Professional Documents
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Automation in Construction
journal homepage: www.elsevier.com/locate/autcon
A R T I C L E I N F O A B S T R A C T
Keywords: The aim of the undertaken research was to identify the most frequently repeated accident scenarios in relation to
Construction accidents that involve scaffolding. The source of knowledge was accident documentation containing information
Scaffolding on the circumstances of accidents, as well as their course and consequences. As part of the research, an IT
Fall from height
Database (ITD) was developed, which involved accidents that occurred in Poland over the past five years which
Accident scenario
Direct graph
were related to work on scaffolding. An original graphical, mathematical and IT process model was developed in
Dijkstra algorithm order to enable a large set of accidents involving construction scaffolding to be studied. Due to the fact that every
Process model accident proceeds according to a different scenario, a map of possible accident scenarios was developed and
presented in the form of a directed graph. Graph algorithms, including the Dijkstra algorithm, were used to build
the IT model.
Based on the information contained in the ITD, the course of the accident sequence was analysed in the
proposed graph. The most probable accident scenarios, the probability of their occurrence, and the course of the
critical path were determined. The obtained results constitute a starting point for estimating the occupational
risk associated with working on scaffoldings.
* Corresponding author.
E-mail address: mariusz.szostak@pwr.edu.pl (M. Szóstak).
https://doi.org/10.1016/j.autcon.2021.103690
Received 23 June 2020; Received in revised form 1 March 2021; Accepted 26 March 2021
Available online 1 April 2021
0926-5805/© 2021 Elsevier B.V. All rights reserved.
M. Szóstak et al. Automation in Construction 126 (2021) 103690
disturbances is the occurrence of a dangerous event that causes injury to employee’s perception of risk, safety culture and safety climate [30]. In
employees. When analysing the circumstances leading to accidents, it turn, papers [31–33] determine the professional characteristics of peo
can be concluded that every accident is a process that follows a different ple injured in occupational accidents that involve scaffolding.
scenario. Moreover, in a set of accidents, scenarios that very often To sum up, research in the field of occupational safety related to
repeat, and those that occur sporadically, can be identified. work on building scaffolding was carried out with regards to many as
The main aim of the research was to identify the most frequently pects. It concerned, among others, the identification of the causes of falls
recurring accident scenarios based on a detailed analysis of the cir from scaffolding, the issues of improper use of scaffolding, occupational
cumstances, course, and effects of accidents involving scaffolding. Such risk assessment, and the impact of the human factor on the occurrence of
an issue has not yet been studied by scientists. For this purpose, an IT accidents. In the large set of scientific publications, there was no paper
database was built, which contained information concerning accidents concerning the modelling of a large set of accidents on scaffolding as a
that involve building scaffolding. A process approach was used to phenomenon that is characterized by certain repetitive features.
analyse the accidentality phenomenon. An original graphical, mathe A very important element in shaping a policy to prevent accidents is
matical and IT model was developed in order to enable a sequence of the understanding of the mechanisms of accidents. For this purpose,
accidents to be studied as a process consisting of a series of events. The various models are built that reflect the most important elements related
process approach, graph theory, and graph algorithms, including the to accidents. One of the best known is the Domino model proposed by
Dijkstra algorithm, were used to build the model. The research was Heinrich [34]. There are also event, cause and error tree models [35,36],
carried out with the use of the constructed model. Characteristic features energy transfer models [37–39], human error and dangerous behaviour
of the phenomenon were identified with regards to the most frequently models [40,41], plus many more.
repeated scenario, and conclusions of a scientific and preventive nature The sources of information concerning accidents that may constitute
were formulated. a database for building the model are reports of the occurred accidents.
A new scientific element in the conducted research was the use of the For example, Gholizadeh and Esmaeili [42] used historical data of ac
process approach to investigate a set of accidents that involve building cidents among electrical contractors. The authors examined the impact
scaffolding, and also to analyse accidents in the construction industry as of selected circumstances of accidents, which were described in the
a phenomenon in which certain invariable features can be distinguished. accident reports, on the degree of injuries among the injured people. In
One of these features is the most frequently repeated accident scenario. their analysis, they used a logistic regression model, which allowed the
circumstances that had a significant impact on the accident to be
2. Literature review indicated.
In turn Chua and Goh [39] proposed the Modified Loss Causation
Studies concerning accidents that involve scaffolding have been Model (MLCM), which was built on the basis of analysis of accident
conducted by many researchers and concerned, among others, the reports. It enables the causes of accidents to be identified. The model
identification of causes of accidents in the technical, organizational and was developed based on reports that concerned 140 real accidents,
human areas. The most common direct causes of falls from height are which were obtained from Singapore’s Ministry of Manpower, Occu
deficiencies and errors in collective protection devices, improper pational Safety Department. The determination of the direct causes of
employee behaviour, and the poor organization of work [15,16]. The accidents allowed for the understanding of the mechanism of an acci
most common result is the death of an injured person. Only in a small dent, but only with regards to indicating the failed elements.
