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Agricultural Water Management xxx (2016) xxx–xxx

Contents lists available at ScienceDirect

Agricultural Water Management


journal homepage: www.elsevier.com/locate/agwat

A table for five: Stakeholder perceptions of water governance in


Alberta
Jenna Montgomery a , Wei Xu a,∗ , Henning Bjornlund b , Jane Edwards b
a
Department of Geography, University of Lethbridge, Canada
b
School of Commerce, University of South Australia, Australia

a r t i c l e i n f o a b s t r a c t

Article history: By the 1990s, the issue of sustainable management of water had become a global priority. By the end of
Received 3 September 2015 the decade, the UN promoted the development of the Integrated Water Resource Management (IWRM)
Received in revised form 12 April 2016 framework to assist governments in reaching water sustainability goals. With IWRM being the accepted
Accepted 18 April 2016
method of managing water, traditional government led top-down management was observed to be
Available online xxx
insufficient to meet the demands of diverse stakeholders, inspiring a transition from government to
governance. This transition emphasized inclusiveness, as well as active stakeholder participation in iden-
Keywords:
tifying problems and solutions. While governance has been readily adopted around the world, it has not
Water sharing
IWRM
been consistently defined, resulting in diverse understandings and applications that have focused on
Governance individual aspects such as economics or social justice, and making evaluations of governance systems
Q-method difficult. To serve as criteria for evaluations, five pillars of good governance have been drawn from a
Canada systematic review of peer-reviewed and grey literature. These five pillars are then used to better under-
stand and evaluate water governance under Alberta’s Water for Life (WFL) strategy; a water governance
system that has been operational for over a decade. The evaluation is conducted using the Q-method
to qualitatively and quantitatively identify distinct perspectives within the stakeholder population. Five
perspectives emerged from the data, each reflecting unique values, priorities, and interests related to the
water governance process and the five pillars of good governance. These perspectives provide insight
into how each of these pillars operate in practice under WFL, and how they can be improved to enhance
good governance.
© 2016 Elsevier B.V. All rights reserved.

1. Introduction While governance has been widely adopted, its components


have not been identified with sufficient clarity to allow for a
Water supply is finite and increasingly uncertain given the consistent understanding of governance. While a general concep-
likely impacts of climate change and an increased demand for tualization of governance is available, there is little guidance on
water as population increases, and agricultural and industrial activ- the operational and evaluative components of a governance sys-
ity expands (Bjornlund et al., 2013). Concerns are also escalating tem. With IWRM as the default template, governance has become a
about water quality and the health of riparian ecosystems (United tool rather than a participatory and collaborative process for reach-
Nations, 1987). These pressures have made sustainability central ing outcomes (Castro, 2007; Lautze et al., 2011). Literature also
to water management and in 1992 the UN adopted the Dublin relates the emergence of governance as a response to societal pres-
Principles, which continues to serve as a guide for developing sure and unwillingness by the state to relinquish decision-making
sustainable water management (Solanes and Gonzalez-Villarreal, power, or a shift to neoliberalism and a decentralised approach that
1999). Informed by the Dublin Principle, the Integrated Water uproots the traditional state level command-and-control methods
Resources Management (IWRM) framework has had a significant (Kjaer, 2010; Loughlin, 2009; Wallis and Ison, 2011). However, this
impetus on the global development of governance in water man- is challenged by a recognition that the state has a role to play in
agement (Agarwal et al., 2000; Ako et al., 2009; Charnay, 2011). environmental management as the decision-making power (Duit,
2016; Lee, 2014). Based on peer-reviewed and grey literature, this
paper proposes five pillars of good governance that recognize gov-
ernance as a process, rather than a tool, and demonstrates how
∗ Corresponding author.
those pillars can serve as evaluative criteria.
E-mail address: wei.xu@uleth.ca (W. Xu).

http://dx.doi.org/10.1016/j.agwat.2016.04.013
0378-3774/© 2016 Elsevier B.V. All rights reserved.

