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Received 19 February 2004; received in revised form 24 May 2004; accepted 27 July 2004
Available online 5 October 2004
Abstract
The production of (S)-ibuprofen acid was studied in a hollow fiber membrane reactor, with the aim to develop a clean and ecofriendly
technology. The modeling and simulation of enzymatic membrane reactor was studied for lipase-catalyzed hydrolysis of racemic ibuprofen
ester in hollow fiber membrane reactor. Mathematical model was developed to simulate the behavior of enzymatic reaction in the membrane
matrix region. The model equation was derived considering reaction over immobilized enzyme in the membrane porous support with
the substrate flowing along the shell side. The model was simulated on the basis of experimental operating conditions, physical and
hollow fiber geometrical parameters. The model equation was a nonlinear second-order differential equation and solved numerically using
Matlab. The parameters studied were Thiele Modulus (2 ), Bodenstein number (B0 ), transmembrane pressure (TMP) and intrinsic enzyme
kinetic constants (Vmax and Km ). Simulation results showed that a satisfactory product separation was achieved with 60% conversion
of (S)-ester, enantiomeric excess of substrate, ees in the range 35–43%, enantiomeric excess of product, eep in the range 80–85%, and
enantiomeric ratio (E value) of 11.2–15.3 at 4.34 < B0 < 13.89 and 2 < 1. The simulated results agreed with the experimental data
within an error of ±7.5%. The reaction–separation functionality of EMR system has shown the potential of membrane reactor application
for kinetic resolution of racemic compounds especially in overcoming the difficulties associated with conventional technology particularly
in downstream separation and enzyme recovery.
䉷 2004 Elsevier Ltd. All rights reserved.
enhance the lipase stereoselectivity and consequently its in Fig. 2. The (R)-ester is less active in the hydrolysis re-
affinity towards the chiral substrate. action (Battistel et al., 1991; Giorno et al., 1997; Drioli and
Membrane as a carrier for enzyme immobilization was Giorno, 1999; Madhav and Ching, 2001), making kS kR
first reported by Rony (1972), followed by Lewis and since the (S)-ester is converted to the (S)-acid at a faster rate
Middleman (1974), Waterland et al. (1974) and Webster than the (R)-ester.
and Shuler (1978). The reactor performance can be modeled The purpose of carrying out a kinetic resolution in the
by formulating differential equations on the diffusion, reac- EMR is to recover the unreacted (less reactive) substrate
tant consumption or product formation at each location. The in the organic stream or/while enhancing the purity of one
equations can be solved analytically or numerically with of the product (single enantiomer) in the aqueous stream
appropriate boundary conditions specified to match the im- within an acceptable range of optical purity. The efficiency
posed operating conditions. Extensive work in this area has of the kinetic resolution was evaluated based on the optical
been reviewed widely (Kim and Cooney, 1976; Prenosil and purity of the desired product, which is expressed in terms of
Hediger, 1988; Wu et al., 1990, 1993; Salzman et al., 1999; enantiomeric excess of the product (eep ) and also the opti-
Calabrò et al., 2002). However, there are rarely reports on cal purity of the remaining substrate, expressed in terms of
the performance of enzymatic or multiphase membrane enantiomeric excess of the remaining unreactive substrate
reactors in chiral resolution. Matson and López (1990) (ees ). Optical purity was calculated from the molar frac-
first described theoretically the phenomenon of enzymatic tion of each enantiomer using the following equations (Chen
kinetic resolution for a membrane reactor based on the et al., 1982):
quantitative analyses of Chen et al. (1982). Wu et al.
(1990, 1993) worked on dimensionless analyses to examine cR − c S
ees = , (1)
the effects of Thiele modulus, Biot number and enantiomer- cS + c R
icratio on the performance of the separation system. cpS − cpR
Fig. 1 shows the schematic diagram of a hollow fiber en- eep = (2)
cpS + cpR
zymatic membrane reactor (EMR) for the kinetic resolution
of racemic ibuprofen ester. The hydrophobic substrate is in- cR and cS are the concentration of (R)- and (S)-ibuprofen es-
troduced into the system in the organic stream in the shell ter, respectively. cpS and cpR are the (S)- and (R)-ibuprofen
side and aqueous stream in the fiber lumen. The substrate acid, respectively. The enantiomeric ratio (E) character-
diffuses from the organic phase into the membrane where izes the enantioselectivity of a particular enzyme and was
hydrolysis reaction is taking place at the organic–aqueous calculated from the overall hydrolysis conversion (X) and
interface located in the membrane spongy region. Candida the enantiomeric excess of the remaining substrate (Chen
rugosa lipase was used as the biocatalyst for the enzymatic et al., 1982):
hydrolysis of racemic 2-ethoxyethyl-ibuprofen ester. This
lipase has shown great enantioselectivity in the catalysis of ln[(1 − X)(1 − ees )]
E= . (3)
(S)-ibuprofen ester. The reaction mechanism is presented ln [(1 − X)(1 + ees )]
Fig. 1. Enzymatic membrane reactor setup for kinetic resolution of ibuprofen ester.
