Professional Documents
Culture Documents
net/publication/258130366
CITATIONS READS
92 2,295
2 authors, including:
Tim Reeskens
Tilburg University
93 PUBLICATIONS 2,962 CITATIONS
SEE PROFILE
All content following this page was uploaded by Tim Reeskens on 13 August 2014.
Published by:
http://www.sagepublications.com
Additional services and information for Comparative Political Studies can be found at:
Subscriptions: http://cps.sagepub.com/subscriptions
Reprints: http://www.sagepub.com/journalsReprints.nav
Permissions: http://www.sagepub.com/journalsPermissions.nav
What is This?
sagepub.com/journalsPermissions.nav
Abstract
A spate of work has demonstrated tensions between ethno-cultural diversi-
ty and social capital. Some have suggested that attachment to the nation can
foster cross-group trust, particularly if this national self-definition is “civic”
in character rather than “ethnic” (the Miller thesis). Similarly, others have
argued that civic nations are less likely to suffer reduced social capital in
response to increased diversity, as the sense of threat that typically emerges
in ethnically diverse contexts will be mitigated (the Putnam thesis). The
authors test these hypotheses on 27 countries using both contextual-level
data and the latest wave of the European Values Study (2008). Though the
evidence is mixed on civic nationalism, the authors find strong evidence that
ethnic nationalism goes hand-in-hand with reduced social capital and that it
increases the negative social impact of diversity. So although this study only
partially confirms the benefits of civic nationalism, it clearly underlines the
costs of its ethnic variety.
1
Department of Political Science, University of Amsterdam, Amsterdam, the Netherlands
2
Centre for Sociological Research, KU Leuven, Leuven, Belgium
3
Department of Government, American University, Washington DC, USA
Corresponding Author:
Tim Reeskens, University of Amsterdam, Department of Political Science, OZ Achterburgwal
237, 1012 DL Amsterdam, the Netherlands.
Email: t.reeskens@uva.nl
Keywords
social capital, nationalism, ethno-cultural diversity, multilevel analysis,
European Values Study
Literature Review
Across the vast literature on nationalism and national identity, references to
nations as “imagined communities” are common. They are groups of people
with a common “we-feeling,” a sense of mutual belonging and obligation
(Anderson, 1991; Deutsch, 1966); nationhood is “a claim on people’s loyalty,
on their attention, on their solidarity” (Brubaker, 2004, p. 116). Although
there are of course nations without states, the present work takes individuals’
conceptions of their home country as the predominant identity of interest,
and uses of the terms nation, nationalism, and national identity throughout
in reference to nation-states.1
There is a growing consensus in a number of different literatures that
national identity can facilitate social cohesion. According to David Miller
(1995, p. 140; also see Miller, 2000), one of the strongest proponents of this
argument, national identity increases the likelihood that people will place
trust in their fellow citizens: “Trust requires solidarity not merely within
groups but across them, and this in turn depends upon a common identifica-
tion of the kind that nationality alone can provide.” According to Will
Kymlicka (2001, p. 225), this kind of trust is essential because it encourages
us to make sacrifices for “anonymous others whom we do not know, will
probably never meet, and whose ethnic descent, religion and way of life dif-
fers from our own.” The central premise is that a common shared identity
functions as a category superordinate to ethnic, religious, or linguistic ties
and can function as a kind of glue that holds society together.
This argument about the positive consequences of in-group loyalty for
social cohesion has appeared in other literatures as well. For example, social
identity theory predicts that a sense of collective identity engenders the pri-
oritization of group welfare over individualism in decision making (Kramer
& Brewer, 1984) and that a strong overarching national identity can mitigate
competition between societal subgroups (e.g., Gaertner & Dovidio, 2000;
Transue, 2007). From the social capital scholarship too, the logic that loyalty
toward the nation-state strengthens the social fabric is present. In the appro-
priate parlance, the nation-state can be considered as what is referred to as
“bridging” social capital (Paxton, 1999; Putnam, 2000): It brings together
people of various different class, religious, and ethnic backgrounds under a
common banner and generates solidarity on the basis of it.
Social-psychological work on national identity has emphasized its multi-
faceted nature, distinguishing between its salience to individuals, the affect
they feel toward it (patriotism, national chauvinism, and so on), and its nor-
mative social boundaries (e.g., Citrin & Sears, 2009). To date, Miller’s (and
others’) argument about the cohesive features of national identity has in its
basic form been largely framed around affect—a strong sense of attachment
to the nation should foster higher levels of social cohesion. Here, our empha-
sis is on national identity’s normative content, or, in other words, the criteria
individuals use as “symbolic boundaries” (Lamont & Molnar, 2002) to dis-
tinguish “us” from “them.” The importance of this distinction cannot be
overstated, the reason being that if strong cognitive and affective attach-
ments to the nation can serve to generate fellow feeling and loyalty within a
diverse society, it is imperative to know where the symbolic boundaries of
that identity lie (Theiss-Morse, 2009).