number of cases do falls from height lead to severe injuries, and very The amount of the collected data and the number of accident reports
rarely do they result in light injuries [17]. is very large, and therefore many research techniques are used for their
A separate group involved studies on problems related to the analysis. However, the most common technique is to manually collect
exploitation of scaffolding. These studies included issues [18–25], such and analyse source data. This method requires professional knowledge
as: analysis of variability of loads acting on scaffolding [18–20], impact and large human and material resources. When facing these problem,
of wind on scaffolding [21], impact of environmental parameters on Zhang et al. [43] proposed a method for the automatic classification of
people working on scaffolding [22.23], and the assessment of the texts that were written in a natural language. However, there is very
technical condition of the elements of scaffolding [24]. Research con little research concerning text mining and natural language processing
cerning the assessment of the safety state of over 100 used scaffoldings, techniques for the analysis of accidents narratives.
which were carried out in 2001–2002 by Halperin and McCann [25], The models described above are static models. This means that they
showed that more than 30% of them should not be approved for use, as do not describe accidents as processes related to time. However, an
they were a direct threat life. Another 25% of scaffoldings had at least accident is a dynamic phenomenon. In order for it to occur, the cir
one or more structural defects, such as an improper anchoring of the cumstances and conditions of the work process must change. Process
scaffolding to an object, or incorrect foundations. models represent a dynamic approach to accident analysis. An example
The number of used scaffoldings depends on the specific socio- of a process model is the OARU (Occupational Accident Research Unit)
economic factors that occur in the construction industry. The authors model, which was developed by Kjellen and Larson in 1981 [44,45]. In
of paper [26] identified the following socio-economic factors that affect this model, the accident process was divided into 3 phases: the initiation
the accident rate in the construction industry, namely: the value of phase, the implementation phase and the injury phase. There are 4
construction and assembly production, the value of current assets in transitional states between these phases: the transition from normal
construction companies, the capital of enterprises, investment expen working conditions to a lack of control over the situation, the transition
diture, and the number of employees. from a lack of control to a loss of control, the transition at which the
There are also studies on the impact of human factors on the risk of human body begins to absorb energy, and the end of the energy ab
an accident occurring [27–30]. The basis for its assessment involved, sorption process, i.e. the injury to the employee.
among others, the monitoring of the basic life parameters of employees Another process model is the one proposed by the European Statis
working on scaffolding [28], the assessment of the concentration and tical Office (EUROSTAT) [46]. In this model, an accident is presented as
visual work of employees [29], as well as surveys regarding an a process that runs through three phases, namely: the pre-accident
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M. Szóstak et al. Automation in Construction 126 (2021) 103690
phase, the accident phase and the post-accident phase. The pre-accident for the collection of statistical data on occupational accidents. The in
phase includes those elements of the work process that relate to em formation obtained using the developed methodology enables entire
ployees and the task performed by them. The accident phase is separated regions, countries and sectors of the economy to be compared in terms of
from the pre-accident phase by an event that is a deviation from the accident rates with regards to statistics.
normal state. This is an event that is inconsistent with the appropriate However, due to the fact that accidents occur at different times, at
course of the work process. This deviation is commonly related to the different construction sites, and with using different technical equip
material factor. An event that is a deviation from the normal state ini ment, the phenomenon of workers succumbing to these events is a dy
tiates a dangerous event that causes an injury. The post-accident phase namic phenomenon that changes over time. Detailed analysis of post-
includes the consequences of an accident, i.e. the number of victims, the accident documentation concerning accidents involving scaffolding,
types of injuries suffered, the location of injuries, an inability to work, which was carried out by the authors, showed that the circumstances of
material losses, and losses of working time. The two above-mentioned individual accidents are different. For this reason, each accident, which
models can be applied to the analysis of a single accident. is analysed as a series of specific events, can take place according to a
Accidents in the construction industry occur at different construction different scenario. According to the authors, the analysis of a sufficiently
sites and under different circumstances and conditions. The sum of ac large set of accidents and their scenarios can reveal common charac
cidents occurring in a given period of time is called the accidentality teristics of this phenomenon, such as the most common accident sce
phenomenon, in which certain regularities can be noticed if it is inves narios and the probability of their occurrence.
tigated in a large set of accidents. A dynamic approach to the analysis of In order to investigate the accidentality phenomenon as a mass dy
the accidentality phenomenon was proposed by Bellamy et al. [47]. The namic phenomenon, the authors of the article propose the use of the
authors proposed an IT tool in the form of a computer program: Story process approach. In this approach, it is not only the individual events
builder, for the assessment of occupational risk in the construction in that characterize an accident that are important, but above all the re
dustry. As part of this Dutch project called: Workgroup Occupational lationships between them. Events and the relationships that connect
Risk Model (WORM), more than 20,000 reports of occupational acci them form a process. Due to different circumstances and conditions in
dents in the construction industry were analysed. which an accident occurs, the set of accidents corresponds to a set of
The main element in the proposed model is the so-called central different scenarios. In order to identify characteristic and repetitive
node, which reflects the occurrence of a dangerous event where the scenarios, a map of all possible scenarios should be created and the
threat becomes active. This node is related to the circumstances of the course of events on such a map should be analysed. The authors propose
event and the limiting barriers. The model uses three types of barriers the use of a directed graph to visualize such a map. The analysis of many
that prevent or reduce the risk of an accident: passive, active and accident processes will enable the frequency of activation of individual
behavioural barriers. The model enables occupational risk related to the events and relationships on the map of the phenomenon to be deter
type of the central event to be investigated. The construction of the mined, and thus accident scenarios with the highest probability of
model was cyclical. With an increasing number of analysed accidents, it occurrence to be defined.
