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Eur J Clin Microbiol Infect Dis (2003) 22:457–462

DOI 10.1007/s10096-003-0970-y

ARTICLE

M. L. Uffredi · G. Mangiapan · J. Cadranel · G. Kac

Significance of Aspergillus fumigatus Isolation


from Respiratory Specimens of Nongranulocytopenic Patients

Published online: 25 July 2003


 Springer-Verlag 2003

Abstract The aim of this study was to determine the fumigatus, as well as for differentiating between asper-
significance of isolation of Aspergillus fumigatus from gilloma and chronic necrotizing pulmonary aspergillosis.
cultures of respiratory specimens in nongranulocytopenic
patients. The medical records of patients with respiratory
specimens positive for Aspergillus fumigatus who were Introduction
admitted to an adult pneumology ward were reviewed
during a 2-year period. A total of 80 respiratory speci- Aspergillus is a saprophytic filamentous fungus wide-
mens from 76 patients yielded Aspergillus fumigatus. spread in the environment. Inhalation of Aspergillus
Forty-eight patients were colonized with Aspergillus spores or conidia can give rise to various clinical
fumigatus, whereas the 28 (37%) remaining patients had conditions, mainly due to the species Aspergillus fumi-
pulmonary aspergillosis, manifest as aspergilloma (n=19 gatus, depending essentially on the host’s immunological
patients), chronic necrotizing pulmonary aspergillosis status [1]. In immunocompetent patients, Aspergillus
(n=7 patients), and bronchial aspergillosis (n=2 patients). fumigatus can colonize a pre-existing cavity, causing
The presence of typical hyphae in direct examination of pulmonary aspergilloma (PAO), can initiate an exagger-
bronchoscopic specimens was more likely to be found in ated immune response, as seen in allergic bronchopul-
infected than in colonized patients (P=0.04). No immu- monary aspergillosis, or can form plugs in the bronchi,
nological test was positive in colonized patients, whereas causing obstructive bronchial aspergillosis. In immuno-
anti-Aspergillus antibodies were detected in 55% of compromised patients, Aspergillus fumigatus can invade
infected patients (P<0.001). Pulmonary tuberculosis was the pulmonary parenchyma, producing invasive pulmo-
the most common underlying lung disease in patients with nary aspergillosis, an invasive, often lethal pulmonary
aspergilloma, but it was not found in any patient with disease. More recently, locally invasive forms in patients
chronic necrotizing pulmonary aspergillosis (P=0.006). with mild immunosuppression called chronic necrotizing
Anti-Aspergillus antibodies were more likely to be pulmonary aspergillosis (CNPA) have been described [2,
detected in patients with aspergilloma (78%) than in 3, 4, 5].
patients with chronic necrotizing pulmonary aspergillosis Laboratory diagnosis of aspergillosis is based mainly
(14%) (P=0.007). The analysis of predisposing factors, in on culture of Aspergillus fumigatus from respiratory
conjunction with immunological tests and examination of specimens, along with detection of anti-Aspergillus
bronchoscopic specimens, is helpful in distinguishing antibodies and/or Aspergillus circulating antigens in
between colonization and infection with Aspergillus serum. However, isolation of Aspergillus fumigatus from
respiratory secretions does not discriminate between
colonization and infection. The significance of isolation
This work was presented in part at the 5th Congress of the European
Confederation of Medical Mycology, Dresden, Germany, 1999
of Aspergillus from respiratory cultures has been studied
extensively in immunocompromised hosts who develop
M. L. Uffredi · G. Mangiapan · J. Cadranel invasive pulmonary aspergillosis [6, 7, 8, 9], but little is
Service de Pneumologie, Hpital Tenon, known about the significance of isolation of Aspergillus
4 rue de la Chine, 75020 Paris, France
from respiratory specimens of immunocompetent or
G. Kac ()) mildly immunocompromised patients with other forms
Hygine Hospitalire, Hpital Europen Georges Pompidou, of aspergillosis. We therefore conducted a 2-year study in
20 rue Leblanc, 75908 Paris Cedex 15, France order to determine the significance of isolation of
e-mail: guillaume.kac@hop.egp.ap-hop-paris.fr Aspergillus fumigatus from respiratory specimens of
Tel.: +33-1-56092973 nongranulocytopenic patients.
Fax: +33-1-56093919
458