And, if history tells us anything, these boundaries are varied, malleable,
and contested. Scholars of nationalism have constructed models of nation-
alist types from the study of laws and institutions, texts of popular culture,
official speeches and celebrations, and the content of public education.2 A
long lineage of studies culminating in the work of Greenfeld (1992) and
Brubaker (1992) distinguishes between two historical models of nation-
hood, the “ethnic” and the “civic.” The ethnic type defines itself on the
principle of descent; the nation is a marriage of blood and soil. Objective
and ascriptive criteria define whether one is considered a “national” or not,
and citizenship is in turn accorded along jus sanguinis principles. Civic
nationalism, on the other hand, is premised on the jus soli principle of devo-
tion to basic liberal values.
For the most part, empirical research on normative conceptions of nation-
hood has been preoccupied with whether or not they exist in public opinion,
and how they generate hostility against out-group members. On the former
question, researchers have identified civic and ethnic conceptions of national
identity at the mass level, both across countries and within them (e.g., Jones
& Smith, 2001; Reeskens & Hooghe, 2010; Wright, Citrin, & Wand, 2012).
On the latter, civic and ethnic nationalism both encourage prejudice against
immigrants, though less so for the former variant than the latter (Ceobanu &
Escandell, 2008; Citrin & Wright, 2008; Kunovich, 2009; Maddens, Billiet,
& Beerten, 2000; Pehrson, Vignoles, & Brown, 2009).
Where argument and evidence have been scarce, however, is in the issue
of how these disparate conceptions of national identity shape indicators of
horizontal social solidarity and social capital. This matters because there is
reason to suspect that ethnic and civic forms of national identity will affect
social capital differently. The core principle of civic nationalism is that it
reaches out toward “outsiders”: newcomers and ethno-linguistic and reli-
gious minorities are regarded as fully fledged conationals so long as they are
willing to adopt the basic values and norms of the host country. As such, this
closely resembles what is typically referred to in the social capital literature
as “generalized trust,” namely, people’s willingness to trust others even
though they might be different from themselves (Uslaner, 2002). Accordingly,
we expect that “civic nationalists” will express higher levels of generalized
trust and that they will be more highly involved in public life. By contrast,
ethnic nationalism is, at its core, inward looking and inherently exclusive.
Whether immigrants and minorities obey to the norms and values of the host
country, they will never be considered conationals without ancestral ties to
it. This reflects not trust of the generalized kind, but rather what many in the
social capital literature call “particularized trust” (Uslaner, 2002). Along
these lines, our expectation is that individuals endorsing an ethnic concep-
tion of nationhood should evince lower levels of generalized trust, and be
less involved in public life. This leads to two hypotheses:
Dependent Variables
In this study, our outcomes of interest are based on Putnam’s definition of
social capital, namely, those structural and cultural features of social organi-
zation that facilitate cooperation (Putnam, 1993, 2000). An exemplar of the
cultural side of social capital is generalized trust, usually taken to indicate
trust in people who are different from the respondent (Uslaner, 2002). From
the EVS, we employ the time-tested question, “Generally speaking, would
you say that most people can be trusted or that you can’t be too careful in
dealing with people?” which was, in line with the World Values Study,
offered with a dichotomous response scale.
To tap the structural components of social capital, we derive two further
dichotomous variables: associational membership and voluntary involve-
ment. Both are created from a list of specific organizations for which respon-
dents could indicate whether they (a) belong to and (b) have done voluntary
work for each.4 The variables have been dichotomized, with 0 reflecting no
associational membership or voluntary involvement and 1 reflecting mem-
bership or involvement in at least one organization.
Independent Variables
The independent variable at the center of this analysis is respondents’ sym-
bolic conceptions of their nation’s social boundaries, operationalized by
questions querying the importance of civic and ethnic traits. Following the
empirical literature on this subject, we tap civic nationalism with respon-
dents’ rated importance of “respect for [country]’s political institutions and
In H3–H6, our main concern is in testing whether and how national iden-
tity moderates the linkage between ethno-cultural diversity and social capital.
For this reason, we need harmonized data on the proportion of each country’s
population that is foreign-born, which we obtain from the UN Population
Division Statistics (2011). Though the preference in some other studies on
national-level diversity has been for OECD measures (Gesthuizen et al.,
2009; Hooghe et al., 2009), for which information on a large number of coun-
tries in our sample is unavailable, UN and OECD estimates are highly cor-
related among common countries,6 and other studies have fruitfully employed
the UN figures we use here (Kesler & Bloemraad, 2010). Because UN esti-
mates are available for 2005 and 2010 but not 2008, we calculate the latter
using linear interpolation.
