Professional Documents
Culture Documents
MAX PLANCK
Research
THIS WAY
PHO T O: I S T O C K PHO T O / LJ U P C O
2
Dear Reader,
While printed encyclopedias are virtually a thing of the past, you can still find paper maps.
Yet anyone looking to find their way using one these days risks looking out of touch. Instead,
most people use navigational programs, making their way around unknown cities or along
new hiking trails with their eyes on their smartphones. This has already led to some serious
accidents, such as on mountain hikes, and is just one example of how we are making our-
selves increasingly dependent on digital services and devices. Are we entering into a kind
of symbiosis with our phones when we largely delegate certain tasks to them, and are we
neglecting our own abilities as a result? The same question can also be asked about artifi-
3
cial intelligence. Paul Rainey, Director at the Max Planck Institute for Evolutionary Biology,
believes this is a realistic possibility and elaborates on it in this issue of our magazine.
Despite our increasing reliance on technology, people are still able to find their way
around without a smartphone, as research by a team at the Max Planck Institute for Human
Cognitive and Brain Sciences shows. The researchers are analyzing the way navigation
functions in the brain and the extent to which it represents a blueprint for memory, for
example. Even though we like to use digital aids for orientation, humans are still far superior
to robots when it comes to finding our way in unfamiliar environments and situations.
Teams from the Max Planck Institute for Intelligent Systems are helping robots to learn new
tasks and to orient themselves in unfamiliar terrain more quickly. The topics of orientation
and digitalization can be examined from a variety of scientific perspectives. A team from
the Max Planck Institute for Human Development is investigating how we keep track of the
flood of information offered by the Internet and, most importantly, how we debunk false
claims presented as facts.
We hope that our magazine maps out our current research for you and guides you to
some great reading!
62 74
Special training for robots Axel Kleidon counters false China claims that its scientific Using jellyfish as a model,
should make it easier for them statements about the energy research enjoys freedom – the researchers are developing
to deal with new situations. transition with scientific facts. reality looks different. free-swimming jellyfish bots.
06 | ON LOCATION 50 | 75 YEARS
OF THE MAX PLANCK SOCIETY
Obermillstatt in the Carinthian Nockberge
Mountains How Political Is Science Allowed to Be?
Planetary crises require collaboration between the
8 | IN BRIEF world of science and international policy. For a
long time, however, the Max Planck Society did
not consider itself to be a player in international
16 | VIEWPOINT science diplomacy.
Artist’s impression
of the Euclid mission.
AWARDS
8
PHO T O: E SA / EUC L I D/ EUC L I D C ONS ORT I U M / NA SA .
BAC KGROU N D GA L A X I E S: NA SA , E SA , A N D S. B EC K W I T H (S TS C I )
A N D T H E H U DF T E A M , C C BY- SA 3 0 IG O
MRI WITHOUT
ANESTHESIA
The Institute of Pediatric Radiology
at the University of Leipzig Medical 9
Center is using a magnetic reso-
nance imaging (MRI) technique
Founder of paleogenetics: Nobel Prize winner Svante Pääbo talks called Flash 2 that allows gentler ra-
about his research into the history of humankind at the ceremony in Dresden.
diological examinations of children.
The technique was developed at the
Max Planck Institute for Biophysical
30 YEARS OF MAX PLANCK Chemistry (now the Max Planck In-
stitute for Multidisciplinary Sci-
IN SAXONY ences) in Göttingen. The procedure,
which also enables users to see move-
In the summer of 1993, the Max Planck Paul Ehrlich and Ludwig Darmstaedter ments in the body in real time,
Institute for the Physics of Complex Prize, the Hegel and Balzan Prizes (see makes it possible for the first time to
Systems began its work in Dresden as “Awards”), and, last but not least, the examine small children without se-
the first Institute to be located in the 2022 Nobel Prize in Medicine for dation or anesthesia. Flash 2 is al-
Federal State of Saxony. Five further Svante Pääbo, Director at the Max ready in use at other institutions,
Institutes have been founded there Planck Institute for Evolutionary An- such as the University Medical Cen-
since. It was very positive that the inde thropology. “The N obel Prize would ter Göttingen, the Radcliffe Hospi-
pendence and the criteria of the Max never have gone to Leipzig without all tal at Oxford University, and Johns
Planck Society were adhered to, praised the efforts the Max Planck Society Hopkins University in Baltimore.
Minister President Michael Kret- made back then,” Kretschmer empha- www.mpg.de/mpr-2023-031
10
Every night the fruit bats
fly out to feed in the
areas around the Kasanka
National Park.
PHO T O: C H R I S T I A N Z I EGL E R / M PI OF A N I M A L B E H AV IOR
THERAPY A QUESTION OF
THROUGH PERSONALITY
TECHNOLOGY The decline in birthrates in many indus- be more ready to become fathers, albeit
trialized countries since the mid-1950s only with a slightly increased tendency.
People with anorexia fear gaining is due in part to changing values. People If a man is considered particularly
weight. A new application for vir- decide on a more individual basis extroverted, the tendency to have the
tual reality glasses should help to whether or not they want to have chil- first child is similarly high for him, but
alleviate this fear. Researchers at dren, with self-realization and self-ful- negative for the second child. There
the Max Planck Institute for Intel- fillment both important factors here. could be various reasons for this.
ligent Systems have created a sim- Researchers at the Max Planck Institute Extroverted men are more likely to meet
ulated environment in which the for Demographic Research have a partner, while any restrictions
affected person can look at their analyzed data from around 14,000
imposed by the first child could lower
own body at different bodyweights households in Germany. The core the desire to have children. Alongside
– both from their own perspective question here: do personality traits such personality traits, however, social, eco-
and in a virtual mirror. In a pilot as empathy or extroversion play a role? nomic, and cultural aspects also un-
study with 24 patients, most par- For women, this seems not to be the case, doubtedly play a role.
ticipants found the confrontation unlike for men. Empathetic men seem to www.mpg.de/20687761
with their virtual counterpart to be
helpful in their recovery. For this
type of body therapy to work, the
representation of the person has to
be as realistic as possible. To en-
sure this is the case, the research-
ers developed a general body
model based on thousands of real LANGUAGES FROM ANATOLIA
body scans.
12 www.mpg.de/mpr-2023-032 (in German) Indo-European languages are spoken by According to this, the origin of the lan-
almost half of the world’s population to- guages lies to the south of the Caucasus
day. Previously it was unclear where and in Anatolia, a fertile region where agri-
when this language family emerged, culture also originated. It was there,
mainly due to inconsistencies in the an- 8,100 years ago, that Proto-Indo-Euro-
alyzed data. Now, a team from the Max pean began to divide into different lan-
Planck Institute for Evolutionary An- guages. Around 7,000 years ago, hu-
thropology, together with 80 linguists, mans migrated from Anatolia to the
has reconstructed the origin and distri- steppe regions to the north of the Black
bution of Indo-European languages. Sea, taking their languages with them.
The researchers examined the core vo- From there, further migrations took
cabulary of more than 160 languages, them westward around 5,000 years ago.
some of them historical, and thus cre- This is how branches of the Indo-Euro-
ated a family tree of Indo-European lan- pean language tree also came to Europe.
BALTIC
SLAVIC TOCHARIAN
GERMANIC
Northern route?
C. 5,000 ?
C. 7,000 FROM C. 3,500
NURISTANI
ARMENIAN
FROM
C. 8,100
CELTIC ALBANIAN
ANATOLIAN IRANIAN FROM
C. 5,000 INDIAN
ITALIAN
Southern route?
GREEK
AI OPTIMIZES ITSELF
Artificial intelligence is staggering carry out the training in the form of
not only in its performance, but also a physical process, for example the
PHO T O: M PI F OR I N F OR M AT IC S
in its hunger for energy. According to superposition of light waves in
the German statistics firm Statista, special optical components. Here,
training GPT-3, which makes the parameters of the machine,
TIME
ChatGPT an eloquent and appar- which correspond to the synapses of
ently well informed chatbot, de- an artificial n
eural network, are opti-
voured around 1,000 megawatt hours mized by the process itself. In the
– that’s about the same c onsumption training of conventional artificial
as 200 German households of three neural networks, on the other hand,
or more people over an entire year. external feedback is needed to adjust
Víctor López-Pastor and Florian the strength of the many billions of
Marquardt, two scientists from the synaptic connections. The Erlan-
Max Planck Institute for the Science gen-based researchers – together
of Light in Erlangen, are now pre- with a cooperation partner – now
senting a concept for training want to put their concept to the test
Learning with light: This is
artificial intelligence with much
in experiments. what a light wave for training
greater efficiency. The core idea is to www.mpg.de/20826914
artificial intelligence in a
self-learning physical machine
might look like. Crucial aspects
include not only the irregular
form, but also the fact that its
development is reversed from
the time of its greatest
expansion (red).
GR A PH IC: F L OR I A N M A RQUA R DT / M PI F OR T H E S C I E NC E OF L IGH T
13
Apply until
February 15th, 2024
Among the reasons for a pause are conceivable risks arising from the
development of AI systems that have aptitude for agentic planning, that is,
systems that use models of the world to pursue particular objectives – ulti-
mately leading to the development of AIs that are strategically aware. If
advanced AI systems were programmed with the goal of maximizing a cer-
tain objective function, such as efficiency, productivity, or resource utiliza-
tion, they may eventually seek to acquire more power or control over their
environment in order to achieve these objectives more effectively. This fol-
lows, because having more power or control is likely to provide AIs with
more opportunities to realize objectives. Furthermore, if AI systems were
designed to learn and improve over time, they may become increasingly
capable of achieving their goals and more confident in their ability to do so.
This in turn could lead to AIs becoming more assertive and proactive in
seeking ways to increase their power and influence in the world.
PAUL
RAINEY
17
Just as viruses or other invasive organisms can threaten humans, the envi-
ronment, and even the planet, there is real risk that self-replicating AIs
could spread uncontrollably, deplete earth-resources, disrupt ecosystems,
and become weaponized with myriad unintended consequences that are
harmful to humans and the planet. Somewhat instructive in this context are
18
the surprising and counterintuitive outcomes from studies of evolution
dynamics in populations of self-replicating computer programs, also
known as “digital organisms.” Such systems lack the sophistication of
today’s AI systems, and are nothing more than a string of digital bits that
mutate, replicate and respond to selection. Just like viruses in humans,
digital organisms reap rewards from innovations that provide enhanced
access to limiting resources, which for the central processing units
(CPUs) of computers is typically time. Intriguingly, but also of con-
cern, is the capacity of these simple digital organisms to evolve
ways of solving problems, or countering challenges laid down by
ARTIFICIAL researchers that thwart the originally intended goals.
INTELLIGENCE
One example comes from the work of Charles Ofria, a computer
COULD PURSUE scientist and early innovator of the Avida (artificial life) platform,
which allows digital organisms to evolve in silico. Mutant forms that
ITS OWN GOALS replicate fastest are favored by selection and thus come to domi-
IN THE FUTURE nate derived populations. In order to counter this effect, Ofria
implemented a rule that resulted in mutants growing faster than
parental types being identified and eliminated. He achieved this by
placing each mutant in a separate test environment where its growth rate
was measured. While this was initially successful in eliminating fast grow-
ing types, it was not long before mutants evolved that recognized that they
had been transferred to the test environment. Such mutants paused
growth and in doing so, escaped elimination, thus being returned to the
main environment to dominate the evolutionary outcome. Ofria countered
further by implementing random changes to the test environment that
inhibited the capacity of mutants to “sense” when they were outside the
principal setting, however, he soon found his strategy trumped by mutants
that evolved the capacity to hedge their evolutionary bets.
It is important to stress that the work of Ofria and colleagues exploits sim-
ple digital organisms that are a far cry from the sophistication of current
AI systems. A major goal of current AI research is to build systems that
are trained for specific purposes. Construction of AIs that are themselves
capable of participating in the process of evolution by natural
selection stands to be a highly effective, albeit risky and unpre-
INDIVIDUALITY dictable, training strategy. As with Ofria’s digital organisms, the
goals of trainers may not be those shared by AI. While there is
CAN PASS increasing awareness of the dangers of creating self-replicating
FROM ONE LEVEL AIs, there are additional possibilities, thus far little considered, by
which humans and AIs might evolve in symbiotic unison, even to
TO ANOTHER the point where we and agentic AIs undergo a future major evolu-
tionary transition in individuality. Biological complexity has evolved
via a small number of evolutionary transitions where self-replicat-
ing lower-level entities merge into a single higher level self-replicating entity.