Materials and Methods fumigatus. When histopathological examination was performed,


findings showed the presence of a fungus ball associated with an
Setting inflammatory reaction but without invasion of tissue [11]. CNPA
was diagnosed when chest radiographs showed cavitary chronic
The pneumology ward of Tenon Hospital in Paris is a 66-bed ward pneumonia in mildly immunosuppressed patients associated with at
that includes an 18-bed intensive care unit. Approximately 1,300 least one biological test positive for Aspergillus fumigatus and
adult patients per year are admitted for a large variety of respiratory improvement following appropriate treatment [4, 12, 13]. Invasive
illnesses. pulmonary aspergillosis was diagnosed when chest radiographs
showed acute and extensive pneumonia or multinodular pneumonia
resistant to broad-spectrum antibiotics in immunocompromised
Study Design patients, and laboratory specimens yielded Aspergillus fumigatus
without pathogenic bacteria [2]. Bronchial aspergillosis was
Respiratory specimens obtained from nongranulocytopenic patients defined as the presence of endobronchial plugs yielding Aspergillus
admitted to the pneumology ward between 1 January 1996 and 31 fumigatus [14]. Allergic bronchopulmonary aspergillosis was
December 1997 were cultured for Aspergillus fumigatus. At least defined according to the Rosenberg criteria [11].
one positive culture was required for inclusion of a patient in the Colonized patients had at least one culture positive for
study. The medical records of these patients, which included Aspergillus fumigatus, but Aspergillus was not considered to cause
clinical, biological, and treatment data, were reviewed systemati- clinical symptoms.
cally. Each patient was then classified as colonized or infected
according to the definitions cited below.
Statistical Methods

Laboratory Methods Proportions were compared using the chi-square test with Yate’s
correction or Fisher’s exact test when appropriate. Mean values of
Respiratory tract specimens consisted of sputa and bronchoscopic continuous data were compared with analysis of variance (Kruskal
samples, i.e. bronchial aspirates, protected brush specimens, and Wallis test). Statistical tests were two-tailed, and a P value less than
bronchoalveolar lavage fluids. The specimens were cultured on 0.05 was considered statistically significant. All calculations were
Sabouraud agar in tubes with chloramphenicol (0.5 g/l) with and performed using the Epi-Info software package (Epi-Info 5.01 b;
without cycloheximide (0.5 g/l) at 27C and 37C and were Centers for Disease Control and Prevention, USA) and Statview 5.0
examined every day for 7 days. The pellet of the centrifuged (SAS Institute, USA).
specimens was examined by means of Giemsa staining and
Toluidine blue staining preparations. Direct microscopic examina-
tion of the specimens was considered positive if typical septate Results
hyphae were observed. Aspergillus fumigatus was identified on the
basis of colony morphological features and microscopic structures
obtained with lactophenol cotton blue stain. The detection of anti- During the 2-year study period, a total of 80 respiratory
Aspergillus antibodies was performed by immunoelectrophoresis specimens yielding Aspergillus fumigatus (43 sputa and
(Beckman Paragon; Beckman instruments, France); results were 37 bronchoscopic specimens, including 24 bronchial
considered positive if at least three arcs were identified according aspirates, 5 protected brush specimens, and 8 bronchoal-
to the manufacturer’s instructions. The detection of circulating
Aspergillus antigens was performed by an immunoenzymatic assay veolar lavage fluids) were obtained from 76 patients.
(Platelia Aspergillus; Sanofi Diagnostics Pasteur, France) that can After systematic review of medical records, 48 patients
detect as little as 1 ng/ml galactomannan. Lung sections were were found colonized with Aspergillus fumigatus, where-
stained with hematoxylin-eosin and Gomori-Grocott. The histolog- as the 28 (37%) remaining patients had pulmonary
ical lung examinations were considered positive if septate hyphae
split dichotomously at a 45 angle were observed. aspergillosis: PAO in 19, CNPA in 7, and bronchial
aspergillosis in 2. No patient had invasive pulmonary
aspergillosis or allergic bronchopulmonary aspergillosis.
Analysis of Medical Records