Control Variables
Since we are looking at the net effects of civic and ethnic nationalism on
indicators of social capital, we control for a series of other factors known to
explain individual variation in generalized trust, associational membership,
and voluntary involvement (Brehm & Rahn, 1997; Hooghe et al., 2009;
Putnam, 2000). At the individual level, age, gender, ethnic origin, marital
status, education level, work status, income level, and religiosity are all
prime candidates in this regard.7 And to ensure that additional differences
among countries with regard to the levels of social capital are explained, we
also control for the effect of national wealth, expressed by the GDP per
capita in 2008 (Eurostat, 2010). The expectation here is that social capital is
more abundant in economically affluent societies (Delhey & Newton, 2005;
Hooghe et al., 2009; Inglehart, 1997). More information about all variables
can be found in Tables A1 to A4 in the appendix.
Method
For estimation, we employ multilevel multiple regression analysis (Gelman
& Hill, 2006; Hox, 2010), a strategy that provides unbiased standard errors
for individual-level parameter estimates in the presence of clustered data
(such as that existing when respondents in cross-national data sets are sam-
pled within countries). What is more, about 21%, 26%, and 10% of the vari-
ability in generalized trust, associational membership, and voluntary
involvement, respectively, occurs at the country level.8 The dichotomous
nature of our outcomes suggests the use of a logistic multilevel estimator. To
enable the interpretation of the effects, all independent variables (at both the
individual and country levels) have been grand-mean centered.
Results
Bivariate Results
Association Voluntary
Generalized trust membership involvement
Entries represent the results of three separate logistic multilevel multiple regression models.
More information about the variables is available in Table A2.
*p < .05. **p < .01. ***p < .001.
Table 2. Logistic Multilevel Multiple Regression Model Estimating the Effect of Civic
and Ethnic Nationalism on Indicators of Social Capital
Association Voluntary
Generalized trust membership involvement
Entries represent the results of three separate logistic multilevel multiple regression models
with civic and ethnic nationalism added to the control models presented in Table 1.
*p < .05. **p < .01. ***p < .001.
that the educated and the well-off are significantly more likely to be “trust-
ers” and to join at least one association or to volunteer. Last, there is evi-
dence for the role of religiosity: Frequent churchgoers are also more likely
to be a member of or to be involved in other associations and also have
higher levels of generalized trust.
Effects of nationalism. The main interest in this article lies of course in the
relationship between dimensions of nationalism and indicators of social
capital. Table 2 displays the effect parameters (obtained from three separate
logistic multilevel models) of ethnic and civic nationalism once added to the
control model. In support of H1, ethnic nationalism is negatively associated
with all three indicators, though the strength of the effect does vary some-
what across them. In terms of odds ratios, respondents high on ethnic nation-
alism are only half as likely to agree that most people can be trusted.10 For
the structural components of social capital, the suppressing effect of ethnic
nationalism on joining and volunteering in civic associations is somewhat
weaker, but still substantial. The apparent effect civic nationalism on these
indicators is somewhat less clear, though still—broadly speaking—in sup-
port of our expectation that civic nationalism and social capital go hand in
hand (H2). More precisely, civic nationalists are not more likely to volun-
teer; but they are more likely to think that most people can be trusted, and
also to be a member of an association.
And so, as our extension of Miller’s basic argument would suggest, people
endorsing an exclusionary view of nationhood, for example by premising full
membership in the national community on an ascriptive blood tie, appear to
also be less trusting. Moreover, although Miller’s focus is on trust, this effect
Model 1
Civic nationalism 0.05* 2.57 0.04* 2.09 0.02 1.20
Ethnic nationalism -0.24*** -17.37 -0.11*** -7.90 -0.09*** -6.42
GDP per capita 0.0*** 4.31 0.02*** 4.70 0.01** 3.37
Immigrant diversity -0.02 -0.12 -0.02 -0.48 0.02 1.08
Model 2
Civic nationalism 0.05** 2.60 0.04* 2.10 0.02 1.20
Ethnic nationalism -0.24*** -17.38 -0.11*** -7.90 -0.09*** -6.42
GDP per capita 0.02*** 4.15 0.03*** 4.17 0.01** 2.40
Immigrant diversity -0.03 -1.09 -0.02 -0.66 0.02 1.04
Aggregated civic -1.13 -1.36 -1.09 -1.00 0.02 0.03
Model 3
Civic nationalism 0.05** 2.60 0.04* 2.10 0.02 1.20
Ethnic nationalism -0.24*** -17.38 -0.11*** -7.91 -0.09*** -6.42
GDP per capita 0.02*** 4.03 0.03*** 4.73 0.01* 2.73
Diversity -0.03 -1.12 -0.03 -1.06 0.02 0.77
Aggregated civic -1.25 -1.37 -1.85 -1.66 -0.36 -0.48
Aggregated civic × diversity -0.05 -0.35 -0.31† -1.88 -0.16 -1.42
Model 4
Civic nationalism 0.05* 2.55 0.04* 2.07 0.02 1.20
Ethnic nationalism -0.24*** -17.31 -0.11*** -7.83 -0.09*** -6.32
GDP per capita 0.01† 1.74 0.01 1.68 0.00 0.61
Immigrant diversity -0.03 -1.08 -0.03 -0.95 0.02 0.90
Aggregated ethnic -0.83† -1.91 -1.52** -3.05 -0.91* -2.80
Model 5
Civic nationalism 0.05* 2.56 0.04* 2.07 0.02 1.19
Ethnic nationalism -0.24*** -17.31 -0.11*** -7.83 -0.09*** -6.32
GDP per capita 0.01† 1.91 0.01 1.49 0.00 0.46
Immigrant diversity -0.03 -1.05 -0.03 -1.01 0.02 0.87
Aggregated ethnic -0.76† -1.75 -1.60** -3.21 -0.95* -2.88
Aggregated ethnic × Diversity -0.06 -1.18 0.06 1.11 0.03 0.87
Entries are coefficients from 15 separate logistic multilevel models. In Model 1, the country-
level covariates are added to the individual-level model of Table 2. From Model 2 onward, civic
or ethnic nationalism at the country level is as a main effect added to Model 1 and interacted
with the country-level share of immigrants.