For example, multicellular organisms evolved from single-celled ancestors;
the eukaryotic cell evolved from a merger of two different, once autono-
mously replicating cells. The latter is particularly informative in thinking
about future evolutionary transitions between humans and AI. 19
That such a transition took place is an indisputable fact: the nucleus of the
eukaryotic cell is derived from an archaea-like cell, with mitochondria
being formed from the eubacterial-like partner. Evidence comes from com-
parison of the gene content of the nucleus with extant archaebacteria, and
the gene content of mitochondria with extant eubacteria. Although both
partners have changed significantly through evolutionary time, mitochon-
dria maintain self-replicating capacity (and their own genome) and func-
tion as the powerhouse of eukaryotic cells to which they are, in essence,
subservient.
Just how the “chicken and egg” problem is avoided is not immediately
obvious. This is because biologists typically look for answers in the evolv-
ing organism itself – examining the internal properties of the system. A
solution does however present by recognizing that the properties neces-
sary for natural selection to operate can be externally imposed on higher
level entities via ecological or societal structures that have been referred
to as “scaffolds.” It is from this externalist perspective that future transi-
tions in individuality between humans and AI can be envisioned. Such
transitions could arise inadvertently, or be externally driven by the
imposition of societal rules — effected by humans, or even by
20 COEVOLUTION powerful AI systems — that cause humans and AI to replicate as
a single unit. Selection would then proceed to work on the new
BETWEEN higher-level entity, driving the evolution of traits that are adaptive
HUMANS AND AI atlower-level
the new level, irrespective of negative consequences for the
units.
WOULD MAKE
What is required, is nothing more than fitness-affecting interac-
THEM INTERDE- tions between humans and AI that continually change in response
to information each receives from the other, combined with a
PENDENT means of ensuring that such fitness-affecting interactions are
passed on to offspring. Humans are already Darwinian, but AIs
are not. However, the latter could become Darwinian – in direct
accord with their human partner – by the imposition of societal rules
that require that when humans reproduce, the contents of parental AI
systems are copied to devices that are then inherited by offspring. While
the physical device and operating system will be subject to rapid change,
all that is required for selection to operate on individual humans combined
with their personal AI systems, is that the state of algorithms that have
learned to respond to humans in ways that optimize human (and AI) per-
sistence, be passed on to children by a simple copying process.
Co-evolution between the two partners will drive the increasing depen-
dency of humans on AI systems (and vice versa), resulting in the emer-
gence of a new organizational level. In effect, a new kind of chimeric
organism, conceptually not so different than the eukaryotic cell that arose
from two, once free-living bacterial-like cells. Continual selection at the
collective level will drive alignment of replicative fates and increase co-de-
pendency, thus alleviating the need for continual imposition of externally
imposed scaffolds. Whether this involves physical changes remains to be
seen, but drawing on theory and experiments of evolutionary transitions,
ever closer physical interaction between partners is to be expected
because such interactions improve the parent-offspring relationship, and
thus the potency of selection to operate. It is more than conceivable that
future personal AI systems will become physically connected to humans.
ALBATROSS
SOUTHERN OCEAN
SPEED
TROPICS
FRIGATEBIRD
To ensure they are not blown off course
in the strong winds over the Southern
Ocean, albatrosses must reach high
flying speeds (top). Frigatebirds, in
contrast, fly more slowly, given the low
average wind temperatures in the
Tropics (bottom).
0.6 m 2
0.4 m 2
WING
LOADING
(weight to area ratio)
I L LUS T R AT ION: G C O; GR A PH IC: NOU R A N I ET A L ., C U R R E N T BIOL O GY 2 023 ( B O T T OM R IGH T )
WANDERING ALBATROSS
Wandering albatrosses
spend the majority of their
lives over the Southern
Ocean. They are heavy, and
despite their huge
wingspan of three-and-a- 23
ON THE EDGE
half meters, they have a
OF THE STORM
relatively low wing area.
This makes them Even albatrosses, who are used to
particularly well adapted to strong winds, will avoid storms
strong winds. wherever possible. Here a bird flies
in the virtually windless areas
(blue) along a storm front in the
South Atlantic.
Sooty albatross 2013−11−22 09:22:32 UTC
40°S
40S
45°S
45S
50°S
50S
55°S
55S
30W
30°W 25W
25°W 20W
20°W 15W
15°W 10W
10°W 5W
5°W 0
0° 5E
5°E
THE HEAD’S
NAVIGATION SYSTEM
TEXT: CATARINA PIETSCHM ANN
25
Finding yourself in a foreign city, you quickly feel lost in the maze
of unfamiliar buildings and streets. But after a short time, you
can find your way even without a city map or navigation system.
Christian Doeller from the Max Planck Institute for Human
C ognitive and Brain Sciences in Leipzig and his team are
researching how this is possible for us. The researchers also
want to understand how the navigation system is used for other
brain functions, such as memory, knowledge acquisition or
abstraction.
PHO T O: M PI C B S
system of the environment, and the cells register the po- functions and interview participants as they complete
sition of the animal. This creates a map of the environ- their tasks.”
ment in the mind, kind of like a geographical map. In
addition, there are other cell types that are important for Doeller’s results show that it is not only rodents who have a
navigation, such as head direction or compass cells. firmly differentiated navigation system in the brain, hu-
“They don’t care about position in space. They only be- mans do too. This is probably true for most other mam-
come active when the animal runs in a certain direction. mals as well, because, from an evolutionary point of view,
Together, these three cell types enable animals to orient the hippocampus is an old part of the brain. The re-
themselves in space,” the researcher explains. searchers also discovered that grid cells aid both orien-
tation and perception in humans, just like they do in
monkeys. “Grid cells are like pedometers or indicators
MRI and virtual reality of structure: we use them to determine the size of a room
or the composition of images. Presumably, they are also
Because the electrical impulses of the nerve cells can be there to abstract knowledge,” explains Doeller. “For ex-
measured using incredibly fine electrodes, it is possible ample, someone who normally goes shopping in a super-
to directly observe the “navigation system” in the brains market in Berlin will also be able to find their way
of mice and rats. These experiments also give Christian around one in Leipzig. Fruits and vegetables come first,
Doeller important clues for his research on the human and then at the checkout there’s candy and gum.” With
navigation system. But instead of electrodes, in this case the aid of the place and grid cell system in the hippocam-
he and his team are employing magnetic resonance im- pus, knowledge that has been stored in the brain can be
aging and virtual reality: equipped with VR goggles, test repeatedly retrieved and adaptably applied to new con-
subjects “move” through virtual rooms, while the MRI texts.
simultaneously records their brain activity. “The partic-
ipants have to solve orientation tasks in the virtual world, Today, we know that the navigation system is the template
and we then watch the brain do its work,” Doeller says. for other brain circuits. The example of memory can
Even the most modern MRI devices are not yet as accu- show how the navigation system might act as the model 27
rate as measurements performed with electrodes. “The for other brain functions. Thus, our sense of place is part
advantage over experiments with animals, on the other of episodic memory. To create this “map memory,” the
hand, is that we can study far more complex cognitive hippocampus and entorhinal cortex link locations in
space. They can do the same with events by combining
visual, auditory, and olfactory sensations into a multilay-
ered memory in addition to spatial impressions. To re-
call them, all it takes is a certain smell, an incidence of
SUMMARY light, or a sound: the smell of almond cookies, for exam-
ple, can evoke memories of a café in Siena, on a street
Different types of neurons are leading down to Piazza del Campo. The air is filled with
involved in the human brain’s
sense of direction. Place cells
the scent of these cookies, the Ricciarelli. This aroma
in the hippocampus register blends with that of espresso. The afternoon sun casts a
specific locations within a warm glow over everything, passers-by hurry past, Ves-
space, grid cells in the pas clatter by...
entorhinal cortex estimate
distances, and compass cells The memory could belong to a trip to Italy. The sense of
measure direction.
place would then be a part of it: where exactly the café is
The circuits of the orientation located and how to get from there, for example, to the ca-
system are used by other brain thedral with its magnificent dome, would also be saved.
functions: our memory and “After the hippocampus links the individual elements of
our ability to abstract use the an episode, they are stored in different regions distrib-
same processing methods.
uted throughout the brain. One key stimulus is then of-
As we age, our map-like ten enough to trigger recall. The hippocampus uses this
memory diminishes. In the stimulus to reassemble the entire episode,” Doeller ex-
case of dementia, the ability to plains.
orientate also deteriorates at a
very early stage. This is If you tell people about experiences or write them down,
probably due to the failure of
these are r einforced and stored again. This is how mem-
place and grid cells.
ory solidifies. However, it can be changed again under
special c ircumstances. Highly emotional events really
Order in cognitive
spaces
Furthermore, recent research indicates that our brain em-
ploys the same network of place and grid cells to orga-
nize objects or sensory impressions into what we refer
to as “cognitive spaces.” Each property represents a di-
mension in the mental map. In it, contents with similar
characteristics are close to each other, while those with
different characteristics are further apart. Doeller’s
team found that the hippocampus represents distances
in these kinds of abstract spaces. Animals can be sorted
by size and speed, for example. In this cognitive space,
a small, slow snail is far apart from a large, fast horse.
Each animal, for example, defined by its typical combi-
nation of size and speed, occupies a “place” in cognitive
space and thus can be represented by the place and grid
cell system. This system is highly dynamic at the same
time and can span very different mental spaces.
“The mental maps produced by the place and grid cells rep- sponsible for episodic memory and orientation. Several
resent a basic principle of human thought. Our brain or- years ago, Doeller’s team carried out a study in which
ganizes not only places and memories, but also general they examined this connection. The researchers
knowledge in this way. This allows us to generalize what compared the brain activity of individuals with a gene
we’ve learned and apply it to new situations,” Doeller variant that increases the risk of developing Alzheimer’s
says. disease later in life to that of genetically unaffected
individuals of the same age. “In the individuals with the
But let’s get back to orientation skills. Like many other Alzheimer’s risk gene, the navigation system in the
brain functions, this changes throughout life: when it entorhinal cortex was already less active, and this was
comes to infants and toddlers, it still has a largely long before their ability to orientate deteriorated,”
egocentric, or bodily-based, function. Gradually, how- Doeller explains. Interestingly, however, the activity of
ever, the allocentric system, which is based on external the hippocampus was higher in those affected. “As a
reference points, takes over. But with increasing age, result, their brain was probably already attempting to
this then diminishes again. The egocentric system, on make up for the progressive loss of function of the grid
the other hand, remains stable for much longer. Spatial cells in the entorhinal cortex.” It is not yet known how
memory deficits are also among the first signs of this happens.
deterioration in dementia. The reason for this in both
cases is damage to the entorhinal cortex, which is re-
Alzheimer’s disease:
fading sense of place
Alzheimer’s disease usually begins in the entorhinal
cortex. This is where the first clumps of amyloid protein
are deposited, the so-called plaques. “We know from
studies of animals with Alzheimer’s-like diseases that 29
the place and grid cells are less precisely active. Their
activity patterns look absolutely washed out, and spatial
precision diminishes.” The sense of place and the sense
of distance disappear: places that have been familiar for
decades suddenly seem foreign. Doeller likes to compare
it to nearsightedness: a person is also more likely to get
lost when cellular resolution diminishes.
IM FOKUS
Aspiration beyond reality:
It will be a while before robots
can dance as smoothly as
humans and also improvise
movements like in this
AI-generated photo. Giving
them some kind of body
awareness is a step in that
direction.
