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AUTCON-02217; No of Pages 9

Automation in Construction xxx (2017) xxx–xxx

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Automation in Construction

journal homepage: www.elsevier.com/locate/autcon

Investigation of the causality patterns of non-helmet use behavior of


construction workers

Heng Li a, Xiaoying Li a, Xiaochun Luo a, Joanna Siebert b,⁎


a
Department of Building and Real Estate, The Hong Kong Polytechnic University, Hong Kong
b
Department of Computing, The Hong Kong Polytechnic University, Hong Kong

a r t i c l e i n f o a b s t r a c t

Article history: Not wearing a safety helmet can result in serious injuries on construction sites, but the cause of such unsafe be-
Received 22 February 2017 havior is not yet well understood. This paper describes a practical field study to find the factors that influence
Accepted 28 February 2017 non-helmet use on construction sites using a real-time tracking system (the Eye on Project or EOP), which is de-
Available online xxxx
veloped by our research team to provide an objective record of helmet use; and which overcomes the deficiencies
of traditional recording methods (i.e. self-reporting). The application of association rules then combines desig-
Keywords:
Non-helmet use
nated risk factors and finds the causality patterns of non-helmet use. Based on the analyses, this paper develops
Association rules a method of evaluating workers' risk level involving the intensity of multiple risk factors.
Risk assessment © 2017 Elsevier B.V. All rights reserved.
Unsafe behavior
Construction safety

1. Introduction techniques for accidents, many studies highlight the remaining factors
that reduce safety on sites.
The construction industry is considered to be one of the most haz- Head injuries are one of the most severe kinds of injury possible, as
ardous and dangerous industries; there is a high accident rate within the head is both fragile and prone to collision [33]. On construction
the field [21]. According to the Health and Safety Executive [22], con- sites, traumatic brain injury is usually caused by falls and trench/scaffold
struction workers suffer 10% of major injuries and 31% of fatal injuries. collapse. Therefore, helmet is an important personal protect equipment
At same time, out of almost 4000 worker fatalities in private industry (PPE) on construction site. Despite the great importance of helmet use,
in a calendar year 2013, 796 or 20.3% were in the construction industry data collection of helmet use on construction sites is still in a relatively
[36]. early stage. Previous studies always focus on the helmet use behavior it-
The International Labor Organization [24] and the Bureau of Labor self and its contributing factors. Individual factors, such as gender, age,
Statistics [8] also published reports confirming a high fatality rate in work experience and time of day have an obvious impact on unsafe be-
the construction industry. Sousa et al. [40] stated that compared with havior. Onsite data has always been collected after the occurrence of in-
workers in other industries, the construction workers are under a cidents and, until now, research has been forced to rely on data analysis
higher probability suffer from potential injuries and even die at work. and feedback. Current hazard-identification technology has obvious
In China alone, the State Administration of Work Safety reported that limitations [9]. Although modern eye–tracking technology can measure
at least 2197 deaths occurs on construction site and almost 90% of the and analyze the eye position and movement of workers onsite [18], pre-
construction accidents are caused by human factors(i.e. unsafe behav- vious studies have failed to create a technology to supervise non-helmet
ior) 2014,the average death on construction site from 2005 to 2104 use. This technology would be especially useful since helmet misuse/ne-
also reach at a formidable amount which is almost 2600 per year [23]. glect is one of the most common forms of equipment misuse that can
To enhance construction safety, a series of measures has been put occur on construction sites, and can therefore be easily compared with
forward to guide workers to wear helmets by both the law and con- other unsafe behaviors (i.e. loitering around dangerous areas). This
struction managers. Kelm et al. [26] stated that employers should in- paper provides such a technology: a real-time tracking system known
crease helmet use in three ways: (1) education and training, (2) as the “Eye on Project” (EOP), to provide an objective record of helmet
incentives, and (3) enforcement. Despite large efforts and prevention use in construction sites. This improved hazard-identification technolo-
gy can automatically monitor and record helmet misuse.
⁎ Corresponding author.
Another considerable improvement is made in this paper: previous
E-mail addresses: heng.li@polyu.edu.hk (H. Li), xiaoying.li@connect.polyu.hk (X. Li), research was mostly based on the reporting of accidents or near-acci-
eric.xiaochun.luo@polyu.edu.hk (X. Luo), Joanna.Siebert@polyu.edu.hk (J. Siebert). dents, which usually just consisted of a description of the individuals

http://dx.doi.org/10.1016/j.autcon.2017.02.006
0926-5805/© 2017 Elsevier B.V. All rights reserved.