Please cite this article in press as: Montgomery, J., et al., A table for five: Stakeholder perceptions of water governance in Alberta. Agric.
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These pillars are then applied to evaluate the governance pro- This definition is used based on a literature review of gover-
cesses involved in the Alberta’s Water For Life (WFL) strategy, a nance because it offers clarity about what governance includes
governance system instituted in 2004 (Government of Alberta, and excludes providing a solid framework upon which an eval-
2005). Alberta was considered an ideal context within which to uation can occur. It emphasizes that governance is the processes
evaluate governance as it experiences many of the dilemmas of con- and institutions, not the outcomes and reinforces the significance
temporary water management and has a relatively long history of stakeholders and participants play in the decision-making process.
transitioning from government to governance. The Q-method was
used to qualitatively and quantitatively uncover stakeholder per- 2.2. Good governance
spectives of the current water governance system in Alberta and
their satisfaction with how the five pillars are being integrated and Evaluations of governance systems typically evaluate it in terms
expressed. Stakeholders’ satisfaction with governance processes of good governance. However, much like governance, there is a
are critical to the success and effectiveness of any governance pro- lack of consistency in how good governance is defined. Previous
cess. From the data, five unique perspectives were identified. These attempts to conceptualize and evaluate governance have relied
results provide insight into where the existing governance process on IWRM as a framework (Lautze et al., 2011; Ako et al, 2009;
can be improved. Charnay, 2011; Hammer et al., 2011). When governance is under-
stood within the IWRM framework, it is regarded as a tool to achieve
2. Literature review specific outcomes (Castro, 2007; Lautze et al., 2011; Connick and
Innes, 2003). From this perspective, a good outcome is a signifier
The transition from government to governance is the result of good governance. However, this neglects the role collaboration
of globalism and the emergence of Neoliberalism, which has and participation play in reaching outcomes, which are essential to
challenged the post-World War II era of centralized control and resolving water management issues (Biswas and Tortajada, 2010;
decision-making (Loughlin, 2009). Neoliberalism in particular has Castro, 2007; De Stefano, 2010; Lautze et al., 2011). Effective gover-
undermined the notion of the top-down, interventionist state nance or good governance needs to create structures and processes
that was the template for command-and-control approaches to that allow for equitable negotiation between stakeholders. While
water management. This shift favours deregulation, privatization there is no universally accepted understanding of what good gover-
and decentralization. With decentralization came the development nance is, the literature can be distilled into pillars, or components,
of systems that allow greater citizen participation in decision- that promote good governance. The pillars selected reflect the defi-
making such as IWRM, which promotes a participatory approach to nition of governance as stated above and do not attempt to describe
decision-making that devolves some power and authority from the good governance in universal terms.
government to public stakeholders. While this transition has been
widely implemented around the world, the literature review iden- 2.2.1. The five pillars of good governance
tified a need for a consistent and comprehensive understanding of While governance is almost by definition unique to its context,
governance and good governance for implementation and evalua- this article proposes five principles or pillars that are integral to
tion of the governance process. To support consistency, five pillars good governance. They are the result of extracting and distilling
of good governance were extracted from the literature to categorize the material gathered in a systematic review of peer-reviewed and
and simplify the characteristics of an effective governance system. grey literature on governance from the perspective of governance
as a process. These pillars reflect on the structures and processes
2.1. Governance characterizing good governance and include accountability, adapt-
ability, participation, rule of law, and transparency. The elements
The move to adopt governance around the globe was hasty listed below are simplified to reflect common aspects described in
and lacked consistency (Lautze et al., 2011). Consequently, there the literature and are not exhaustive.
has been no standard or commonly accepted definition of gov-
ernance and few guidelines for governance practices, processes 2.2.1.1. Accountability. This centres on how well formal structures
and institutions (Rogers and Hall 2003). Due to differing contexts, facilitate outcomes. It ensures that each element of the governance
existing definitions of governance are diverse in their orientation system is working effectively, by:
and emphasis and lack consistency and insight into operation and
implementation. However, it can be said that governance encom- • specifying roles and responsibilities (Lockwood et al., 2010; de
passes both the institutions and the process of decision-making Löe et al., 2009);
(Lautze et al., 2011). Table 1 reveals a number of definitions that • identifying needed skills and resources (de Löe et al., 2009);
include Kaufmann’s (1999) definition that focuses on democracy • improving coordination and collaboration (de Löe et al., 2009);
and economics, a definition that was used by the United Nations • ensuring checks and balances mitigate the abuse of power (Taylor
Development Programme (1997) that highlights elements related and de Löe, 2012; de Löe et al., 2009);
to freedom and justice. None of these definitions are incorrect nor • transparently designating authority (Lockwood et al., 2010);
is the list exhaustive in its scope; they merely highlight different • incorporating science and local knowledge (Taylor and de Löe,
dimensions of governance. Nevertheless, without a common defi- 2012; Rogers and Hall, 2003), and
nition of governance it is difficult to see how it can be effectively • balancing power and priorities (Taylor and de Löe, 2012; Rogers
implemented and, just as importantly, evaluated (Castro 2007; and Hall, 2003).
Lautze et al., 2011; Pahl-Wostl and Krantz, 2010; Tortajada, 2010).
For the purpose of this paper, water governance will be defined
2.2.1.2. Adaptability. This refers to how well governance systems
as:
respond to uncertainty and change (de Löe et al., 2009). It entails:
“. . .the processes and institutions by which decisions affect-
ing water are made. It does not include practical, technical • responding to new information (Lockwood et al., 2010);
and routine management functions such as modelling, forecast- • anticipating and managing threats, opportunities and risks;
ing, staffing and constructing infrastructure. It does not include • systematic reflection on individual, organizational and system
water resource outcomes (Lautze et al., 2011).” performance (Lockwood et al., 2010);

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Table 1
Definitions of governance.

Definitions of governance

Exercise of economic, political and administrative authority to manage a country’s affairs, at all levels, comprising mechanisms, processes and institutions
through which citizens and groups articulate their interests, exercise legal rights, meet their obligations and mediate their differences.
(United Nations Development Programme, 1997)
Ways of managing relationships through spatially and temporally specific articulation of the rules of behaviour about allocating resources among individuals
and collectives within a given setting.
(Rist et al., 2007)
A structure where governments and other stakeholders agree to share responsibility for the development and delivery of policy, planning and programs or
services, but where the government retains legislative accountability. It is a collaborative goal-setting and problem-solving process built on trust and
communication. It requires clear roles, responsibilities, accountabilities and relationships.
(Alberta Water Council, 2008)
A complex process that considers multi-level participation beyond the state and where decision-making includes public institutions, the private sector, civil
society and society in general.
(Tortajada, 2010)
Consists of the processes and institutions by which decisions affecting water are made. It does not include practical, technical and routine management
functions such as modelling, forecasting, staffing and constructing infrastructure. It does not include water resource outcomes.
(Lautze et al., 2011)
Traditions and institutions by authority is exercised in a country. Includes the processes by which governments are elected, monitored and replaced; the
capacity of the government to formulate and implement sound policies; the respect of citizens and the state for the institutions that govern economic and
political relations between them.
(Kaufmann et al., 1999)
The processes and institutions through which decisions are made about water. Includes the range of political, organizational and administrative processes
used to make and implement decisions and the accountability of decision-makers.
(National Round Table on the Environment and the Economy, 2011)

• including, but extending beyond, conflict resolution (Funder et al., • the application of appropriate scales and boundaries for gover-
2010); nance partnerships (United Nations Development Programme,
• promoting effective responses to changing political, economic, 1997; Wyborn and Bixler, 2013);
social and environmental conditions (Akamani and Wilson, • communication and coordination among many layers of govern-
2011); ment and stakeholders that adheres to the rule of law (United
• addressing uncertainty and ongoing change through knowledge Nations Development Programme, 1997), and
development and application (de Löe et al., 2009), and • financial, technical and administrative support (Lurie and Hib-
• encouraging informal relationships (outside formal political bart, 2008).
structures) into formal decision-making processes (Innes et al.,
2004). 2.2.1.5. Transparency. This facilitates open and visible governance
structures and processes. It requires