S. Bhatia et al. / Chemical Engineering Science 59 (2004) 5061 – 5068 5063
COOH
O CH3
kS
H O
O + HO (1)
O CRL, H2O
(S)-2-ethoxyethyl-ibuprofen ester (S)-ibuprofen acid 2-ethoxyethanol
COOH
O kR CH3
H O
+ HO (2)
O CRL, H2O
O
(R)-2-ethoxyethyl-ibuprofen ester (R)-ibuprofen acid 2-ethoxyethanol
Fig. 2. Lipase-catalyzed hydrolysis of racemic ibuprofen esters (CRL: Candida rugosa lipase).
X is calculated from initial concentration of racemic ibupro- and reagents used were of analytical grade. The racemic
fen ester (c0 ) using Eq. (4); XS is the conversion of (S)- ethoxyethyl-ibuprofen ester was chemically synthesized
ibuprofen ester based on initial (S)-ester concentration (cS0 ) in the laboratory based on a method reported by Battistel
given in Eq. (5). et al. (1991).
c0 − cS
X= , (4)
c0 2.2. Enzyme immobilization on membrane reactor
cS0 − cS
XS = . (5) The hollow fiber membrane module used was Koch ul-
cS0 trafiltration membrane HF1.0-45-XM50 (Koch Membrane
The Michaelis–Menten constants, Vmax and Km can also be Inc, USA) made of hydrophilic polyacrylonitrile material.
used to calculate the E value as 2 g/L of Candida rugosa lipase solution was prepared using
(Vmax /Km )(S)-ester phosphate buffer at pH 8. Enzyme immobilization on the
E= . (6) membrane spongy layer was carried out by ultrafiltration of
(Vmax /Km )(R)-ester
1 L lipase solution from shell side to fiber lumen with TMP
In the present work, a model equation of kinetic resolu- of 35 kPa and flow rate 300 mL/min at room temperature.
tion taking place in a hollow fiber membrane reactor has The volume of the buffer collected from the permeate and
been proposed by incorporating enzymatic reaction and mass retentate were recorded for protein measurement based on
transfer for kinetic resolution of (R,S)-ibuprofen ester. A BCA standard test tube protocol (Pierce, Rockford, IL). The
good kinetic resolution of racemic ibuprofen ester in terms amount of protein (lipase) adsorbed onto the fibers of the
of high chemical and optical yields of (S)-ibuprofen acid is hollow fiber membrane reactor was measured as the differ-
to be achieved in the enzymatic membrane reactor. The en- ence between the protein content of the lipase buffer solu-
zymatic kinetic resolution was measured in terms of enan- tions before and after the immobilization procedure.
tioselectivity and optical purity. The target values of ees
and eep were 50%, 90% respectively and E > 10 (Sheldon, 2.3. HPLC analysis
1993; Bornscheuer, 2000). The reliability of the model equa-
tion was verified by comparison with experimental data and The concentration of the optically pure (R)- and (S)-
extension of the previous work reported (Long et al., 2003). enantiomer of ibuprofen ester and ibuprofen acid from
The model developed serves two purposes: (i) parameters the hydrolysis reaction was determined by HPLC (Shid-
estimation for the design and operation of the EMR for mazu Model 10VP, Japan) analysis using a reversed phase
production of optically pure compound; (ii) optimization (R,R)-Whelk-O1 Chiral Column (Regis Pirkle, USA)
of operational parameters of EMR to improve the kinetic with a UV detector. The mobile phase used was hex-
resolution process. ane/isopropanol/acetic acid (98:2:0.5).
boundary value problem of ordinary differential equation by with the reactor geometry, kinetic parameters, feed substrate
means of Matlab boundary value problems solver. concentration and process variables (Eq. (14)). The E value
of the immobilized lipase obtained from the experiment was
in the range 11.2–15.3 and was higher than the target value of
3. Results and discussion E > 10. A good fit was observed between simulated results
and experimental values within an error of ±7.5%.