Please cite this article as: H. Li, et al., Investigation of the causality patterns of non-helmet use behavior of construction workers, Automation in
Construction (2017), http://dx.doi.org/10.1016/j.autcon.2017.02.006
2 H. Li et al. / Automation in Construction xxx (2017) xxx–xxx

involved and the accident itself [32]. In addition, the frequency of inci- Safety performance is a key factor influencing the decision to evalu-
dents was also often used as data. The real-time tracking safety helmet ate construction workers' risk level and adopt further safety manage-
designed by the researchers can identify and store the data by monitor- ment on those of high risk. On the other hand, non-helmet use is a
ing real-time non-helmet use behaviors, and then to improve the cur- direct safety performance indicator for predicting the occurrence of in-
rent hysteresis analysis based on accident reports. cidents. Safety helmets are one of the most widely used pieces of per-
This paper reports a field experiment investigating workers' com- sonal protective equipment (PPE) which help to mitigate the severity
mon characteristics of non-helmet use and then assessing workers' of injuries to humans in hazardous conditions [31,41,44]. Government
risk levels on construction sites. Association rules were used as a data departments have published a series of booklets to provide safety-relat-
analysis method to find the obscure combination of risk factors hidden ed regulations and rules to reduce safety helmet misuse. Employees in
in the data collected. Many data mining techniques have been used for the U.S., for instance, are protected by the Occupational Safety and
safety analysis in recent years [13,19,20]. Meanwhile, a risk assessment Health Administration [35], which has developed a series of regulations
matrix system was obtained by the above association rules with levels to ensure that employers provide appropriate head protection and bear
classified by characteristics. The significance of this paper is to propose the responsibility of supervising its use in conditions where objects
a more intuitional way to find and demonstrate risk contributors. might fall from above and strike workers on the head. Over the past de-
The paper is organized into four sections: (1) review of previous re- cade, several studies concerning the evaluation of wearing PPEs as a
search on helmet use including the importance of helmet use, as well as safety performance indicator have been reported, which vary in their
current methods and technologies for helmet use inspection; (2) an ex- purpose and focus.
perimental design comprising of the Eye on Project (EOP) system and a
method of defining and evaluating workers' risk levels based on the 2.3. Current methods and technologies on helmet use inspection
common characteristics of non-helmet use; (3) experimental settings,
procedure and results; and (4) discussion of the findings summarized Previous researchers have attempted to figure out the major causes
from the previous results, the limitations of the current research and fu- of helmet misuse on construction sites [45]. However, it is hard to obtain
ture research avenues. data about helmet misuse (i.e. time spent without wearing a helmet, pe-
riods of the day where it is more likely to occur, and correlation between
2. Literature review personality and helmet misuse). Due to the hysteresis of accident pre-
diction and warning functions in the construction sector, the research
2.1. Individual factors influencing unsafe behaviors on construction sites is always based on accident reports instead of real-time data. For exam-
ple, statistics of the lack of PPE use during daily construction processes
Since non-helmet use is a common unsafe behavior in site condi- have always emphasized self-reports of construction staff by construc-
tions, it is important to refer to the contributory factors influencing un- tion site managers [39]. Incident reporting systems (IRSs) are also wide-
safe behaviors. Previous studies classified the key factors leading to ly used for post hoc analysis, which provides proactive analysis for
unsafe behaviors on construction sites. According to previous studies, safety management [38]. The current analysis is mainly based on
one of the most significant factors influencing unsafe behaviors is indi- reporting that cannot visually display workers' unsafe behaviors and
vidual characteristics [25]. Seven items were identified from previous their updated risk. Therefore, current studies may fail to provide effec-
studies, namely gender, age, work experience, time of day, attitude tive safety analysis for a complex industry such as construction.
and motivation, psychological distress and intended acts. The related Because of the danger present on construction sites, the use of safety
items of literature are listed in Table 1. protection equipment, such as PPE, has gained much of attention from
researchers. The current method of worker supervision using PPEs is
2.2. Importance of helmet use for construction workers simply visual surveillance by supervisors or construction managers.
However, this method is ineffective and time-consuming, since such
Helmets are an important way of reducing fatal injuries and evaluat- surveillance is executed only at scheduled times. In the past few de-
ing workers' safety performance on construction sites. Head injuries are cades, studies have moved from this manual method of supervision to
a common source of trauma in the workplace worldwide, since the the use of advanced remote sensing, which negates the need for
human head is the part of body with the highest potential for serious in- human interference entirely. Kelm et al. [26], for example, use various
jury and even death [33]. Medical Online, for example, states that about existing commercial automated identification (ID) and information
230,000 Americans suffer traumatic head injuries each year, with more technologies (IT) to design a mobile RFID to check the use of PPE by
than a fifth dying. Similarly, the Center for Disease Control and Preven- workmen. Barro-Torres et al. [5] have introduced an advanced cyber-
tion [10] estimates that head injuries account for almost half (49%) of physical system (CPS) to check in real time whether a PPE is worn by
fatal injuries. Moreover, a survey focused on worksite accidents and in- workers based on an architecture composed of a wireless local area net-
juries collected by the Bureau of Labor Statistics [8] demonstrated that work and a body area network. Since the helmet is a widely used piece
not wearing head protection results in almost 90% of all traumatic of personal protective equipment (PPE) on construction sites that can
brain injury. This is especially true in the case of the construction indus- directly reduce the risk of head injury or prevent workers from injury
try, which has the highest rate of traumatic brain injury of all industries. from falling items [16,41,44], proactive research is urgently needed to
Therefore, on-site construction workers are required to wear a helmet promote the workers' safety [27].
or a hardhat on site. Therefore, it is necessary to develop methods and technologies to in-
spect helmet use based on real-time and visual data. Meanwhile, perfor-
Table 1 mance should be not only evaluated in terms of the behavior itself, but
Literature related to individual characteristics. also from the workers' common characteristics of non-helmet use. This
study aims to investigate the evaluation of non-helmet use in both fre-
No Individual contributory factors Studies
quency and duration.
1 Gender [4,7] [15,34]
2 Age [2,4,7] [12]
3 Work experience [3,14,42] [43] 3. System framework and methodology
4 Time of day [28]
5 Attitude and motivation [11,21] In this section, the EOP is used as the non-helmet-use behavior in-
6 Psychological distress [44] spection system in an experiment. The features and operational proce-
7 Intended acts [39,42]
dure are introduced in detail. Then, a method of evaluating workers'