2.2.1.3. Participation. This is a pivotal component of the de- • clear, defensible rationales for the decisions made (Lockwood
centralizing transition from government to governance. It requires: et al., 2010);
• open agendas and the free expression of opinions (de Löe et al.,
• the engagement of government, key stakeholders and the general 2009; Lockwood et al., 2010);
• networks that facilitate effective communication and
public (de Löe et al., 2009; Reed, 2008);
• the general public being given information and opportunities to knowledge-sharing to generate communication, collabora-
tion, integration, trust, honesty and respect (de Löe et al., 2009;
participate (Slavíková and Jílková, 2011);
• key stakeholders engaging with formal decision-making struc- Alberta Water Council, 2011; Weible et al., 2011);
• clear, reliable communication between all scales of operation
tures (Slavíková and Jílková, 2011);
• participation that is broad, balanced and inclusive (Cuppen, 2011; leading to the integration of goals, identification of problems and
proposed solutions between all stakeholders (Smith and Kelly,
Reed, 2008);
• having processes that meet the needs and wishes of all stakehold- 2003), and
• sharing of data and information with the government, the public
ers (Webler and Tuler, 2001);
• inviting local and traditional knowledge into decision-making and all stakeholders (Lockwood et al., 2010).
structures and processes, and
• hearing the voices of those most affected by water issues (Reed, Given that governance requires stakeholder participation, the
process of governance is unlikely to be effective if stakeholders are
2008).
not satisfied with its operation. Stakeholder perceptions of these
pillars can provide insight into how well a governance process
2.2.1.4. Rule of law. This is crucial to achieving tangible outcomes. is functioning by identifying their current satisfaction with how
It necessitates: the five pillars are being realized in practice. It can also encourage
improvements to the processes by exposing stakeholder values and
interests regarding the five pillars.
• aligning governance structures with broader social and political
structures (Rogers and Hall, 2003; Ferreyra et al., 2008); 2.3. The Alberta context
• establishing governance within a just legal and ethical framework
to encourage compliance with existing legislation, policies and This study aims to evaluate an established, IWRM based gover-
regulations (Lockwood et al., 2010); nance system with broad stakeholder participation. The case study
• support from relevant tiers of government (Lurie and Hibbard, selected was Alberta’s Water for Life strategy, focusing on the South
2008; United Nations Development Programme, 1997); Saskatchewan River Basin. Participants were selected from the

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three water partnerships – Water Planning and Advisory Councils


(WPAC), the Alberta Water Council (AWC) and Water Stewardship
Groups (WSG) – to represent the stakeholder sectors included in
the Water for Life strategy, and to answer the question: is the water
governance process in Alberta fulfilling elements of accountability,
adaptability, participation, rule of law and transparency?
The province has been moving towards sustainable water
resource management since the creation of the Ministry of the
Environment in 1971. By the 1990s, public concerns were grow-
ing in southern Alberta, particularly in the Bow and Oldman river
basins, over water quality and availability due to population growth
and economic development. To address water quality issues in the
Bow River Basin, the Bow River Basin Council (BRBC) was formed,
establishing collaboration between stakeholders. In the Oldman Fig. 1. Water for life strategy partnerships and information sharing/collaboration
River Basin, the Oldman River Basin Water Quality Initiative (ORB- pathways.

WQI) was formed to lead a 5-year study between 1998 and 2003 to
monitor the human impact on water quality in the Oldman basin established since 2004. As directed by the Land-use Framework, the
(Koning et al., 2006). To further support sustainable water man- South Saskatchewan Regional Plan became legally binding in 2014
agement, the Water Act was passed in 1999 and Basin Advisory making the evaluation in this study an assessment of governance
Councils (BAC) were formed as public consultation bodies to assist prior to the transition to regional planning.
the Government of Alberta in writing basin management plans.
The BACs were early governance bodies with representation from 3. Methods
major stakeholder groups but had no authority or accountability in
the development of plans (Government of Alberta, 2006). In 2004 Evaluation of governance must focus on the processes of gover-
the Water for Life (WFL) strategy was adopted, formalizing gover- nance, as well as its outcomes but there are few, widely accepted
nance bodies, including the Alberta Water Council (AWC), Water methods of evaluating governance. While attempts have been
Planning and Advisory Councils (WPAC), and Watershed Steward- made, devising standardized, large-scale self-assessment evalua-
ship Groups (WSG). In response, the ORBWQI and the Oldman BAC tion instruments have been less than successful (De Stefano, 2010;
merged to form the Oldman Watershed Council WPAC, while the Hooper, 2010). Differences between basins are significant enough
BRBC became formally designated a WPAC. By 2009, sustainable to disallow the development of a standardized instrument; each
resource management was formally extended to land, air and bio- governance situation has its own specific indicators of good gov-
diversity via the Alberta Land Stewardship Act and the Land-use ernance (Hooper, 2010). Case studies and interviews have been
Framework. Today work is being done to integrate the WFL pol- the primary means of data collection because they accommodate
icy with the Land-use Framework’s regional plans (Government of stakeholder perspectives, gauge contextual effects and heed gover-
Alberta, 2009). nance’s inherent complexity (Biswas and Tortajada, 2010; Rist et al.,
WFL enshrines stakeholder involvement in monitoring and 2007). However, case studies and interviews lack the same rigor as
responding to watershed conditions (Government of Alberta, a mixed method approach. This study attempts to address this by
2003). While the overarching goals set out in the strategy are broad, utilizing the Q-method, which combines the qualitative benefits of
it is the responsibility of public stakeholders to decide how those interviews and case studies with statistical analysis.
goals can be met. Representative participation is formally estab- Originating from the field of psychology, the Q-method has
lished, ensuring all key sectors have a seat at the table. These emerged as a tool for a broad range of disciplines and fields of
sectors include various industries, non-government organizations, study as it enables the qualitative and quantitative identification of
all levels of government, First Nations, and the general public. As common perspectives within a population in regards to a specific
mentioned above, three partnerships were established to imple- idea or question (Brown, 1980). The Q-method differentiates shared
ment this process of participatory governance to focus on water perspectives within a population (Watts and Stenner, 2012). The
issues at varying scales: WPACs focus on regional/watershed level benefit of the Q-method is that a small number of participants, typi-
issues and are the organizations tasked with developing Integrated cally fewer than 40, is sufficient to produce reliable and statistically
Watershed Management Plans for their respective river basins, significant results (Watts and Stenner, 2012).
advising government and the AWC on water issues and plans, The Q-method begins by establishing a clear question of inquiry,
supporting WSGs, and educating the public; WSGs focus on stew- and identifying a study area and population. Once these prelimi-
ardship activities at the local level; and the AWC, with input from nary details are finalized, a concourse is formulated through the
the WPACs and WSGs, produces provincial level recommenda- gathering of opinion statements related to the question from any
tions for government bureaucrats to use in policy development variety of available sources. Print materials, radio, television, social
(Government of Alberta, 2008). The Government is responsible for media, interviews and so on are valid sources for extracting opin-
decision-making and serves as a partner in the strategy by sup- ion statements to develop a broad and thorough concourse (Watts
porting and assisting the partnerships. Fig. 1 shows the pathways and Stenner, 2012). The concourse contains hundreds of opinion
that recommendations and collaboration travel between all of the statements or Q-statements, which are then reduced significantly
Water for Life partnerships, including government. to form the Q-set. Q-statements depict all unique opinions related
The South Saskatchewan River Basin, which includes the Red to the initial question and each is formulated in such a way that
Deer River Basin, Bow River Basin, the Oldman River Basin, and multiple interpretations are possible. This enables participants to
for geographical convenience as it is not a tributary of the South impress their beliefs and values onto the meaning of the statements
Saskatchewan River, the Milk River Basin, was selected as the study relative to each other, thereby allowing their perspectives to be
area. The region is the most populated in the province, economic captured (Watts and Stenner, 2012).
development is ongoing, irrigation and agriculture are mainstays of To build the concourse, opinion statements were gathered from
the region, the basin has been over allocated with a moratorium on grey literature and pre-sort interviews that were conducted with
new allocations in place, and water governance has been formally the selected stakeholders, most of whom would later perform the

