking molecule ticular pathogen. Third, the bacteriocin should be heat
for class IIa bacteriocins has yet to be established, an stable; fourth, have no associated health risks; fifth, its
ever-improving appreciation of the modular nature of inclusion in products should lead to beneficial effects
these bacteriocins will facilitate the creation of hybrid such as improved safety, quality and flavour; and sixth,
proteins with different antimicrobial spectra as a it should have high specific activity121. Bacteriocins have
consequence of C-terminal variation42. Attempts to been shown to have potential in the biopreservation
create bioengineered derivatives of bacteriocins have of meat, dairy products, canned food, fish, alcoholic
met with some rare, but notable, successes113–116. The beverages, salads, egg products, high-moisture bakery
absence of post-translational modifications in class II products, and fermented vegetables, either alone, in
bacteriocins makes them more amenable to change, combination with other methods of preservation, or
a fact that is best illustrated by the creation of hybrid through their incorporation into packaging film/food
bacteriocins43,44. Whereas bioengineered peptides surfaces (for comprehensive reviews, see REFS 122124).
are usually expressed from a derivative of the origi- Bacteriocins can be introduced into food in at least
nal bacteriocin-producing strain, it has been shown three different ways: in fermented food, bacteriocins
that class II peptides can be produced heterologously can be produced in situ by bacterial cultures that sub-
by Gram-negative bacteria or yeast117,118. Although stitute for all or part of the starter culture; purified or
the heterologous production of a fully modified semi-purified bacteriocins (for example, Nisaplin) can
lantibiotic by non-Gram-positive microorganisms be added directly to food; or an ingredient based on
has yet to be achieved, it has recently been shown a fermentate of a bacteriocin-producing strain can be
that purified modification enzymes can be used to used (for example, ALTA 2431). Although bacterio-
introduce lanthionines into synthetic peptide sub- cins with a wide spectrum of activity are usually the
strates68. We predict that by combining novel insights most sought after, other factors including pH optima,
into structure–function relationships with enhanced solubility and stability are as important and are major
mutagenesis and production technologies, the bio- considerations in choosing a particular inhibitor for a
engineering of bacteriocins will enter a new era in particular food or target bacterium. Furthermore, the
which the identification of derivatives with enhanced antimicrobial spectra of a variety of LAB bacteriocins
activity will be a more frequent event. can be extended to encompass Gram-negative bacteria
One should note, however, that although some of through their use in combination with measures that
this newly generated knowledge will undoubtedly result affect the integrity of the outer membrane, such as tem-
in novel and exciting applications, a significant suite of perature shock, high pressure, chelators and eukaryotic
applications have already been demonstrated, even if, antimicrobial peptides125–133. There are also rare natu-
in many instances, only at the laboratory scale. ral (for example, AS48 REF. 134) and bioengineered
bacteriocins114 that possess inherent activity against
Industrial applications Gram-negative microorganisms.
Food systems. Food processors face a major challenge There is also a niche for narrow-spectrum bac-
GRAS
An acronym for substances that in an environment in which consumers demand safe teriocins. This is true of fermented foods, in which
are ‘generally recognized as safe’. foods with a long shelf-life, but also express a prefer- contamination with L. monocytogenes is a problem.