30
BI L D: X X X
Max
MaxPlanck Research · ·32||2023
PlanckForschung 2023
FOCUS
ROBOTS
DISCOVER
THE WORLD
TEXT: ROLAND WENGENM AYR
I M AGE: A I I M AGE M I DJOU R N EY | C R E AT E D BY GE SI N E B OR N | BI L DE R I NS T I T U T
31
Intelligent robots were already a technological myth be- though, recognition is limited to purely physical prop-
fore there were machines that even remotely deserved erties of the objects, such as their size, shape and color,
the name. But what can robots really do today? How far which alone is a formidable challenge.
are they from science fiction icons like the comically
humanized C-3PO from Star Wars? A search on You- A permanently learning algorithm is used, for example,
Tube quickly leads to a video by the US robotics com- in the table tennis robot Pamy, whose hardware was
pany Boston Dynamics. It shows the humanoid robot largely developed by Dieter Büchler’s group at the
Atlas, who dazzles with its somersaults, runs and hops Max Planck Institute in Tübingen. Pamy must react
over a challenging training course together with a twin flexibly to changes in the game. For now, the one-
sibling, or supports a human on a scaffold. But as im- armed robot is training with a ball machine to learn
pressively light-footed and almost uncannily hu- how to correctly estimate the future trajectory of a ball.
man-like as these robots’ movements are, they are per- The experiment takes place in a laboratory under Mi-
forming these movements in a familiar environment chael Mühlebach’s leadership. There, his doctoral stu-
for which they have been trained. It is not publicly dent Hao Ma welcomes us to a background of noise
known what Atlas and its ilk would actually be capable that sounds as if we had landed in training camp of an
of if they had to orient themselves in a completely new air pump team.
environment and act independently – this is a company
secret. Hao Ma has to grin at the sight of the perplexed-looking
guest and points to a cordoned off area. There, puffing
Joachim Hertzberg, Scientific Director at the German loudly, a single robotic arm performs wild dry runs
Research Center for Artificial Intelligence and profes-
sor at the University of Osnabrück, is impressed by the
complex ways in which Boston Dynamics’ robots can
move. But he also immediately mentions a major ca-
veat: if you ordered one of today’s robots to carry out a
task on its own and follow a plan in an unfamiliar envi-
32 ronment, even if it was only to fetch a coffee, the result
would be considerably less spectacular. “The field is
called Artificial Intelligence, but it comes down to in-
telligence that we ourselves regard as completely unin-
telligent,” Hertzberg says, “that is, the ability to rea-
sonably navigate an environment, to do tasks for the
first time without having practiced them beforehand,
to act in accordance with the situation and goal.”
Flexible algorithms
PHO T O: WOL F R A M S C H E I BL E F OR M PG
“In a new version of the ball prediction, we’ve also included how
the ball is shot,” says Jörg Stückler. This would be much
One arm plays table more difficult with a human opponent, he says, but experi-
tennis: Hao Ma puts ence with the ball machine shows how it could work in prin-
the robot arm into ciple. Pamy can also draw on prior knowledge about the ball
position for a training
session – the machine machine. Jan Achterhold, a doctoral researcher in Jörg
is tasked with Stückler’s team, taught this to the robot. The corresponding
developing a feeling for model even accounts for the fact that this machine has the
its own movements. ability to spin the ball. Once the ball has touched down in ro-
PHO T O: WOL F R A M S C H E I BL E F OR M PG
34
bot arm’s court, this results in it being deflected side- machine, effects always occur that the inflexible white-
ways. Pamy has to react to this immediately, which is a box model cannot deal with. Achterhold’s team there-
considerable challenge for the robot. fore employs a physically pre-trained machine learning
system. To create this, the researchers first designed a
physical model and combined it with a sophisticated
Body flight endurance test learning algorithm that enables the system to learn the
real properties of the ball machine. The team therefore
Achterhold and Stückler used a gray-box model of the ball used the advantages of both the black-box and white-
machine. Stückler explains that this is the halfway box approaches. “That’s why the approach is called
house between a black-box and a white-box model. The gray-box,” Stückler explains. Speaking with the robot
black-box model refers to machine learning without researchers has made it increasingly clear what diffi-
any prior knowledge, i.e., laborious trial and error. A culties our seemingly routine, unconscious human be-
white-box model would be the opposite: an alterable haviors pose for robotics. But this does not deter Mi-
programmed physical model that is not capable of chael Mühlebach from really wanting to know about it.
learning. In a simple, mechanically ideal world, this “I’m fascinated by body flight, acrobatics, spins and
would work too, because the process, including the tra- tricks,” he says, laughing. “And that’s when I thought:
jectory, could be calculated exactly. But with a real ball wouldn’t it be awesome to do this with robots!” In body
flight, which is also called indoor skydiving, people float “There’s huge potential for machine learning there,”
in a strong air current produced by a vertical upward Mühlebach says. But back to the orientation. Jörg
wind tunnel. As in skydiving, they must learn how to Stückler’s group is working, for example, on advancing a
specifically control their flight behavior on the cushion technology that combines camera data with the data
of air by changing their body posture and thus their from acceleration sensors, such as those built into
aerodynamics. smartphones. Stückler explains the acceleration
sensors give a robot sense of balance, so to speak. By
In Tübingen, a lightweight flying robot, barely larger than combining this with camera data, the robot should de-
a hand, will learn this above a mini wind tunnel. Doc- velop a knowledge of how its real body responds to a
toral researcher Ghadeer Elmkaiel is currently experi- command. For example, if it is told to drive off, it needs
menting in his lab with his self-developed wind tunnel, a sense that it must first accelerate its mass to the speci-
which is designed to achieve the most uniform airflow fied speed. The robot d evelops this body awareness
possible using six propellers arranged in a circle. Above much faster if it has been programmed with a simple
the opening of the wind tunnel is a holding device for the physical model of itself.
little flying robot. During training, it detaches from this
device and tries to hover without connecting to a com- If a robot is commanded to handle objects, it not only needs
puter. In the process, it is supposed to gradually learn a good feeling for its own movements, but also an idea of
predefined flight maneuvers. It is not there yet, but the objects and their properties. Granting the ability to
again, prior knowledge of a simple physical model recognize these through observations alone is the goal of
should speed up the learning process of the flying robot. doctoral researcher Michael Strecke. Since the camera
data is noisy, i.e., blurred, it is not easy to read the shape
or size of an object from it. However, if the robot ob-
serves how a repeatedly thrown ball dots against a wall,
bounces back, and falls to the ground, it still learns
something about the properties of the ball. It gradually
„It comes down to understands how big the ball is, and that it therefore
bounces back in a certain way. In this way, it learns to es- 35
intelligence that we timate how such an object is likely to behave through vi-
sualization alone.
ourselves regard as In principle, therefore, it is possible to infer the properties of
completely unintelligent.” one object from the mere observation of its mechanical
contact with another. This is how toddlers learn when
they throw objects around and observe them. For com-
JOACHIM HERTZBERG
puters with vision, this contact method has only worked
so far for rigid objects, and also only for those with very
simple geometry. Strecke and Stückler have now suc-
ceeded in advancing the machine learning of more com-
plex shapes with a new optimization method. They illus-
trate this with a somewhat absurd example. A machine
observes one object falling on another and initially mis-
The knowledge Mühlebach’s team gained from the acid takes it for a cow. Over the course of several collisions be-
test of the robots’ orientation skills may also be used in tween the two objects, the machine gradually perceives
unrelated fields, such as intelligent power grids. These the cow transforming into a kind of “rubber duck swim
are designed to match electricity production and ring,” and it falls onto a stick with its hole in the middle,
distribution to demand as closely as possible. With the like in a throwing ring game. This seemingly far-fetched
expansion of decentralized wind and solar power plants, scenario corresponds to a situation in which people also
whose electricity production also depends on the first have to completely reorient themselves. Robots are
weather, this is becoming increasingly important and still in their infancy at this point, roughly at the same
challenging. There are elements in such a network that stage as a toddler, for whom every object in its environ-
can be accurately predicted by physical models as well as ment is brand new. Using their new training methods,
those whose behavior can only be predicted through Jörg Stückler and Michael Mühlebach want to help the
experience. Large power plants that can have their machines to orient themselves more quickly in unknown
electricity production physically modeled fall into the situations. But the road to a C-3PO complaining to his
first category. The electricity market and the behavior companion R2-D2 that they got into another mess, as in
of end consumers, on the other hand, can only be a Star Wars adventure, may still be quite long.
predicted through experience, for example, over seasons. www.mpg.de/podcasts/orientierung (in German)
36
IGNORANCE
CREATES
CLARITY
TEXT: TILL HEIN
PHO T O: A I PHO T O M I DJOU R N EY | PRODUC E D BY GE SI N E B OR N | I M AGE I NS T I T U T E
37
What would humans be without curiosity? This drive has ally curious,” the researcher says. “They consciously
allowed us to develop medicines and send people into prefer to leave some things unknown.”
space. Without curiosity, there would be no philoso-
phy, quantum physics, or the Internet. Thanks to And adults? The files kept by the Stasi, the former East
global data sharing, far more people have access to far German secret police, were opened more than 30 years
more information than at any other time in history. We ago. Since then, more than two million citizens have
might like to think that the knowledge available to us is exercised their right to view them. Estimating that
absolutely necessary to meet the complex challenges of more than five million former East German citizens
the modern world. How can it be, then, that people de- believe that a Stasi file had been opened on them,
liberately choose to ignore certain information? One of Ralph Hertwig and Dagmar Ellerbrock, Professor of
the few philosophers who could appreciate such igno- Modern and Contemporary History at the Technical
rance was Friedrich Nietzsche. In the 19th century, he University of Dresden, jointly conducted a study of
provocatively asked whether ignorance might be more people who have chosen not to view their file.
helpful than knowledge in leading a happy life.
Hertwig and Ellerbrock asked 161 men and women about
the reasons behind their decision. Some cited political
Deliberate ignorance motives. For example, they criticized the fact that peo-
ple’s perceptions of East Germany were often reduced
As strange as the subject sounds, it has been studied em- to the Stasi and its methods, especially by West Ger-
pirically for several years. One of the pioneers in this mans, and they did not want to contribute to this sim-
field is cognitive scientist Ralph Hertwig, who heads plification. However, more than half of the interview-
the Center for Adaptive Rationality at the Max Planck ees said the reason they did not want to know is that
Institute for Human Development in Berlin. He and they were afraid they might have been spied on by peo-
his colleagues are studying a phenomenon they call de- ple close to them. They feared that their file would re-
liberate ignorance. Where does it occur in everyday life? veal things that would make
What are the motives behind it? And can knowledge them very sad, deeply disap-
38 actually be harmful to our personal well-being, how pointed, or angry.
we orient ourselves in complex environments, and a
thriving and fair society? “We distinguish at least six classes SUMMARY
of deliberate ignorance,” says
Not wanting to know certain
As studies by Hertwig and his team show, people ignore Ralph Hertwig. “Often it is a facts – such as an early diagnosis
information surprisingly often. “The reasons are matter of regulating emotions, of a terminal illness – helps
sometimes hard to understand,” he says. In many cases, especially avoiding potential regulate negative emotions.
however, people have perfectly rational reasons for not negative feelings.” So, is it a
wanting to know certain things. “For example, would question of cowardice? Hertwig A rule of thumb is often better
for making decisions than
you want to know which of your colleagues received smiles. He refrains from mak-
gathering all the available facts.
the highest bonus at the end of the year?” the re- ing such judgments. “People In selection processes, ignoring
searcher asks. “Or whether you have an increased risk who don’t want to know certain information can prevent
of Alzheimer’s disease?” Many people answer “no” to things are often accused of be- discrimination.
such questions. Clearly, there are motives more power- ing immature, ethically ques-
ful than human curiosity. In an ongoing study, re- tionable, or unwise,” he says. With the flood of misinforma-
tion on the Internet, it is more
searchers have even found evidence of this phenome- But such generalizations fall important to first check who is
non among children, who are generally considered to short. In many areas of life, de- providing the information than
be especially curious. For example, they asked children liberate ignorance presents not to read, watch, or listen to the
between the ages of eight and fourteen to imagine the only risks, but also opportuni- – often fabricated – content.
following situation: “You are playing with other chil- ties: in health care, for example.
dren. After a while, you leave the room – and when you Many people do not get preven-
come back, your favorite toy is broken. Would you like tive screenings, even when they
to know who broke the toy?” For 87 percent of the chil- are covered by health insurance – often out of fear of a
dren, the answer was yes. But only 73 percent said they negative diagnosis. In the case of glaucoma, for exam-
would investigate further if their playmates refused to ple, this can be a mistake: If this disease of the optic
say who did it. “When the playmates were close friends, nerve is detected in its early stages, its progression can
even fewer children wanted to find out who was to often be stopped or at least slowed down with special
blame than, say, with new classmates,” says Azzurra eye drops.
