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To cite this article: Hamid Alielahi & Masoud Rabeti Moghadam (2017) Fragility Curves
Evaluation for Broken-Back Block Quay Walls, Journal of Earthquake Engineering, 21:1, 1-22,
DOI: 10.1080/13632469.2016.1142487
Article views: 60
Fragility curves are recently adopted and implemented in some geotechnical structures, mainly for
waterfront structures to evaluate the seismic vulnerability of them. However, the vulnerability of
broken-back block quay walls, as an efficient waterfront system in the areas with high seismicity, has
not been evaluated. Therefore, in this study, a numerical model was developed and validated against
shaking table tests results. Subsequently, fragility curves were produced for two broken-back block
quay walls. Comparison of damage probability for two types of walls demonstrates the better seismic
performance of the quay wall with larger hunch, especially for the high level of seismicity.
Keywords Broken-Back; Block Quay Wall; Fragility Curve; Seismic Vulnerability; Numerical
Simulation
1. Introduction
Ports are nowadays multipurpose lifeline facilities that contain a wide variety of facili-
ties for passenger operations and transport, cargo handling, and storage. Quay walls are
one of the key elements of port and harbor facilities. However, they have undergone large
displacements during seismic events which results in disastrous damage and economic con-
sequences. Therefore, seismic performance of waterfront quay walls has become a concern
to the waterborne transportation industry. Gravity wharves have been in use for many cen-
turies because of their durability and ease of construction. The block type quay walls are
likely the most ancient gravity retaining structures [Pasquali et al., 2010]. Block type wall
is the simplest type of gravity quay wall, which consists of blocks of concrete constructed
on a layer of gravel or crushed stone [Gijt and Broeken, 2014]. Blocks maintain their stabil-
ity through shear keys implemented between themselves and friction between the bottom
block and the seabed. The design of block type quay walls should be done considering sta-
bility, serviceability, and safety, as well as economy. For a port in an area of high seismicity,
a special configuration of block quay walls can be used, called as broken-back or hunch-
back block quay walls. In a broken-back wall, increasing lateral earth pressures at deeper
elevations of the wall are reduced by the landward-leaning rear face of the wall. While
at shallower elevations, where lateral earth pressures are smaller, the cost and weight of
the wall are reduced by using a seaward leaning rear face. The stability of a broken-back
retaining wall in comparison to that of a vertical-back wall is also improved as the center
1
2 H. Alielahi and M. R. Moghadam
of gravity of the wall is drawn landward [Sadrekarimi, 2011]. However, during previous
earthquakes, block-type gravity quay walls have suffered from significant damage as a
result of their seaward movement and this has led to subsequent damage to the structures
built on their apron. The heavy damage was observed on coastal structures such as refiner-
ies, petrochemical plants and ports during the Kocaeli earthquake (1999) with Mw = 7.4.
The earthquake caused crucial damage mostly on block type quay walls at Derince Port in
Izmit [Karakus, 2007]. Most failures of waterfront structures are associated with outward
sliding, deformation and tilting of quay walls, and settlements at their aprons. Moreover,
the block-type quay walls are also vulnerable to earthquake-induced sliding between lay-
ers of the blocks. This damage has often been accompanied by extensive settlement and
cracking of paved aprons.
Experience obtained from past strong seismic events has demonstrated the dramatic
seismic vulnerability of port structures, high economic losses, and societal impact due to
earthquake damages [Werner et al., 1999]. Therefore, evaluation of the damage probabil-
ities during the seismic events for these vital structures continues to be a concern to the
waterborne transportation industry. A few efforts were made in determining the seismic
vulnerabilities of wharf structures. The use of fragility curves has been deemed an effective
tool for evaluating the seismic vulnerability of a structural member or system. Fragility
curves express the conditional probability of exceeding a certain damage state for a given
ground motion intensity. It is also a useful tool in current performance-based earthquake
engineering to link economic losses to the damage of structures or systems. This approach
is recently adopted and implemented in some geotechnical structures such as express way
embankments [Lagaros et al., 1999; Maruyama et al., 2010; Argyroudis and Kaynia, 2015],
tunnels [Argyroudis and Pitilakis, 2012], retaining walls [Argyroudis et al., 2013], and
waterfront structures [Kakderi and Pitilakis, 2010] such as pile-supported wharves [Chiou
et al., 2011; Yang et al., 2012; Amirabadi et al., 2014, Heidary-Torkamani et al., 2014],
and blockwork wharves [Calabrese and Lai, 2013].