was possible to identify an increasing number of central incidents, As part of the conducted research, a methodology that consists of the
barriers and hazards. following stages was developed:
When summarizing this part of the literature review, it should be
stated that the models presented above are universal, i.e. they are • Stage I - obtaining post-accident documentation concerning acci
designed to analyse various accidents that may occur in different sectors dents involving scaffolding in the form of post-accident inspection
of the economy. However, they do not take into account the specific reports from the District National Labour Inspectorates in Poland,
features of the construction industry, or accidents related to building • Stage II - building an IT database of occupational accidents involving
scaffolding. The model proposed by the authors is dedicated primarily to scaffolding, which takes into account the assumptions adopted in the
the construction industry in order to analyse the accidentality phe methodology developed by the European Statistical Office, and then
nomenon related to accidents involving construction scaffolding. Due to the introduction of information about accidents into the database,
the fact that the construction industry is characterized by a large vari • Stage III – on the basis of the analysis of information contained in the
ability of implementing conditions, executed facilities, used technolo database, developing the graphical-mathematical and IT model of
gies, and methods of work organization, the circumstances of each the accidentality phenomenon, which refers to falls from scaffolding
accident are different. Therefore, in order to analyse the accidentality and which is presented in the form of a directed graph,
phenomenon, which is created by the sequence of accidents involving • Stage IV - developing computer software, and the discrete analysis of
building scaffolding, a model based on the process approach and graph accident processes, which includes accidents that are in the database,
theory should be built. The literature review shows that to date there are • Stage V - analysing the obtained results. Identification of the most
no studies and analyses of accidents involving scaffolding, the purpose common scenarios, determination of the probability of their occur
of which would be to investigate the mechanisms of the formation of rence, and the formulation of final conclusions.
accidents [48]. There is also no evidence of a process model that would
allow for the accidentality phenomenon to be studied with regards to a
large set of accidents, and for its significant permanent features to be
3.1. Sources of data on accidents involving scaffolding
formulated.
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M. Szóstak et al. Automation in Construction 126 (2021) 103690
was provided at the request of the authors by the National Labour B. data concerning the injured person (excluding sensitive data), such
Inspectorate, who prepared and submitted detailed post-accident as: sex, year of birth, age, citizenship, employment status, performed
documentation concerning 219 injured persons. occupation, preparation for work, work experience, hours worked by
In post-accident reports, labour inspectors include information on the injured person
the circumstances and causes of the investigated event, in particular:
wzB = [ wz,sk+1 wz,sk+2 … wz,sn− 1 … wz,sn ],
(3)
s = sk+1 , …, sn
• information about the time and place of the event, the performed
activities, and the used materials and equipment,
• data about the victims, C. information about the course of the accident and its consequences,
• a description of the course of the event, including its circumstances such as: place of the accident, work process, activity performed by
and causes, the injured person at the time of the accident, material factor related
• an assessment of the post-accident proceedings, taking into account to the activity performed by the injured person at the time of the
the conclusions and preventive measures proposed by the post- accident, event being a deviation from the normal state, material
accident team. factor related to the deviation, event causing the injury, material
factor being the source of the injury, type and location of the injury,
The accident investigation procedure that was used by labour in result of the accident
spectors and applied in the post-accident reports is based on the as [ ]
sumptions developed by the European Statistical Office [46]. Labour wzC = wz,sn+1 wz,sn+2 … wz,sn− 1 … wz,sp ,
(4)
inspectors, based on the above procedure, examine the circumstances s = sn+1 , …, sp
and course of an occupational accident. The analysis of accident docu
mentation performed by the authors of the research, and also their D. causes of the accident divided into technical, organizational and
occupational practice, show that labour inspectors enter precise verbal human
and code statements, which are directly derived from the aforemen [ ]
tioned methodology, in their reports. This means that individual wz,p = wz,sp+1 wz,sp+2 … wz,S− 1 … wz,S ,
(5)
detailed cases were determined by labour inspectors (as a specialist in s = sp+1 , …, S
this field) and were not subjected to changes by the authors of the The set of information about accident wz can be written as the sum of
research. It is also important in this respect that the analysis of docu the subsets:
mentation was carried out by people with extensive experience in the
investigation of the accidentality phenomenon (more than 10 years of wz = wz,A ∪ wzB ∪ wzC ∪ wzD (6)
experience), and who also have qualifications in this field, i.e. the
A verbal and code description was used to describe the attributes of
powers of an occupational health and safety inspector.
the accidents in the database. Each attribute of an accident has a nu
Although the post-accident reports were prepared in accordance
merical code assigned to it, which facilitates the obtaining of data from
with the applicable regulations, i.e. all sensitive data were removed (e.g.