This group includes several ence for minimally processed products that do not L. monocytogenes is the cause of approximately 25%
hundred substances that experts contain chemical preservatives. Bacteriocins are an of deaths caused by food-borne pathogens in the US
consider safe for use in food on
the basis of either a history of
attractive option that could provide at least part of the annually135 and, as a consequence of the zero-tolerance
safe use before 1958 or on solution. They are produced by food-grade organisms, standards for the organism in ready-to-eat (RTE) food,
published scientific evidence. they are usually heat stable and they can inhibit many was responsible for 71% of all recalls of food products
owing to bacterial contamination in the US between their antimicrobial effect, it is this ability to precisely
1993 and 1998 REF. 136. In mid-2003, the Food Safety influence the developing flora in an otherwise perish-
and Inspection Service (FSIS) announced a ruling that able food that led us to describe the use of bacteriocins
required the manufacturers of RTE food to take further as a form of ‘innate immunity’ for food. As already
steps to address the problem posed by the presence of described, the inclusion of Listeria-active class IIa
L. monocytogenes in consumables. This ruling encour- bacteriocins can specifically prevent the growth of this
ages the implementation of technologies that can kill pathogen, without affecting harmless LAB, or bacterio-
the bacteria or prevent its growth after cooking or cin-tolerant strains can be introduced into an otherwise
packaging. The Listeria-active class IIa bacteriocins hostile food environment. It is unlikely that the use of
seem to provide an ideal solution for such applica- bacteriocins in food will negatively impact on the natu-
tions, especially with respect to fermented foods, as ral flora of either the human (or animal) host, or on
any potential L. monocytogenes contamination can be the environment. The low level of bacteriocins required
negated without impacting on the success of the fer- to eliminate or reduce small numbers of pathogenic
mentation itself owing to the low activity of class IIa or spoilage organisms in food are unlikely to have an
bacteriocins against lactococci39. impact on more microorganism-rich environments. In
Bacteriocins can also be used to promote quality, any event, bacteriocins are unlikely to survive gastric
rather than simply to prevent spoilage or safety prob- transit, as they are sensitive to proteolytic degradation.
lems. For example, bacteriocins can be used to control
adventitious non-starter flora such as non-starter Clinical applications. Although this review has
lactic acid bacteria (NSLAB) in cheese and wine. emphasized the role (existing and potential) of LAB
The uncontrolled growth of NSLAB can cause major bacteriocins in food, the non-toxicity of lantibiotics
economic losses owing to calcium-d-lactate form- and their activity against Gram-positive human and
ation137 and slit defects in cheeses, and the production animal pathogens has led to research investigating
of detrimental compounds in wine. Bacteriocin- their potential clinical application. In particular, the
producing starters and adjuncts (one- or two-strain elucidation of the precise mechanism of action of
strategies) have been found to significantly reduce some lantibiotics and their activity against multidrug-
these problems138–142. However, as some NSLAB such resistant pathogens by a novel mechanism makes them
as lactobacilli and other starter adjuncts in cheese, and an attractive option as possible therapeutic agents. The
Leuconostoc oenos and Pediococcus damnosus in some broad-spectrum lantibiotics could theoretically be of
red wines can improve flavour, the complete elimina- use against any clinical Gram-positive human or ani-
tion of NSLAB is not always desirable143. This problem mal pathogen. For example, the two-peptide lantibiotic
has been overcome through the use of a three-strain lacticin 3147 has in vitro activity against Staphylococcus
system in which an adjunct strain with reduced bac- aureus (including methicillin-resistant S. aureus
teriocin sensitivity (obtained on repeated exposure to (MRSA)), enterococci (including VRE), streptococci
increasing concentrations of the bacteriocin) is used (S. pneumoniae, Streptococcus pyogenes, Streptococcus
with a bacteriocin-producing starter144 (FIG. 4). agalactiae, Streptococcus dysgalactiae, Streptococcus
Bacteriocins can also be applied in other ways to uberis, Streptococcus mutans), Clostridium botulinum,
enhance food fermentation. This has been shown dur- and Propionibacterium acnes151. Initial in vivo trials
ing semi-hard and hard cheese manufacture in which with animal models have demonstrated the success
bacteriocin production brings about the controlled of lantibiotics in treating infections caused by S. pneu-
lysis of starter LAB, which results in the release of intra- moniae152, and MRSA153,154, and in preventing tooth
cellular enzymes and ultimately accelerated ripening decay and gingivitis155–159. The use of nisin for human
and even improved flavour139,140,145,146. clinical applications has been licensed to Biosynexus
Although traditionally, the use of bacteriocins is Incorporated by Nutrition 21 and ImmuCell
associated with the preservation of food, in the near Corporation has licensed the use of the anti-mastitic
future food might merely act as a vehicle for the deliv- nisin-containing product Mast Out to Pfizer Animal
ery of bacteriocin-producing probiotic bacteria. The Health. Bovine mastitis is defined as an inflammation
production of antimicrobials by a probiotic culture is of the udder and is the most persistent disease in dairy
a desirable trait as they are thought to contribute to cows. Nisin is also used as an active agent in Wipe-
the inhibition of pathogenic bacteria in the gut147–149. Out (a teat wipe), and lacticin-3147-containing Teat
Whereas bacteriocins in food are degraded by the Seals (Cross Vetpharm Group Ltd) have been shown to
proteolytic enzymes of the stomach, probiotic bacteria prevent deliberate infection by mastitic staphylococci
might be ingested in a form that facilitates gastric tran- and streptococci in animal challenge trials159 (FIG. 4).