Among the waterfront structures, development of the fragility curves for the pile-
supported wharves has been taken into account by most researchers. Chiou et al. [2011]
proposed a procedure for developing seismic fragility curves for a pile-supported wharf
by establishing the damage states with quantitative criteria. Yang et al. [2012] used a set
of appropriate experimentally based limit states, to develop seismic fragility curves for
vertical-pile-supported wharves common in the western United States. A methodology has
been proposed by Thomopoulos and Lai [2012] to analytically define fragility curves for
pile-supported wharves. More recently, Heidary-Torkamani et al. [2014] developed the
seismic fragility curves for an idealized pile-supported wharf with batter piles through a
practical framework. The seismic performance of the wharf structure was simulated using
FLAC 2D by performing nonlinear time history analyses. Damage states were defined
according to the International Association of Navigation (PIANC) to develop the fragility
curves. Regarding the block quay walls, as the only research, Calabrese and Lai [2013]
derived fragility functions for normal seaward-leaning block-work wharf using artificial
neural networks. The proposed fragility functions take into account different geometries,
liquefaction occurrence, and type of failure mechanism.
For seaports in the areas with high seismicity, broken-back block quay walls are an effi-
cient choice as a waterfront system, demonstrated by the previous researchers. However,
up until now, the vulnerability of this type of quay walls has not been evaluated during
seismic events. Therefore, the current study aims to assess the seismic vulnerability of the
broken-back quay walls. To this end, Pars petrochemical port, located in an area with high
seismicity at the southern Iran was selected as the case study. Two types of the block quay
walls, named Type A and Type B, were designed as the main berthing system for this port.
Fragility Curves Evaluation for Block Quay Walls 3
Using the numerical simulations by FLAC software, validated against shaking table tests
results, the seismic response of the walls was obtained under earthquake motions with dif-
ferent intensities. Then, fragility curves were developed to assess the seismic vulnerability
of the broken-back block quay walls.
between the foundation subsoil and the block wall [EAU, 2004]. In Pars petrochemical
port project, subsurface investigations explored that the seabed is consisted of a dense to
very dense gravelly layer. On the other hand, susceptibility of this area to the seismic events
is very high based on the local seismic hazard studies. The high seismicity of the area, as
well as the convenient geotechnical condition of the seabed, dictated the block type quay
wall as the main berthing system for this port. Figure 3 depicts the construction process of
the block quay wall in the Pars petrochemical port.
Since the serviceability of the Pars petrochemical port was mainly controlled by the
stability of the berthing systems, especially in the dynamic manner, an extensive experi-
mental research was performed to investigate the seismic behavior of the block quay walls
during earthquakes by 1g shaking table tests. The main findings of the research have been
reflected in Sadrekarimi et al. [2008] and Sadrekarimi [2010, 2011, 2013]. Dynamic perfor-
mance of two block quay walls with different geometries was studied by the experiments.
Figures 4 and 5 illustrate the schematic section of the two block quay walls modeled in
the shaking table tests in prototype scale. Quay wall Type A had a larger hunch than the
wall Type B. Locations of the sensors, used to record the seismic response of the quay wall
and its backfill, are presented. Three accelerometer sensors (ACC1: as input, ACC2: on
the wall and ACC3: within the backfill) with two LVDT sensors were used. The prototype
block quay walls were scaled down by factor of 25 in the model tests.
In this article, in order to develop the fragility curves for the concrete-block quay walls,
the results of these tests were used to calibrate a numerical model using FLAC 2D. The
verified numerical model was used to assess the seismic vulnerability of two broken-back
quay walls and develop the fragility curves for them.
3. Numerical Simulation
FIGURE 3 Construction process of the block quay wall in the Pars petrochemical port.
In the numerical model, shaking table tests were simulated in prototype scale. The conven-
tional elastic-perfectly plastic Mohr-Coulomb constitutive model has been used to model
soil material in the dynamic analyses. Concrete blocks were modeled by linear elastic mate-
rial. Connections between them were considered to be solid since the shear keys provide
a monolithic block wall system. However, an interface element was considered between
the wall and its backfill and foundation allowing for slippage and gapping via a Coulomb
frictional law. Table 1 contains properties of the material used during dynamic analyses in
prototype scale to verify the numerical models.
Element size was defined small enough to allow seismic wave propagation throughout
the analysis. The finite difference mesh of the model, portrayed in Figs. 6 and 7, involves a
grid spacing of 0.5 m × 0.5 m.
During the static analysis, the bottom boundary was fixed in both horizontal and ver-
tical directions and the lateral boundaries were just fixed in the horizontal direction. The
6 H. Alielahi and M. R. Moghadam
FIGURE 4 Cross section of the block quay wall Type A, in prototype scale, modeled in
shaking table tests [Sadrekarimi, 2013].
