Professional Documents
Culture Documents
Edited by
Sandra Koffler
Independent Practice
Philadelphia, Pennsylvania
E. Mark Mahone
Kennedy Krieger Institute
Johns Hopkins University School of Medicine
Baltimore, Maryland
Bernice A. Marcopulos
James Madison University
Harrisonburg, Virginia
University of Virginia
Charlottesville, Virginia
Douglas Johnson-Greene
Miller School of Medicine
University of Miami
Miami, Florida
Glenn Smith
Clinical and Health Psychology
University of Florida
Gainesville, Florida
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1
Oxford University Press is a department of the University of Oxford. It furthers
the University’s objective of excellence in research, scholarship, and education
by publishing worldwide. Oxford is a registered trade mark of Oxford University
Press in the UK and certain other countries.
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Index 277
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PREFACE TO VOLUME III
This, the third volume of the series Neuropsychology: A Review of Science and Practice,
will provide the reader with timely and comprehensive reviews of the literature rel-
evant to clinical neuropsychology and related professions. Unique to this series, the
practitioner, investigator, and student will find that the chapters in Volume III con-
tribute to practice in its most broad definition: in the office, the laboratory, and the
classroom. The reviews in this volume provide resources for furthering ongoing re-
search, providing incentives for new studies and enhancing our value and service to
patients. Following is a brief summary of the chapters.
In Chapter 1, on cannabis and neurocognition, Pacheco-Colón, Duperrouzel, and
Gonzalez report their review of 30 neurobehavioral and neuroimaging studies. They
found that the non-acute effects of cannabis use are heterogeneous, but earlier onset
and heavier use are associated with memory and executive functioning deficits in
adults. The effects on adolescents are mixed. The authors conclude that in order to
further understand the long-term effects of cannabis use, confounding variables such
as cannabis composition and potency must be considered.
In Chapter 2, literature on arteriosclerosis, the small vessel disease of the brain,
is reviewed by Kaplan and Strainge for its association with age-related cognitive de-
cline, dementia, and possible late-life depression. The association of hypertension and
aging as risk factors for small vessel disease is reviewed, as well as the significant di-
agnostic studies that identify the associated brain lesions. Studies on the moderating
factor of cognitive reserve and the implications for clinical practice are presented.
Drs. Parsons and Kane, in Chapter 3, provide a state-of-t he-art technology review
of technology-enhanced assessment for the field of neuropsychology. The authors
consider advances in technology-enhanced assessment of specific conditions such
as attention deficit disorder, concussion, and cognitive aging. They discuss the dif-
ferent platforms (e.g., web-based vs. tablet-based) for administering more classic as-
sessment paradigms. Parsons and Kane explore how neuropsychology practitioners
may engage in telemedicine to expand access to clinical services. They further ex-
plore how technology can be deployed to enhance ecologically valid assessments.
This chapter is a primer on how ubiquitous technology is changing the status quo.
Chapter 4, on cross-cultural tests, reviews recent literature on cross-cultural neu-
ropsychological assessment with a focus on adults. Three methods for addressing this
issue are evaluated by Fernández and Marcopulos: (1) adapting existing tests through
language translation and norm development; (2) developing new tests specific to the
culture of interest; and (3) developing universal tests that can be adapted and used
with any language and culture.
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viii preface to volume iii
ix
x contributors
INTRODUCTION
Many patients presenting for neuropsychological assessments, in either the clinic or
the laboratory, have used cannabis at some point in their lives. During 2015, 44%
of Americans over 12 years of age reported ever having used the drug and 8.3%
endorsed past-month use (Center for Behavioral Health Statistics and Quality, 2016).
