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Dialog

Journal of Management Inquiry

R & R Dialog: Congratulations, You


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DOI: 10.1177/1056492619882508
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The Impetus Behind and Lessons jmi.sagepub.com


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Learned from a Successful Years-long


PDW Focused on the Peer Review
Revision Process

Gretchen Vogelgesang Lester1

Abstract
For all the experiences researchers have with the publication process, questions continue to arise about how to best
navigate the revise and resubmit gauntlet. This dialog captures insight from six years of Academy of Management professional
development workshops, an action editor’s perspective on the process, and a qualitative exploration of revision derailers—
topics focused on understanding and improving the predictability of the revise and resubmit process. In doing so, this dialog
serves as a resource for new and accomplished scholars, reviewers, and editors to refocus the revision process on creating
and disseminating knowledge throughout business-related fields. The three articles in this dialog first summarize the planning
and execution of six professional development workshops (PDWs), the process from the perspective of an action editor,
and a content analysis of rejections after an R&R, in order to highlight best practices authors can take to increase success
throughout this process

Keywords
careers, mentoring, management education

Introduction advance a manuscript towards publication, and to offer sug-


gestions for how authors, reviewers, and editors can best take
“Publish or perish.” This adage is one of the earliest phrases advantage of the opportunity to create and disseminate
doctoral students learn when entering the world of academic knowledge through the revision process. This dialog’s con-
publishing. Exploring scientific questions and generating tribution is to serve as a resource for management scholars at
unique contributions is a challenge for scholars; such accom- every career stage, while being particularly useful for doc-
plishments rest largely on the ability to create and dissemi- toral students and early career researchers just starting to
nate knowledge through the peer-review process (Ashford, develop a research portfolio (Bedeian, 1996; de Rond &
2013). Setting aside the other weighted aspects of academic Miller, 2005; Stackman, 2017).
life—teaching ability, university service, collegiality, and
professional conduct—few arguments can be made against
the notion that publishing and showing subsequent scholarly The Inaugural PDW Dedicated to the
impact is necessary for tenure and promotion (Aguinis, R&R Process
Shapiro, Antonacopoulou, & Cummings, 2014; Bedeian,
As a doctoral student, along with the mentorship I received
Van Fleet, & Hyman, 2009; Day, 2011; de Rond & Miller,
from my advisors, I read articles on writing (de Rond &
2005). The peer review process at its best ensures authors are
Miller, 2005; Ragins, 2012), signed up to review manuscripts
not only creating knowledge but are also engendering sup-
port for their findings by persuading reviewers of the impor-
tance of such knowledge (Starbuck, 2003). 1
San Jose State University, San Jose, CA, USA
The purpose of this dialog is to communicate the conver-
Corresponding Author:
sations and expert advice indicative of the PDW sessions to Gretchen Vogelgesang Lester, San Jose State University, 1 Washington
a larger audience, to synthesize the available material on the Square, San Jose, CA 95192, USA.
revision process to create a primer for authors working to Email: Gretchen.lester@sjsu.edu
2 Journal of Management Inquiry 00(0)