FIGURE 5 Cross section of the block quay wall Type B, in prototype scale, modeled in
shaking table tests [Sadrekarimi, 2013].
waterfront was simulated through hydrostatic pressures applied to the front side of the wall.
The free-field boundaries, a built-in absorbing boundary condition in FLAC for dynamic
analysis, were applied to the lateral boundaries in the dynamic analysis of the model. The
bottom boundary of the numerical model was assumed as rigid base and an acceleration
time history was applied to the base of the numerical models. The 5% of Rayleigh damping
was considered in the analyses.
7
8 H. Alielahi and M. R. Moghadam
agree well with the results of the shaking table tests for both displacement and acceleration
time histories. This numerical model was used to evaluate the seismic performance of the
block quay walls and develop the fragility curves.
6 6
Horizontal Acceleration Input motion: Wall Type A Input motion: Wall Type B
Horizontal Acceleration
4 4
2 2
(m/s2)
(m/s2)
0 0
-2 -2
-4 -4
-6 -6
0 5 10 15 20 0 5 10 15 20
Time (sec) Time (sec)
FIGURE 8 Time histories of the input motions applied to the wall models, recorded by
ACC1 accelerometer.
0.4 0.4
LVDT1 LVDT2
0.3 0.3
Shaking Table Shaking Table
Numerical Numerical
0.2 0.2
0.1 0.1
0 0
0 5 10 15 20 0 5 10 15 20
Time (sec) Time (sec)
6 6
Shaking Table Shaking Table ACC3
ACC2
Horizontal Acceleration
Horizontal Acceleration
4
Numerical Numerical
4
2 2
(m/s2)
(m/s2)
0 0
-2 -2
-4 -4
-6 -6
0 5 10 15 20 0 5 10 15 20
Time (sec) Time (sec)
FIGURE 9 Numerical model predictions versus shaking table test results: quay wall-
Type A.
0.02 0.9
LVDT1 Shaking Table LVDT2
-0.02 0.45
-0.03
0.3
-0.04
0.15
-0.05
-0.06 0
0 5 10 15 20 0 5 10 15 20
Time (sec) Time (sec)
6 6
Shaking Table Shaking Table
2 2
0 0
-2 -2
-4 -4
-6 -6
0 5 10 15 20 0 5 10 15 20
Time (sec) Time (sec)
FIGURE 10 Numerical model predictions versus shaking table test results: quay wall-
Type B.
In the current study, fragility curves were developed by the analytical method. The
framework for developing fragility curves for a block quay wall is proposed in the following
steps.
Step 1. Developing a numerical model to predict the seismic response of the block quay
walls, as demonstrated in Sec. 3.
Step 2. Selecting real earthquake ground motions for the fragility analysis.
Step 3. Calculating the seismic responses of the block quay walls subjected to selected
earthquake events, which are scaled to different levels of ground motion intensity.
Step 4. Defining the criteria for damage states of the gravity block quay walls
Step 5. Generating the fragility curves through damage probability analysis based on the
seismic response data and the set damage criteria.
Fragility Curves Evaluation for Block Quay Walls 11
4
Earthquake records-Matched
3.5
Normalized Assalluyeh Design Spectrum
3 Mean Matched
Normalized PSA
2.5
2
1.5
1
0.5
0
0 0.2 0.4 0.6 0.8 1 1.2 1.4 1.6 1.8 2
Period (Sec)
FIGURE 11 Selected earthquake records matched to the Asalouyeh site response spec-
trum.
12
TABLE 2 Earthquake records selected for developing the fragility curves
Soil Type
Motion No. Record Station Location Year of Occurrence MW PGA(cm/s2 ) PGV(cm/s) (Eurocode 8)
1 Naghan Naghan Iran 1977 5.9 872 45.15 B
2 Bandar Abbas Bandar Abbas Iran 2008 6.1 491 − B
3 Kocaeli Gebze Turkey 1999 7.4 143 29.2 B
4 Kocaeli Izmit (Koer 768) Turkey 1999 7.4 173.7 − B
5 Northridge Pacoima Dam USA 1994 6.7 425.6 30.6 A
6 Northridge Wonderland USA 1994 6.7 159.5 − A
7 Chi-Chi TCU046 Taiwan 1999 7.6 138.9 29.6 B
Fragility Curves Evaluation for Block Quay Walls 13
TABLE 4 Minimum requirements for damage criteria for gravity quay walls proposed by
PIANC [2001]
Degree Degree
Item Level of Damage Degree I II III Degree IV
Gravity Normalized residual Less than 1.5–5% 5–10% Larger than
wall displacement (d/H)∗ 1.5% 10%
Residual tilting towards Less than 3–5◦ 5–8◦ Larger than
the sea 3◦ 8◦
∗
d: Residual horizontal displacement on top of the wall, H: Height of the wall.
define the limit states of damages for waterfront structures. Among them, PIANC is a well-
known International Navigation Association, and the proposed damaged criteria by PIANC
are used by other researchers to develop fragility curves for quay walls (e.g., Calabrese and
Lai, 2013; Kakderi and Pitilakis, 2010). In this regard, the limit states proposed by PIANC
(2001) were used in this study.