Please cite this article as: H. Li, et al., Investigation of the causality patterns of non-helmet use behavior of construction workers, Automation in
Construction (2017), http://dx.doi.org/10.1016/j.autcon.2017.02.006
H. Li et al. / Automation in Construction xxx (2017) xxx–xxx 3

risk levels is proposed based on the system's features. The framework of such as RFID, are popularly used to record and upload data currently col-
the system implementation procedures is demonstrated in Fig. 1. lected about safety helmets. However, these technologies are too bulky
to carry everywhere during construction. Moreover, they consume a
3.1. Factors designated in the study large amount of power, which makes them impractical for long-term
usage. The tradeoff between different characteristics such as range, ac-
In Step 1, the paper mainly focuses on four risk factors: gender, age, curacy, ease of deployment on construction sites, costs of purchase,
experience and time of day. “Sex-linked differences” are always found use and maintenance must also be considered [30].
related to occupational accidents and the accident rates of men and The EOP developed in this study is divided into two parts: (1) a
women workers show that women suffer fewer accidents than men Bluetooth endnote device and (2) a data collector with a low-power
[34]. Age is regarded as a significant contributor to construction injuries. Bluetooth protocol. The Bluetooth device with a coin cell battery is at-
Cheng et al. [12] state that the most commonly injured group are people tached to the inside shell of the safety helmet and connected to a sili-
aged 35–44 years (31%), while it is apparent that workers older than 55 cone single-point detector placed on the sweat pads of the safety
and younger than 24 are the most likely to be involved in fatal accidents. helmet. Meanwhile, to protect workers from suffering potential discom-
Given that experience represents the workers' own proficiency, [3] fort, the Bluetooth device has been produced to be very small and thin.
shows that poor work experience is a major factor affecting the fatal ac- Therefore, the device is still suitable for workers' daily on-site work
cident rate on construction sites. Meanwhile, López et al. [28] analyze compared with the other technologies mentioned earlier. Although a
the severity of occupational accidents suffered by construction workers Bluetooth device is attached to the inside shell of the helmet, it will
at different hours of the day and illustrate that the interval of time be- not affect physical health. Moreover, the privacy of workers is also con-
tween 13:00 and 17:00 has a significantly higher rate of severe and sidered. Detection of safety helmet use occurs when the detector is
fatal accidents than any other period; this is termed the “lunch effect”. touched. In this way, the device can capture the period the helmet is
worn and store the data in its memory for regular transmission to an ex-
3.2. Non-helmet-use behavior inspection system: EOP ternal location. The Bluetooth device attached to the safety helmet is
shown in Fig. 2.
3.2.1. System overview Fig. 3 represents the framework of the EOP. The data collector can be
In Step 2, a non-helmet-use behavior inspection system called the fixed in any place and is mainly used to establish an automatic connec-
Eye on Project (EOP) was developed and applied. The EOP was mainly tion with the device, read the data stored in the device and then trans-
designed to collect the time data of workers' helmet use (including fre- mit the data to a server by GPRS. Under normal circumstances, the auto-
quency and duration) and analyze their behavior patterns when they connection between the device and collector can be established due to
are occupied in their own jobs. The real-time data collection and the wide communication coverage of low consumption Bluetooth. The
uploading system was built with Bluetooth technology. As noted in process moves in circles. When data appears in the memory of the de-
the literature review above, radio frequency (RF)-based technologies, vice within scanning range, the collector reads and uploads it. It then

Fig. 1. Framework of the implementation procedure.