Ruggeri, Professor of Cognitive and Developmental
Psychology and one of the study’s leaders. “Our results “However, one should carefully consider the value of other
thus far clearly show that children are not uncondition- preventive examinations,” says Ralph Hertwig: Ultra-
War in Ukraine 45
Health 36
Sports 36
Social justice 29
Lifestyle 25
Culture 16
Domestic politics 14
Funny news 12
sound diagnostics for the early detection of ovarian identified in such screenings, he continues, cannot be
cancer, for example, do not lead to fewer women dying treated or prevented. In those cases, the only option is
of such tumors, as a study from the United States to wait anxiously to see whether the disease actually
shows. And the six correct diagnoses out of 1,000 par- manifests.
ticipants were more than offset by 32 incorrect ones,
leading to unnecessary surgery that removed healthy Even those who want to learn something new can benefit
ovaries. In addition, medical screenings often uncover from deliberate ignorance, because sometimes too
things by chance that might never have been noticed much knowledge can be demotivating: “If you’re a be-
otherwise, such as harmless, benign tumors. This can ginner at tennis or learning a language, constantly
lead to psychological stress and unnecessary proce- comparing yourself to advanced players or speakers
dures. “Overdiagnosis and overtreatment are wide- who are much better at everything can easily lead to
spread in modern medicine. Deliberate ignorance can frustration.” It is often better to ignore the achieve-
sometimes be a good strategy,” says Hertwig. ments of experienced individuals and instead be happy
about your own more modest progress, which keeps
A recent example: in the June 2023 issue of the American you motivated. Ralph Hertwig is also quick to point out
Journal of Human Genetics, US pediatricians advo- that deliberate ignorance is not always about self-inter-
cated the routine sequencing of the entire genome of est. In job applications, for example, omitting certain
newborns in order to inform parents about genetic dis- information can lead to more equal opportunities for
eases that could develop in their children’s lives with women or people from minority groups. An important
varying degrees of probability. This recommendation reason why classical orchestras employ significantly
is also being seriously discussed here in Germany. more women than in previous decades is the introduc-
“But – and this is a question that parents are likely to ask tion of “blind auditions,” in which applicants play be-
themselves – will it help to know which genetic disease hind a curtain so that the jury can evaluate only the
my child is more or less likely to develop at some point quality of the musical performance, and other charac-
in their lifetime?” Hertwig asks. Many of the diseases teristics – such as gender – do not come into play.
Making the application In other areas, however, the strategy of seeking better
results through less knowledge seems to have its limits.
process fairer In his latest book, The Dark Side of the Brain (Die
dunkle Seite des Gehirns), the bestselling author and
Such approaches are leading to improvements in other psychology professor Stefan Kölsch recommends
sectors as well: studies show that last name, age, and listing all relevant factors and weighing them carefully
gender strongly influence who is invited to interview against each other before making important decisions
for a job. Once this hurdle has been overcome, bias can such as career choices. According to him, this is the
often be eliminated in face-to-face interactions, and best way to judge which choice is the wisest. But Ralph
equal opportunity increases. In the US, the UK, and Hertwig shakes his head. “Studies show that this ideal
Canada, anonymized applications that do not include of complete and careful deliberation does not always
a photo or the applicant’s age or gender have been the lead to better decisions, not least because many factors
norm for decades. Pilot projects have also been are associated with uncertainty. Simple rules of thumb
launched in Germany: North Rhine-Westphalia are often more helpful, especially when it comes to
tested the process in the public sector in 2011, and difficult decisions,” says the cognitive scientist. Take
Baden-Württemberg did so for small and medi- the stock market, for example: American economist
um-sized companies in 2013. The impact: more older Harry Markowitz won the 1990 Nobel Prize in
people, women, and people with a migration back- economics for developing a mathematically sophisti-
ground are given the opportunity to present them- cated portfolio theory that calculates an optimal
selves in job interviews. Institutional deliberate igno- combination of available investment opportunities
rance thus leads to greater fairness. based on expected returns and risks. “Personally,
40
PHO T O: N IC O WÖH R L E
however, he did not always apply this model,” Another problem is that much of the information on the
says Hertwig. As Markowitz recounted in an inter- Internet comes from questionable sources. Experi-
view, he sometimes ignored all the detailed infor ments have shown that not only professors, but also
mation and simply invested equally in bonds and much younger students have difficulty identifying du-
stocks. “Such a radical strategy of deliberate igno- bious websites as such. To make it easier to spot disin-
rance is often quite successful in the stock market,” formation, the researchers recommend a method
says Hertwig. Studies show that it tends to produce called “lateral reading.” Instead of reading line by line
good returns, sometimes even better than sophisti- and critically examining each statement, as students
cated formulas like Markowitz’s. are taught to do in school, “you should approach it like
professional fact checkers: open another tab in your
For the researchers at the Max Planck Institute for Hu- browser at an early stage in the research process and
man Development, deliberate ignorance seems partic- google who is behind the information in question,”
ularly compelling when it comes to the Internet. “In says Kozyreva. This quickly tells you whether you’re
the digital world, information is constantly available in dealing with lobbyists or even extremists, and whether
abundance,” says philosopher Anastasia Kozyreva. it might be better to ignore those sites and content in
But human attention is limited. “Digital networks in- the future.
undate us with messages, exploiting the processing
strategies of our brains that have developed during hu- One more point is important to the researcher: “You
man evolution. We have not had time to adapt to the should never respond to racist or sexist comments and
digital environment,” says Anastasia Kozyreva. Nega- insults on the Internet.” Those who spread such con-
tive or highly emotional news has always attracted our tent want to provoke, and any reaction makes them feel
attention because it warns us of potential dangers or validated. “Don’t feed the trolls!” Kozyreva warns. In-
indicates that others in our group need help. Since the stead, ignore the content, block it if possible, and re-
invention of the Internet, this tendency has often had port it to the platform operators. Anastasia Kozyreva
negative consequences. “Social media captures our at- and her colleagues argue that “Internet literacy” 41
tention by arousing curiosity, outrage, or anger. The should be included in middle and high school curric-
longer our eyes stay glued to screens, the more ula and that young people should be taught not only
opportunities companies have to show us advertise- critical thinking, but also critical ignoring. “Without
ments and increase their profits,” says the researcher. the ability to consciously decide what to ignore on the
“We urgently need strategies to regain at least some Internet and where to focus our attention, we allow
control.” others to take control of our eyes and minds,” she says.
The researchers are aware of the risk that people may rely
even more on their biases when ignoring information,
rejecting news wholesale and filtering out anything
“Social media that does not align with their political views. In this
regard, the results of a study conducted by the Leibniz
captures attention.” Institute for Media Research | Hans Bredow Institute
in June 2023 are worrying: only 52 percent of adult
Internet users have a strong interest in information
ANASTASIA KOZYREVA about current political events. That is 10 percent less
than last year. Interest is lowest among 18-24-year-
olds, of whom only 28 percent are very interested
in news.
Together with researchers from the US and the UK, An-
astasia Kozyreva and Ralph Hertwig have summa- “From my point of view, this is also a problematic
rized such methods within the concept of critical ig- development,” says Ralph Hertwig. That is why he
noring. Among other things, they suggest muting apps does not recommend critical ignoring as a one-size-
and configuring the home screen of one’s smartphone fits-all solution. “Rather, it is a strategy that can and
to display only a few desired applications. Anything probably must be used selectively to protect ourselves
too distracting – especially social media and games – from manipulative influence on our attention and
should be removed from the phone and, if necessary, opinions in the digital world.” The goal is not to avoid
accessed only through a browser. They also recom- news altogether, but to systematically select high-qual-
mend clear screen time limits, not only for children ity news.
and teenagers. www.mpg.de/podcasts/orientierung (in German)
AXEL
KLEIDON
43
PHO T O: A N NA S C H ROL L F OR M PG
Kleidon says. Thanks to the tenure track, he tion. So, of course, I accepted immediately and
says, he had good prospects for a tenured pro- moved back to Germany with my family in
fessorship at Maryland after his temporary ap- 2006.”
pointment. In the US, you get nine-month con-
tracts for the time you teach. The period in the As the head of an independent research group, he
summer with no lectures is then reserved for now had the freedom to decide on his own top-
research. There are no official paid vacations. ics. “It’s a very free way of working,” Kleidon
From time to time, Kleidon nevertheless took relates. For him, new research projects are
time off to visit relatives in Germany with his largely the result of personal contacts. “Fre-
wife and children. “However, since I traveled a quently, scientists from outside my community
lot during college and really enjoyed it, I missed write to me to share ideas, which sometimes re-
discovering the world.” sults in very stimulating discussions.” For in-
stance, a study that was inspired by conversa-
In the long term, he wanted to return to Germany. tions with astrophysicist Adam Frank of the
And, lo and behold: one day, his doctoral advi- University of Rochester took a thermodynamic
sor Martin Heimann contacted him. There look at planets and categorized them based on
was a plan to start three new working groups at whether and how energy is converted on them.
the Max Planck Institute for Biogeochemistry They were particularly interested in celestial
in Jena, and Heimann suggested that Kleidon bodies on which life develops – which in all like-
apply. “I did, and pretty soon I got an offer. lihood happens at various locations in the uni-
However, the position was initially limited to verse. In doing so, the scientists also analyzed –
five years.” At that time, Kleidon was about to independently of the specific characteristics of
enter the tenure review process at Maryland, humans and their culture – the transition to an
which would determine whether he would be age that corresponds to the terrestrial Anthro-
offered a permanent professorship. “Since a se- pocene with its immense energy consumption
cure position was more important for my fam- and consequences such as climate change.
ily than paid vacation, I had to reject Jena with
a heavy heart.” But just a few weeks later, he got When Lee Miller came to Jena from Maryland a 45
another call: “They wanted to know if I would few years later for his doctorate, the two of
come if they guaranteed me a permanent posi- them began to conduct specific research on the
Limited reservoir: The more wind turbines there are in a region, the weaker the wind
becomes, because not enough energy can be supplied from above. This effect may
reduce electricity output in some regions during the planned onshore expansion and will
play an important role in the targeted expansion in the North Sea.
Within a wind farm, the energy wind turbines. But the parks can
loss by wakes is taken into also take wind from each other.
account when positioning the
potential of wind energy. “With this subject, I the limits of wind energy, his Danish colleague
think it was and is very important to establish Jake Badger was more interested in pointing out
facts,” Kleidon says. This, he continues, is be- the potential within those limits.
cause the atmosphere is often regarded simply as
an inexhaustible reservoir of energy. “But it isn’t. “We quickly hit it off, and Agora Energiewende en-
Any energy taken from wind turbines is lost to the trusted us with reassessing the potential of off-
atmosphere. Then the wind speeds go down.” shore wind energy in the German Bight.” The two
However, because the pair’s approach was so scientists each used their own methods. Badger
straightforward, they initially encountered chal- developed a detailed model to simulate the Ger-
lenges in getting their initial articles man Bight at high resolution. Kleidon took a com-
published in journals. “The trend in science is to pletely different approach: “I imagined putting
make everything more and more complex and the entire wind farm in a box and asking myself:
detailed, rather than striving for simple and more How much kinetic energy goes through the front
elegant approaches,” says Kleidon. In the peer of the box? How much is lost in it due to friction?
review process of high-ranking journals, the feed- How much do the wind turbines take out to gener-
back was therefore sometimes quite harsh: “I can’t ate electricity? And how much energy is left in the
imagine that the authors believe their own results. system after that?” This allowed Kleidon to calcu-
Reject!” Just one example of a review. But then, late how much wind speeds are reduced on average
lbert Einstein had already stressed that one
A by wind turbines and how this affects electricity
should make a theory as simple as possible, but no yields. To his delight, the results of his model were
simpler. And the supervisor for Kleidon’s very similar to those of the highly complex simula-
master’s thesis said that anyone who could not tion. “I was very satisfied with this. Because it
do that had simply not understood the topic well seems to me that a lot of researchers don’t want to
enough. hear that you can do things simply if you just do
them right.”