sit, allowing the in vivo production of the bacteriocin A strain that produces the lantibiotic mutacin 1140 is
in the small or large intestine. It has also been specu- entering Phase I clinical trials in the US with a view
lated that recombinant probiotic strains that can be to replacement therapy, and the dietary supplement
induced to produce bacteriolysin could be developed BLIS K12 throat guard, which contains a Streptococcus
to facilitate the in vivo delivery of bioactive compounds salivarius that produces two lantibiotics salivaricin A2
that are produced intracellularly150. and B, is sold in New Zealand as an inhibitor of the
Unlike most other preservation methods such as bacteria responsible for bad breath160. From a non-
heat or low pH, which are essentially indiscriminate in antimicrobial medical perspective, the cinnamycin-like
S. aureus
103 20,000
102 10,000
Bacteriocins
Bac+
nd
1 2 3 4 5 Teat seal Teat seal and
Number of days lacticin 3147
lantibiotics have attracted interest owing to their novel programmes have yielded a large arsenal of bacterio-
activities against the functions of medically important cins with different properties, target species and
specific human enzymes, such as phospholipase A2 producer organisms. Furthermore, if even the most
and angiotensin-converting enzyme, and nisin has also conservative of estimates concerning the percentage of
been found to have contraceptive efficacy161,162. bacteria that produce bacteriocins are confirmed, then
many other bacteriocins remain to be identified and
Conclusions exploited. Whether deliberately added or produced
For the past 50 years, bacteriocins have frequently in situ by food bacteria, bacteriocins can play a benefi-
been proposed as the solution to a myriad of food- cial role in the control of undesirable flora and in the
contamination problems, but nisin and, to a lesser establishment of desirable microbial populations. It is
extent, pediocin PA1, remain the only examples of this ability of bacteriocins to direct microbial flora that
the large-scale deliberate use of these peptides in food can be described as a type of programmable innate
applications. The under-utilization of bacteriocins in immunity for food.
food can perhaps be ascribed to a combined lack of Genomic advances will also contribute to the identi-
awareness of what bacteriocins can achieve in food fication of novel bacteriocins, and enhanced under-
systems and a lack of enthusiasm to move away from standing of regulatory mechanisms will allow us to
existing food-preservation techniques. However, determine how to switch on production when desired
although there have been several ‘false dawns’ herald- and even how to generate overproducing strains. By
ing the bacteriocin revolution, modern consumer and determining the specific activity of bacteriocins
regulatory demands associated with minimal pro- against particular spoilage/pathogenic bacteria, ensur-
cessing might now provide an opportunity for their ing stability and assessing the likelihood of emerging
more widespread application. Bacteriocin screening resistance, it should be possible to pre-determine
which bacteriocin is best suited to a particular food by both the food and pharmaceutical industries, the
application. Such an application has been exemplified biggest question might not be whether bacteriocins
by the tailored use of class IIa bacteriocins in the treat- will be used more extensively, but rather which of
ment of L. monocytogenes. From a clinical perspective, these fields will more passionately embrace their use.
the emergence of drug-resistant pathogens makes We believe that the food industry is well positioned,
the identification of novel antimicrobials even more given the exacting demands for safe and natural foods
important. Indeed, the adoption of protein-engineer- imposed by consumers, to use the arsenal of bacterio-
ing strategies using existing bacteriocin structures as a cins produced by food-grade bacteria to develop foods
blueprint provides an attractive approach to tailoring with innate immunity that can influence complex,
the biological activity and spectrum of inhibition of adventitious microbial populations in a predictable
bacteriocins. Given the enormous challenges faced and beneficial manner.
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