for conferences and journals as advised by leaders in the field revision process and does not include general approaches to
(Trevino, 2008), and attended conference sessions on becom- the publishing as the doctoral consortia often cover; and (c)
ing a better reviewer. I also heard stories and read editorials it is multi-disciplinary and promoted across management
and articles pointing out the flaws of the peer review process disciplines, which stands alone from the sessions organized
(Ashford, 2013; Bedeian, 2003; Clair, 2015; Day, 2011; by the different Academy divisions. One main conclusion
Hannah, Meyer, & Seidel, 2017; Miller, 2006; Stackman, from the popularity of these sessions is that even with doc-
2017; Starbuck, 2003). I received rejections, absorbed cri- toral training and mentorship along with a continued focus
tiques, and then received my first revise and resubmit. I asked from the Academy on the practice of publication, a different
for advice from my mentors and colleagues, but the range and process starts with the revision invitation, and there is little
variety of responses sparked more questions than answers consistent advice on its navigation. Beyond the few editori-
about the process. In my pursuit to learn as much as possible als noted earlier and the aforementioned academy sessions, it
about the best ways to approach this process, I enlisted the would seem that much of the revise and resubmit process is
help of a few colleagues and submitted an idea for a PDW at best learned vicariously through mentor/mentee relation-
focused solely on the revise and resubmit process in 2012. ships, and at worst learned through trial and error.
The response, a standing-room-only session, emphasized the The successful completion of the revision process requires
desire for other scholars to learn more about this process. For putting forth the same rigor and energy (and attention to
six years, we have continued to draw large crowds of those detail, as noted by Gardner, forthcoming, this Dialog) that
interested in highlighting their contributions in the face of drives the beginning of a project. The consistent advice from
critical reviews and avoiding common challenges that may panelists over the years suggests that by using a systematic
derail a manuscript’s progress towards publication. approach, authors may be more likely to focus activity on the
In preparing for that first and now subsequent PDWs, I revision and receive positive outcomes from efforts to shep-
collected editorials and articles that discuss writing, revising, herd a manuscript through the process. A collection of “Do’s
and reviewing academic research. Of the 51 publications and Don’ts” are presented in Table 2.
included in Table 1, the revise and resubmit process is repre- After six years of PDWs, we have learned that both nov-
sented only by four articles that discuss responding to ice and more experienced authors have unanswered ques-
reviewers, the value of reviews, and ideas for streamlining tions about the revision process and are interested in learning
the revision process. In addition, there are two sets of retro- how to successfully shepherd manuscripts toward accep-
spective articles that dissect a manuscript’s journey through tance. We have included the most common themes and their
the peer review process, one set from The Academy of solutions below.
Management Journal in 2006, and another set published in
2017 in the Journal of Management Inquiry. I realized that Common Dilemmas for Authors
although it is a large part of one’s academic career, the ability
to “sell” one’s work through the revision process is a distinct Dilemma 1: Conflicting Reviews
capability that rarely gets its own focus. “I received conflicting reviews.” “One reviewer hated it, the
The “Congratulations, you got a revise and resubmit! Now others were more positive–how do I reconcile this?” “One
what?” sessions include 5–6 current or former action and asso- reviewer asked for major revisions but was fairly negative, the
ciate editors (AEs) from well-regarded journals in the man- others asked for minor revisions and were more positive–whose
agement field sharing advice and answering questions from comments do I address?”
the audience. The title invokes both the excitement and the
bewilderment scholars oftentimes feel upon receiving an invi- Every year, many versions of this question are posed to the
tation to continue to revise a manuscript. The audience typi- panelists. Before responding, the panelists point out, as noted
cally includes doctoral students, junior faculty, and mid-career earlier, that reviewers are chosen from a broad pool of schol-
scholars who contribute thoughtful and thought-provoking ars by the editor or AE. Some AE’s specifically identify
questions. In our 2018 session, we polled the audience—about reviewers with competing perspectives to gain broader
40% were doctoral students or post-docs, 30% assistant pro- insight into the manuscript, its theories, its methods, and its
fessors, and 30% associate and full professors. This composi- findings (Trevino, 2008). Data on studies going back decades
tion may seem surprising, but since each separate manuscript show that inter-rater reliability of reviewers during the
submission creates its own unique revise and resubmit pro- review process is fairly low (Bowen, Perloff, & Jacoby,
cess, perhaps it makes sense that the revise and resubmit pro- 1972; Day, 2011; Starbuck, 2003); therefore, instead of being
cess is of interest to scholars at all career stages. caught off guard by conflicting reviews, scholars should
The audience feedback each year notes that the session is anticipate and prepare for this disharmony. A general under-
different from others for a number of reasons: (a) it is not standing of who the reviewers are and that they are often
limited to one specific journal as the popular “meet the edi- chosen specifically because of different perspectives is a
tors” sessions at AOM are; (b) it is only focused on the point to consider when evaluating the comments.
Vogelgesang Lester 3

Table 1. Publications Focused on the Peer Review Process and Manuscript Publication.