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Table 2
Number and distribution of expected and actual pre-sort interviewees and Q-sort participants by Water for Life partnership, by sector.

Sector Category Sectors with Assigned Membership # of Desired # of # of Q-Sort


Interviewees Interviewees Participants

AWC Industry Chemical and Petrochemical 1 1 1


Irrigation
Cropping
Mining
Oil and Gas
Forestry
Livestock
Power Generation
NGOs Environmental (Biodiversity Conservation) 1 1
Environmental (Habitat Conservation)
Environmental (Law)
Wetlands Conservation
Fisheries Habitat Conservation
Lake Environment Conservation
WPACs 1 1
Government Large Urban 1
Small Urban
Rural
Métis Settlements 1
GOA and Provincial Alberta Agriculture and Forestry 1
Authorities Alberta Energy
Alberta Environment and Parks
Alberta Health
Science and Research 1 1 1
WPAC Industry Tourism/Recreation 1 1
Agriculture–Non-Irrigated 2 1 1
Agriculture–Irrigated 2 1
Business 2 2
Industry–Renewable
Industry–Non-Renewable
Government First Nations 1 1
Health 1 1 1
Municipalities 1 1 2
Prov. Government 1 2 2
Fed Government 0 0
Other Academia 1 2 1
ENGOs 2 2 3
General Public 2
WSG Government Municipal Government 1
Prov. Government
NGOs/Societies/Agencies i.e. Cows and Fish, Trout Unlimited 1 1 1
Industry Landowners 2 2 2
None First Nations 1
Others 2
TOTAL 24 21 21

Q-sort and participate in post-sort interviews, which is acceptable participation from 21 out of 24 desired stakeholders as shown in
practice (Frantzi et al., 2009). To gather comprehensive opinions Table 2. Although some sectors or sub-sectors were not repre-
on the processes, invitations to participate in pre-sort interviews sented, broad representation from key stakeholder groups was still
were sent to active stakeholders representing all three Water for retained. Since the variables within the Q-method are the partic-
Life partnerships and key stakeholder groups as shown in Table 2 ipants rather than the Q-set statements, good results can still be
below. gathered despite the absence of representation of some sectors.
In this study, the pre-sort interview questions were semi- The Q-sort differentiates perspectives that are shared to varying
structured and designed to learn what the five pillars meant to degrees between the participants despite their sectorial affiliation.
the participants relative to the partnerships. Interviews were con- Therefore, it is possible to use Q-sort data to generalize perspectives
ducted over the phone or in person, depending on the participant’s within a population using a small number of participants (Barry and
location and preference. Grey literature and policy documents were Proops, 1999; Frantzi et al., 2009). Since the Q-method is used to
also used to generate statements. In this study, the final concourse uncover perspectives within a specific population, great care must
was composed of 449 statements, which were then reduced to 40 be taken when applying the results to other regions or populations.
statements equally representing key characteristics of each of the Participants were asked to interpret and sort the Q-set state-
five pillars of good governance (Frantzi et al., 2009; Watts and ments in accordance with their individual opinions, beliefs and
Stenner, 2012). These 40 statements were termed the Q-set as values. The Q-sort participants were asked to rank the 40 state-
shown in Table 3. It is the Q-set that is sorted by the participants ments on a regular distribution curve spanning from −4 to +4
through a Q-sort procedure. (Watts and Stenner, 2012). In this way the participants become
With the focus of the study on the governance processes used the variables. Due to participants being located throughout south-
within the WPAC structure, invitations to participate in the Q-sort ern Alberta, the web-based Q-sort application Q-Assessor was used.
were sent to stakeholders who were actively involved in the WPAC At the end of the q-sort the participants were asked to fill out a
process and who represented key sectors assigned membership to structured post-sort questionnaire to help clarify and validate the
the partnership. Due to availability it was only possible to secure

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Table 3
Final Q-set.