†p < .10. *p < .05. **p < .01. ***p < .001.
Association Voluntary
Generalized trust membership involvement
ethnic nationalism at the national level does not appear to moderate the
relationship between share of immigrants and social capital (Model 5):
Citizens of highly diverse countries characterized by ethnic nationalism do
not exhibit significantly lower social capital levels compared to diverse
country exhibiting less ethnic nationalism.
Individual-level national identity. In addition to the contextual effects
approach of the Putnam thesis, in this section we examine whether his
logic also applies at the individual level, as we suggest that it might (H5
and H6). The dual questions of whether civic nationalism buffers the pre-
dominantly weak negative relationship between diversity and social capi-
tal and whether ethnic nationalism exacerbates it are taken up in Models
2–4 of Table 4. In particular, we are interested in the main effect of immi-
grant diversity, as well as the cross-level interaction between it and civic
(Model 2) or ethnic (Model 3) nationalism, and a global model with both
cross-level interactions (Model 4).
As Models 2 and 4 indicate, the results for civic nationalism (H5) are
mixed. In terms of generalized trust, it seems that a positive main effect of
civic nationalism is combined with a significant negative interaction effect
between civic nationalism and the share of immigrants. This significant
effect does, however, fade when adding the cross-level interaction between
diversity and ethnic nationalism on trust (Model 4). Thus, counter to
expectations, it appears that civic conceptions of national identity do not
cushion one’s sensitivity to immigrant diversity. On the other hand, the
results are rather different for volunteering, where a nonsignificant posi-
tive main effect of civic nationalism is combined with a positive interac-
tion, meaning that civic nationalism has a positive impact on the effect of
diversity on the odds of volunteering in at least one association. This sig-
nificant interaction term holds when controlling for the cross-level diversity–
ethnic nationalism interaction (Model 4). For being a member of any
associations, only significant main effects without significant interactions
are apparent.
Although the story with civic nationalism is somewhat ambiguous, as far
as ethnic nationalism goes it is more fully in line with our theoretical expecta-
tions (H6). On one hand, ethnic nationalism has no moderating impact on the
effect of diversity on the structural aspects of social capital (Models 3 and 4).
On the other, the negative effect of diversity on generalized trust is exacer-
bated by ethnic nationalism: For those respondents who endorse an ethnic
conception of nationhood, diversity exerts a stronger negative impact on gen-
eralized trust than for those who do not.
Conclusion
In this article, we developed and empirically evaluated two different (but
related) ideas about the relationship among national identity, social capital,
and diversity. First, we built on the argument—promoted by David Miller
and others—that national identity generates trust and horizontal solidarity, by
suggesting that this relationship should depend on the kind of national iden-
tity one holds. Civic nationalism should have this effect because it is pre-
mised on inclusivity. Ethnic nationalism, by contrast, should do just the
opposite because its guiding logic is one of exclusion along ethno-cultural
lines. Second, we developed several hypotheses based on Putnam’s (2007)
suggestion—similar in spirit to Miller’s—that civic nationalism is able to
reconcile diversity with social cohesion. Specifically, we expected that high
levels of civic nationalism (at both individual and societal levels of analysis)
should cushion the negative relationship between diversity and social capital
and that ethnic nationalism (again at both levels of analysis) should have the
opposite effect.
We find substantial evidence for the position that national identity gener-
ates trust. That said, only civic nationalism has this effect; lower levels of
trust, however, seem to be the province of ethnic nationalists. This nuance, in
and of itself, is not by any means a challenge of Miller’s position, since he
and other “liberal nationalists” are quite clear that the kinds of trust that are
required for social cohesion can exist only if the nation is subjectively defined
on civic rather than ethnic terms. We do also find some evidence here that our
measures of nationalism at the societal level are related to the outcomes we
examine, above and beyond their effects at the individual level. Although
civic nationalism does not appear to matter in a statistically significant way,
high levels of ethnic nationalism at the societal level are associated with sup-
pressed scores on social capital.