Please cite this article as: H. Li, et al., Investigation of the causality patterns of non-helmet use behavior of construction workers, Automation in
Construction (2017), http://dx.doi.org/10.1016/j.autcon.2017.02.006
4 H. Li et al. / Automation in Construction xxx (2017) xxx–xxx

Helmet ID, duration of use and duration of non-helmet use for one
time. The duration of non-helmet use is equal to the difference between
the {Take-off Time} for this record and the {Take-on Time} for the next
record during their working time. Thus, the frequency and duration of
the workers' non-helmet use can be acquired during the period of
data collection.
Finally, when helmet use records and worker information have been
collected, the workers can be categorized into risk levels according to
the frequency and duration of non-helmet use and by using association
rules to explore the characteristics and contributors involved. More de-
tails of this procedure are given in the sections below. These character-
istics are the foundation of the worker's risk level assessment during the
construction period. This study provides an example of exploring the
use of this data.

3.3. A method for assessing workers' risk level

The data analysis of non-helmet use can be divided into two steps:
Fig. 2. Structure of the safety helmet. (1) using the association rules to analyze the characteristics of workers
who neglect helmet use; and (2) using the risk assessment matrix to
evaluate the risk levels of workers; workers who have higher risk
re-scans continuously until the next broadcast within the scanning
being the target during construction work.
range. To negate the effects of false touches, an exception is made
when a connection of only a few seconds is sensed.
3.3.1. Association rule
3.2.2. System operational procedure Association rules were proposed to underline groups of correlated
A typical operational procedure of EOP consists of three stages: prep- variables that typically occur together defined on transaction. Currently,
aration, running and data analysis. In preparation, (1) the data collector the association rule is widely used to delve into relationships of vari-
is placed in a fixed area for workers passing on time (such as the con- ables from big databases, and to explore potential associations [13]. In-
struction site entrance), and the data transmission distance from end- dependent variables are combined stochastically. The strongest rule is
note to collector is 30 m (if workers' active areas exceed this range, it identified by using the malleable association rules. The antecedent is
is necessary to deploy more than one collector in the site); (2) the the input controllable variable and the consequent is the variable
workers' personal information (including ID, age, gender and work ex- which are supposed to be predicted, the relation always meet the
perience) are established and updated, the characteristics can be differ- form “If antecedent, then consequent” [29],
entiated by workers' ID; and (3) the relationship between endnote and In this paper, an algorithm by Agrawal et al. [1] is adopted and used
endnote carriers is established through the association of worker-ID and to analyze the collected data. In furtherance of finding the valid associ-
helmet-ID, which can realize the combination between workers' per- ation rules in a transactional dataset, a specified minimum support and
sonal characteristics and their performance on helmet use. specified minimum confidence are supposed to be designed. The rela-
The data collection was realized by the record of the collector phys- tionship between the variables will be strong if they meet the threshold
ical ID, the helmet physical ID and the time of helmet on and off with of minimum support or minimum confidence.
EOP. Part of the helmet use records from EOP is shown in Fig. 4. When The details of the support-confidence framework following the orig-
running EOP, we can obtain the time data of helmet use by inspecting inal definition by Agrawal can be shown as follows. Let Ι ¼ fi1; i2; i3;…; im g
record by record. A single helmet record contains the data collector ID, be a set of binary attributes (also named items). Let D ¼ ft 1; t 2; t 3; …; t m

Fig. 3. Framework of the EOP.