The following clinical data were recorded for all patients: age,
gender, alcohol use, clinical signs and symptoms, and chest Comparison Between Colonized and Infected Patients
radiograph findings. We also analyzed the presence of underlying
lung diseases, i.e. chronic obstructive pulmonary disease, asthma, Of the 48 colonized patients (mean age, 54€16 years;
bronchial carcinoma, bronchiectasis, pulmonary tuberculosis, non- male, 58%) and the 28 infected patients (mean age, 55€12
tuberculous mycobacteriosis [10], sarcoidosis, idiopathic pulmona-
ry fibrosis, and cystic fibrosis, as well as predisposing years; male, 60%), 36 (75%) and 22 (79%) had at least
immunosuppressive conditions, i.e. corticosteroid therapy, immu- one chronic underlying lung disease, respectively (Ta-
nosuppressive therapy, chemotherapy, radiation therapy, non- ble 1). The predominant underlying disease was chronic
bronchial cancer, leukemia, diabetes mellitus, cirrhosis, HIV obstructive pulmonary disease in colonized patients
infection, and splenectomy. Finally, any treatment initiated follow-
ing a positive Aspergillus fumigatus culture was recorded, along (27%) and tuberculosis in infected patients (43%). A
with the outcome. total of 42 (55%) patients, including 25 colonized patients
(52%) and 17 infected (61%) patients, had at least one
immunosuppressive factor and were considered mildly
Definitions immunocompromised patients. The remaining 34 (44%)
Infected patients were classified independently as having one patients were immunocompetent. The predominant im-
clinical form of pulmonary aspergillosis. PAO was diagnosed when munosuppressive condition in both colonized and infected
chest radiographs showed a spherical mass, usually surrounded by a patients was systemic corticosteroid therapy, present in
radiolucent crescent, inside a pre-existing pulmonary cavity 23% and 25%, respectively. Of the 10 alcohol consumers,
associated with at least one biological test positive for Aspergillus
459
Table 1 Comparison of predisposing factors in patients colonized respectively). No significant differences between colo-
(n=48) and patients infected (n=28) with Aspergillus fumigatus nized and infected patients were found with regard to
Results No. (%) of patientsa P immunosuppressive conditions.
value Comparative mycological, serological, and histopath-
Colonized Infected
(n=48) (n=28) ological findings in colonized and infected patients are
shown in Table 2. A comparison of the nature of
Underlying lung diseases respiratory specimens obtained for diagnosis of aspergil-
COPD 13 (27) 9 (32) NS losis showed that the results obtained in colonized and
Asthma 11 (23) 3 (11) NS infected patients were similar except for the rate of
Bronchial carcinoma 8 (17) 3 (11) NS
Bronchiectasis 8 (17) 2 (7) NS bronchoscopic specimens that were positive by direct
Pulmonary tuberculosis 7 (15) 12 (43) 0.01 examination, which was fourfold higher in infected than
Nontuberculous mycobacteriosis 0 (0) 4 (14) 0.02 in colonized patients (P=0.04). The positive predictive
Sarcoidosis 1 (2) 2 (7) NS value of this test was 75%. Infected patients could be also
Idiopathic pulmonary fibrosis 1 (2) 0 (0) NS
Cystic fibrosis 1 (2) 0 (0) NS distinguished from colonized patients by detection of anti-
None 12 (25) 6 (21) NS Aspergillus antibodies; this test was positive in 55% of the
Immunosuppressive conditions infected patients and in none of the colonized patients
Corticosteroid therapy 11 (23) 7 (25) NS (P<0.001). The positive predictive value of this test was
Immunosuppressive therapy 0 (0) 0 (0) NP thus 100%, whereas its negative predictive value was
Chemotherapy 8 (17) 3 (11) NS 76%.
Radiation therapy 2 (4) 5 (18) NS
Nonbronchial cancer 4 (8) 4 (14) NS
Leukemia 1 (2) 2 (7) NS
Diabetes mellitus 1 (2) 1 (3.5) NS Comparison Between Patients with Pulmonary
Cirrhosis 1 (2) 0 (0) NS Aspergilloma and Patients with Chronic Necrotizing
HIV infection 5 (10) 1 (3.5) NS Pulmonary Aspergilloma
Neutropenia 0 (0) 2 (7) NS
Splenectomy 1 (2) 0 (0) NS
None 23 (48) 11 (39) NS Of the 28 infected patients, 19 (68%) patients met the
criteria for diagnosis of PAO (mean age, 57€13 years)
COPD, chronic obstructive pulmonary disease; NS, not significant; and 7 (25%) the diagnosis for CNPA (mean age, 59€15
NP, not performed
a
Patients may be included in more than one category (thus allowing years). A comparison of predisposing factors between
for a total percentage >100%) patients with PAO and those with CNPA showed that
pulmonary tuberculosis was common in patients with
PAO (63%) but was not found in any patient with CNPA
only two consumed alcohol chronically, and both were (P=0.006). Of interest, two (28%) patients with CNPA
infected patients. A comparison of underlying lung had no reported predisposing pulmonary condition, while,
diseases between colonized and infected patients indicat- in contrast, all PAO patients had predisposing pulmonary
ed that tuberculosis and nontuberculous mycobacteria conditions. At least one immunosuppressive factor was
were more predominant in infected than in colonized identified in all but one CNPA patient.
patients (43% vs. 15%, P=0.01; and 14% vs. 0%, P=0.02,