Putnam’s argument about the cushioning effect of civic nationalism on
the relationship between diversity and social capital finds less support. For
one thing, there is no evidence here that aggregated “civic-ness” or “ethnic-
ness” of countries has any moderating effect on this relationship. At the indi-
vidual level, the moderating effect of civic nationalism appears to depend on
the indicator: It heightens the weakly positive effect of diversity on associa-
tional membership as expected, but, counter to expectations, it also appears
to exacerbate the weakly negative effect of diversity on generalized trust. On
the other hand, ethnic nationalism does augment the negative relationship
between diversity and generalized trust, but it does not have any moderating
effect with respect to the other two outcomes. At the very least, there is
clearly a case to be made that the two types of nationalism function differ-
ently. Moreover, these mixed results underline the importance of studying
multiple dimensions of social capital (also see, e.g., Gesthuizen et al., 2009;
Kesler & Bloemraad, 2010) and also theorizing and testing these kinds of
relationships at different ecological levels.
A critical observer might ask why the different dimensions of social capi-
tal we explore seem to give discrepant results. Although these findings might
appear as something of a mixed bag, a deeper understanding of the concep-
tual differences between them indicates that they are not. As Hooghe (2007,
p. 711) argues, several social-psychological studies and experimental designs
have already indicated that “trust probably is most vulnerable for the effects
of increasing diversity, much more so than other components of social capi-
tal.” Thus, on this view it is unsurprising that the strongest relationships we
find tend to emerge on trust.
Of course, every study has limitations, and ours is certainly no exception.
One of these is its reliance on “brute force” social capital measures that do
not explicitly distinguish whether or not it cuts across group lines. Scads of
work on social capital indicates that its positive effects depend on the social
ties created by crosscutting in nature.12 Although we do demonstrate find-
ings in accordance with our hypotheses using the rough gauge of “general-
ized trust,” civic national identity’s great benefit—at least in Miller’s
view—is that it creates a community of mutual obligation between diverse
groups. We present some evidence in favor of this proposition (and the
obverse conclusion about ethnic national identity), but without better mea-
sures of crosscutting trust and civic ties, we are still relying on assumptions
as much as evidence.
A second issue regards the (potentially) conditioning role of the other
two facets of national identity not explored here: namely, the salience one
ascribes to one’s national identity, and the amount of affect one feels with
respect to it. Arguably, nationalism should “matter” more for social capital
to the extent that the nation is an important category in people’s everyday
lives. Building off of H6, for example, ethnic nationalists for whom the
nation is highly salient as an identity might be expected to hunker down
more in the face of diversity than ethnic nationalists for whom it is not. We
encourage future research to pay close attention to the ways in which both
salience and affect of one’s national identity (be it ethnic or civic) condi-
tions its consequences, in terms of not only social capital but also other
relevant outcomes.
Appendix
Table A1. Descriptive Statistics of Outcome and Hypothesis Variables Before
Centering
Variable N M SDa
Generalized trust 36,734 0.35 0.48
Associational membership 35,385 0.41 0.49
Voluntary involvement 36,734 0.24 0.43
Individual-level civic national identity 36,734 3.51 0.66
Individual-level ethnic national identity 36,734 2.84 0.96
Country-level civic nationalism 27 countries 3.51 0.19
Country-level ethnic nationalism 27 countries 2.82 0.43
Share of immigrants 27 countries 8.97 5.39
Source: UN Population Statistics.
Generalized trust, associational membership, and voluntary involvement are dichotomous,
recoded to 0 (low on social capital) and 1 (high on social capital). Civic and ethnic nationalism has
been assessed on a 1–4 response scale. The share of immigrants represents the percentage of
immigrants in the total population.
a. The standard deviation of the dichotomous social capital variables has been calculated by the
formula sqrt(p*q), which, for generalized trust, equals sqrt(0.35*0.65).
Variable Category N %
N M SD
Individual-level civic national identity (1–4) 36,734 3.51 0.66
Individual-level ethnic national identity (1–4) 36,734 2.84 0.96
Age (15–108) 36,734 48.80 17.82
Church attendance (0 = never or practically 36,734 2.21 1.98
never, 6 = more than once a week)
TableA4. (continued)
Table A5. t Tests for Civic and Ethnic Nationalism Along Social Capital Indicators
According to Ethnic-Cultural Heterogeneity
For information regarding the split on immigrant diversity, see Table A4.
**p < .01. ***p < .001.
Acknowledgments
The authors would like to thank Robert Putnam and the anonymous reviewers for
their thoughtful and detailed comments throughout. We take full responsibility for all
infelicities and errors of judgment or interpretation.
The author(s) declared no potential conflicts of interest with respect to the research,
authorship, and/or publication of this article.