ID# Statement Pillar

9 Decisions are made by rule of thumb, not on scientific basis Accountability


11 The government can feel more assured in implementing policy because even
those who may be negatively affected by it have agreed that it is going to be OK
14 I’m not sure how long the whole thing can keep going if the recommendations
are not moving forward
15 We’ve got some good buy-in from the public
19 It’s difficult for us to do our job when some sectors choose not to participate
20 It’s not always clear what role the province wants us to play
21 Water for Life gives locals the responsibility and wherewithal to keep on the
issues
36 We don’t have the science to understand the watershed
2 We run the risk of the work we do becoming irrelevant by the time we Adaptability
complete it
13 The mechanisms are in place to resolve conflicts
26 We’ve gotten away from experimenting with solutions
27 I don’t think currently we’re well equipped to adapt to changing conditions
28 Decision-making places more emphasis on short-term economic
considerations over environmental sustainability
30 We’re trying to create the perfect governance institution and then hope we
can fit solutions into it
31 Sitting at the table, I develop an understanding of all the different views
32 The hard data is available for us to understand the water issues
4 Without a greater release of power from the bureaucracy to the partnerships, Participation
change won’t happen.
5 I find it difficult to represent the different views found in my group
6 You end up with volunteer burnout
8 The way things are set up limits the representation of some social groups
10 Water for Life oversimplifies who is involved in water management
12 The public isn’t as engaged as they need to be
34 Everyone that comes to the table has interest in trying to make things better
40 Everyone who is affected has an opportunity to participate
3 I think water governance and the overarching political structure are two Rule
systems running parallel, neither affecting the other of
16 The partnerships get down to the appropriate spatial scales Law
17 The government stands up to its leadership role
22 The government is committed to the partnerships
25 Support from the government is sketchy
33 There‘s nothing in the law to encourage or incent people to do this work
37 Everybody‘s kind of bumped along in their own way without having a
framework, often working outside of the law
39 Collaborative governance doesn’t work for all water related issues
1 We can actually have a let-your-hair-down, open and completely frank and Transparency
honest discussion about things that sometimes may not be in the best interest
of our stakeholder’s to disclose.
7 All partners share their expertise, information and resources
18 I don‘t know if the government respects us
23 We have to be careful what we say because we don’t want to bite the hands
that give you money
24 There is an internal process happening in government that seems to be
running contrary to the public governance process
29 Water for Life is improving public knowledge about water
35 There is some good coordination between the partnerships
38 There‘s not a lot of trust between us and the government

responses, particularly ensuring that the statements were arranged a better, practical understanding of the factors. As such, descriptive
respective to the imposed scale (2). names were given to the factors: Protectors, Opportunists, Decen-
Factor analysis was performed on the completed Q-sorts expos- tralists, Skeptics, and Supporters. Table 5 summarizes the factors.
ing the perspectives held by the stakeholder population. From this, Allfactors have eigenvalues above 1.00 indicating significance,
factor arrays (see Table 4) were generated showing the rankings composite of reliability scores above 0.80 indicating strong repro-
of all 40 statements relative to each other and serve as general- ducibility, and low standard error scores indicating high precision
ized Q-sorts for each factor. Further analysis using the pre-sort in the factor scores (Brown, 1980). The number of defining vari-
interviews, post-sort questionnaires, Q-sorts and statistical anal- ables reflects the number of participants whose values and beliefs
ysis provided the content for developing a qualitative description were most strongly aligned with each factor and whose Q-sorts,
of each perspective. questionnaires and interviews were used to develop the narratives
described below.
The first factor, labelled Protectors, are stakeholders who place
4. Analysis and discussion
themselves at the governance table to serve the voiceless, par-
ticularly the environment and future generations, and appreciate
While the factors uncovered through the Q-method are gener-
the Water for Life partnerships as venues for developing innova-
alized, the factor analysis uncovered five unique and statistically
tive solutions to water issues. Protectors are largely affiliated with
significant perspectives within the active stakeholder population.
Analysis of the data permitted narratives to be developed to provide

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Table 4
Q-sort factor arrays for factors A, B, D, E, G arranged by statement.

# Statement Factor

A B D E G

1 We can actually have a let-your-hair-down, open and completely frank and honest −1 1 0 −3 4
discussion about things that sometimes may not be in the best interest of our stakeholders
to disclose
2 We run the risk of the work we do becoming irrelevant by the time we complete it 1 1 2 −2 −2
3 I think water governance and the overarching political structure are two systems running 2 0 −1 −1 1
parallel, neither affecting the other.
4 Without a greater release of power from the bureaucracy to the partnerships, change 3 −1 4 −2 −2
won’t happen.
5 I find it difficult to represent the different views found in my group −1 −1 −4 −1 0
6 You end up with volunteer burnout 0 3 2 0 2
7 All partners share their expertise, information and resources −2 1 1 3 0
8 The way things are set up limits the representation of some social groups 0 −3 −3 −2 −3
9 Decisions are made by rule of thumb, not on scientific basis 1 −3 0 −3 0
10 Water for Life oversimplifies who is involved in water management 0 −2 −2 0 −2
11 The government can feel more assured in implementing policy because even those who −1 2 0 3 −1
may be negatively affected by it have agreed that it is going to be OK
12 The public isn’t as engaged as they need to be 1 4 2 −3 −2
13 The mechanisms are in place to resolve conflicts −4 −2 0 1 2
14 I’m not sure how long the whole thing can keep going if the recommendations are not 2 −1 3 1 −1
moving forward
15 We’ve got good buy-in from the public −2 0 −4 1 −1
16 With Water for Life, dividing the province into the different watersheds was the best thing 2 0 4 3 4
to do
17 The government upholds its leadership role −4 0 −2 2 3
18 I don’t know if the government respects us 0 −1 1 −4 −3
19 It’s difficult for us to do our job when some sectors choose not to participate 1 0 −1 1 −4
20 It’s not always clear what our role is 3 3 2 −1 1
21 Water for Life gives locals the responsibility to keep on the issues 0 4 −2 2 0
22 The government is committed to the partnerships −2 2 0 2 0
23 We have to be careful what we say because we don’t want to bite the hands that give you −3 −4 −1 0 −4
money
24 There is an internal process happening in government that seems to be running contrary 2 −2 0 0 −1
to the public governance process
25 Support from the government is sketchy 1 −4 1 0 −2
26 We’ve gotten away from experimenting with solutions −1 −1 3 0 0
27 I don’t think currently we’re well equipped to adapt to changing conditions 3 0 −1 −1 −1
28 Decision-making places more emphasis on short-term economic considerations over 4 −2 −1 −2 3
environmental sustainability
29 Water for Life is improving public knowledge about water 0 2 1 4 1
30 We’re trying to create the perfect governance institution and then hope we can fit −1 −1 −2 −1 2
solutions into it
31 I develop an understanding of all the different views at the table 2 1 2 2 2
32 The hard data is available for us to understand the water issues −2 0 1 4 0
33 There is nothing in the law to encourage or incent people to do this work 1 2 −2 0 3
34 Everyone that comes to the table has interest in trying to make things better −2 2 1 1 −1
35 There is good coordination between the partnerships −3 1 0 2 1
36 It is obvious where accountability lies in Water for Life −3 −2 −1 1 0
37 Everybody’s kind of bumped along in their own way without having a framework, often 0 0 −3 −1 −3
working outside of the law
38 There’s not a lot of trust between us and the government 0 −3 0 −4 1
39 Collaborative governance doesn’t work for all water related issues 4 3 −3 −2 2
40 Everyone who is affected has an opportunity to participate −1 1 3 0 1
Variance 4.25
Standard Deviation 2.062