Only eight years ago, the two researchers finally
published several papers in the esteemed journal After the results were published, Kleidon was sur-
Proceedings of the National Academy of Sciences prised at the impact they had: “A couple of major
using regional model simulations, and their efforts energy companies and also the Federal Maritime
did not go unnoticed: wind energy researchers and Hydrographic Agency changed their plans for
from the Danish research center Risø DTU offshore wind power as a result.” Previously, it had
reacted immediately with a critical comment. “We been assumed that wind turbines would become
then published a response again, which eventually more efficient over the years, which should enable
brought our discourse to the attention of Agora ever higher energy yields. “But the opposite is
Energiewende, who invited us to a joint meeting,” true,” Kleidon explains. “After all, when wind tur-
Kleidon recounts. The Berlin-based think tank bines become more efficient, it just means you’re
looks for scientifically sound and politically feasi- mining the resource more effectively and taking
ble solutions for the energy transition in Germany. more energy out of the atmosphere. From my
“As we were seated across from the Danish working point of view, the work paid off because we man-
group, things were a little tense at first,” Kleidon aged to influence the energy transition.”
recalls. “But we quickly found out that we were
looking at the same thing from two different But Kleidon’s research on wind energy brought him
angles.” While Kleidon was focused on showing to the attention of more than just wind energy
PHO T O: A N NA S C H ROL L F OR M PG
cussion that is as impartial and rational as
possible. Because I find it annoying when
people talk ‘scientific’ nonsense in poli-
tics.”
10 μm
I M AGE S: M P R E SE A RC H U N I T F OR N EU RO GE N ET IC S / MONA K H A N
5 μm
50
Ms. Sachse, you write in the the Federal German government as the earth system sciences, for example,
introduction to your book Sci- Max Planck Society per se, in any way, with the establishment of the Max
ence and Diplomacy (Wissen- was completely off the table. With this Planck Institute (MPI) of Geoanthro-
schaft und Diplomatie) that the in mind, I was surprised to find a state- pology, may turn out to provide fresh
Max Planck Society (MPG), with ment on the website at the beginning of impetus in this direction.
its commitment to science diplo- 2022 which said that the MPG seeks to
macy, has reacted late, if not too contribute to the science diplomacy of Do you mean to say that, so far,
late, to a now 20-year interna- the German government as a matter of the MPG has refused to deal
tional development. Can you course. with foreign policy and has
elaborate on this? resisted being co-opted to serve
The discussion around science its ends?
CAROLA SACHSE: I carried out some diplomacy is primarily rooted in
interviews in 2018 at the MPG Admin- approaches from the USA. At the very least, this is what the
istrative Headquarters, and the general Administrative Headquarters says.
thrust then was: no, we’re staying out of Yes, around the turn of the millennium However, if you take a closer look,
it altogether. Our interest lies in facili- it began as a new attempt at soft power events occasionally took a different
tating relevant collaborations for our policy by the United States. Since then, course, especially if you think back to
scientists wherever in the world these science diplomacy has come to be 1974 and the launch of the MPG’s
may be, where they look to be promis- propagated as a means to address global China program. Here, in a specific
ing and possible. And if a specific case problems through a new kind of supra- geopolitical situation and in consulta-
poses political obstacles, we try to over- national cooperation between politics tion with the West German govern-
come these via our contacts with min- and science. Large EU-funded proj- ment, the MPG played a traditional
istries, embassies, and science organi- ects on science diplomacy are also diplomatic role. Without the MPG, it
zations, and/or find other ways to real- driven by this hope. But the MPG did would not have been possible to estab-
ize the desired scientific cooperation. not participate in these projects. That lish scientific relations with the Peo-
But supporting the foreign policy of said, it is possible that the expansion of ple’s Republic of China at all.
German Chancellor
Helmut Schmidt and
Max Planck President
Reimar Lüst at the
General Meeting of the
Max Planck Society in
1982.
In Adolf Butenandt, however, the work done at the Starnberg ing recently stabbed the government in
you had a President who wanted Institute and policy consultation the back by signing the Göttingen
to play a very active role in as understood in the United Manifesto of 1957 with its warning
science policy. In your book, you States. against arming the Bundeswehr with
write about the reform of the nuclear weapons. Accordingly, senior
statutes in the early 1960s: “The Yes, you could see it that way, even if politicians had little time for advice of-
MPG needed leadership that Carl Friedrich von Weizsäcker himself fered by these elite scientists.
could act and make decisions in preferred to speak of foundational re-
domestic and foreign policy.” search for a global domestic policy Is it fair to say that with the
And you go on to say: “Butenandt (Grundwissenschaft für eine Weltin- öttingen Manifesto, Weizsäcker
G
wanted to use the weight of his nenpolitik) that would be crafted in et al. pretty much incensed the
new position to influence Starnberg. This was a particular and Federal German government of
science policy.” rather peculiar understanding of policy the time?
consultation that linked Weizsäcker to
From our work on the Kaiser Wilhelm Hahn, Butenandt, and Heisenberg. Yes, and it goes further than that. In my
Society under National Socialism, I This referred to the inherent rationality opinion, what was more significant in
knew Butenandt to be a highly problem- of the scientific persona and they felt terms of shaping the relationship be-
atic figure. He remained controversial compelled to use this scientific world- tween science and politics in the Fed-
long after that period, including within view to demonstrate the rational per- eral Republic than the Göttingen Man-
the MPG. But in the 1960s, some devel- spective to politicians who – in their ifesto, which Weizsäcker revoked barely
opments took place that I found rather view – were driven by rather irrational a year later, was the much less well-
surprising: Butenandt – as a science campaign promises from one election known Tübingen Memorandum of
manager concerned with junior scien- cycle to the next. Policy consultation of 1961/1962. Here, an overly strong link
tists, but also as the father of seven chil- the kind that had been customary in between this statement and the MPG
dren – had a strong interest in educa- the United States for a long time and was avoided by using the research facil-
tional policies and pushed through the that had been practiced within the ity of the Protestant Church as the
founding of the Max Planck Institute Presidential Scientific Advisory Com- postal address. But senior MPG fig-
for Human Development against con- mittee (PSAC) since the early 1950s, es- ures were significantly involved in this
siderable opposition. Likewise, he sup- pecially in the wake of the Manhattan memorandum which denounced West
ported the founding of the Starnberg Project, never existed in the Federal German foreign policy vis-à-vis the
Institute (MPI for Research into the Republic of Germany, despite the two German states and the former
Living Conditions of the Scientific and country’s abundance of expert advisory Eastern Territories. Controversially, it
Technical World) with the hope of cre- boards. Starnberg had no understand- called for foreign policy realism and,
ating an Institute that could help secure ing of or interest in the advisory work of for the first time, gave public voice to
world peace. the PSAC. Nor did the West German the argument that the Oder-Neisse line
federal government, at least until the and the existence of the two German
The comparison you made with late 1960s, have any interest in solicit- states had to be accepted. At the time,
policy consultation in the USA is ing such advice. Moreover, elite scien- this was an absolute taboo, that even
interesting. Certainly, it would be tists unaccustomed to the business of the opposition party, the SPD, dared
hard to draw parallels between politics were also seen in Bonn as hav- not express in public. At any rate, the
Tübingen Memorandum came to serve power in 1974, wanted to use research ings had to be made. If you wanted to
as a significant catalyst for the new Ost- cooperation between the MPG and the do something new, something else had
politik put forward in 1969 by the first Soviets – equally valued by the Soviets to be cut. In commerce, you would say:
social-liberal federal government under – as political leverage to extract conces- “you have to focus on the core business.”
Willy Brandt. sions from Moscow on its policy to- For Lüst and many of his colleagues,
wards Germany, especially regarding particularly from the physical-techni-
What changed with the political the political status of Berlin. Nothing cal institutes, this meant the large-
shift to social-liberal govern- changed in this regard until the Gor- scale, expensive projects which could
ments and the policy of détente bachev era. On the contrary, with the only be funded through bi- or multilat-
in the 1970s, and with the change Soviet invasion of Afghanistan in 1979 eral collaborations. For them, foreign
in the MPG presidency from and the end of détente, things became policy restrictions were obstacles to sci-
Butenandt to Lüst? even more difficult. For the MPG, ev- entific advances. In this context, it was
ery major project involving Soviet col- a useful tactic to insist on a strict sepa-
Things changed, but not in the way you leagues ran up against Bonn’s foreign ration between politics and science.
might expect. When Lüst took office in policy: this meant that the MPG was by
1972, Brandt was still Chancellor. The no means free to make its own decisions Nonetheless, Lüst worked
new foreign policy envisioned in the about bilateral research. closely with Helmut Schmidt.
Tübingen Memorandum had been
quickly implemented via a series of Under Reimar Lüst’s presidency, Yes, a lifelong friendship developed be-
treaties with Warsaw Pact states. You only scientific factors were con- tween them – despite their opposing
would think that this meant that coop- sidered when making decisions ideas about the relationship between
eration was thriving at this point be- about collaboration. science and politics. Lüst was focused
tween the MPG and the social-liberal on securing resources for the Max
governments. However, the new Ost- Correct. In the 1970s, the Administra- Planck Institutes. On the one hand, he
politik did not make it any easier for tive Headquarters began to redefine refrained from subjecting politicians to
MPG scientists to collaborate with the MPG’s relationship to national as unsolicited scientific worldviews and
their Soviet counterparts – something well as European and international pol- wisdom. On the other hand, he did not
which elsewhere, working together itics. The conflicts with the Federal want to be told by politicians which re-
with colleagues from a range of coun- German government over research co- search directions should be taken up, 53
tries, they greatly valued, particularly operation with Soviet institutes may intensified, or discontinued within the
in the big science projects in astrophys- have been one reason for this. But other MPG. Rather, he defended – perhaps
ics, space research, radio astronomy, factors came into play, above all the na- even more puristically than his prede-
and plasma physics. Rather, Helmut tional economic picture, especially the cessors – the understanding estab-
Schmidt’s government, which took problem of persistent stagflation: sav- lished in the post-war period in the
Federal Republic, that basic research is
driven solely by the desire for knowl-
edge. This had also legitimized the in-
ternationally unique institutional au-
tonomy of the MPG. The closure of the
MPG budget
GR A PH IC: G C O BA SE D ON A T E M PL AT E BY PD DR . JA ROM Í R BA L C A R / M PG
litically responsible deci- This exchange of Staab also claimed that there was insuf-
sions based on the broadest blows was really very ficient expertise within the ranks of
possible foundation of exciting. MPG scientists to evaluate the SDI pro-
knowledge, especially scien- gram – something that was seen quite
tific knowledge? He ex- Yes, in the Lüst and differently by members of the research
pected science in general Schmidt eras, the rela- staff in the Chemistry, Physics and
and the MPG in particular tionship between sci- Technology Section.
to provide him with this ence and politics re-
knowledge. In his inaugural mained hotly con- Hans-Peter Dürr, Director at the
speech as chancellor at the tested. But that ended Werner Heisenberg Institute, for
General Meeting of the in the 1980s. For Lüst’s example, dealt intensively with
MPG in 1975, Schmidt em- The book Science successor, Heinz Staab, the SDI program and also penned
phasized that science had a and Diplomacy it was a simple matter a long article in Der Spiegel on
duty to deliver – a phrase (Wissenschaft and of blocking anything the subject.