the database and then their analysis. A computer program was built in
name and surname of the victim, name of the company in which the
the form of the web application system “IT Database” [49].
accident took place, etc.), the authors of the study analysed the docu
The IT Database collects statistical data on accidents involving
ments in their original, substantially unchanged, form.
scaffolding. It enables statistical data, e.g. with regards to the activity
carried out by the injured person at the time of the accident, an event
3.2. IT database
being a deviation from the normal state, the type of accident etc. to be
obtained. However, it is not possible to obtain information about the
On the basis of the analysed inspection protocols, an IT Database
relationship between the defined attributes. In order to identify mutual
(ITD) on occupational accidents that involved scaffolding was devel
relations between attributes and to assess their weight, a computer
oped. This database is built in the form of a two-dimensional table
model that reflects the course of accidents in the database should be
ITDZ×S, where Z means the number of accidents wz saved in the data
developed.
base, z = 1, …. . , Z, and S means the number of attributes that describe
each accident. The set of information contained in the ITD is saved in the
3.3. Graphical-mathematical model of the accidentality phenomenon
form of a data matrix:
⎡ ⎤
w1,1 ⋯ w1,S A number of assumptions were made in order to build a graphical
W= ⎣ ⋮ ⋱ ⋮ ⎦ (1) and mathematical model of the accidentality phenomenon, namely:
wZ,1 ⋯ wZ,S
• Accidents wz : z = 1, …, Z involving scaffoldings form set ZW. They
where:wz, s - the value of attribute s in accident wz, where z = (1, …, Z), are ordered according to the passage of time t and form an infinite
and s = (1, …, S). sequence of events, which can be analysed as a discrete resultant
The z -th row of the ITD matrix designates a row vector of values of process, which is shown in Fig. 1.
features s = (1, …, S), which characterize accident wz. Each row contains
data about one accident. The collected data includes: • One accident corresponds to one injured person. This means that if
two or more people were injured in an accident, the analysis is car
A. general data about accident wz,such as: protocol designation, voi ried out as if each of them were injured in a separate accident. The
vodeship, year, city, description of the accident, weather conditions analysis of collective accidents (in which two or more people were
during the works, number of employees, date and time of the acci injured) showed that the conditions and circumstances of the
dent, number of victims
[ ]
wzA = wz,1 wz,2 … wz,sk− 1 … wz,sk ,
(2)
s = 1, …, sk
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M. Szóstak et al. Automation in Construction 126 (2021) 103690
accident are identical for all injured people, however, the conse
Az = {ai ; i = 1,….I},
quences of accidents may be different for each injured person. { }
Bz = bj ; j = 1,….J ,
Cz = {ck ; k = 1,….K}
• A vector of information was assigned to each accident and it referred
to the circumstances and conditions contained in Part C of the IT
Dz = {dl ; l = 1,….L},
Database in which the accident occurred: Ez = {e
{ o ; o = 1,….O},
}
wzC = [Az , Bz , Cz , Dz , Ez , Fz , Gz , Hz , Uz , Rz ], Fz = fp ; p = 1,….P
(7)
z = 1, …, Z { }
Gz = gq ; q = 1,….Q ,
where:Az – the place of accident wz,Bz – the work process carried out Hz = {hs ; s = 1,….S},
by the injured person at the time of accident wz,Cz – the activity per Uz = {uv ; v = 1,….V},
formed by the injured person at the time of accident wz,Dz – the ma Rz = {rx ; x = 1,….3}
terial factor related to the activity performed by the injured person at the Individual specific cases concerning various situations and circum
time of accident wz,Ez – the event that is a deviation from the normal stances are identified by the index, which is next to a small letter and
state during accident wz,Fz – the material factor related to the devia denotes the node.
tion from the normal state during accident wz, ,Gz – the event causing Cause-effect relationships between individual nodes, i.e. successive
an injury during accident wz,Hz – the material factor being the source conditions and circumstances, are presented using directed edges. In the
of the injury, which is associated with the event causing the injury model shown in Fig. 2, the edges of the graph connect individual vertices
during accident wz,Uz – the type of injury that occurred during acci in adjacent subsets of vertices on a peer-to-peer basis and result from the
dent wz ,Rz – the result of accident wz. In Poland, the effects of acci possible theoretical succession of subsequent events. Simulation of
dents are classified as light, severe and fatal. successive accidents will enable the numerical values that characterize
the frequency of the occurrence of individual relations to be determined.
• Elements listed in Formula (7) are arranged in the form of a logical In addition, due to the fact that accidents occur at construction sites that
cause and effect sequence of events. In the course of each accident wz, are different in terms of their location, node m was introduced in order
there are real events Ez and Gz, which cause a change in the state of to indicate the conventional source of accident initiation.
the system - a construction site. There are also elements that describe In the proposed model, each occupational accident wz runs through
the circumstances in which the accident occurred, as well as its re individual vertices from node m to node rx according to an individual
sults - elements: Az, Bz, Cz, Dz, Fz, Hz, Uz, Rz. scenario. In order to determine the most common accident scenarios, it
is necessary to identify not only the most loaded nodes in the graph, but
• Taking into account the cause and effect relationships that occur also the weights for individual relationships. By recreating the course of
between individual attributes, the authors of the article noticed that subsequent accidents, it is possible to determine the number of activa
each occupational accident wz may occur according to a different tions of individual nodes and the number of activations of specific re
scenario, and the accidentality phenomenon, which covers a big set lationships between the nodes. This information will eliminate those
of accidents, can be presented in the form of the directed graph Y: nodes and relationships from the graph model that in the case of acci
Y = 〈N, T〉 (8) dents involving scaffoldings have never been activated.