Focus Authors Date


1 Commentary Ashkanasy, N. M. 2010
2 Ashkanasy, N. M. 2012
3 Bedeian, A.G. 1996
4 Bedeian, A. G., Van Fleet, D. D., & Hyman III, H. H. 2009
5 de Rond, M. & Miller, A. N. 2005
6 George, G. 2014
7 Hitt, M. A. 2009
8 Rupp, D. E. 2011
9 Trevino, L. K. 2008
10 Tsui, A. S. & Hollenbeck, J. R. 2009
11 Developmental peer review Ballinger, G. A. & Johnson, R. E. 2015
12 Brown, K. G. 2012
13 Caligiuri, P. & Thomas, D. C. 2013
14 Carpenter, M. A. 2009
15 Hannah, D. R., Meyer, A., & Seidel, M-D. L. 2017
16 Hempel, P.S. 2014
17 Lepak, D. 2009
18 Ragins, B. R. 2015
19 Ragins, B. R. 2017a
20 Ragins, B. R. 2017b
21 Stackman, R.W. 2017
22 Emotional response to rejection Day, N. E. 2011
23 Ideation Ashford, S. 2013
24 Rupp, D. E., Thornton, M. A., Rogelberg, S. G., Olien, J. 2014
L., & Berka, G.
25 Schaubroeck, J. 2007
26 Wright, P. M. 2015
27 Wright, T. A. 2013
28 Manuscript evaluation Arbaugh, J. B. 2009
29 Clair, J. A. 2015
30 Colquitt, J. A.& Ireland, R. D. 2009
31 Kilduff, M. 2007
32 Peer review process Bedeian, A.G. 2003
33 Beyer, J. M., Chanove, R. G., & Fox, W. B. 1995
34 Lewin, A.Y. 2014
35 Miller, C. C. & Van de Ven, A. H. 2015
36 Raelin, J. A. 2008
37 Research integrity Colquitt, J. A. 2013
38 Wright, P. M. 2016
39 Retrospective evaluation of Agarwal, R., Echambadi, R., Franco, A. M., & Sarkar, MB 2006
40 revise and resubmit Bergh, D. D. 2006
41 Faems, D., & Hannah, D.R. 2017
42 Rynes, S. L. 2006a
43 Rynes, S. L. 2006b
44 Seibert, S. E. 2006
45 Revise and resubmit process Liu, L.A. 2014
46 Rynes, S. L. 2006c
47 Shaw, J. D. 2012
48 Starbuck, W.H. 2003
49 Scholarly writing Mayer, K. J. & Sparrowe, R. T. 2013
50 Pollock, T. G., & Bono, J. E. 2013
51 Ragins, B. R. 2012
4 Journal of Management Inquiry 00(0)

Table 2. Do’s and Don’ts During the Revision Process.