Among 12th graders, 45% have used cannabis and 23% have used in the past month
(Johnston, Miech, O’Malley, Bachman, & Schulenberg, 2016). Annual prevalence of
use rose from 24% during 1991 to 36% during 2016 among 12th graders. Concurrently,
public opinion toward legalization of cannabis has become more permissive. When
the Pew Research Center began surveying, in 1969, public opinion toward cannabis
legalization, 12% supported legalization, whereas 84% did not (Pew Research Center,
2016). A reversal occurred more recently, with 57% of Americans supporting and
37% opposing cannabis legalization during 2016. Consistent with these trends, 28
U.S. states have passed medical marijuana laws and 8 have legalized recreational use
for adults over the age of 21. These trends can also be observed around the world. For
instance, Uruguay legalized recreational use, while other countries such as Germany,
Canada, Argentina, Czech Republic, Italy, and Mexico have passed medical mari-
juana legislation. Also, in countries like the Netherlands and Spain, cannabis use is
decriminalized and largely tolerated.
Cannabis and its constituents are also the subject of research efforts focused on
medical applications. Results from studies examining the effectiveness of cannabis
as medicine suggest that it may be effective for treating nausea among patients with
cancer, anorexia among those with cancer or HIV, pain among patients with HIV or
multiple sclerosis (MS), and urinary dysfunction in those with MS (Borgelt, Franson,
Nussbaum, & Wang, 2013; Koppel et al., 2014). A recent meta-analysis examined
79 clinical trials and concluded that cannabinoids may be beneficial for nausea and
vomiting, pain reduction, and reduced spasticity (Whiting et al., 2015). If the trend for
medical cannabis continues to grow, one can expect additional patients presenting for
1
2 neuropsychology: a review of science and pr actice, iii
articles and meta- analyses are discussed first, followed by new cross- sectional
studies, and finally a review of new longitudinal studies. Cross-sectional studies con-
tinue to yield valuable insights into the effects of cannabis and have been valuable
in advancing research in this area. Yet, they have an important limitation: they pre-
clude making strong causal inferences between use of cannabis and declines in neu-
ropsychological functioning. They do not answer the question, “Does cannabis use
cause declines in neuropsychological functioning?” Studies that assess how changes
in cannabis use prospectively influence changes in neuropsychological functioning,
compare neuropsychological performance before and after onset of cannabis use, or
make use of co-t win designs are more apt for inferring causation. Thus, we review
these studies separately. Although such studies have been rare in the past, they are
now rapidly emerging. Each section is further subdivided into neurobehavioral and
neuroimaging studies. Finally, we briefly summarize some notable studies that do
not fall neatly into the aforementioned categories but that we thought would still be
of interest to readers. We then offer a summary and conclusion.
exposure. Specifically, there are clear acute impairments in inhibition, but the effects
on planning, problem solving, reasoning, and interference control are mixed (Broyd
et al., 2016).
Overall, findings on the effects of cannabis use on neurocognition appear heter-
ogeneous. As a possible explanation for this heterogeneity, Volkow et al. (2016) pos-
ited that the magnitude of neurocognitive impairment and the persistence of this
impairment after abstinence may depend on factors such as frequency and duration
of cannabis use, age of onset, and the length of the abstinence period. Furthermore,
the aforementioned reviews identify gaps in our knowledge and suggest areas for
future investigation, such as the neurocognitive effects of varying levels of cannabis
use at different stages of neural development (such as during adolescence), as well as
elucidating the effects of different types of cannabis (high vs. low potency; different
ratios of tetrahydrocannabinol [THC] to cannabidiol [CBD]) on neurocognition
(Broyd et al., 2016; Curran et al., 2016; Ganzer et al., 2016; Volkow et al., 2016).