The reaction model equation (Eq. (12)) was simulated on
the basis of experimental operating conditions, physical and 3.2. Effect of Bodenstein number (B0 )
geometric variables, e.g., fiber geometry, number of fibers,
the axial and radial Peclet numbers. Only radial coordinates The EMR performance was studied by simulation of
were considered since axial gradient was too small in com- model incorporating the effect of B0 (which relates propor-
parison to radial gradient. The hydrophobic racemic ibupro- tionally to volumetric organic flow rate) on the efficiency
fen ester diffuses from the organic phase into the membrane of kinetic resolution. The efficiency of kinetic resolution
surface, partitions and diffuses within the hydrophilic mem- was measured by parameter ees (enantiomeric excess of
brane where it is converted to a polar (S)-ibuprofen acid the residual substrate) and the results are shown in Fig. 4.
by lipase. The input parameters used in the simulation were Fig. 4 shows the dimensionless concentration profile across
obtained from the experimental results and are presented the porous membrane support, at which a constant profile
in Table 2. The effective diffusivity (Deff ) of substrate and across the membrane matrix (1 < R < 2) was observed. The
product in the hollow fiber membrane was calculated based concentration profiles of the (S)-ibuprofen ester are only
on a method given by Treybal (1981) and Wu et al. (1993).
60 Exp. ees
enzymatic membrane reactor. Enzyme loading is an impor-
50 Exp. eep
tant factor controlling the optical purity of (S)-acid and (R)-
ester. A parameter that incorporates the enzyme loading is Sim.ees
40
the Thiele Modulus (2 ), a function of membrane porosity Sim.eep
30
(p ), Km , Vmax , effective diffusivity of substrate (Deff ) and
fiber internal radius (r). Fig. 3 compares both the experimen- 20
tal and simulated results for the influence of hydrolysis con- 10
version on ees and eep at fixed parameters of 2 =0.01, B0 =
0
13.89 and =1.46. The E value was determined experimen- 0 5 10 15 20 25 30
tally prior to solving Eqs. (12) and (13). The resultant con-
centration profiles ofCS and CR were used for the computa- Overall conversion, X (%)
tion of ees and eep using Eqs. (1) and (2), respectively. The Fig. 3. Comparison between experimental and simulated results on the
actual operating conditions were manipulated based on these influence of hydrolysis conversion on ees and eep at 2 =0.01, B0 =13.89
dimensionless numbers since the parameters were associated and = 1.46.
Table 2
Input parameters obtained from experimental results for simulation of reaction in the membrane matrix
Vmax (mmol L−1 h−1 ) Maximum reaction rate for racemic ester 2.8–10 3.27
Km (mmol L−1 ) Michaelis–Menten constant for racemic ester 25–50 36.74
KI s (mmol L−1 ) Substrate inhibition constant for ester 40–80 49.52
KIp (mmol L−1 ) Product inhibition constant for alcohol 250–1000 354.20
Cs0 (mmol L−1 ) Initial concentration of (S)-ibuprofen ester 5–200 25
Deff (cm2 min−1 ) Effective diffusivity of ibuprofen ester and acid 4 × 10−5 − 4 × 10−4 3.23 × 10−4
p Dimensionless product inhibition constant 0.01–0.25 0.03
s Dimensionless substrate inhibition constant 0.25–8 2
Dimensionless Michaelis–Menten constant 0.73–7.3 1.5
2 Thiele modulus 0.1–10 0.002–0.65
5066 S. Bhatia et al. / Chemical Engineering Science 59 (2004) 5061 – 5068
Fig. 4. Effect of 2 on concentration profiles at = 1.46 and B0 = 13.89. Fig. 5. Effect of B0 on concentration profiles at 2 = 1 and = 3.65.
shown. The concentration of the less reactive substrate is not in Table 2. It was found that increased enzyme loading (in-
shown as its concentration was relatively low. crease in 2 ) resulted in decreased substrate concentration
The B0 was studied in the range of 4.34 to 34.73 (equiva- across the spongy region. This is because higher enzyme
lent to 25 < F < 200 mL/ min) at fixed =3.65 and 2 =1. loading (higher 2 ) indicated higher enzyme activity in the
The B0 was varied from the lower limit of B0 = 4.34 since it membrane. 2 value of 0.1 implies that the reaction on the
was impractical to operate the system below the flow rate of surface is so slow and no diffusional limitations exist. Thus
25 mL/ min due to unstable conditions. These F values were no significant concentration gradient could build up within
the flow rates of bulk ester at the shell side. An ees value membrane matrix in the direction normal to the membrane.