Environmental Non-Government Organizations (ENGOs) and are request that government action be taken to ensure all groups are at
dedicated people who often refuse to give up or leave the table. the table to discuss solutions (39, +4). Protectors desire change and
with a keen eye, watch the government’s response to recommen-
“I’m not going to abandon my work on these governance agen-
dations submitted by the stakeholders. They see frustration with
cies because I think they do good work. . . You have to maintain
the government’s poor response to recommendations in not only
some kind of hopefulness” (Interview 10, Line 343).
themselves but all other stakeholder groups. They are proud of the
They see governance as a beacon of hope that someday the sta- work they do and are disappointed that the government does not
tus quo will fall away and make room for greater environmental seem to be acting on it.
protection. For this to happen, Protectors consider participation
“If the government showed any signs of acting on recommenda-
key and express concern when groups such as First Nations, spe-
tions, on the plethora of recommendations that have been made
cial interest groups, industry, and government ministries are not
to them, then I would feel very happy” (Interview 10, Line 61).
at the table (Statement 17, Rank −4). Protectors argue that some
stakeholders are not interested in sitting at the table to negotiate At a regional level, this disappointment and frustration has led
solutions as they see greater value in lobbying government directly; to ongoing discussions about WPACs abandoning their role as an
to protectors, these actions severely undermine governance and advisory body to become a more active advocate for water issues.

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Table 5
Factor characteristics from Q-sort statistical analysis.

Factor

Protector Opportunists Decentralists Skeptics Supporters

Pillar(s) of High Priority Adaptability, Rule of Accountability, Participation, Rule of Law Transparency Rule of Law, Transparency
Law Participation
Pillar(s) of Low Priority Participation, Rule of Law Transparency Participation Accountability
Transparency
Affiliated Sector(s) Environment Industry (no trend) Industry (Agriculture) Provincial Government
(non-agriculture),
Academia
Number of defining 6 3 3 2 3
variables
(stakeholders)
Composite Reliability 0.960 0.923 0.923 0.889 0.923
Standard Error of factor 0.200 0.277 0.277 0.333 0.277
Scores
Eigenvalue 3.30 2.03 1.65 1.37 1.37
Variance 15.7% 9.7% 7.8% 6.5% 6.5%

These discussions are controversial as they mean WPACs would three major weaknesses in the system: poor levels of government
cease to be a Water for Life partnership and threaten balanced action (14, +3), ineffective coordination between ministries (Inter-
decision-making that Protectors value (Interview 10, Line 536). view 3, Line 386), and a lack of understanding by bureaucrats of
The second factor was labelled Opportunists and represents the what happens on the ground. Implementation of recommenda-
views of industry and academia. Accountability and participation tions is considered to be weak and Decentralists attribute this to
in governance are top priorities to these stakeholders and they a lack of clear roles for partnerships, and ideas being stalled at the
place great value on acquiring, analysing and interpreting data, and government level.
using technical knowledge (9, −3). They believe that participation
“This is where I think the problem exists to date is people don’t
from government, stakeholders and the general public is essential
know who they should rely on to make. . . change. (Interview 3,
in providing technical capacity. However, they believe that strict
Line 439)”
volunteer membership and insufficient resources are barriers to
acquire the specialists and experts needed to collect and analyse To overcome this, partnerships require clearer roles, more
data (Interview 7, Line 242). Issues with retaining technical capacity authority and responsibility with respect to decision-making,
is also related to WPACs being “. . .much too reliant on volunteers. and greater public engagement through education (Questionnaire
People are generous [with their time and skills] but with year-after- 5656).
year frustrations and efforts, burnout is inevitable” (Questionnaire Primarily representing the views of landowners from the agri-
5454). While experts and skilled people are needed, broad engage- cultural sector, the fourth factor demonstrates skepticism towards
ment and public participation are also necessary for supporting the government and the Water for Life strategy based on past expe-
watershed plans and solutions, and they believe that governance riences.
“isn’t well understood by the general public” (Interview 7, Line
“When you hear about a government [initiative] coming out to
309). Opportunists see the WFL partnerships as opportunities to
do something you think, ‘OK, if I get started with this, is it still
collaborate on finding innovative solutions, which is something
going to be there in a year?”’ (Interview 21, Line 310)?
that government cannot do alone. However this factor questions
the role industry plays at the governance table. Many of the issues Once this mistrust is overcome, Skeptics value the governance
brought forward fall outside of industry’s business scope and their process and the role government plays in maintaining fair decision-
contributions become limited (39, +3). Greater accountability and making (Interview 20, Line 86). Skeptics give transparency and
support from government is requested to ensure projects are sus- participation top priority, largely due to a perceived need for
tainable, particularly securing funding for long-term data collection fairness in decision-making. Governance is observed to provide
and management. Opportunists see opportunity for change and opportunities to share and learn from others and generate sci-
advancement but not without clear roles, reliable technical capacity ence based decisions through consensus (9, −3; 32, +4). Skeptics
and broad participation. observe threats to the agricultural industry in the water issues
Valuing greater devolution of power to stakeholders, the third being brought up by special interest groups and fear that gov-
factor was given the name Decentralists. While there is no dis- ernment support for Water for Life is unreliable, undermining the
cernible sectoral affiliation, the stakeholders that informed this fairness that governance can provide (Interview 20, Line 135). Skep-
factor, support local level decision-making, rather than provincial- tics believe that participation and transparency can ensure that
level plans and regulations (4, +4). They recognize water issues as all perspectives are given an equal opportunity at the table; how-
being local problems with local solutions (Questionnaire 5512). As ever, they also fear that emotion influences the work partnerships
non-governmental bodies, the Water for Life partnerships are seen do, leading to biases in how information is presented, shared and
as open and transparent and have the ability to attract groups who interpreted.
distrust the government (Interview 14, Line 277).
“Emotion is definitely affecting how decisions are made. It
“I think government sees that [WPACs] can bring more folks doesn’t matter how good the science is, that’s still going to hap-
together to find practical solutions than often times they can. pen because the general public isn’t science based; it’s emotion
(Interview 14, Line 286)” based” (Interview 21, Line 197).
Currently the governance process is well supported by a broad While they value the opportunities governance can provide in
spectrum of players, but greater participation by the general pub- terms of sharing knowledge, Skeptics believe government inter-
lic is missing and is needed to fuel change. Decentralists perceive vention is much better for overruling emotion and controlling bias