Funding
The author(s) received no financial support for the research, authorship, and/or pub-
lication of this article.
Notes
1. Throughout, we use the terms nationalism and national identity interchangeably.
The former is employed because it is stylistically less clumsy than the latter.
At no point is our use of nationalism meant to reflect the meaning underlying
its more hard-edged usage, namely, as an indicator of chauvinism, bigotry, and
xenophobia (e.g., De Figueiredo & Elkins, 2003).
2. See, for example, Brubaker (1992), Greenfeld (1992), Huntington (2004),
and Smith (1991).
3. The European Union member states are Austria, Belgium, Bulgaria, Cyprus, Czech
Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Latvia,
Lithuania, Malta, Netherlands, Poland, Portugal, Romania, Slovak Republic,
Slovenia, Spain, Sweden, and the United Kingdom. The three non-EU Organisa-
tion for Economic Co-operation and Development (OECD) member states are Ice-
land, Norway, and Switzerland. Luxembourg is excluded because of its “outlier”
status on both GDP per capita and diversity. Denmark is excluded from models
predicting associational membership, as there is no variability in the Danish sam-
ple on that item. Information on the European Values Study methodology is avail-
able at http://www.europeanvaluesstudy.eu/evs/surveys/survey-2008.html.
4. The listed organizations are “social welfare services,” “religious or church organi-
zations,” “education, arts, music or cultural activities,” “trade unions,” “political
parties or groups,” “local community action,” “third world development or human
rights,” “conservation, the environment, ecology, animal rights,” “professional
associations,” “youth work,” sports or recreation,” “women’s groups,” “peace
movement,” “voluntary organizations concerned with health,” “other groups.”
5. The correlation coefficient between the two variables is .11, and regression diag-
nosis at the single level (available on request) has shown that multicollinearity is
absent.
6. The fact that OECD figures for 2008 are available for only a small slice of our
sample countries motivated our use of the UN estimates. For comparison pur-
poses, estimated percentage foreign born correlates at .973 between them, on the
11 countries for which 2008 estimates are available in both data sets.
7. It is not our aim here to explicitly discuss the causal relationships between
these controls and social capital. For work on the role of age, see Putnam
(2000), Norris and Davis (2007), and Inglehart (1997). On gender, see Putnam
(2000). And for a contrary perspective on Europe, see Hall (1999). For a rich
discussion of the role of socioeconomics, see Newton (2001). Finally, for the
role of religion and religiosity, see Putnam and Campbell (2010). The ethnic
conception of nationhood we employ is directly linked to immigration status,
and although we do not employ items directly tapping it, it also tends to be
highly correlated with a religious (particularly Christian) conception of the
nation (e.g., Jones & Smith, 2001; Kunovich, 2009; Wright, Citrin, & Wand,
in press). Thus, we ran additional sensitivity analyses to analyze whether the
results are stable when immigrants are left out of the analyses, or the analyses
are run for nonreligious to moderately religious people (available on request).
Although the effects estimates change slightly, they do not hamper the general
conclusion of this article.
8. Intraclass correlations for logistic multilevel models are calculated differently
than with linear multilevel models. In logistic models, the individual-level vari-
ance equals π2/3 (= 3.29). The intraclass correlation is than calculated by the
formula: [country-level variance / (country-level variance + 3.29)] (Hox, 2010).
9. Since there are an odd number of countries (27), this leaves us with 14 in the
“low” group and 13 in the “high”; the median/threshold country is Norway, for
which the estimated proportion of foreign-born is 9.2%.
10. Odds ratios were calculated by the formula exp(b*X). On a 1 to 4 scale (range of
3), this means that for the most ethnic nationalist respondents, the odds ratio for
being trusting is exp(–0.24*3) or 0.48 compared to the least.
11. It needs to be remembered that civic and ethnic nationalism are, at the country
level, highly correlated (–.54). It seems, however, that ethnic nationalism fits the
data better than civic nationalism.
12. See, for example, Bowler, Donovan, and Hanneman (2003), Levi (1996), Put-
nam (2000), Stolle and Rochon (1998), and Theiss-Morse and Hibbing (2005).
References
Alesina, A., & La Ferrara, E. (2000). Participation in heterogeneous communities.
Quarterly Journal of Economics, 115, 847-894.
Alesina, A., & La Ferrara, E. (2002). Who trusts others? Journal of Public Economics,
85, 207-234.
Anderson, B. (1991). Imagined communities (Rev. ed.). London, UK: Verso Books.
Bowler, S., Donovan, T., & Hanneman, R. (2003). Art for democracy’s sake?
Group membership and political engagement in Europe. Journal of Politics,
65, 1111-1129.
Brehm, J., & Rahn, W. (1997). Individual-level evidence for the causes and conse-
quences of social capital. American Journal of Political Science, 41, 999-1023.
Brubaker, R. (1992). Citizenship and nationhood in France and Germany. Cambridge,
MA: Harvard University Press.