Knowledge about the number of activations of individual nodes and
where:N – any non-empty set of nodes,T – a set of possible ordered relationships will enable the probability of occurrence of individual
pairs of adjacent nodes N, which are called directed edges or relations. relationships to be determined. The obtained value of the probability for
various paths that lead from node m to node rx will allow the most
• Each node in the directed graph shown in Fig. 2, depending on the probable accident scenarios in the construction industry to be identified.
circumstances and course of the accident, can have many different The path with the highest probability creates a critical path in the set of
meanings, and subsequent information can be described by different analysed accidents, and illustrates the most activated nodes and re
attributes: lationships in the graph.
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M. Szóstak et al. Automation in Construction 126 (2021) 103690
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M. Szóstak et al. Automation in Construction 126 (2021) 103690
Table 1
Summary of specific accident cases.
Element Description of specific case Element Description of specific
case
A - place of occupational accident a1 – object under construction G - an event causing an injury g1 – drowning
a2 – object dismantled, demolished, g2 – collision with/
renovated hitting an
immovable object
B - work process b1 – building of new buildings g3 – being hit by an
object in motion
b2 – building of infrastructure, e.g. g4 – being trapped,
roads, crushed
bridges, etc. H - a material factor being the source of an h1 – buildings, structures
b3 – rebuilding, repair, extension, injury, which is associated with an event and their
maintenance of facilities causing injury elements at ground
level
h2 – fixed elements
b4 – dismantling and demolition above ground
works level (roofs, ceilings,
terraces)
C - activity performed by the injured person at the c1 – work with hand tools h3 – stationary/systemic
time of the accident scaffolding
c2 – handling with different items h4 – movable, mobile
c3 – manual transport and freely
mobile scaffolding
c4 – moving around h5 – elements of the
c5 – presence natural
D - a material factor related to the activity d1 – fixed elements above ground environment, e.g.
performed by the injured person at the time of level, water
the accident e.g. roofs, ceilings, terraces, reservoirs
U - type of injury u1 – wounds and surface
wounds
d2 – stationary/systemic scaffolding u2 – bone fractures
d3 – movable, mobile and freely u3 – dislocations, sprains
mobile and tears
(with wheels) scaffolding u4 – traumatic
amputations
E - an event that is a deviation from the normal e1 – deviation related to electricity u5 – internal injuries
state e2 – damage, rupture, cracking, u6 – shocks (acute stress
slipping, response,
falling, collapsing of scaffolding traumatic shock)
components u7 – numerous injuries
e3 – loss of control over the u8 – unspecified injuries
transported as a result
load of falling from height
e4 – slipping, tripping, falling down u9 – unspecified injuries
of a leading to
person death
e5 – body movements without R - severity of injury r1 – fatal accident
physical r2 – severe body injury
exertion
F a material factor related to deviation from the f1 – fixed elements above ground r3 – light body injury
normal state level,
e.g. roofs, ceilings, terraces
f2 – stationary/systemic scaffolding
f3 – movable, mobile and freely
mobile (with wheels) scaffolding
critical path can be determined in the graph. Such a case is included in from the archives of the National Labour Inspectorate in Poland, con
the conducted calculations. Other statistics, e.g. the number of nodes, or cerned all the accidents that took place in 5 Polish voivodeships (Dol
the number of relationship activations, can be derived directly from the noslaskie, Lubelskie, Lubuskie, Mazowieckie and Wielkopolskie) in the
implementation of the graph. years 2014–2018.
Table 2 contains data on the number of activations of individual
4. Results nodes of the graph that is shown in Fig. 4 and obtained after the analysis
of 219 accidents that involve scaffolding. The accidents happened be
As part of the research, an IT Database (IBD) was developed that tween 2014 and 2018. The most active nodes are marked in bold.
contained 219 occupational accidents involving construction scaf Tables 3 and 4 contain data on the number of activations of indi
folding. The collected data, in the form of Control Protocols obtained vidual relationships. Zero relations and those with a probability of
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M. Szóstak et al. Automation in Construction 126 (2021) 103690
Fig. 4. The course of an exemplary accident that was registered in the IT database.
Table 2 Table 3
The number of activations of individual nodes. Number of activations of the most burdened relationships.