Finally, Schoeler, Kambeitz, Behlke, Murray, and Bhattacharyya (2016) conducted
a meta-analysis investigating the effects of cannabis on memory performance in
healthy individuals and patients with psychosis. Across 88 studies comprising 7,697
healthy participants and 3,261 patients with psychosis, results revealed moderate ef-
fect sizes suggesting that cannabis use in healthy individuals was associated with sig-
nificantly impaired prospective memory, and small effect sizes for impaired global,
verbal immediate and delayed recall, and visual recognition. In those with psychosis,
however, there were small to moderate effect sizes suggesting that cannabis use was
associated with better global memory, visual immediate recall, and recognition rel-
ative to healthy cannabis users. Healthy cannabis users had higher depression scores
than age-matched non-users, and cannabis-using patients had lower depression levels
and were of a younger age than non-using patients. Thus, while cannabis appears to
have differential effects on memory for users with and without psychotic disorders,
these differences may have been due to the confounding influences of variables like
depression and age. Specifically, the lower level of depression and younger age of the
cannabis-using patients with psychosis may have attenuated the adverse effects of
cannabis on memory. Furthermore, longer duration of abstinence reduced cannabis
effects on memory across groups.
Neuroimaging Studies
Lorenzetti et al. (2016) conducted a review of 13 functional magnetic resonance im-
aging (fMRI) studies that involved tasks assessing working memory (e.g., N-back),
inhibition (e.g., go/no-go), and reward processing (e.g., monetary incentive delay
[MID]) in adolescents. All studies reviewed cross-sectionally compared healthy non-
using controls to cannabis user groups, with most samples smoking a mean of 400
lifetime occasions. Results suggested altered brain function in the frontal-parietal
network, a network thought to mediate cognitive control, particularly among heavier
users. Abnormalities reported across studies were heterogeneous across tasks, yet
hyperactivity in the posterior parietal region and medial prefrontal cortices was
5 Studies in Cannabis Use: Year in Review
suggested opposing effects of CBD and THC, with THC often inducing psychotic
symptoms and CBD acting as an antipsychotic and anxiolytic agent.
use (i.e., age at which they began using cannabis on a routine and consistent basis).
Even though both studies found that age of onset was important, future research
should examine whether age of first use or age of onset of regular use has a greater
impact on later outcomes and should be consistent in defining “regular” use in
order to facilitate better interpretation of findings (Crane, Schuster, Mermelstein,
& Gonzalez, 2015). Furthermore, although both studies used age 16 years as a
cutoff point between early and late onset, one classified age 16 onset as early and
the other as late onset.
Another set of cross-sectional studies from 2016 examined the effects of can-
nabis on various domains of neurocognition. For instance, Hirst, Young, Sodos,
Wickham, and Earleywine (2017) sought to explore whether the commonly reported
neurocognitive impairments in cannabis users could be due to a lack of effort put
forth during testing. They examined effort as a potential mediator of the association
between cannabis use and learning/memory performance in a sample of 62 young-
adult chronic cannabis users, defined as those using at least 4 days a week over the
past year. Participants completed a neurocognitive battery, which included tests
such as the CVLT-II and the Rey Complex Figure Test, as well as the Word Memory
Test, which assesses effort. Hirst et al. (2017) found that frequent cannabis users had
higher scores on the CVLT-II, thus failing to replicate previous research. However,
frequent cannabis use was associated with decreased effort, underscoring the impor-
tance of assessing effort with this population.
In order to examine the combined effects of cannabis and tobacco use on
neurocognition, Schuster, Mermelstein, and Hedeker (2016) employed an ecolog-
ical momentary assessment protocol in a sample of 287 community young adults.
The protocol involved a 7-d ay data-monitoring period in which participants used
handheld computers to complete assessments in real time. The devices provided
random prompts to the participants multiple times a day. Participants were also
instructed to initiate assessments immediately after smoking tobacco. During
both random and participant-initiated prompts, participants indicated whether
they had used cannabis or alcohol in the past hour. During these prompts,
participants also completed a brief spatial working memory task. Using a within-
subjects design, results indicated that working memory was poorer with cannabis
use (as well as alcohol use), but better with tobacco use. There was no interaction
between cannabis and tobacco use. Thus, tobacco use may compensate for the
adverse effects on working memory among young-adult cannabis users, as previ-
ously suggested in the context of episodic memory (Schuster, Crane, Mermelstein,
& Gonzalez, 2015).