Brubaker, R. (2004). In the name of the nation: Reflections on nationalism and patrio-
tism. Citizenship Studies, 8, 115-127.
Ceobanu, A. N., & Escandell, X. (2008). East is West? National feelings and anti-
immigrant sentiment in Europe. Social Science Research, 37, 1147-1170.
Citrin, J., & Sears, D. O. (2009). Balancing national and ethnic identities: The psy-
chology of e pluribus unum. In R. Abdelal, Y. M. Herrera, A. I. Johnston, &
R. McDermott (Eds.), Measuring identity: A guide for social scientists (pp. 145-175).
Cambridge, UK: Cambridge University Press.
Citrin, J., & Wright, M. (2008, April). The collision of national identity and multi-
culturalism among mass publics. Paper presented at the annual meetings of the
Midwest Political Science Association, Chicago, IL.
De Figueiredo, R. J. P., & Elkins, Z. (2003). Are patriots bigots? An inquiry into the
vices of in-group pride. American Journal of Political Science, 47, 171-188.
Delhey, J., & Newton, K. (2005). Predicting cross-national levels of social trust:
Global pattern or Nordic exceptionalism? European Sociological Review, 21,
311-327.
Deutsch, K. W. (1966). Nationalism and social communication (2nd ed.). Cambridge,
MA: MIT Press.
Eurostat (2011). Eurostat Home. Retrived from http://epp.eurostat.ec.europa.eu/
Gaertner, S. L., & Dovidio, J. F. (2000). Reducing intergroup bias: The common
ingroup identity model. Philadelphia, PA: Taylor & Francis.
Gelman, A., & Hill, J. (2006). Data analysis using regression and multilevel/hierar-
chical models. Cambridge, UK: Cambridge University Press.
Gesthuizen, M., van der Meer, T., & Scheepers, P. (2009). Ethnic diversity and social
capital in Europe: Tests of Putnam’s thesis in European countries. Scandinavian
Political Studies, 32, 121-142.
Greenfeld, L. (1992). Nationalism: Five roads to modernity. Cambridge, MA:
Harvard University Press.
Hall, J. A. (1999). Social capital in Britain. British Journal of Political Science, 29,
417-461.
Heath, A., Martin, J., & Spreckelsen, T. (2009). Cross-national comparability of sur-
vey attitude measures. International Journal of Public Opinion Research, 21,
293-315.
Hero, R. E. (2003). Social capital and racial inequality in America. Perspectives on
Politics, 1, 113-122.
Hooghe, M. (2007). Social capital and diversity: Generalized trust, social cohesion
and regimes of diversity. Canadian Journal of Political Science, 40, 709-732.
Hooghe, M., Reeskens, T., & Stolle, D. (2007). Diversity, multiculturalism and
social cohesion: Trust and ethnocentrism in European societies. In K. Banting,
T. J. Courchene, & F. L. Seidle (Eds.), Belonging? Diversity, recognition and
shared citizenship in Canada (pp. 387-410). Ottawa, Canada: Institute for
Research on Public Policy.
Hooghe, M., Reeskens, T., Stolle, D., & Trappers, A. (2009). Ethnic diversity and gen-
eralized trust in Europe: A cross-national multilevel study. Comparative Political
Studies, 42, 198-223.
Hox, J. J. (2010). Multilevel analysis: Techniques and applications (2nd ed.).
Mahwah, NJ: Lawrence Erlbaum.
Huntington, S. (2004). Who Are We? The Challenges to America’s National Identity.
New York, NY: Simon & Schuster.
Inglehart, R. (1997). Modernization and postmodernization: Cultural, economic and
political change in 43 countries. Princeton, NJ: Princeton University Press.
Jones, F. L., & Smith, P. (2001). Diversity and commonality in national identities:
An exploratory analysis of cross-national patterns. Journal of Sociology, 37,
45-63.
Kesler, C., & Bloemraad, I. (2010). Do immigrants hurt civic and political engage-
ment? The conditional effects of immigrant diversity on trust, membership, and
participation across 19 countries, 1981–2000. Canadian Journal of Political Sci-
ence, 43, 319-347.
Kumlin, S., & Rothstein, B. (2005). Making and breaking social capital: The impact
of welfare institutions. Comparative Political Studies, 38, 339-365.
Kunovich, R. (2009). The sources and consequences of national identification. American
Sociological Review, 74, 573-593.
Kramer, R. M., & Brewer, M. B. (1984). Effects of group identity on resource use in
a simulated commons dilemma. Journal of Personality and Social Psychology,
46, 1044-1057.
Kymlicka, W. (2001). Politics in the vernacular: Nationalism, multiculturalism, and
citizenship. Oxford, UK: Oxford University Press.
Lamont, M., & Molnar, V. (2002). The study of social boundaries in the social sci-
ences. Annual Review of Sociology, 28, 167-195.