Element Specific Number of % Share of a specific case in an Relations Number of % Relations Number of %
case activations element with the activations Share with the activations share
preceding preceding
A a1 104 47,5
node node
a2 115 52,5
B b1 101 46,1 0 219 100,0 d2 − e2 22 10,0
b2 3 1,4 m− a1 104 47,5 d3 − e2 19 8,7
b3 110 50,2 m− a2 115 52,5 d2 − e4 91 41,6
b4 5 2,3 a1 − b1 101 46,1 d3 − e4 73 33,3
C c1 38 17,4 a2 − b3 110 50,2 e2 − f2 22 10,0
c2 57 26,0 b1 − c1 14 6,4 e4 − f2 91 41,6
c3 20 9,1 b3 − c1 24 11,0 e2 − f3 19 8,7
c4 88 40,2 b1 − c2 32 14,6 e4 − f3 73 33,3
c5 16 7,3 b3 − c2 23 10,5 f2 − g2 111 50,7
D d1 7 3,2 b1 − c3 11 5,0 f3 − g2 86 39,3
d2 117 53,4 b1 − c4 37 16,9 g2 − h1 185 84,5
d3 95 43,4 b3 − c4 49 22,4 g2 − h3 11 5,0
E e1 2 0,9 c1 − d2 15 6,8 h1 − u2 44 20,1
e2 43 19,6 c2 − d2 28 12,8 h1 − u8 89 40,6
e3 4 1,8 c4 − d2 53 24,2 h1 − u9 43 19,6
e4 169 77,2 c5 − d2 12 5,5 u9 − r1 44 20,1
e5 1 0,5 c1 − d3 23 10,5 u2 − r2 29 13,2
F f1 7 3,2 c2 − d3 27 12,3 u8 − r2 71 32,4
f2 117 53,4 c4 − d3 32 14,6 u2 − r3 20 9,1
f3 95 43,4 u8 − r3 30 13,7
G g1 1 0,5
g2 203 92,7
g3 8 3,7
g4 7 3,2
occurrence of less than 5% are given in Table 4.
H h1 189 86,3 Based on the analysis of the obtained results, it can be stated that
h2 4 1,8 about 35% of the relations that can be seen in Fig. 5 were not activated
h3 16 7,3 in any case, about 44% of the relations were activated in less than 5% of
h4 9 4,1
the analysed accidents, while 21% of the relations were activated many
h5 1 0,5
U u1 8 3,7 times. This indicates some recurring mechanisms of the accident process
u2 49 22,4 involving scaffolding.
u3 5 2,3 Fig. 5 presents a model of the accidentality phenomenon involving
u4 1 0,5
falls from scaffolding, which was determined for 219 accidents. In the
u5 7 3,2
u6 1 0,5
graph, which is a general model of the accidentality phenomenon pre
u7 3 1,4 sented in Fig. 2, those nodes and relationships that were never activated
u8 101 46,1 were removed. The nodes and relationships that were activated in less
u9 44 20,1 than 5% of cases were marked in light grey. Dark grey indicates those
R r1 44 20,1
nodes and relationships that were activated in more than 5% of cases.
r2 111 50,7
r3 64 29,2 Fig. 5 also presents critical paths for the set of accidents that occurred
during the construction of new facilities (blue path), and also those that
The most active nodes are marked in bold with a probability of occurrence of
occurred during the renovation of existing facilities (red path). The
more than 5%.
scenarios that happened less frequently are marked in grey.
8
M. Szóstak et al. Automation in Construction 126 (2021) 103690
9
M. Szóstak et al. Automation in Construction 126 (2021) 103690
Fig. 5. The accidentality phenomenon model that was built for accidents involving scaffolding - alternative paths in the graph.
5. Discussion of results
Table 5
The probability of the occurrence of the critical path, and examples of other
The literature on the subject includes many different accident models
paths in the analysed set of accidents during the construction of new buildings.
[36,37,40,56,57]. However, to date, no model has been constructed to
Path Number of path Conditional
identify the most repetitive scenarios in a set of many accidents
instances probability
involving scaffolding. A novelty in the conducted research was a mass
m − a1 104 – approach to the accidentality phenomenon and a procedural approach
m − a1 − b1 101 97,1%
to its analysis. Because the place where an employee is working is
m − a1 − b1 − c4 37 35,6%
m − a1 − b1 − c4 − d2 21 20,2% constantly and dynamically changing, the circumstances of each acci
m − a1 − b1 − c4 − d2 − e4 14 13,5% dent may be different. Taking into account the changing circumstances
m − a1 − b1 − c4 − d2 − e4 − f2 14 13,5% and causes of accidents, an original model was proposed, which, unlike
m − a1 − b1 − c4 − d2 − e4 − f2 − 14 13,5%
other accident models proposed in the literature, is developed along
g2
m − a1 − b1 − c4 − d2 − e4 − f2 − 10 9,6% - the critical with the inflow of information about subsequent accidents. The analysis
g 2 − h1 path of data on occupational accidents collected in a dedicated IT Database
m − a1 − b1 − c4 − d3 − e2 − f3 − 9 8,7% enables accident scenarios related to work on scaffolding that occur
g 2 − h1 most frequently to be determined, and the probability of their occur
m − a1 − b1 − c2 − d2 − e4 − f2 − 8 7,7%
rence to be specified.