Table 2 Comparison of No. with positive test or specimena/total no. with tests P
biological findings in patients or specimens (%) value
colonized (n=48) and patients
infected (n=28) with Colonized patients (n=48) Infected patients (n=28)
Aspergillus fumigatus
Respiratory specimens
Sputum
Microscopic examination 8/34 (24) 4/21 (19) NS
Culture 28/34 (82) 16/21 (76) NS
Bronchoscopic specimens
Microscopic examination 2/28 (7) 6/18 (33) 0.04
Culture 21/28 (75) 11/18 (61) NS
Immunological tests
Anti-Aspergillus antibodies 0/38 15/27 (55) <0.001
Aspergillus antigenemia 0/38 1/26 (4) NS
Histopathological examination
Presence of typical septate hyphae NP 8/9 (89) NP
NS, not significant; NP, not performed
a
At least one specimen or test positive
460
Table 3 Comparison of biolog- No. with positive test or specimena/total no. with tests P
ical findings in 19 patients with or specimens (%) value
pulmonary aspergilloma and 7
patients with chronic necrotiz- Pulmonary aspergilloma (n=19) CNPA (n=7)
ing pulmonary aspergillosis
(CNPA) Respiratory specimens
Sputum
Microscopic examination 0/13 2/6 (33) NS
Culture 9/13 (69) 4/6 (66) NS
Bronchoscopic specimens
Microscopic examination 2/9 (22) 4/7 (57) NS
Culture 2/9 (22) 6/7 (86) 0.04
Immunological tests
Anti-Aspergillus antibodies 14/18 (78) 1/7 (14) 0.007
Aspergillus antigenemia 0/16 1/6 (16) NS
Histopathological examination
Presence of typical septate hyphae 7/8 (88) 1/1 (100) NS
NP, not performed
a
At least one specimen or test positive