Anticipating the • Prepare for typical emotional responses to criticism prior to receiving the peer reviews (Day, 2011).
results • Understand predisposition to criticism and rejection sensitivity (Butler, Doherty & Potter, 2007).
• Be candid regarding the slim chances of receiving a revise and resubmit.
Allocate time for • Celebrate success when R&R is received, but also set deadline to return to reviewing comments.
the critiques • Keep momentum by setting short-term goals (e.g., digest comments within one week) (see actively revising
further)
• Digest overall comments, reread editor’s letter and reviewers’ comments, identify non-negotiables (Rynes,
2006b).
• Determine most positive and most challenging reviewer(s).
• Envision reviewers as coaches or mentors (Carpenter, 2009).
• Approach comments as dispute resolution to create a better final product (Liu, 2014).
Appraising the • Organize comments around similar themes: “Chunking” (theory; data collection; different analyses);
comments Categorizing (strategic, tactical, minor); Ranking (critical, contestable or arguable, threatening).
• Review original manuscript ideas and remain open to replacement (Faems & Hannah, 2017).
Archiving changes • Catalog changes. Keep a log or syntax in a separate document detailing the major revisions on each draft.
• Track changes allows authors to collaborate and revise work quickly, but at the risk of version control
(Agarwal, Echambi, Franco, & Sarkar, 2006).
Actively revising • Break up the terminal goal (e.g., returning an excellent revision to the journal within the designated time
frame) into smaller, attainable goals (e.g., collecting additional data within 6 weeks) (Locke & Latham, 2002).
• Tie goals (with time estimates) to specific milestones to move the paper forward; measure and track progress.
• Use project planning tools (spreadsheet/table or more robust software-based project planning tools1).
• Note AE terms and editorial board cycles.
Special • Identify a champion responsible for the paper.
considerations • Determine task ownership.
for author teams • Set a standard meeting to touch base with the author team (Rupp, Thornton, Rogelberg, Olien, & Berka, 2014).
Preparing the • Remind the AE and reviewers which theories and concepts have been added and discarded.
response letter • Avoid a muddled response letter (Bergh, 2006).
Attending to final • Conduct a final reading of the comments; after a few months of reflection, comments initially deemed minor
details may now seem critical.
• Proofread! A manuscript that has already been through one review should have no typos or errors; glaring
mistakes at this point can serve as an easy reason for rejection (see Gardner, this issue).
• Every author on the team should be especially familiar with any new analyses, changes made to results, and the
integrity of the data for empirical papers (see Budd, 2015; Nuijten, Hartgerink, Assen, Epskamp, & Wicherts,
2015 for extensive reviews on recent retractions and misreporting of statistics).
• Ensure the manuscript has a singular voice.
Assessment by a • Provide friendly reviewers with a polished revision, the reviewers’ initial comments, and your letter to the
friendly reviewer editor and reviewers (Colquitt & Ireland, 2009).
Final review of the • Review your time estimations, your records log, and the project plan and compare with the actual steps taken.
process • Detail the length of time spent on emotional reactions (if any), ruminating on the reviewers’ comments, and
preparing to work on the revision.

Going further, the AE is the only person with an overall between reviewers is not necessary, but authors should
understanding of the reviewers’ skill sets and of the authors’ attempt to lessen any negativity regarding the work.
manuscript; thus, it is prudent to use the editor’s comments Sometimes, reviewers will have different philosophical or
as a starting point in reconciling conflicting comments epistemological approaches that will require deep thought
(Bliese, forthcoming; Rynes, 2006b). Often, reviews will be and analysis from the author(s). In such cases, the author(s)
split, with one reviewer finding positive aspects of the work must clearly lay out the case for the manuscript’s approach,
and the other(s) taking a more critical stance. When faced even if it is antithetical to a reviewer’s perspective.
with such conflicting guidance, the author has three impor-
tant goals to meet. First, authors should aim to reinforce the
positive responses received from any reviewer. Second, Dilemma 2: “Risky Revision”
authors should respectfully respond to the more critical “I received a risky revise and resubmit. Should I just pull the
reviewer(s). Third, authors should set forth a strategy to win paper from consideration?”
over the other reviewers and the AE (see Bliese, forthcom-
ing, in this Dialog for advice on how to enlist the AE’s assis- When such questions come to the panelists, there is usually a
tance) on publishing the manuscript. Final consensus murmur from the audience, with many attendees echoing “I
Vogelgesang Lester 5