g 2 − h1
The analysis of accidents and the obtained results indicated a com
mon and largely repeatable mechanism of the accident process. How
ever, the authors of the model would like to emphasize that with an
Table 6
increase in the number of accident data, there is a possibility that nodes
Probability of the occurrence of the critical path, and examples of other paths in
and relations that have not been active yet will occur in the graph. The
the analysed set of accidents during renovations of existing buildings.
model developed by the authors, as is the case with the process model -
Path Number of path Conditional Occupational Risk Model (ORM) [47] - is cyclical. In the ORM, an ac
instances probability
cident investigation begins with the identification of the event that
m − a2 115 – causes an injury. Afterwards, the relations between this event and the
m − a2 − b3 110 95,6%
circumstances and conditions in which the accident occurred are ana
m − a2 − b3 − c4 49 42,6%
m − a2 − b3 − c4 − d2 32 27,8% lysed. Based on the analysis of subsequent accidents, a network of de
m − a2 − b3 − c4 − d2 − e4 28 24,3% pendencies is created. The model proposed in this article focuses on
m − a2 − b3 − c4 − d2 − e4 − f2 28 24,3% finding common accident mechanisms that are described by the course
m − a2 − b3 − c4 − d2 − e4 − f2 − 24 20,9% of characteristic paths in the graph, including the critical path. Finding
g2
m − a2 − b3 − c4 − d2 − e4 − f2 − 24 20,9% - the critical
such paths is possible by cyclical reproduction of the course of subse
g 2 − h1 path quent accidents.
m − a2 − b3 − c4 − d3 − e4 − f3 − 20 17,4% As part of the research, an IT Database (ITD) was developed, which
g 2 − h1 contains 219 occupational accidents that involve scaffolding. The share
m − a2 − b3 − c2 − d2 − e4 − f2 − 13 11,3%
of stationary systemic scaffoldings in this database was equal to 53.4%,
g 2 − h1
while movable systemic scaffoldings - mobile or freely mobile - was
10
M. Szóstak et al. Automation in Construction 126 (2021) 103690
equal to 43.4%. In the remaining 3.2%, the material elements related to the accident. Therefore, in post-accident reports, which are drawn up
an accident were: roofs, ceilings and terraces. The negative effect of within 14 days of the occurrence of the accident, the information “un
working on scaffolding is falling from a height or being hit by a falling specified injury as a result of falling from height” is very often included.
object. The reported injuries are the basis for qualifying accidents as fatal,
Among the 219 examined accidents, 52.5% occurred during reno severe and light. Based on the analysis of post-accident reports, in the set
vation, modernization and maintenance works (a2), 50.2% of them were of 219 analysed accidents, which were related to work on scaffolding,
works related to reconstruction, extension and repair (b3), and only the following was found: 20.1% were fatal accidents, 51.7% were ac
2.3% were dismantling and demolition works (b4). 47.5% of accidents cidents that resulted in serious bodily injury, and 29.2% of accidents
occurred during the construction of facilities (a1), 46.1% of accidents were classified as light.
occurred during the construction of buildings (b1), and 1.4% occurred When comparing the obtained data concerning the effects and con
during the construction of infrastructure objects such as roads, streets sequences of falls from height, with the results of other studies, it can be
and bridges (b2). The low number of accidents involving scaffolding seen that this study showed a lower number of fatal accidents and a
during dismantling and demolition works, as well as during the con higher number of severe accidents that lead to significant temporary
struction of infrastructure facilities, is primarily due to the methods used unavailability to work. For example, according to the results of research
in this area of construction works, where construction scaffolding is used conducted by Zlatar et al. [61], which concerned falls from a height, the
to a lesser extent, and also due to a smaller number of conducted works death of injured people occurred in about 36% of falls from a height, and
(in 2018 dismantling and demolition works constituted 2.4% of total temporary unavailability to work in about 45% of injured people.
construction and assembly production in Poland, while works related to Importantly, in both studies, the number of cases where injuries did not
the construction of infrastructure facilities - 3.4%) [58]. occur or in which the effects of accidents were small, i.e. only superficial
The most falls occur when workers move along scaffolding. This wounds, was very low (less than 4%). This is due to, among others, the
activity was being performed in 40.2% of accidents. Falls from scaf fact that every day there are many falls from a low height and a sig
folding also occurred during the movement of construction products and nificant number of them end up without injury or with a light injury
works carried out with various tools. Similar results were obtained by [62]. Such situations are normally not reported to the authorities and
Fredericks et al. [59], who proved that falls from a height occur most are therefore not included in statistics.
often when moving on slippery and sloping surfaces, i.e. working plat The conducted research and the developed model have several
forms and communication lines, which are used for moving, working, important limitations that should be mentioned.
and when handling heavy and bulky working tools and building
materials. • First of all, the developed model of the accident phenomenon focuses
A detailed analysis of the technical condition of scaffolding showed on the analysis of the circumstances that lead to accidents. It does not
that over 80% of all causes of these accidents resulted from: a lack of or take into account the direct causes of accidents.