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(Questionnaire 5970). To further develop the fairness in governance risk levels, this study did not include analysis of water issues. Across
processes, Skeptics believe that improved coordination between the majority of interviewees, there was an observed hesitation and
partnerships and the government is needed. Some have observed explicit confusion as to how to define accountability. It is unknown
a breakdown in governance through the acts of some government if and how a lack of clarity may contribute to the low priority of
departments and stakeholders pursuing their aims outside the WFL accountability elements.
structure and process (Interview 21, Line 474). While Skeptics see While more closely related to the rule of law, the one element
value in the Water for Life strategy, they stress that the partnerships of accountability that was held strongly by all factors was that gov-
are only viable if fairness and government support is upheld. ernment is ultimately accountable for decision-making. This belief
The fifth factor, Supporters, tends to represent stakeholders that aligns with how governance is expected to work within a demo-
regard themselves as internal resources, or supporters of the pro- cratic system such that while government action in relation to
cess rather than true stakeholders. Individuals with this perspective regulation and administration is still essential, governance gives
do not come to the table with a set agenda and expectations, stakeholders the capacity to make a contribution to the content
but serve as an advocate for the governance process: gathering of that regulation and administration. Duit (2016) describes the
resources, data, guidance, and information to assist with decision- role that the state has taken within environmental management
making (Interview 2, Line 32; Interview 15, Line 107). Primarily regimes, where governance has moved the state away from exer-
expressed by provincial government representatives, Supporters cising a heavy regulatory framework to having a ‘softer’ role of
value the rule of law and help partnerships function within the promoting ‘network governance,’ public-private partnerships and
existing political structures. They feel that without government facilitating stakeholder dialogues. While the state releases its role
support, the partnerships could not exist (Interview 2, Line 297). as the director and becomes just one actor, it does retain a unique
In terms of participation, Supporters regard broad participation capacity to create collectively binding rules, which is its regula-
essential for the success of the governance process and believe that tory function. The state has a unique and almost unparalleled role
sectoral representation can result in situations where some issues in influencing market actors, monitoring the health and human
and solutions may be missed as not all voices have a place at the aspects of the environment, implementing policy and generating
table. Those sitting at the governance table are required to repre- knowledge and norms in relation to the environment (Duit, 2016).
sent multiple views within their respective sectors, which can be While some data from this study indicated a need for further devo-
challenging. lution of power from the government to the partnerships, it was
clear that many stakeholders in Alberta’s Water for Life strategy
“. . .it’s really difficult to have an agricultural voice because agri-
regard the role of the state in the governance process as impor-
culture is so diverse. . . so to come to a consensus or have an
tant, particularly in relation to regulation and administration. There
opinion on agriculture as a whole is really difficult to do” Inter-
were clear expectations that the government is required to retain
view 2, Line 186).
the decision-making role to maintain democracy, which leads to
Balance around the table becomes less about filling seats and expressions of frustration when the government does not seem to
more about filling seats well; ensuring the most voices are heard. In be acting on the work being done by the partnerships. To improve
order for all of the voices to be heard, transparency become critical. governance, it is recommended that the government respond to the
Supporters observe high levels of communication between stake- governance bodies in a timely and effective manner that reinforces
holders around the table enabling good discussions and problem the commitment and contributions of the stakeholders.
solving (1, +4). Transparency is not an issue, the issue is public The partnerships, especially the WPACs also rely upon the
engagement (Interview 15, Line 580). Without public engagement government to supply technical expertise to ensure recommenda-
no progress will occur on the ground. tions are science based and adaptable to changing environmental,
social, economic, and political conditions. Concern for adaptabil-
4.1. Good governance in Alberta ity was expressed in terms of technical capacity, local knowledge
and data collection, conflict resolution, and short-term decision-
From the five factors uncovered by this study and the expressed making. With stakeholder turnover and open qualifications for
level of satisfaction with the five pillars of good governance, a crit- participants, it is never guaranteed that those sitting around the
ical evaluation of the current governance process in Alberta can table will possess the skills and knowledge required to deal with the
be generated. The results showed the presence of all five criteria technical issues at hand. The government is the only stakeholder
without any significant displays of dissatisfaction with the overall with the resources to supply stable and reliable technical capacity.
governance system. All perspectives expressed appreciation for a With the desire to make well-informed decisions, stakeholders are
governance system that enables them to shape the policies that will concerned that the data needed to fully exercise a science-based
affect their livelihoods. Stakeholders value the opportunity gover- approach is lacking: existing watershed data is incomplete, and
nance provides for sharing information, dissolving misconceptions data collection and monitoring is underfunded. Without data and
and assumptions, building cooperation and collaboration, stimu- sufficient technical capacity, local knowledge takes precedence.
lating innovation, and bringing people together as a community While local knowledge is highly valued by the stakeholders for
to identify issues and reach consensus. However, there is room finding practical solutions, there is concern that relying too heav-
for improvement and more study is required to fully understand ily upon traditional knowledge clouds decision-making in emotion
the priority issues listed here and find appropriate solutions. The and personal desire, eroding the balance and foresight a science-
greatest concerns were expressed in terms of the government’s based approach provides. Without the proper data, concern that
accountability to acting on the partnerships’ work and a lack of short-term solutions are being favoured that neglect future sustain-
engagement of the general public. ability. The stakeholders indicated that stable technical capacity
Generally, elements of accountability were given little priority and sufficient data are required for governance processes to work
by the stakeholders. This may be indicative of either perceived low in the best interests of the people as a whole.
human health risks associated with water issues, or the application Although personal agendas can be more easily pushed when
of appropriate governance boundaries (Hahn, 2011; Taylor and de scientific data and technical capacity is lacking, political processes
Löe, 2012). While the participants indicated satisfaction with the outside of Water for Life can also threaten balanced decision-
Water for Life boundaries, it is inconclusive as to whether or not making. Participation in Water for Life is voluntary. Within the legal
this influenced the views of accountability. In regards to human framework, governance is not the exclusive way stakeholder seek