that can be heard frequently Diplomatie) by that brought the MPG
Carola Sachse is
today in debates on climate available as an open
close to politics. One Citing the US Union of Concerned Sci-
change. access publication at: example of this came in entists, Dürr tried to prove that the
connection with the SDI program could not be imple-
And this is where Lüst clarification requested mented so quickly and, if at all, only at
drew the line? by some West German immense cost. Above all, he contra-
politicians about the dicted Reagan’s promise that an appro-
Lüst insisted that the MPG feasibility of the Stra- priate shield could effectively protect
should not be seen as hav- tegic Defense Initiative against nuclear bombs. The highly sen-
ing such responsibility. As a (SDI) announced by sitive satellites would first have to be
basic research institution, US President Ronald developed for this purpose and, said
he said, the MPG cannot directly Reagan in 1983. Where else in the Fed- Dürr, be faster and cheaper to destroy
advise policymakers because it could eral Republic of Germany was such than they were to manufacture. This
not offer any insights that can be ap- knowledge concentrated other than in put him on a collision course with the
54 plied politically. In 1982, Schmidt again the MPG? Was there anyone in the Federal German government led by
made the point about the responsibility
of scientists to deliver in terms
of knowledge and insights when he
spoke at the MPG A nnual General
Meeting for the second and last time as
Chancellor. This was challenged by “Lüst parried the thesis
Lüst who countered that instead of just
seeking expert opinions on everything of science’s duty to
and anything, politicians should en-
gage seriously with scientists. Schmidt deliver with the politicians’
stood his ground. As he put it, scien-
tists should “strive to possess an or-
derly overview.” He went on to say that
duty to collect.”
those who had the extraordinary privi-
lege of being able to turn their hobby CAROLA SACHSE
into a profession should be aware of
their social responsibility towards
those who worked in the factories –
who actually provided the means for
science. Scientists not only owed country who knew more about space Helmut Kohl – but also with the MPG
society highly specialized scientific than the highly qualified astronomers, leadership, which reprimanded him.
excellence, but should also provide an astrophysicists, and radiochemists On several occasions Dürr was held up
“overall view.” In essence, Schmidt working in the relevant Max Planck In- in front of the entire MPG as a caution-
demanded from the MPG exactly what stitutes? However, Staab was adamant ary example of political dilettantism. In
Heisenberg, Butenandt, and Weizsäcker that the MPG would not engage in mil- 1987, when Dürr was awarded the Al-
had claimed for themselves 20 years itary research. In any case, he said, the ternative Nobel Prize for his commit-
earlier, but which in the meantime the MPG’S dedication both to basic re- ment to peace and environmental pol-
MPG had removed from its portfolio as search and to the prompt publication of icy, Staab went so far in his handwrit-
it swiveled into the process of social research findings was wholly incompat- ten letter congratulating Dürr to spell
differentiation. ible with military secrecy regulations. out again that, as an MPI director, he
had to keep the roles of citizen and sci- The question of role separation issue of activities in the public realm, it
entist separate. Under no circum- remains fraught – for Paul goes without saying that the MPG lead-
stances should he appear as an MPI Di- Crutzen, with climate research, ership would handle their Nobel
rector in the public realm. research that shows where the Prize-winning colleague, Crutzen, very
problems are and what needs to differently to a colleague awarded only
At the same time, it is illusory to be done. an Alternative Nobel Prize (Dürr).
assume that one speaks publicly
as a citizen without mentioning This citizen/scientist separation re- Is it understandable that the
one’s title. mains deeply fraught. Crutzen and his MPG has always exercised so
colleagues at the Max Planck Institute much restraint? Given the
What is more, to insist on such a sepa- for Chemistry in Mainz were thrust primacy it accords scientific
ration would not do any good. The me- onto the international political stage by cooperation, does the MPG per-
dia rarely refrain from presenting an their research findings. Crutzen, as he haps sometimes underestimate
MPI Director outside the context of himself said, would have preferred to ex- the adverse effects associated
his/her role at the MPG. MPI Direc- plore the laws of nature in a clean atmo- with such restraint?
57
also for 3D printing, the drop needs the end of it – it’s a bit like putting a ple, if you want to check the homoge-
to remain in the same place until it crown on a drop.” neity of paint layers. The drop can be
dries,” explains Doris Vollmer, who used here as a probe to detect cracks,
heads a research group in Butt’s de- The wire bends elastically as the re- for instance, because a crack produces
partment. “Conversely, for eyeglasses, searchers move the table beneath the more friction between the surface and
cameras, or even car windows, you fixed drop, providing a measurement the drop. “We use it to detect imper-
want to have a clear view again as of the frictional force acting between fections that are far smaller than the
quickly as possible – so a water-repel- the drop and the surface. The team drop, because only the contact line
lent surface is better in these cases.” A measures how much the wire bends sticks to it,” Berger explains.
water-repellant surface is important using a camera. The magnitude in
for solar cells as well, to allow drops to Hamburg-based company Krüss, which
roll off their surface quickly and carry specializes in the creation of scientific
away as much dirt as possible. A clean measuring instruments, including
surface is a must in order to keep the SUMMARY those for surface analysis, has also ac-
electricity yield high, especially in knowledged the benefits of the
desert regions with a lot of sand and The more hydrophilic a surface is, method. Krüss now wants to make a
little rain. the more the friction between device based on Berger’s team’s re-
water drops and the surface search commercially available.
The lotus leaf literally takes such wa- increases. Drop friction increases According to Thomas Willers, Head
at tiny cracks and other
ter-repellent qualities to the extreme: imperfections in surfaces making
of Applications Engineering and Sci-
it is made up of tiny columns and, us- it possible to evaluate, for ence at Krüss, the research coming
ing this trick, drastically reduces the instance, the quality of coatings. out of Mainz is exciting because it
contact area with the drop. On the makes it possible to scan surface char-
surface of the lotus leaf, water drops Water drops change many acteristics that cannot be measured
form an almost perfect sphere that surfaces. For example, the outer with the company’s other equipment.
layer of a glass pane swells, and
can only be kept on the leaf with great some of its chemical components Measuring drop friction, he says, will
58 skill: if the leaf tilts just a little, the dissolve into a drop. result in new applications in surface
drop rolls off. “Here, you can clearly analysis.
see the connection between the con- Sliding drops can generate
tact angle and drop friction,” Vollmer charges on surfaces. This effect When exposed to water, some surfaces,
explains. “The more water-repellent can be used for drop transport in like paint layers, remain stable, but
microchip laboratories.
a surface is, the more spherical the other surfaces undergo processes that
drop becomes – and the less friction alter them. These surface alteration
there is with the surface.” processes occur more often than one
might think. The effect can be ob-
served when it rains on a windowpane:
It all comes down bending provides a map of the surface if two drops flow down the pane, they
to the surface showing where there is friction and
how much. Rüdiger Berger demon-
will often take the same path. “This is
because the glass surface changes
strates the measuring concept on a when a drop runs over it,” says
To learn more about the interaction be- surface on which the team has written Hans-Jürgen Butt. “You can think of
tween drops and surfaces, the team an M using a particularly water-repel- it as the silicon dioxide surface swell-
employs a modified instrument that lent substance. The M is clear to see in ing up a bit. It then becomes more wa-
can measure contact angles between the friction map because the drop ter-loving.” The result: the second
liquids and surfaces. The roughly pulls on the wire with less force there. drop takes the hydrophilic path de-
half-meter-high device consists of a No other technique is as direct and fined by the first.
metal frame that resembles a portal quick at mapping the wetting charac-
and a sliding table about the size of a teristics of any surface or liquid. This From a physical standpoint, describing
palm. The surface to be examined is measurement concept is also interest- these processes is anything but trivial:
attached to a plate. The researchers ing for technical applications, as how does the surface adapt to a drop?
place a drop on this and fix it using a Berger explains: “With the help of And how quickly does it do this? To
little trick: “We first tried to hold the this microscope, for instance, we can address these questions, the research-
drop with a pointed wire end while see even the smallest imperfections on ers developed a general model that can
the table moved underneath,” Berger surfaces. These imperfections are describe the interaction of drops with
says. “But this kind of needle is often about the size of a hair, or a tenth of a different surfaces. With the help of
just pulled through the drop. So, to millimeter, and are too small to be felt this adaptation model, they can better
hold it in place, we added a tiny ring to by hand.” This is relevant, for exam- explain the effects of drops running
A race down
the slide
The researchers used their self-built
drop-track to investigate, among
other things, whether drops roll or
slide. Do the water molecules in the
drop rotate in a circle as though they
were in a wheel, or is the drop motion-
less within itself as it glides over the
surface? However, the experiments
show there is no general solution to
this question. How the molecules
behave depends, among other things,
on their position in the drop and on
the surface. The drop’s outer mole-
cules rotate on surfaces that are more
hydrophilic, as in a wheel. However,
At the end of a fine the further inside the particles are,
cannula, water slowly the more they flow parallel to the
emerges and forms a drop path. The interaction between
drop. When this is the various effects also influences
heavy enough, it
detaches and beads in
friction, which in turn affects the
a downwards drop’s shape. The speed at which the
direction on an surface is changed by the drop also
inclined glass plate. plays a role. This gave the team an
PHO T O: K AT R I N BI N N E R F OR M PG
nance spectrometers. These technol-
ogies are too slow to record some pro-
cesses, which can sometimes be ex-
tremely fast.
GLOSSARY
THREE-PHASE
CONTACT LINE
is the name of the line where, for
Hans-Jürgen Butt. “Even before 1900, Hans-Jürgen Butt’s team has created a example, the water of a drop, a
it was known that water drops can theoretical model based on experi- solid surface, and air meet. The
cause electrification in waterfalls.” mental studies that accurately de- more hydrophilic a surface is, the
This effect was not studied again scribes how strongly different liquids smaller the angle between the
until the mid-1990s, this time in the charge various surfaces and how this drop and the surface.
semiconductor industry. There, the affects the liquids’ wetting character- SLIDE ELECTRIFICATION
charge generated by liquids used in istics. “The charge on a surface plays is the term used to describe the
manufacturing became a problem a much bigger role in wetting than we charging of a surface by friction,
because it damaged the chips.
thought,” Butt says. In addition, the such as by a drop of water.
Hans-Jürgen Butt and his team have team demonstrated that drops hitting
been working on an EU-funded a water-repellent material leave
project since 2021, to better under- charges on it. The generated charges
stand what exactly occurs during the depend on the falling height of the
electrical exchange between the drop drop. The Mainz researchers and a
and the surface. Here, findings could team led by Xu Deng – a former doc-
result in as yet unforeseen applica- toral researcher at the institute and could make many examinations easier,
tions. current professor at the Chinese Uni- particularly in medical diagnostics.
versity of Chengdu – came up with On the other hand, it is uncertain
the idea of dropping numerous drops whether slide electrification could
Electrifying drops close to one another from various fall- ever be used to generate electricity.
ing heights in order to create a track of Even if sufficiently large charge dif-
The researchers initially believed the increasing or decreasing charges. ferences could be generated using this
first result of their study was an error. This trail remains even when the sur- method, it will not be easy to utilize
“At first, we thought we weren’t get- face dries. The result is a kind of con- them as a voltage source. That said, it
ting the measurement right,” Butt veyor belt that transports more drops might be worthwhile to experiment
recalls. Each drop showed a different at high speed between two points, and with appropriate technology for mo- 61
charge – in some cases the charges even over curved tracks or up a slope. bile power supply in tents, for exam-
differed by a factor of three to four. The process virtually eliminates all ple. And perhaps the drops’ electrical
But in the meantime, the team found liquid loss from the super water-re- tracks will turn out the same way as
out that the charge and behavior of pellent surface, allowing the electric other discoveries made by the Max
drops are highly dependent on what drop transport to maneuver samples Planck Institute for Polymer Research
has happened on the surface before- through a lab on a microchip. Many team, driven by their fascination with
hand. How many drops have already research institutions around the drops: they could result in applica-
run down the surface and in what world are developing such tiny labs, as tions that might not seem obvious at
time interval? How high is the humid- they could form the heart of small first, but in which the drop solution
ity, for example? Humidity slowly de- mobile devices for science or medi- accomplishes the goal more effec-
grades the charged track. cine. The miniature laboratories tively than alternative methods.
v
GR A PH IC: G C O BA SE D ON A T E M PL AT E BY BU T T, H .-J. A N D B E RGE R ,
R ., PH YSI K JOU R NA L 2 0 (2 021) NO. 4, W I L EY-VC H GM B H .