inappropriate safety devices (27.9%), a lack of or inappropriate collec • The model assumes that one accident corresponds to one injured
tive protection measures (18.8%), a wrong spatial structure of the person. This means that if two or more people were injured in an
scaffolding (17, 4%), or inadequate scaffolding stability (16.7%). In 129 accident, the analysis is carried out as if each of these people was
cases, the following was found: a lack of external upper and intermediate injured in a separate accident. This simplification is justified. It was
protective balustrades, curb boards, working platforms with a hatch that adopted on the basis of an analysis of collective accidents (in which
enables safe communication between levels, or a lack of internal pro two or more people were injured) in which the conditions and cir
tective balustrades despite the considerable distance of working plat cumstances are identical for all injured people, but the consequences
forms from a building’s wall. The reason for a fall in 48 cases was the of the accident may be different for each injured person.
incorrect spatial structure of the scaffolding, which resulted from its • The research was limited in order to only analyse accidents involving
incorrect assembly, i.e. a lack of communication paths, or a lack of full building scaffolding. The application of the proposed approach to the
working platforms and other structural elements such as anchors or analysis of other types of accidents requires changes in the structure
bracing. In 46 cases, however, the cause of the fall involved the inade of the model. Such changes can be made with little effort, because the
quate stability of a material factor, namely: incorrect scaffolding foun model automatically adjusts the structure of the graph to the
dation, the execution of working platforms from loosely laid boards, a collected data.
lack of anchoring of scaffolding, or a lack of wheel blockages in the case
of mobile scaffolding. As can be concluded from research carried out by 6. Conclusions
Jahangiri et al. [60], it is these technical condition elements that have
the greatest influence on the risk of falling from scaffolding. The authors This study concerned the identification of the most frequently
used the above information to develop a model for predicting the risk of recurring accident scenarios in a set of many accidents involving scaf
falling that was based on a neural network. The model used the Adaptive folding. In order to identify such scenarios, it is necessary to know the
Neural Network-based Fuzzy Inference System (ANFIS). events and circumstances in which each individual accident occurred.
A fall from scaffolding also occurred as a result of an event that is Such information can be found in post-accident reports prepared by
inconsistent with the appropriate conduct of the work process. In 77.2% labour inspectors. The phenomenon of falls from scaffoldings can be
of cases, the event that was inconsistent with the correct course of the analysed as a discrete dynamic process that runs according to various
work process was the slipping, tripping or falling of an employee (e4), scenarios. For this purpose, an original graphical, mathematical and IT
and in 19.6% of cases it was the cracking or collapsing of scaffolding process model was developed, which enables the space of possible ac
elements (e2). Two cases concerned errors related to electricity (e1), four cident scenarios to be determined. An innovative method based on
cases concerned a loss of control over a transported load (e3), and one graph analysis was used to model the accidentality phenomenon. Each
case involved movements of the body without physical effort (e5). accident included in the IT database has its individual path in the graph,
An event that caused injury in 92.7% of cases was a fall from scaf which is determined on the basis of the information contained in the
folding and a collision with a stationary object at ground level (h1), and post-accident report. The individual nodes of the graph indicate specific
in 7.3% of cases the material factor that caused injury involved the lower circumstances and specific events related to the accident. In order to
scaffolding level (h3) on which an employee fell. As a result of a fall, fully describe the phenomenon, it is necessary to know the relations
employees suffered serious injuries. The type of injury is often not between neighbouring nodes in the graph, which indicate which nodes
possible to identify at the time of the accident. In Poland, the final type are connected with each other. However, this information cannot be
of injury, or injuries, is determined within 6 months of the occurrence of found in the available databases. Therefore, it is not possible to
11
M. Szóstak et al. Automation in Construction 126 (2021) 103690
determine the probability of individual scenarios on only the basis of Author contributions
information contained in the database. The simulation of the course of
all accidents in the IT database enables the probability of various acci The manuscript was written through the contributions of all authors.
dent scenarios to be calculated. For this purpose, a new tool - graph
analysis - was used for the quick analysis of the obtained results. It en Funding
ables selected data to be automatically presented, and results/queries to
be quickly limited with regards to the given parameters. The results of The article is the result of the implementation by the authors of the
the calculations indicate the scenarios with the highest probability of research project No. 244388 "Model of the assessment of risk of the
occurrence, and thus indicate the circumstances in which accidents most occurrence of building catastrophes, accidents and dangerous events at
often occur. This knowledge may constitute the basis for conducting workplaces with the use of scaffolding", financed by the National Centre
preventive activities. The authors of the article are not aware of a similar for Research and Development in Poland (NCBiR) within the framework
approach from literature that can be used in the analysis of the acci of the Programme for Applied Research on the basis of contract No.
dentality phenomenon. PBS3/A2/19/2015.
The analysis of accidents from the ITD, including the analysis of the
frequency of activation of individual nodes and relationships in the
graph, showed a common and largely repeatable mechanism of the ac Declaration of Competing Interest
cident process. An accident most often occurs when employees move
along scaffolding. As a result of this event, a person falls from a height The authors declare that they have no known competing financial
and hits a stationary object at ground level. More than 77% of accidents interests or personal relationships that could have appeared to influence
result from the slipping, tripping or falling of an employee, and about the work reported in this paper.
20% of accidents are caused by the breakdown of scaffolding compo
nents, or its damage, tears, or cracks.
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