In patients with PAO, hemoptysis was the most Discussion


common clinical symptom (63%), followed by dyspnea
(21%), fever (16%), cough (16%), and sputum production The analysis of underlying lung diseases associated with
(16%). In patients with CNPA, the primary clinical the results of direct examination of bronchoscopic
symptoms were dyspnea and fever (57% each), followed specimens and immunological tests is helpful in differ-
by hemoptysis (28%) and cough, sputum production, entiating colonization from infection due to Aspergillus
chest pain, and weight loss (14% each). Six of the seven fumigatus in immunocompetent and mildly immunosup-
(85%) CNPA patients had more than one symptom upon pressed patients. Of approximately 2,600 patients admit-
admission, and three (43%) presented with three or more ted to the pneumology ward during the 2-year study
symptoms. Outcome was evaluable in 16 of the 19 (84%) period, 76 (3%) nongranulocytopenic patients had respi-
PAO patients: two died (1 from massive hemoptysis, 1 ratory specimens yielding Aspergillus fumigatus. This
from lymphoma) and 14 had a favorable outcome result is in agreement with several studies that reported
following surgical treatment (n=8) or itraconazole treat- isolation rates of Aspergillus in 2–7% of patients with
ment alone (n=6). Outcome was evaluable in only three various lung diseases [8, 15, 16].
CNPA patients because the remaining four patients died The 76 patients in our study were classified as
of other causes unrelated to aspergillosis (bacterial sepsis, colonized (n=48) or infected (n=28) (37%) patients. In a
n=2; neurological disease, n=1; bronchial carcinoma, recent prospective multicenter study, Perfect et al. [17]
n=1). Outcome was favorable in all three patients had found the rate of infected patients to be 20% among
following adequate antifungal therapy with itraconazole 1,209 cases of suspected aspergillosis. In both studies, the
and amphotericin B. different clinical entities of aspergillosis were defined
The comparative mycological, serological, and histo- according to clinical and radiological criteria, even
pathological findings in PAO versus CNPA patients are though definitions based on histopathological findings
shown in Table 3. Of the seven CNPA patients, only one used by some authors may be specific [1, 12, 18, 19].
(14%) was positive for anti-Aspergillus antibodies in Clinical diagnostic criteria are needed from a practical
serum (3 arcs), and another tested positive for antigen- viewpoint because histological diagnosis requires biopsy
emia. Three CNPA patients had two arcs, which was specimens, which cannot always be obtained from
below the defined cutoff value. This is in marked contrast immunosuppressed patients or those with respiratory
with the results obtained in PAO patients, 78% of whom insufficiency. In studies based on histopathological crite-
tested positive for anti-Aspergillus antibodies (3 arcs), ria, the rate of infected patients is much lower; for
always in conjunction with a negative test result for example, Treger et al. [15] reported a 10% rate of
antigenemia (P=0.007). One additional patient had two demonstrable infection among 89 patients with at least
arcs. The rate of positivity for culture of bronchoscopic one positive culture of Aspergillus in respiratory speci-
specimens was significantly higher in CNPA patients mens.
(86%) than in PAO patients (22%) (P=0.04). In the present work, chronic obstructive pulmonary
disease was the most common underlying lung disease in
colonized patients, which confirms earlier findings by Yu
et al. [8]. Because patients with chronic obstructive
pulmonary disease are often treated with corticosteroids
(15% in our study), they have an increased risk for
461