Please cite this article as: H. Li, et al., Investigation of the causality patterns of non-helmet use behavior of construction workers, Automation in
Construction (2017), http://dx.doi.org/10.1016/j.autcon.2017.02.006
H. Li et al. / Automation in Construction xxx (2017) xxx–xxx 5

Fig. 4. Example of helmet use records from EOP.

g be a set of variable transactions (also called the transaction database), (severity). However, this risk assessment method is always focused on
where each transaction Τ is a set of items such that Τ ⊆ Ι. Therefore, every the risk of an activity, which represents the amount of injuries that is ex-
transaction in D contains a subset of the items in Ι. At meanwhile, each pected to occur as the result of a potential accident associated with an ac-
Association rule consists of two different sets of items (also named item tivity. In present research, we intend to analyze the characteristics of
sets) Χ and Y, where Χ is called the antecedent or left-hand-side (LHS) workers that lead to non-helmet use and assess their risk level based on
and Y is the consequent or right-hand-side (RHS). The association rule the helmet use data. Therefore, the risk of non-helmet use means the
is the implication that Χ ⇒ Y where Χ , Y ⊆Ι and Χ ∩ Y ≠∅. The significance number of non-helmet use in terms of frequency and duration.
of association rules is usually measured by three indices: support, lift Two-dimensional risk assessment matrices have been widely used
and confidence [6]. The probability that Χ ⇒ Y holds in D is defined to define different levels of risk. The color codes in this matrix corre-
as support: spond to various levels of risk (low, medium and high). However, this
matrix has been criticized for being too subjective and qualitative. In
Support ðΧ⇒Y Þ ¼ Support ðΧ∪Y; D:Þ this research, assigning numerical values for frequency and duration
based on the association rules can provide quantitative risk values for
The confidence of a rule is the probability which a rule can be true. the matrix.
Confidence can be defined as follows:
4. Pilot studies
ConfidenceðΧ⇒Y Þ ¼ Support ðΧ∪Y; DÞ∕Support ðΧ; DÞ
4.1. Overview of the experimental construction
The lift lift(Χ ⇒ Y) is the ration of the observed support value to ex-
pected support value. The non-helmet use behavioral data was collected for the Shenzhen
project “The Peninsula” applied with the Eye on Project (EOP). The
Lift ðΧ⇒Y Þ ¼ Support ðΧ∪YÞ∕ðSupport ðΧ ÞSupport ðY ÞÞ

Table 2
Furthermore, the three indices above demonstrate the strength of Descriptive statistics of non-helmet use data from EOP.
such an association rule and the stronger association can be represented
by a higher index [35]. Characteristic Level Description Count Percentage

To set a threshold of such an association rule, the minimum support Gender male GEN1 14 72.36%
σ and minimum confidence δ has been set respectively. The association female GEN2 5 27.64%
Age b24 AGE1 1 5.26%
rule must meet the requirement:
24–34 AGE2 3 15.79%
35–44 AGE3 9 47.37%
Support ðΧ⇒Y Þ≥σ 45–54 AGE4 5 26.32%
≥55 AGE5 1 5.26%
and Work experience b1 EXP1 2 8.94%
1–5 EXP2 3 16.67%
ConfidenceðΧ⇒Y Þ ≥δ 6–10 EXP3 6 30.49%
N10 EXP4 8 43.90%
Time of day for frequency [9:00, 12:00] TIM 1 35 7.32%
of non-helmet use (12:00, 15:00] TIM2 345 71.36%
3.3.2. Risk assessment (15:00, 18:00] TIM3 103 21.32%
Risk assessment has traditionally involved quantifying the risk of an Time of day for duration [9:00, 12:00] TIM1 204 13.61%
incident based on two or more variables, such as the probability of a of non-helmet use (12:00, 15:00] TIM2 841 56.10%
(15:00, 18:00] TIM3 454 30.29%
risk (frequency) and the impact or consequence of the risk occurring

Please cite this article as: H. Li, et al., Investigation of the causality patterns of non-helmet use behavior of construction workers, Automation in
Construction (2017), http://dx.doi.org/10.1016/j.autcon.2017.02.006
6 H. Li et al. / Automation in Construction xxx (2017) xxx–xxx

Table 3
Overlapped rules from the frequency and duration of non-helmet use.