WATER
DROP
OH – OH –
PHO T O: A N NA L . A H L E R S / M PI F OR T H E H I S T ORY OF S C I E NC E
62
RESEARCH
ON A SHORT LEASH
TEXT: M ARCEL GRZANNA
countries: the People’s Republic easier for Chinese universities, for ex- National University of Singapore (NUS)
wants to outdo them all. Abundant ample, to adjust to the international
data sources, relevant publications, rankings,” Ahlers says. Peking University
SOUTH KORE A
CANADA
SWITZERL AND
INDIA
0 5 10 15 20
65
SHARE (IN THOUSANDS)
2021 2022
the quality of research and teaching tion in the country. It wants to put its results are becoming more important.
in China continues to rise. Ahlers’ own stamp on things, such as having “But there is no sign of a Chinese
team is now investigating whether its own scientific publishers or with- model yet,” says Ahlers. The govern-
this is really the case. holding resources like research data. ment’s account of its own model
This would reduce the significance of therefore does not yet stand up to
Few research groups have examined the international cooperation. reality. Instead, the country contin-
success of autocratic science in recent ues to rely on international connec-
years as closely. Ahlers is getting to The Max Planck Group is therefore tions, while at the same time aiming
the bottom of the phenomenon using investigating the state of international to create new capacities and setting its
classic social scientific basic research. networking. Anna Lisa Ahlers and own standards. Another aspect of
“We want to understand how scien- her team not only analyze publica- international networking is the at-
tific structures have developed in tions, as other researchers have done, tractiveness of Chinese research facil-
China and what influence the social but also look at the personal profiles ities to foreign researchers. Despite
environment has on research in the of the Chinese scientists: their pres- the political circumstances, this
country,” she says. Social science has ence at international conferences or attractiveness is fairly high because
already explained how China is able their educational background. The research projects are financed with
to succeed despite restrictions on free significance and forms of interna- extensive outside funding and labo
science thanks to its strong interna- tional networking are changing, to be ratories are well equipped. The
tional connections, particularly with sure, as the team has already estab- conditions under which European
Western researchers. Now, however, lished in its research. For example, researchers work at Chinese uni
the maxim “learn from the West” is Chinese scientific publishers and versities are also a topic for Ahlers’
no longer set to apply without restric- domestic dissemination of research team. The data so far shows that,
opment of artificial intelligence. The consulted has decreased, as have the documents, and as diverse a range of
team is examining whether, for in- opportunities to share information other material as they have access to.
stance, there are less stringent ethical and proposals with it. As a result, dis- Other barriers to research exist as
standards for artificial intelligence cussions about political issues and re- well, some of which are very practical.
(AI) research and development in form strategies are becoming less mul- The Covid-19 pandemic, for example,
China than there are in Europe. This tifaceted. made the task much more difficult.
has led the researchers to conclude The group had actually planned to
that the differences in scientific ap- The overall situation for researchers in participate in regular research resi-
proaches to AI and its development to China has gotten much worse, and dencies in China. Ahlers herself was
date are not necessarily due to differ- goals are increasingly being formu- able to travel to the country for the
ent ethical and moral standards. It lated at the state level to a much greater first time in years in late summer of
rather found that Chinese AI research extent than ever before. Science 2023. Her plan to accompany parts of
is under high pressure to publish re- searches for solutions with a strong a Chinese polar mission, which aimed
sults and also commercialize them. emphasis on pragmatism. Until Mao’s to investigate the link between scien-
death, scientists were “partially para- tific and political-diplomatic tasks,
Part of Ahlers’ group also conducts re- lyzed” by strong ideological control also had to be canceled. To investi-
search on Chinese regional studies in and lack of resources. This changed in gate this topic further, part of Ahlers’
Africa, for example, focusing on the re- 1978 with the implementation of Deng team is now analyzing the publica-
searchers’ approach and the interac- Xiaoping’s policy of Opening-up, tions of Chinese polar researchers in
tion of their research with the coun- which emphasized a comparatively more detail.
try’s foreign policy. The official inter- liberal approach toward science as a
pretation of the Chinese studies is: our
African studies are free of colonial bag-
means to modernize the nation. Since
Xi Jinping became head of the party,
China research
gage. The Max Planck projects in this he has consistently emphasized the should become
area will shed light on whether the significance of scientific and techno-
claim is true and how this attitude and logical advancement for China’s rise interdisciplinary
other, possibly political, motives are on the global stage, as well as the need 67
reflected in the work of Chinese re- for the party to exercise complete con- In addition, Ahlers believes there are
searchers on other world regions. But trol over these developments. In fact, challenges for China research as a
the researchers are also concerned Ahlers is once again seeing signifi- whole. “To ensure access to the field, I
with the question of how significant cantly more caution among Chinese think that research on important top-
China really is as an intellectual player scientists in their dealings with poli- ics must be conducted using an inter-
on a global level. tics as well. The resulting questions disciplinary approach.” People who
are: Do scientists discuss what they study China’s climate from a sociolog-
In general, the relationship between sci- are researching? Do they present their ical or cultural science perspective, for
ence and politics plays a major role in theses to party cadres, or do they pre- instance, increasingly need to partici-
the work of the research group. The fer to say what these want to hear? And pate in on-site expert discussions that,
team therefore also analyzes the pe- what are the consequences? Moreover, ideally, include specialists from mete-
riod before Xi Jinping became the the increased politicization of science orology, atmospheric chemistry, and
most powerful person in China and suggests to international partners that other fields. Ahlers’ previous experi-
took tight control over the state and so- researchers from China often travel ence has shown that all those involved
ciety. Under Xi’s predecessors Jiang with a dual role, especially abroad. In can benefit from this. She says that
Zemin and Hu Jintao in the 1990s and addition to their research questions, this is also an opportunity for the nat-
2000s, researchers enjoyed greater au- they are also expected to keep China’s ural science disciplines to gain addi-
tonomy than they do today. This is interests in mind. What evidence is tional access and to better contextual-
also evident in the academic think there of a political mission that need ize and control data. Ahlers also advo-
tanks in China. For years, think tanks not even have been explicitly issued? cates strengthening internationally
enjoyed relatively broad freedom; to- comparative projects to make research
day, they are to a large extent exclu- It is not easy to gather evidence for such on China less exoticized and to make
sively affiliated with universities or sensitive topics. Anna Lisa Ahlers’ findings more generalizable. “It would
government agencies. In addition, group uses methods such as inter- be good for China research to develop
their work is now subject to greater re- views to collect data. However, there in this direction. But this is of course
strictions. According to Anna Lisa has been growing skepticism and an additional component that presents
Ahlers, think tanks no longer have as concern among interviewees about a challenge,” says Anna Lisa Ahlers.
much access to comprehensive data as talking to foreigners at all. The re- Even so, she concludes, the Max
they once did. Additionally, the gov- searchers therefore supplement their Planck Society offers her excellent op-
ernment’s willingness to be openly findings with media reports, political portunities to meet this challenge.
I L LUS T R AT ION: LU I SA J U NG F Ü R M PG
68
OTHER COUNTRIES,
OTHER PENSIONS
TEXT: MECHTHILD ZIMMERM ANN
63.7
63.2 63.1
Source: OECD (2021), Pensions at a Glance 2021: OECD and G20 Indicators Spain
Germany basis; contributions paid by working in place for public service employees. In
people are directly redistributed to addition, the state supports private
Employees in Germany are compulsorily pensioners. By contrast, the pensions of pensions: under a scheme known as the
insured under the statutory old age civil servants are financed from taxes. Riester pension, those covered by the
70 pension scheme, as are certain groups Farmers and some liberal professions, statutory old age pension scheme, civil
of self-employed people, e.g. those in such as lawyers, architects, artists, or servants, and farmers can invest money
the trades and arts. However, the ma- pharmacists, have their own pension for their old age into a private pension
jority of self-employed people must schemes. Employees can save a portion fund that is subsidized by the state. The
enroll in a private pension scheme. of their income tax-free with occupa- Rürup pension scheme functions in a
Germany’s statutory old age pension tional pension schemes; there is a man- similar way, but it is accessible to the
scheme is funded on a pay-as-you-go datory supplementary pension scheme entire population.
Level of protection
pension scheme
PS =
Old age pension schemes for the liberal
Pension scheme
Standard protection
professions
Minimum
Basic income support in old age
Austria
Level of protection
The Austrian pension system is often seen Premium-aided pensions savings scheme
as a role model in Germany. At first Topping SPS for public
Occupational pension schemes
***
glance, its structure is quite similar to up service employees
**
the German one: there is statutory old SPS = Supplementary
PS for farmers*
protection
statutory old age pension insurance
and, unlike in Germany, operates on a
pay-as-you-go basis. A further differ-
ence is that all self-employed persons
are included in the statutory old age Minimum Equalization supplement & pension bonus /
equalization supplement bonus
pension insurance. While the system
does also contain occupational and pri- Social assistance
vate pension schemes, they nonetheless
play only a marginal role. This can be Total working-age population || Coverage: * < 3% (statutory pension scheme for farmers);
attributed to the fact that the statutory ** < 0.2% (pension scheme for attorneys); *** < 0.02% (statutory pension scheme for notaries)
71
Level of protection
Topping
up Personal pension schemes
United Kingdom
government schemes
schemes incl. local
Level of protection
France
Individual pension plans
The statutory pension system in France PERECO (Fully funded mandatory supplementary
Topping insurance for civil servants)
is highly fragmented, with divisions up SPS PERO
for civil
according to occupational group and servants IRCANTEC = comple-
mentary pension scheme
type of employment. For example,
IRCAN-
Supplementary pension scheme
Other
OAPS for civil and military servants
RCO
for employees in the private sector
TEC
on labor contracts
dancers at the Opera of Paris have
RCI
LP
RCI = supplementary
their own scheme. Employees and pension scheme for
Farmer’s OAPS
LP = Liberal professions
employees in industry and commerce
employees in industry and commerce. SPS = Supplementary
pension scheme
Most employees are also required to OAPS = Old age
pay into an occupational pension pension scheme
largely pay as you go. Employees and Solidarity allowance in old age
72
Level of protection
Spain
Individual pension schemes and schemes organized by trade unions and associations
Employees and civil servants are all cov- Topping
Occupational pension scheme
up
ered under the statutory old age pen-
*
**
Efficient swimmers:
Jellyfish move through
the water with very little
energy. Their propulsion
therefore serves as a
model for swimming
robots.
MODELED ON A JELLYFISH
TEXT: TIM SCHRÖDER
rector at the Stuttgart Institute. Es- In the case of the jellyfish-bot, this made of PET, a common synthetic
sentially, the bags work according to works perfectly. The arms of the jelly- polymer often used for plastic bottles.
the capacitor principle. A capacitor is fish-bot consist of several segments For the dielectric fluid in the Hasel
an electrical component consisting of that are flexibly connected to each muscles, he uses silicone oil. In the fu-
two electrodes separated by an insu- other. Each of these segments is ture, different materials could be
lating layer, the dielectric. When a equipped with a Hasel muscle. If the used to increase the robustness and
voltage is applied to the capacitor, one researchers apply a voltage, the mus- service life of the robot. Biodegrad-
electrode becomes positively charged, cles contract and bend the jellyfish able substances could also be used.
the other negatively charged, creating arm like a finger. By rhythmically
an electric field between the two elec- switching on and off, the arm
trodes separated by the dielectric. stretches and bends – the perfect Film sandwich with
The researchers take advantage of this
effect in the Hasel muscles. The plas-
swimming motion!
electric drive
PHO T O: WOL F R A M S C H E I BL E F OR M PG
tic bags are covered on both sides with “The only issue was that Hasel muscles
a very thin electrode. The liquid in- had never been used underwater be- Altogether, the jellyfish-bot consists of
side of them serves as an insulating di- fore,” says Wang’s colleague Hyeo- several layers: A film that gives the
electric. Under voltage, the positively ng-Joon Joo, who works in the Ro- arms rigidity and ensures that they ex-
and negatively charged electrodes at- botic Materials department. “That tend again when the electric field is
tract each other like the opposite poles meant we first had to make the elec- switched off; the flexible electrodes;
of two magnets – and the soft little bag tronics watertight.” Hyeong-Joon Joo the polymer films that encase the liq-
is squeezed together. The challenge is opted for common and, most impor- uid dielectric; and the waterproof PET
to design the bags in such a way that tantly, cheap materials – the crucial film. In addition, the middle of the jel-
they perform precisely defined move- requirement for the robots actually lyfish contains small floating bodies
ments when the field is switched on being put to use in the future. For ex- and a small weight that keeps the jelly-
and off. ample, he wrapped the jellyfish-bot’s fish upright like a weeble-wobble. In
arms and inner workings in film most experiments, the researchers
76
PHO T O: WOL F R A M S C H E I BL E F OR M PG
Combined
competence:
Robotics experts
Tianlu Wang (left)
and Hyeong-Joon Joo,
who have further
developed the
artificial Hasel
muscles for
underwater use,
among other things,
have made the
jellyfish-bot swim.