Letki, N. (2008). Does diversity erode social cohesion? Social capital and race in British
neighborhoods. Political Studies, 56, 99-126.
Levi, M. (1996). Social and unsocial capital: A review essay of Robert Putnam’s Mak-
ing Democracy Work. Politics and Society, 24, 45-55.
Maddens, B., Billiet, J., & Beerten, R. (2000). National identity and the attitude
towards foreigners in multi-national states: The case of Belgium. Journal of Eth-
nic and Migration Studies, 26, 45-60.
Miller, D. (1995). On nationality. New York, NY: Oxford University Press.
Miller, D. (2000). Citizenship and National Identity. London, UK: Polity Press.
Mirel, J. (2002). Civic education and changing definitions of American identity,
1900–1950. Educational Review, 54, 143-152.
Newton, K. (2001). Trust, social capital, civil society, and democracy. International
Political Science Review, 22, 201-214.
Norris, P., & Davis, J. (2007). Continental divide: Social capital in the US and Europe.
In R. Jowell, C. Roberts, R. Fitzgerald, & G. Eva (Eds.), Measuring attitudes
cross-nationally: Lessons from the European Social Survey (pp. 239-265). Lon-
don, UK: Sage.
Paxton, P. (1999). Is social capital declining in the United States? A multiple indicator
assessment. American Journal of Sociology, 105, 88-127.
Pehrson, S., Vignoles, V. L., & Brown, R. (2009). National identification and anti-
immigrant prejudice: Individual and contextual effects of national definitions.
Social Psychology Quarterly, 72, 24-38.
Putnam, R. D. (1993). Making democracy work. Princeton, NJ: Princeton University
Press.
Putnam, R. D. (2000). Bowling alone: The collapse and revival of American commu-
nity. New York, NY: Simon & Schuster.
Putnam, R. D. (2007). E pluribus unum: Diversity and community in the twenty-first
century. Scandinavian Political Studies, 30, 137-174.
Putnam, R. D., & Campbell, D. E. (2010). American grace: How religion divides and
unites us. New York, NY: Simon & Schuster.
Reeskens, T., & Hooghe, M. (2010). Beyond the civic-ethnic dichotomy: Investigat-
ing the structure of citizenship concepts across 33 OECD countries. Nations and
Nationalism, 16, 579-597.
Rothstein, B., & Stolle, D. (2008). The state and social capital: An institutional theory
of generalized trust. Comparative Politics, 40, 441-467.
Sarkozy, N. (2009). Déclaration du Président de la République devant le Parlement
réuni en Congrès. Retrieved from http://www.assemblee-nationale.fr/histoire/
messages-et-declarations-du-president-de-la-republique/sarkozy-declaration-
22juin2009.asp
Smith, A. (1991). National identity. New York, NY: Penguin.
Stolle, D., & Rochon, T. (1998). Are all associations alike? Membership diversity,
associational type, and the creation of social capital. American Behavioral Sci-
entist, 42, 47-65.
Theiss-Morse, E. (2009). Who counts as an American? New York, NY: Cambridge
University Press.
Theiss-Morse, E., & Hibbing, J. R. (2005). Citizenship and civic engagement. Annual
Review of Political Science, 8, 227-249.
Tolsma, J., van der Meer, T., & Gesthuizen, M. (2009). The impact of neighborhood
and municipality characteristics on social cohesion in the Netherlands. Acta Polit-
ica, 44, 286-313.
Transue, J. E. (2007). Identity salience, identity acceptance, and racial policy atti-
tudes: American national identity as a uniting force. American Journal of Political
Science, 51, 78-91.
United Nations Population Division (2011). Trends in International Migrant Stock:
Migrants by Age and Sex. Retrieved from http://esa.un.org/MigAge/
Uslaner, E. M. (2002). The moral foundations of trust. Cambridge, UK: Cambridge
University Press.
Weldon, S. A. (2006). The institutional context of tolerance for ethnic minorities: A
comparative multilevel analysis of Western Europe. American Journal of Politi-
cal Science, 50, 331-349.
Wright, M., Citrin, J., & Wand, J. (2012). Alternative measures of American national
identity: Implications for the civic-ethnic distinction. Political Psychology, 33,
469-482.
Wright, M., Citrin, J., & Wand, J. (in press). Alternative measures of American national
identity: Implications for the ethnic/civic distinction. Political Psychology.
Bios
Tim Reeskens is an assistant professor of Political Science at the University of
Amsterdam (the Netherlands) and a postdoctoral research fellow of the Research
Foundation - Flanders at the Centre for Sociological Research at KU Leuven
(Belgium). He obtained his PhD in 2009 from KU Leuven (Belgium). His research
mainly deals with the cross-national analysis of political and social attitudes, with a
particular interest in social capital and generalized trust, nationalism, and support for
the welfare state. His research has appeared in Journal of European Social Policy,
International Migration Review, Nations and Nationalism, Psychological Science,
and Work, Employment and Society.