Rule ID Consequent Antecedent Frequency Duration

Support (%) Confidence (%) Lift Support (%) Confidence (%) Lift

1 EXP1 GEN2 26.91 72.55 1.40 28.69 56.33 1.03


2 EXP1 GEN2 and TIM2 21.17 81.24 1.56 21.16 56.38 1.03
3 TIM2 GEN2 and AGE4 19.84 90.19 1.13 12.27 72.56 1.06
4 TIM2 AGE3 and EXP1 18.85 84.09 1.06 19.68 69.74 1.02
5 EXP1 GEN2 and AGE4 and TIM2 17.90 90.01 1.73 8.90 59.20 1.09
6 GEN1 AGE5 and EXP1 9.63 100.00 1.37 3.25 100.00 1.40
7 EXP2 TIM3 and AGE4 7.35 53.51 1.29 9.12 58.25 1.53
8 GEN1 TIM3 and AGE4 7.35 73.51 1.01 9.12 71.36 1.00
9 GEN1 AGE2 6.28 100.00 1.37 11.07 87.00 1.22
10 EXP2 TIM3 and AGE4 and GEN1 5.40 50.00 1.21 6.51 50.34 1.32
11 EXP2 TIM3 and GEN2 4.57 74.78 1.80 5.91 55.81 1.46
12 AGE3 GEN2 and EXP2 and TIM2 3.97 55.00 1.83 9.17 52.90 1.34
13 GEN1 EXP3 3.91 100.00 1.37 6.77 99.02 1.39
14 GEN1 AGE2 and EXP1 3.42 100.00 1.37 5.11 100.00 1.40
15 EXP1 TIM1 and GEN1 3.36 81.07 1.56 3.96 64.80 1.19
16 AGE4 TIM1 and EXP1 and GEN1 2.72 62.04 1.17 2.57 55.17 1.53
17 GEN1 EXP3 and TIM2 2.70 100.00 1.37 5.16 98.71 1.38
18 EXP1 TIM1 and AGE3 2.07 82.69 1.59 2.08 68.09 1.25
19 GEN1 EXP3 and AGE3 2.05 100.00 1.37 5.20 100.00 1.40
20 GEN1 TIM1 and AGE4 1.97 100.00 1.37 2.72 72.36 1.02
21 EXP1 TIM1 and AGE4 and GEN1 1.97 85.86 1.65 1.97 71.91 1.32
22 GEN1 AGE2 and EXP1 and TIM2 1.89 100.00 1.37 2.50 100.00 1.40
23 GEN2 TIM1 and AGE3 and EXP1 1.71 68.61 2.55 1.42 60.94 2.12
24 GEN1 AGE2 and TIM3 and EXP2 1.53 100.00 1.37 2.52 72.81 1.02
25 GEN1 AGE2 and TIM3 and EXP1 1.53 100.00 1.37 2.61 100.00 1.40
26 GEN1 EXP3 and AGE3 and TIM2 1.27 100.00 1.37 4.07 100.00 1.40
27 AGE3 EXP3 and TIM3 1.21 63.93 2.12 1.62 69.86 1.78
28 GEN1 EXP3 and TIM3 1.21 100.00 1.37 1.62 100.00 1.40
29 AGE3 EXP3 and TIM3 and GEN1 1.21 63.93 2.12 1.62 69.86 1.78
30 AGE3 TIM1 and GEN2 1.17 100.00 3.32 1.62 53.43 1.36
31 EXP1 TIM1 and GEN2 1.17 100.00 1.92 1.62 100.00 1.83
32 AGE3 TIM1 and GEN2 and EXP1 1.17 100.00 3.32 1.62 53.43 1.36

project is an on-going 44,481.2 m2-floor space housing estate with a frequency and duration can represent the probability of repetitive
construction period from May 2015 to December 2017 (32 months). A non-helmet use. Thus, the matrices of frequency and duration descrip-
total of 43 workers participated in the second and third construction tors are the same, as shown in Table 4. In Table 4, the green cells show
phases of the project from the 23 November 2015 to 21 January 2016. the unlikely probability levels, yellow cells correspond to occasional
19 workers worked on-site without head protection at least once in levels of probability, while the orange cells are the rules that occur
the experiment, resulting in 483 incidents recorded by EOP. Table 2 sometimes with likely probability levels and the red cells represent
summarizes the categories of workers' characteristics in the the most frequent levels of probability. According to Tables 4, 32 rules
experiment. are classified into frequent, likely, occasional and unlikely levels from
the frequency and duration of non-helmet use.
4.2. Non-helmet use workers' characteristics We combined the 32 rules in Table 5 from the frequency and dura-
tion dimensions of non-helmet use. Table 6 shows the risk levels and
To create association rules for the characteristics and contributory color codes based on the frequency and duration, which represent the
factors of non-helmet use in the EOP database, the researchers carried impact of the four factors (i.e., age, experience, gender, and time-of-
out an a priori algorithm with 9 sets of data. According to the principle day) on workers' non-helmet use. Risk is classified into extreme, high,
of association rules, the first was to set the minimum value of support, moderate and low levels. The green cells show the risk levels, yellow
confidence and lift based on the actual situations. Workers' characteris- cells correspond to moderate levels of risk, while orange cells denote
tics were expressed by rules as the combinations of different character-
istics. In this investigated project, the daily lunch rest period was 12:00–
13:00, and the helmet and non-helmet use data during this period has Table 4
already been excluded in the data analysis section. Frequency or duration descriptors for non-helmet use.
However, the resulting rules for frequency and duration of non-hel-
Support (%)
met use were diverse and independent, which produced two evaluated
results from the two dimensions of frequency and duration. Next, we se- [1,2] [2,4] [4,7] [7,100]
lected rules that simultaneously exhibit the frequency and duration re-
sults. In this study, a total of 32 rules were obtained as shown in Table 3. Lift [1.4,100] Occasional Likely Frequent Frequent