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to influence change. Lobbying is still an accepted way for groups to stakeholder groups to enable greater cooperation and collabo-
influence the decision-making process, which is of concern to those ration. The results also exposed common elements that require
who choose to sit at the table and who are willing to work with oth- improvement to enhance the level of stakeholder satisfaction as
ers to find consensus. Rather than being transparent and working participants in water governance. These include the responsive-
through issues, groups have been observed to withdraw from the ness of the state to the recommendations made by the governance
table and turn to lobbying government directly. This undermines bodies, technical capacity and data availability for informed and
the satisfaction and trust stakeholders have in governance. Gov- balanced decision-making, the recognition of governance partner-
ernance could be enhanced by extending greater authority to the ships as authoritative bodies with recognized influence over the
partnerships as a venue for influencing government decisions to decision-making process, and public engagement. These priorities
ensure discussions and negotiations occur to find the best solutions expressed by the stakeholders further validate recommenda-
that meet the needs of more than one group. tions previously identified in the Rosenberg Report (Rosenberg
The final priority concern expressed was related to public International Forum on Water Policy, 2007) and by the Alberta
engagement. As Howarth (2009) describes, the issues discussed Water Council (2008, 2011) for improved coordination and inte-
at the governance table are often too technical in nature for the gration between ministries and partnerships, improved reporting,
general public to engage in. Water for Life stakeholders value and defined implementation tools..
the negotiations and information sharing that occurs between the While governance entails a move away from government con-
sectors and recognizes that the discussions require expert knowl- trol of water management, it does not mean the state is redundant
edge rather than general public input; however, all perspectives in relation to governance. The state’s role must change from a
indicated that without broad support from the public on the rec- command-and-control function to becoming an enabler and an
ommendations being put forward, change is difficult. While WPACs enforcer (Agarwal et al., 2000). In most respects Alberta is meet-
hold the responsibility to educate and recruit public engagement, ing these requirements and is setting a strong example. However,
resources and government support is considered to be too weak for it is a lack of follow through on recommendations that is looked
ensuring effective programming. For governance to generate real upon with dissatisfaction by the stakeholders and still requires
change on the ground, clear and attainable methods of improving improvement.
public participation and engagement are required. Greater collab- In accordance with the tenets of the rule of law pillar, gover-
oration between WPACs and the government may be required. nance must be aligned with politico-legal structures that deliver
outcomes derived from the governance process. Almost all groups
perceive that the role of the state in WFL’s governance is essen-
5. Conclusion tial; however, former methods of influencing the decision-making
process, such as lobbying, can weaken the effectiveness of gov-
The intention of this study was to simplify the vast definitions ernance. This serves to demonstrate that while the systems and
and elements of governance into five pillars of good governance processes in place for governance are well-developed, external sys-
that could be used in the evaluation of the governance processes tems and processes may conflict and reduce the need for various
within an existing system. Much of the literature describes evalu- groups to participate in governance processes. Governance systems
ations based on a single element of good governance. This study must assert processes that meet the needs and concerns of all stake-
took a unique multidimensional approach using the five pillars, holders (Webler et al., 2001). Innes et al. (2004) thus advocates
something that has not been documented in the literature. The incorporating and integrating relationships outside the governance
five pillars included: accountability, adaptability, participation, rule system into its formal operation, transforming the governance table
of law, and transparency. The Water for Life strategy, particularly into the primary venue to influence governance.
the processes that affect the Water Planning and Advisory Councils New policy can also have an effect on governance. As Alberta
(WPAC) were evaluated using these five pillars and the Q-method moves towards adopting legally binding regional plans under the
to expose the level of satisfaction stakeholders feel and to identify Alberta Land Stewardship Act, questions surrounding how the
priority areas that can be improved. The successes and issues asso- existing governance bodies will comply with and support the goals
ciated with the Water for Life strategy can then be used as a model and targets of the Regional Plans are still being raised.
for the processes of other governance systems. The fact that different groups give weight to different aspects
While attempts were made to ensure all stakeholder sectors of governance indicates how important it is to have a nuanced
were represented in the study, there were still some groups not understanding of it. It is a concept with many components and
represented in the study. While a member of a local First Nations is neither singular nor one-dimensional. Evaluation of governance
community participated in a pre-sort interview, no member was needs to recognize its components and the way they function. It is
available to participate in the Q-sort. This is another example also important to recognize that different groups will quite legiti-
of the ongoing struggles with designing research that effectively mately identify different pillars of governance and will give priority
engages First Nations communities. The voice of the First Nations is to particular pillars. This illustrates that governance is an inher-
extremely valuable and while attempts were made, this study failed ently political undertaking, because stakeholders frequently have
to effectively include them. Another group that was excluded was divergent and conflicting interests. It also underlines the point that
those who do not participate in water governance and the Water governance is not, nor should be, a tool kit to define problems and
for Life partnerships, whether it be stakeholders or the general impose solutions. But it does underscore the need for governance
public. Their perspectives may be able to shed light on a different because water management does involve a multiplicity of voices
understanding of the governance process. and interests which to be taken into account to achieve politi-
The existing literature indicates that perspectives are not nec- cally palatable water management regimes. Water management
essarily synonymous with sectors and in order to ensure balanced based on technocratic methods, market based mechanisms only or
representation, perspectives should be identified and used to iden- command-and-control approaches are unlikely to be able to recog-
tify stakeholders (Cuppen 2011). However, in the case of Alberta the nize and accommodate the diverse stakeholders involved in water
perspectives were aligned with sectors. The results also exposed management. The recognition of stakeholder claims also indicates
where beliefs and values overlap, even between those groups who the need to be aware of the specific contextual forces operating
potentially are considered at odds with each other. The results in each ‘governance site’. However, for governance to be effective
of this study may be useful in finding common ground between and for it to be able to be evaluated and improved, it is essential

Please cite this article in press as: Montgomery, J., et al., A table for five: Stakeholder perceptions of water governance in Alberta. Agric.
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Please cite this article in press as: Montgomery, J., et al., A table for five: Stakeholder perceptions of water governance in Alberta. Agric.
Water Manage. (2016), http://dx.doi.org/10.1016/j.agwat.2016.04.013

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