The failure modes for any gravity quay wall are horizontal sliding, overturning, and
differential settlement of the apron. Therefore, these quantities should be monitored during
the dynamic analyses. Since no suggestion is provided for the acceptability of the settle-
ments values for higher damage states and also, due to the minor rotation of the walls,
only the normalized residual horizontal displacement of top of the walls is addressed as the
damage criteria in the fragility evaluation.
Displacement vectors of the wall models after Chi-Chi earthquake with PGA = 0.5 g
is illustrated in Fig. 14. Failure wedge is formed in the backfill soil while the walls slide
in outward horizontal direction. In the backfill of the wall Type A, the soil on the blocks
moves with the wall as a monolithic system, whereas all parts of the backfill in wall Type
B act as a unique failure wedge and force the wall to move to the outside. In other words,
failure wedge formed behind wall Type B is larger than wall Type A. Therefore, large forces
will impose to the wall Type B from backfill with respect to the wall Type A.
Figure 15 indicates the variation of the residual horizontal displacement of the top of
walls in two of the wall types under different seismic events with various levels of PGA.
Different performance levels based on PIANC [2001]for gravity retaining walls are also
determined on the figure. It can be observed that the wall Type A has better seismic per-
formance respect to the wall Type B for all levels of PGA. For a constant level of PGA,
the average normalized residual horizontal displacement at top of wall, d/H, (d: residual
horizontal displacement on top of the wall, H: height of the wall) for wall Type A is lower
than wall Type B. The better performance of the wall Type A is related to the broken angle
of block quay walls. The broken angle of the wall Type A is steeper than wall Type B.
In this regard, lower soil pressure was imposed by the backfill to the wall Type A and,
subsequently, the wall experienced lower displacements during earthquakes.
Fragility Curves Evaluation for Block Quay Walls 15
Residual rotation of the walls during different events is depicted in Fig. 16. As seen,
both of the walls experienced similar rotations but in opposite directions. The wall Type A
is rotated landward whereas the wall Type B is rotated seaward, as observed in the shaking
table tests. The mean rotation of the walls is one degree for highest level of PGA that is
below the level I damage state based on PIANC [2001]. For the walls studied here, sliding
of the wall along its base is determinant because of the firm soil condition beneath the
walls.
where λ and ς are the two parameters of the lognormal distribution of the random dis-
placement variable X. These parameters can be calculated from the normal distribution
parameters: the mean (μ) and the standard deviation (σ ) of the sample population as
follows:
1
λ = ln μ − ς 2 (2)
2
ς 2 = ln 1 + δ2 (3)
16 H. Alielahi and M. R. Moghadam
σ
δ= . (4)
μ
According to the residual horizontal displacement bound of each defined damage state
(Table 4), the fragility curve for the damage state si is the conditional probability that
the wall has a state of damage exceeding the damage state si at a specific PGA level, as
formulated below:
ln (xi ) − λ
P [S > s |PGA ] = P [X > xi |PGA ] = 1 − , (5)
ς
where F ( . ) is the standard normal cumulative distribution function and xi is the upper
bound for si (i = I,II,III).
Benefiting from Eq. (5), the fragility curves are produced for block quay walls using
the permanent displacement of the walls from the numerical simulation under the selected
ground motion records.
Fragility Curves Evaluation for Block Quay Walls 17
20 Wall Type A
Wall Type B
4
DegreeII: Repairable
DegreeI: Serviceable
0
0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1
PGA (g)
FIGURE 15 Variation of the residual horizontal displacement of the top of walls in two of
the wall types under different seismic events with various levels of PGA.
Figures 17 and 18 illustrate the fragility curves developed for quay wall Type A and
B, respectively. The damage probability for each damage state can be obtained at a specific
PGA level.
Comparing the figures, it can be deduced that the quay wall Type A has less seismic
vulnerability than the quay wall Type B. For higher intensity of the ground motions, such
as PGA = 1.0 g, the probability of the collapse state for wall Type B is 100% while for this
level of PGA, the probability of the collapse state for the wall Type A is 30%.