4.3. Workers' risk level assessment [1.2,1.4] Unlikely Occasional Likely Frequent

To obtain a more accurate result from the association rules, we se-


[1.1,1.2] Unlikely Unlikely Occasional Likely
lected two indices: support and lift, to overcome the inaccuracies of a
single index. In this case study, support and lift intervals from the two
dimensions (frequency and duration) are set according to the same reg- [1.0,1.1] Unlikely Unlikely Unlikely Occasional
ulation. The support and lift intervals both range from 1 to 100. Both

Please cite this article as: H. Li, et al., Investigation of the causality patterns of non-helmet use behavior of construction workers, Automation in
Construction (2017), http://dx.doi.org/10.1016/j.autcon.2017.02.006
H. Li et al. / Automation in Construction xxx (2017) xxx–xxx 7

Table 5 However, age was found to be a critical factor determining the sever-
Thirty-two rules classified by frequency levels. ity of an accident [4]; younger workers were more vulnerable to acci-
Level Rule ID for frequency Rule ID for duration dents and injuries due to such psychological and physical symptoms
Frequent 1; 2; 5; 6; 7; 11 6; 7; 9; 10; 11; 12
as worse understanding of safety programs [11], safety attitude [37],
Probable 3; 9; 10; 12; 15; 18 13; 14; 16; 17; 19 and the distance to managers [2]. Meanwhile, other studies have identi-
Occasional 4; 8; 13; 14; 17; 19; 21; 23; 27; 1; 2; 3; 4; 5; 8; 18; 22; 23; 25; 26; fied (lack of) work experience as a key contributory factor to occupa-
29; 30; 31; 32 27; 28; 29; 31; tional accidents [14,42], with the conclusion that work experience is
Remote 16; 20; 22; 24; 25; 26; 28 15; 20; 21; 24; 30; 32
linked to duration of job tenure and has a negative correlation with un-
safe behavior [43].
The current data collected from EOP are limited and may not be very
high risk and red extreme levels of risk. For example, the rule that is effective for discovering any universal laws. However, this pilot study is
classified as a extreme level of risk is the combination of the frequency mainly focuses on providing an approach to investigate the non-hel-
level and a duration level. High risk level events are those with associa- met-use behavior causality patterns of construction workers and the
tion rules classified as both frequent and unlikely. The 32 rules are proposed approach's successfully identification of the combination of
reclassified by the risk levels and listed in Table 7 according to the clas- simplex individual factors based on the current data is a significant im-
sification of risks in Table 6. Based on this result, the workers who ne- provement on previous studies.
glect to use helmets can easily be found.
In the extreme-risk section, it is apparent that {EXP1} is the conse-
5. Discussion
quence of the highest proportion of non-helmet use. {GEN2} and
{EXP1} have a stronger relationship than other rules, i.e. 1, 2 and 5.
This is the first comprehensive study to assess worker's risk levels
The extreme level of risk indicates that workers with these characteris-
based on their characteristics of non-helmet use during their work on
tics are more prone to experience construction accidents. The high risk
site. Organizations and industries can implement the proposed method
category provides another consequence where being a male ({GEN1})
to assess risks in the workplace by quantitative means. An important
worker is the biggest contributory factor to helmet misuse. Workers
consideration concerns the use of the results of the two dimensions of
with less than five years of work experience ({EXP1}) and work be-
frequency and duration to explore the characteristics of workers who
tween 9:00 am and 12 am ({TIM1}) are factors of approximately equal
neglect helmet use easily and to make decisions that improve their safe-
impact, while {TIM1} accounts for a high average support value, which
ty to prevent the occurrence of fatal injuries. With the help of these ma-
can be found at rule 3 and rule 4. Workers with a high level of risk per-
trices, the common characteristics of workers with poor safety
form an influential role on the whole work team, as they tend to affect
performance levels can be centralized.
their colleagues' behavior.
This study demonstrates the necessity for using real-time data in-
There are several comprehensive factors that mutually influence the
stead of logging data after an accident occurs (e.g. incident report).
moderate level, such as less than five years of work experience
This needs to target workers who are at extreme risk of non-helmet
({EXP1}), workers aged from 35 to 44 years old ({AGE3}), male workers
use during certain times to encourage them in appropriate helmets
({GEN1}); and {AGE3} leadership of all the impacts. Moderate level
use and participate in safety training programs.
workers are stable and less prone to taking dangerous actions. These
In this study, a data mining approach was proposed to investigate
workers are considered minimal risk actors. The low level is composed
non-helmet-use behavior causality characteristics and contributory fac-
of a singular component of male workers ({GEN1}). This is due to the
tors. Previous studies focus on an individual's characteristics and view
skill (or lack thereof) of these workers in the pilot study.
the found characteristics as the decisive reasons. Trying to find a single
Compared with the workers that have the patterns of combination
cause of dangerous behavior on-site is unlikely to succeed, as the situa-
individual factors leading to unsafe behavior, the characteristic of 24
tion is far too complex and multifaceted. Therefore, this paper has dealt
workers who are following the rule and wearing their helmets are con-
with the situation comprehensively in a manner that acknowledges
verging on the following aspects: below 35 years old ({AGE1}, {AGE2})
multiple factors. This paper is mainly focused on the mining association
and with over 5 years work experience ({EXP3}, {EXP4}). Moreover,
rule between sets of workers' characteristics of non-helmet use. The
those working after 3 pm tend to pay more attention to helmet use.
progressive methods proposed can automatically obtain important
The practical results of this study differ from previous findings. For
characteristics and contributory factors with the records of non-helmet
example, the finding that female workers are at a higher non-helmet
use. By using the two evaluation indexes as support and lift, more accu-
use risk level combined with other characteristics (such as b 5 years'
rate information of the combination of workers' characteristics can be
work experience). On the contrary, the previous findings always show
obtained to analyze the potential causes of serious accidents.
that male workers have higher fatal occupational injury rates than fe-
The test has shown the potential of the developed technology in im-
male workers, which is consistent with similar studies elsewhere [7,
proving construction safety culture and morale. Specifically, the use of
15,17].
helmet icons and symbols might affect how a construction worker
with diversified backgrounds (e.g., illiterate, foreign nationals) can be
educated or trained more effectively and efficiently. Therefore, the pro-
posed inspection system can also be adopted well within a construction
Table 6
Risk assessment matrix for non-helmet use rules. site through a simplified and mobile approach.