also received a risky revision.” It is important to note that the collect more data before the next journal submission will
PDW panelists serving as AEs see many “high risk” or increase the chances of acceptance. The same holds for
“risky” revisions, so those words are not necessarily meant requests for additional analyses; if the reviewers ask for a
to dissuade an author from the revision process, but rather different analysis, the author(s) should make a good faith
highlight the amount of effort needed to move the paper to effort to honor the request and report the findings in the
conditional acceptance. response to reviewers’ letter even if not included in the
After reviewing the qualitative comments carefully, revised manuscript.
authors must decide to accept (or not) the invitation to revise
and resubmit. In a study of 249 scholars from the United
States and the United Kingdom, Altman and Baruch (2008) Dilemma 4: Crafting a Response Letter
found that minor revisions would almost always continue “How do I write a response letter?” “Should I copy and paste
through the review process, whereas requests for major revi- entire sections from the manuscript into the response?” “Can I
sions might lead to authors deciding to pull the paper from change the order of the reviewer comments?”
consideration. Up to 30% of scholars in the study seriously
considered pulling the paper and submitting it to a different The final common dilemma concerns the response to review-
journal based solely on the categorization of “high risk.” One ers’ letter. A question is often asked if authors should write
PDW panelist noted that about 50% of authors who accept the revision first or start with the response to reviewers. One
the revision invitation will achieve continued consideration; helpful suggestion highlights cataloguing changes to the
a chance that becomes zero if the paper is pulled from the revision in an archive while simultaneously including the
journal. In short, do not let the words “high risk” or “risky changes as part of the response letter. This recursive process,
revision” be the sole reason for pulling a paper from consid- where changes in the manuscript address reviewers’ com-
eration. One final note on this point, all panelists note that if ments, and reviewers’ comments direct the changes in the
an author does choose to pull a paper from review after manuscript, allow the two documents to work together.
weighing the editor and reviewer comments, it is a profes- It is not necessary, and may even be considered prob-
sional courtesy to inform the AE. lematic, for an author to cut and paste entire sections from
the manuscript into the response letter (see Gardner, forth-
Dilemma 3: Additional Data/New Analyses coming, as part of this Dialog for actions to avoid when
crafting the response). Repeatedly, panelists have noted it is
“The reviewers and AE recommend an additional data
collection. Three months is not enough time. Should I just ignore
more helpful to all the reviewers to organize the response
this comment?” “The reviewers request an additional analysis so each reviewer can see the others’ perspectives and the
that I do not know how to do. Should I just ignore this comment?” author response at the same time. Finally, the letter is the
only place where the author has an opportunity to explain
Prior to a manuscript’s submission, an author could spend why certain changes were made/not made, and as Liu
years designing the study, researching different theories, (2014) notes, it might even allow for authors to allow out-
generating the literature review, analyzing data, and writing side experts or “witnesses” to give credence to why the
the manuscript. After receiving a revise and resubmit, they author made certain choices by citing sources that may not
may need to turn the paper around in three to six months. be included in the final manuscript.
The revision period is a compressed time frame in which
the authors may need to rethink their entire approach.
Conclusion
However, the panelists unanimously and emphatically
agree that any additional data collection requests must be In conclusion, authors should anticipate conflicting
addressed (see Gardner, forthcoming, as part of this Dialog reviews and feel confident in their choices during a
for his discussion of reasons why revisions get rejected). reviewer comment reconciliation process. Authors must
After six iterations of the PDW, not a single panelist sug- also choose whether or not to move forward with risky
gested ignoring this reviewer comment, and most stated revisions, and should place more emphasis on the qualita-
that a resubmission without new data will most likely result tive comments than the overall categorization of a paper as
in a rejection. The inability to collect more data or run addi- “risky”. Requests for additional data collection or analyses
tional analyses may be a reason to pull the paper from con- should be heeded. Finally, the response letter should be
sideration. Time should not be a reason for pulling the seen as a critical and consistent part of the revision pro-
paper; even if collecting new data takes longer than the cess, capturing the authors’ forward progress on the manu-
time allowed for the revision, authors should ask for an script and serving as a touchstone to the initial reason for
extension before withdrawing. In rare cases where the AE the manuscript’s existence.
cannot grant an extension and authors cannot meet the Those who successfully navigate these challenges often
deadline, pulling the paper and at least making an effort to note the publication of an improved manuscript from the
6 Journal of Management Inquiry 00(0)

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