Comparison of the fragility curves in Fig. 19 shows that, as expected, the wall Type B
is more vulnerable than the wall Type A to the seismic events. The quay wall with steeper
broken-back has always lower probability of the damage state. Difference between the
seismic performances of the walls is more prominent in higher damage states. As the dam-
age state increases, the difference of the damage probability is increased between wall Type
A and Type B. As evident from the figure, the maximum difference between the seismic
performances of the walls is occurred in damage state III/IV, corresponding to the areas
with high seismic potential. This finding demonstrates that for the areas with high seismic-
ity, block quay walls with steep broken-back is more suitable than the vertical-back block
18 H. Alielahi and M. R. Moghadam
quay walls. In other words, the broken-back angle has significant effect on the seismic
performance of block quay walls, especially for the areas with high seismicity.
1
Probabilistic Seismic Hazard Analysis
Fragility Curves Evaluation for Block Quay Walls 19
1.0
Type A
Type B
0.8
P [S > s |PGA]
I/II I/II
0.6
II/III II/III
0.4
0.0
0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1
PGA (g)
FIGURE 19 Comparison of the fragility curves for the two types of the block quay walls.
of a structure, respectively [PIANC, 2001]. In Table 5, damage states of the block quay
walls of Pars petrochemical port are determined for earthquake level 1 and 2 using the
developed fragility curves.
Based on owner/user requirements and the primary function of the quay walls (keep-
ing continues operation of the existing towers and utilities constructed over the backfill as
well as berthing of the ships for loading/unloading the petrochemical products), the per-
formance grade of the quay walls was determined to be Grade A according to PIANC.
In performance-based design, a structure with the performance grade “A” is designed to
meet Serviceable (Degree I) and Repairable (Degree II) levels of damages for level 1 and
level 2 earthquakes, respectively.
According to Table 5, for Level 1 earthquake, the wall Type A performs in serviceable
state with the probability of exceedance about 38%. While, the performance of the wall
Type B will be exceeded from serviceable state with the probability of 88%. For Level
TABLE 5 Damage states of the block quay walls of Pars petrochemical port during
earthquake level 1 and 2
Probability of Exceedance (%) for Damage States
Earthquake I/II II/III III/IV
PGA Serviceable/ Repairable/Near Near Collapse/
Level (g) Wall Type Repairable Collapse Collapse
I 0.23 A 38 0 0
B 88 0 0
II 0.42 A 100 8 0
B 100 58 0
20 H. Alielahi and M. R. Moghadam
2 earthquake, damage state of the quay walls should be Degree II or repairable. For this
level, performance of both of the walls is exceeded from the serviceable state. The wall
Type A is in repairable state with the probability of exceedance about 8%, while the per-
formance of the wall Type B is in repairable state with the probability of exceedance about
58%. Therefore, wall Type A, with steeper broken-back, has better performance than wall
Type B during the earthquake level 1 and 2 and meets the requirements for a structure with
Grade A according to PIANC. Based on the results of this study, for such an area with
high seismicity, instead of vertical-back block quay walls, block quay walls with steep
broken-back is recommended. In other words, the broken-back angle plays pivotal role on
the seismic performance of block quay walls, especially for the areas with high seismicity.
5. Conclusions
The current study aims to assess the vulnerability of broken-back block quay walls during
seismic events and develop the fragility curves for these types of the walls. Prior to develop-
ing the fragility curves, the numerical simulations by FLAC software were performed and
validated with the results of the shaking table tests conducted on two types of the block quay
walls of Pars petrochemical port project. The comparisons proved the reliability of the pro-
posed numerical approach. Then, fragility curves were produced for block quay walls using
the permanent displacement of the walls from the numerical simulation under the selected
ground motion records. The curves present the damage probability for each damage state
at a specific PGA level. Comparison of the damage probability for two types of broken-
back block quay walls demonstrates the better seismic performance of the quay wall with
steeper broken-back angle. It was presented that for the areas with high seismicity, such as
Pars petrochemical port in Iran, the broken back quay walls with steeper broken-back angle
should be preferred to the vertical-back block quay walls. Finally, it is worth mentioning
that the generated fragility curves, developed in the current study, depend strongly on the
specific geometrical and geotechnical conditions. Thus, all curves and tables introduced in
this study are limited to the specific conditions and cannot be used for all broken-back quay
walls.
Acknowledgments
The authors are thankful of Sahel Consulting Engineers (SCE) for providing the data
of Pars petrochemical port project. They also would like to acknowledge Dr. Abbas
Ghalandarzadeh and Dr. Abouzar Sadrekarimi for the shaking table tests conducted at
Tehran University on the block quay walls of the Pars petrochemical port project.
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