Frequency
6. Conclusion
Frequent Likely Occasional Unlikely
This paper has investigated the contributory factors influencing non-
Duration Frequent Extreme Extreme High Moderate
helmet use on construction sites and provides an association-rules
Likely Extreme Extreme High Moderate based approach for figuring out the relationship between the contribut-
ing factors and non-helmet use behaviors. The hidden relationships of
Occasional Extreme High Moderate Low
the non-helmet use and contributing factors has been identified. The
Unlikely High Moderate Low Low discovered causality patterns where extracted from Statistic Package
STATISTICA DATA MINER V8.0.

Please cite this article as: H. Li, et al., Investigation of the causality patterns of non-helmet use behavior of construction workers, Automation in
Construction (2017), http://dx.doi.org/10.1016/j.autcon.2017.02.006
8 H. Li et al. / Automation in Construction xxx (2017) xxx–xxx

Table 7
Thirty-two rules classified by risk levels.

Risk Rule ID Consequent Antecedent Risk Rule ID Consequent Antecedent

Extreme 1 EXP1 GEN2 Moderate 15 EXP1 TIM1 and GEN1


2 EXP1 GEN2 and TIM2 16 AGE4 TIM1 andEXP1 and GEN1
5 EXP1 GEN2 and AGE4 and TIM2 21 EXP1 TIM1 and AGE4 and GEN1
6 GEN1 AGE5 andEXP1 23 GEN2 TIM1 and AGE3 andEXP1
7 EXP2 TIM3 and AGE4 27 AGE3 EXP3 and TIM3
9 GEN1 AGE2 29 AGE3 EXP3 and TIM3 and GEN1
10 EXP2 TIM3 and AGE4 and GEN1 30 AGE3 TIM1 and GEN2
11 EXP2 TIM3 and GEN2 31 EXP1 TIM1 and GEN2
12 AGE3 GEN2 andEXP2 and TIM2 32 AGE3 TIM1 and GEN2 andEXP1
High 3 TIM2 GEN2 and AGE4 Low 20 GEN1 TIM1 and AGE4
4 TIM2 AGE3 andEXP1 22 GEN1 AGE2 andEXP1 and TIM2
8 GEN1 TIM3 and AGE4 24 GEN1 AGE2 and TIM3 andEXP2
13 GEN1 EXP3 25 GEN1 AGE2 and TIM3 andEXP1
14 GEN1 AGE2 andEXP1 26 GEN1 EXP3 and AGE3 and TIM2
17 GEN1 EXP3 and TIM2 28 GEN1 EXP3 and TIM3
18 EXP1 TIM1 and AGE3
19 GEN1 EXP3 and AGE3

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