of 7.96% was obtained at single passage of fiber with B0 An increase of 2 resulted in a steep gradient of the simu-
approaching 4.34. This indicates that lower volumetric flow lated conversion of (S)-ibuprofen ester, due to fast reaction
rates resulted in better resolution. This was probably due to rate in the membrane matrix. Over the values of 2 = 10
the diffusive transport limitation of the substrate in the radial and 20, diffusional limitations had a profound effect on de-
direction (lateral migration) at increased flow rate (higher creasing the yield of pure (S)-enantiomer and intraparticle
B0 ). The increase in B0 value shows a reduced ees value diffusion limitation probablyoccurred.
attainable across the fiber centerline. A drastic reduction of
initial substrate concentration at the beginning of aqueous- 3.4. Effect of dimensionless Michaelis constant ()
organic boundary layer (at the boundary R=2) was observed
(Fig. 4). Therewas an intense reaction layer (i.e., the spongy The dimensionless Michaelis Constant () is a mea-
matrix) at which the substrate simultaneously reacted with sure of the coupling effect of Km and cs0 . The effect of
the active immobilized enzyme as a result of rapid diffusion dimensionless Michaelis Constant is shown in Fig. 6. The
of the substrate molecules into the membrane pore. (S)-ibuprofen ester concentration was varied from 5 to
50 mM at fixed 2 = 1, B0 = 13.89 (F = 80 mL/ min) and
3.3. Effect of Thiele modulus () Km = 36.74 mmol L−1 (obtained from experiment). The
figure shows almost zero substrate concentration gradient
Thiele Modulus has the physical interpretation of a first- in the radial concentration at R = 1, due to the fact that
order reaction rate (since ester hydrolysis was presumed to the substrate could not leave the layer because it does not
be independent of water concentration and the reaction is dissolve in the aqueous phase.
pseudo first-order type) divided by a diffusion rate. 2 is the
ratio of the reaction rate occurring on the membrane surface 3.5. Relationship between enzyme loading, effective
to the molecular diffusion rate in the radial direction. A large diffusion coefficient and Thiele modulus
value of 2 (2 > 1) indicated the reaction was diffusion
limited and small value of 2 (2 < 1) means the reaction The effective diffusion coefficient (Deff ) is a function of
was limited by reaction kinetics rather than diffusion. enzyme loading and serves as one of the variables deter-
Fig. 5 shows the predicted substrate concentration profiles mining the value of Thiele Modulus (2 ). Table 3 shows
at 2 = 0.1, 0.5, 1, 10 and 20 at fixed value of B0 = 13.89 the value of effective diffusion coefficient (Deff ) at various
and = 1.46. The Michaelis–Menten parameters are given enzyme loading on the spongy layer. The resultant value of
S. Bhatia et al. / Chemical Engineering Science 59 (2004) 5061 – 5068 5067
100
Cs0 = 50 mmol L ; Θ = 0.73
-1
Dimensionless Concentration, C
1 ees = 0.18 % 90
ees = 2.76 % Cs0 = 30 mmol L-1; Θ = 0.12
0.995 80
Cs0 = 25 mmol L-1; Θ = 1.46
ees= 3.17 % 70
0.99
Cs0 = 10 mmol L ; Θ = 3.65
-1
eeP (%)
60
0.985
ees = 4.90 % 50
0.98 40 Sim.at Thiele Modulus=0.002
Cs0 = 5 mmol L-1; Θ = 7.3 Sim.at Thiele Modulus=0.011
0.975 30
Sim.at Thiele Modulus=0.65
0.97 20 Exp. at [E]=0.92 g /m2
ees = 5.67 % Exp. at [E]=1.78 g/m2
10
0.965 Exp. at [E]=2.85 g/m2
1 1.1 1.2 1.3 1.4 1.5 1.6 1.7 1.8 1.9 2
0
Radial Coordinate, R
0 10 20 30 40 50 60 70 80 90 100
Fig. 6. Effect of on concentration profiles at 2 = 1 and B0 = 13.89. Conversion of (S)-Ibuprofen Ester (%)
4. Conclusions
2 calculated from Eq. (14) is given in the last column.
Figs. 7 and 8 show the effect of (S)-ester conversion on ees The mathematical model representing the diffusion
and eep at different enzyme loading. The optical purity of of (S)-ibuprofen acid and the hydrolysis reaction in the
5068 S. Bhatia et al. / Chemical Engineering Science 59 (2004) 5061 – 5068
membrane matrix was developed. The optimum para- Kim, S.-S., Cooney, D.O., 1976. An improved theoretical model for
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simulated results were in agreement with the experimen- Ph.D. Thesis. University Science of Malaysia, Seri Ampangan, Penang,
Malaysia.
tal data. The results were close to the desired values of
Long, W.S., Bhatia, S., Kamaruddin, A.H., 2003. Modeling and simulation
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