developing a more aggressive pattern of infection, be similar to those in PAO patients [5, 20]. We therefore
secondary to the immunosuppressive activity of this drug. determined how these two clinical forms of aspergillosis
Similarly, approximately one-half of the colonized pa- could be differentiated.
tients studied had at least one cause of immunosuppres- The present study confirmed that pulmonary symp-
sion, which predisposed them to infection. No significant toms such as fever and dyspnea are frequent in CNPA
differences were found between colonized and infected (57% each), whereas the main symptom in PAO remains
patients except for those with tuberculosis and nontuber- hemoptysis (63%). However, in our series, hemoptysis in
culous mycobacteriosis; these high-risk patients should CNPA patients was higher than that usually reported [4,
therefore be monitored regularly for several months to 5]. In addition, a history of tuberculosis in a patient
detect the occurrence of aspergillosis [20]. suspected to have aspergillosis is highly suggestive of
Two types of respiratory tract specimens (noninvasive, PAO. As reported by Saraceno et al. [4], roughly one-
i.e. sputa, and invasive, i.e. bronchoscopic samples) could quarter of the CNPA patients had no predisposing
be obtained in patients suspected to have aspergillosis. In pulmonary underlying disease. The rate of positive
our study, neither direct examination nor culture of culture of bronchoscopic specimens was fourfold higher
sputum samples was useful in distinguishing colonized in CNPA than in PAO, a statistically significant differ-
from infected patients, whereas detection of septate ence. This could possibly be explained by the fact that
hyphae in bronchoscopic specimens was significantly CNPA is considered a more invasive disease than PAO,
higher in infected compared to colonized patients. The associated with local luminal invasion by fungi leading to
positive predictive value of direct examination performed easier detection in culture. While clinical and radiological
in bronchoscopic specimens was thus 75%. In view of the characteristics of PAO and CNPA have been compared
greater diagnostic value of bronchoscopic aspirates, extensively, very few studies have analyzed serological
bronchoscopy should be strongly considered in mildly data in CNPA patients. Of the CNPA patients reported in
immunosuppressed patients in whom aspergillosis is our study, only one (14%) was positive for anti-Asper-
suspected. gillus antibodies, but three of the seven had two arcs (just
In colonized patients, the rate of positive microscopic below the cutoff value for positivity), and another patient
examination of respiratory specimens was more than was positive for antigenemia. This is in marked contrast
threefold higher in sputa (24%) than in bronchoscopic with findings in PAO patients, in whom positive detection
specimens (7%), but the difference was not significant of antibodies is usually found in conjunction with
(P=0.10). When microscopic examination of the speci- negative antigenemia. Finally, the presence of several
mens was negative, contamination of samples during pulmonary symptoms and suggestive radiological signs in
collection or processing could not be excluded. Addition- conjunction with bronchoscopic samples culture-positive
ally, most colonized patients (81%) had only one for Aspergillus fumigatus and negative immunological
specimen positive for Aspergillus, probably as a conse- tests in a mildly immunosuppressed patient is highly
quence of the natural elimination of inhaled spores (data suggestive of CNPA. In contrast, a history of tuberculosis,
not shown). The fact that antibodies and/or antigens were the presence of hemoptysis, and positive detection of anti-
not detected in all colonized patients suggests that Aspergillus antibodies is suggestive of PAO.
examination of respiratory specimens should always be Although the patients in this study have been carefully
performed in conjunction with immunological tests in characterized, the retrospective design imposes signifi-
patients with chronic underlying pulmonary diseases to cant limitations. The principal limitation is that patients
distinguish Aspergillus fumigatus infection from coloni- were not studied systematically. A prospective study in
zation. which uniform diagnostic procedures (examination of
In the population studied, PAO was the most common sputum samples, bronchial aspirates, bronchoalveolar
form of aspergillosis identified (68%). This proportion is lavage fluids, and detection of serum antibodies and
far higher than that usually reported [17], a result that can antigens) and analyses (microscopic examination, culture)
be related to the type of patients admitted to the ward. are employed in this population seems therefore warrant-
Indeed, many patients are admitted to our pneumology ed.
ward for hemoptysis because bronchial artery emboliza- The results of this study suggest that the analysis
tion can be performed. Since hemoptysis is the main, of predisposing factors, in conjunction with immuno-
often sole symptom of PAO, we naturally have an over- logical tests and examination of bronchoscopic speci-
representation of this pathology among the different mens, is helpful in distinguishing between colonization
forms of aspergillosis. Our study confirms the high rate of and infection due to Aspergillus fumigatus as well as for
positivity of anti-Aspergillus antibodies (78%) in PAO differentiating between PAO and CNPA in nongranulo-
patients and thus confirms the usefulness of antibody cytopenic patients.
detection when PAO is suspected on the basis of chest
radiograph findings. Acknowledgments The authors would like to thank Prof G. Meyer
A complete distinction between PAO and CNPA may for his helpful comments.
not be possible clinically or even histologically, mostly
because the findings of histological examination, when
performed in CNPA patients (1 case in our study), could
462

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