BI L D: X X X X X X X X
77
Robot zoo: The Stuttgart team has developed various versions of a jellyfish robot. In the basic version, all arms are
controlled together (top right). In two further developments, the arms are controlled in two groups (top left and
bottom middle) – some of the tentacles can be used for swimming and some for gripping. For control via cables, the
researchers use external electronics (bottom left), but the jellyfish-bot can also be navigated wirelessly (top center).
supplied the jellyfish robots with challenges, however, was to put the jel-
power and controlled them via cables, lyfish-bot, which is only 16 centime-
because the on-board battery only al- ters wide, under high voltage. That’s
lows very short swimming trips. because to generate an electric field
strong enough to compress the liq-
SUMMARY
It took a lot to get this film sandwich to uid-filled bags, a voltage of around 10
With the help of Hasel muscles, float, says Tianlu Wang, who was re- kilovolts is needed – a value more com-
a robot – a jellyfish-bot – can swim sponsible for the electrical engineering. monly found in the motors of electric
in an energy-efficient manner, For instance, it was not enough to sim- cars and scooters. “We had to custom-
similar to a real jellyfish. ply install a capacitor; when the cur- ize everything perfectly for this to
rent is switched off, a capacitor does work,” says Tianlu Wang: “The thick-
Because jellyfish-bots are
made of soft components and
not fully discharge immediately. This ness of the dielectric so there’s no spark
are powered silently, they could means that the arms do not fully ex- discharge between the electrodes, the
be well suited for picking up tend right away. If you simply switch a thickness of the films, and a few other
plastic debris in particularly capacitor on and off, the movement things.”
fragile ecosystems such as coral ends in a convulsive tremor. As a result,
reefs and mangrove forests, or for additional resistors had to be installed Until now, Wang says, fish or jellyfish ro-
taking marine biology samples.
in the jellyfish to allow the capacitor to bots have typically used small electric
discharge quickly. One of the biggest motors that operate at voltages as low
Waterproof
elastic
layer
Flexible
RESULTANT FORCE
electrode
Polymerfilm
Stabilizing
mass
WATER
78
A moving sandwich: The jellyfish-bot is made of, among other things, waterproof film, flexible electrodes and a
dielectric such as silicone oil. The combination of buoyancy unit and stabilizing weight keeps it upright in the
as a few hundred volts. But these mo- have to equip the jellyfish robots with and not only for underwater research.
tors consume significantly more elec- their own energy supply – such as so- She is currently developing a “soft ro-
tricity. This jellyfish-bot, on the other lar cells on the rowing arms – as well botic” gripper in a project at the Ger-
hand, works with high voltage but only as microchips for control and signal man Aerospace Center. In the future,
requires an electrostatic field to trigger processing. Wang: “The necessary it will be used for scientific observa-
movement. A small power output of technology is already available today tions in space, where water is found
around 100 milliwatts is sufficient for at a low cost.” This would enable the under ice sheets – for example on Ju-
this – as much as a toy car. “Otherwise, swimming robots to work inde- piter’s moon Europa, under whose ice
there would also be far too great a risk pendently, i.e., without cables. While mass geologists suspect there is liquid
of electrocution,” Wang says. Despite they will still probably be controlled water. The gripper will one day de-
its low wattage, a jellyfish-bot accom- remotely via radio for the foreseeable ploy and retrieve an underwater vehi-
plishes quite a bit. Since its arms can future, it is also conceivable that they cle equipped with sensitive sensors
be controlled individually, it can grip will at some point act independently under the ice. “Soft robotics for use
objects with two arms while the other with the proper programming. underwater is a totally new concept,”
four provide propulsion. Moreover, says Gerrlich. “I can only imagine the
the robot can fan out its arms and use long road our colleagues in Stuttgart
them to fetch small objects. This could Soft robotics is gentle have traveled with their jellyfish-bot.”
help not only with cleanup, but also
with marine research. For example, in
by its very nature Many specialist articles have already
been published on the subject of soft
the future, marine biologists could use robotics for underwater applications.
it to collect fish eggs or other samples. Aeronautical engineer Victoria Gerrlich “Ultimately, it’s so new that you basi-
of Bremen’s Marum Center for Ma- cally have to design, build, and test
For more demanding underwater appli- rine Environmental Sciences also everything yourself.” For marine re-
cations, the researchers would still thinks the jellyfish-bot is promising, search, such grippers are essential –
not only for picking up trash, but also the idea for this experiment when are covered with plastic waste. How-
for collecting samples of plants or an- they saw pictures of coral reefs in the ever, it will probably be a few years
imals. Gerrlich: “Until now, hard media during the Coronavirus pan- before swarms of jellyfish-bots are
grippers have been used for this pur- demic in which more and more face able to clean up sensitive ecosystems.
pose. They are equipped with sensors masks were collecting alongside the So, the next goal is to supply the jel-
to ensure that they grip gently. But usual plastic waste. Tianlu Wang: “I lyfish-bots with on-board power.
soft robotics is gentle by its very na- think it’s entirely possible to clean up Then perhaps the first squad will
ture and can do very little damage. I sections of the ocean in the future soon be able to take off for a major
think it’s exciting that the Stuttgart with a squad of jellyfish-bots. Not ev- ocean cleanup.
researchers are working in this area.” erywhere, but in ecosystems that are
However, it is important to use biode- particularly vulnerable.”
gradable materials for such robots in
the future so that they do not pollute According to a recent study in the jour- GLOSSARY
the sea themselves, should they ever nal Nature, an international team of
fail or become lost. As it turns out, researchers found plastic waste in 90 HASEL
materials expert Hyeong-Joon Joo of percent of all coral reefs studied. A stands for hydraulically amplified
the Max Planck Institute in Stuttgart particular problem is plastic net de- self-healing electrostatic actuators.
is already working on this. bris that can get caught in corals and These are synthetic muscles that
are moved by squeezing a
break pieces of them off. Coral reefs
fluid-filled bag through the force
In other respects, the Stuttgart team is covered with plastic bags and sheets of attraction between two
already a step ahead: Tianlu Wang is are also less well supplied with light, capacitor electrodes. Hasel
particularly proud that he and his nutrients, and oxygen. And accord- muscles enable robots to make
electrical engineering colleagues ing to a study by the Alfred Wegener smooth movements, such as when
have succeeded in making several re- Institute, they are between 20 and engaging with humans or in
sensitive environments.
mote-controlled jellyfish-bots swim nearly 90 times more likely to be in-
together. “In fact, our jellyfish can fected with pathogens. Plastic waste
even cooperate,” he says. He opens is also particularly harmful in man-
some photos on his screen. The im- grove forests, which are often found 79
ages show two jellyfish-bots picking at the mouths of tropical rivers. For
up a face mask from the bottom of an example, the trees in these ecosys-
aquarium and swimming away with tems no longer grow properly when
it. The Stuttgart team came up with their roots, which grow in the water,
PHO T O: WA NG ET A L ., S C I. A DV. 9, E A D G 0292 (2 023)
TROMSØ,
NORWAY
81
Jena, where I completed my doctorate Sun. Perhaps one day, I’ll manage to
as part of an International Max Planck come here in winter. I would love to
PHO T O: PE R S ONA L
Research School. I now live there see the aurora borealis!
with my wife, who is also from Kenya,
and my three-year-old daughter. At the Arctic University of Norway,
While I’m in Norway, we communi- there are three research groups work-
cate every evening via WhatsApp or ing on blueberries. The plant is also
have video calls. Being away from my highly popular with the locals. Once,
family is not easy, but as a scientist, I had covered ten of my blueberry
you have to be flexible about where bushes in a small, forested area with
you work. black plastic caps to test the effects of
Clabe Wekesa
light deprivation. The next time I vis-
Otherwise, I’m enjoying my time in ited, all the covers were scattered on 37, appreciates wild blueberries
Tromsø. I’m fortunate with the the ground, and a woman was in the not only for their research
weather; it’s usually sunny, with tem- process of harvesting my test plants! value, but also as a delicious
peratures reaching up to 25 degrees She argued that the berries were com- treat. The plant scientist comes
Celsius. On weekends, I go hiking or mon property, so it was not okay for from Kenya and pursued his
studies at Kenyatta University
sit by the window of my third-floor me to claim the harvest for myself. in Nairobi. Since June 2023,
apartment, gazing out over the sea Fortunately, the experiment could be he has been working as a postdoc
and the mountains while program- quickly repeated – unlike a previous in Axel Mithöfer’s research
ming on my laptop. Late in the eve- incident from an earlier stage in my group at the Max Planck
ning, I often take walks through the career when cattle devoured the bean Institute for Chemical Ecology,
streets or along the beach. The per- plants I had grown for my doctoral where he investigates how plants
defend themselves against pests.
petual brightness is fascinating. thesis. That mishap cost me three
Sometimes I even get up in the mid- months!
dle of the night to take pictures of the
ON THE FUTURE OF
THE AMAZON
FOR SUSAN TRUMBORE
In early August, representatives from out experiments in Mato Grosso, a highly the region may only deforest and farm 20
the eight countries within the Ama- deforested area, which looks like a patch- percent of it. Official title deeds exist for
zon region came together for a sum- work of forest remnants between soybean only 10 percent of the land; far more is ille-
mit on the future of the rainforest. In fields. Here we measure the carbon and wa- gally appropriated. The agreement reached
the discussion about the climate cri- ter exchange in order to understand how the at the summit gives countries the courage to
sis, there is much talk of tipping forest and the local climate react to dryness enforce existing laws and sends a signal that
points. What is a tipping point, spe- and deforestation. socio-economic challenges should be tack-
82 cifically in the context of the Amazon led collectively. Soy fields, for example, are
rainforest? How do you convey the urgency of worth much more than an intact forest, fi-
action, while speaking about uncer- nancially speaking. Without the Amazon
SUSAN TRUMBORE: A tipping point is a tainties at the same time? fund, to which Germany is contributing
S C H L E S W IG -
HOL S T E I N
Institute / research unit Rostock
Plön
Sub-institute/ branch Greifswald
Other research facilities
M EC K L E N BU RG -
Associated research facilities VOR P OM M E R N
Hamburg
Bremen
Netherlands B R A N DE N BU RG
L OW E R SA XON Y
Nijmegen Berlin
Italy
Hanover
Rome Potsdam
Florence Magdeburg
Münster
NORT H R H I N E -W E S T PH A L I A
USA Göttingen
SA XON Y-A N H A LT
Dortmund
Jupiter, Florida Mülheim Bochum Halle
Brazil Düsseldorf SA XON Y
Manaus Cologne H E S SE
Jena Dresden
Bonn
Luxembourg Marburg T H U R I NGI A
Luxembourg
Bad Münstereifel
Bad Nauheim
RHINELAND-
PA L AT I NAT E
Mainz Frankfurt
SA A R L A N D Kaiserslautern
Saarbrücken Erlangen
Heidelberg
BAVA R I A
Stuttgart
Tübingen Garching
BA DE N - 83
W Ü RT T E M B E RG Munich
Martinsried
Freiburg
Seewiesen
Konstanz
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