Neuroimaging Studies
Jakabek, Yücel, Lorenzetti, and Solowij (2016) conducted a cross-sectional study
using diffusion tensor imaging (DTI) examining differences in white matter
structure in a sample of 56 regular cannabis users compared to 20 non-u sers.
White matter integrity was assessed by deriving fractional anisotropy (FA),
8 neuropsychology: a review of science and pr actice, iii
LONGITUDINAL STUDIES
Neurobehavioral Studies
In a prospective cohort study, Mokrysz et al. (2016) examined the association be-
tween adolescent cannabis use and IQ and educational outcomes in a sample of
2,235 adolescents from the Avon Longitudinal Study of Parents and Children. IQ
was assessed at ages 8 and 15, and educational performance data were collected at
ages 10–11 and 16. Users were categorized into five levels based on their cumulative
cannabis use frequency. Results indicated that cannabis users who had used can-
nabis at least 50 times by age 15 had lower IQ and poorer educational performance
at age 15 than those who had never used cannabis. However, after accounting for a
variety of potentially confounding variables, including pre-exposure IQ and educa-
tional performance, maternal and early life factors, childhood behavioral problems,
mental health, and adolescent use of other drugs, these associations were no longer
significant. Of these factors, cigarette use was the most influential in predicting edu-
cational outcome. These findings highlight the importance of accounting for poten-
tially confounding factors when examining the associations between cannabis use
and various outcomes. Of note, because the levels of cannabis use reported in this
sample were modest, it is possible that associations between cannabis use and IQ and
educational outcomes may manifest at higher levels of use.
Another longitudinal study, by Fishbein et al. (2016), examined the neurocognitive
characteristics associated with early onset of cannabis use. They followed a sample of
465 substance-naïve adolescents from a high-risk community from ages 10–12 at base-
line to ages 12–15. Participants underwent testing spanning multiple neurocognitive
domains, including IQ, memory, attention, decision-making, emotional perception,
and other executive functions. Results from a stepwise regression model revealed
significant associations between initiation of cannabis use and baseline performance
on neurocognitive tests, particularly on an Emotional Stroop Task, a task in which
children are asked to state the color that an emotional word (positive or negative)
is written in while disregarding the content of the word and which assesses cog-
nitive processing interference generated by emotional stimuli, as well as the Facial
Recognition Task (FACES). Specifically, misattribution of sad faces on the FACES
task and greater interference for positive than for neutral words on the Emotional
Stroop Task best predicted initiation of cannabis use. However, after controlling for
age, sex, and caregiver education, misattribution of sad faces on the FACES task was
the only significant predictor of initiation. The authors concluded that deficits in per-
ception of emotions may be a risk factor associated with early-onset cannabis use. It
is important to note, however, that this study focused on initiation of cannabis use;
more research is needed to understand the neurocognitive effects associated with
escalation in cannabis use.
Notably, Jackson et al. (2016) employed a co-t win design examining associations
between cannabis use and neurocognition using a sample of 3,066 twins from two
longitudinal cohorts. Twins from the Risk Factors for Antisocial Behavior (RFAB)
study underwent IQ testing at ages 9–10 and then again at 19–20, while those from
10 neuropsychology: a review of science and pr actice, iii
the Minnesota Twin Family Study (MTFS) underwent IQ testing at ages 11–12 and
17–19. Participants were classified as cannabis users or non-users, with users further
classified on the basis of whether they had used 30 or more times, as well as whether
they had been daily users for a period lasting 6–12 months. Across both cohorts,
results from mixed-effects linear regression revealed significant decreases over time
in Vocabulary and Information subtest performance in users relative to non-users.
After controlling for the confounding effects of age, sex, race, zygosity, and socioec-
onomic status, these differences persisted in the RFAB cohort but not in the MTFS
cohort. There were no differences in performance over time when participants were
classified on the basis of their patterns of use. Most importantly, results from the
co-t win control analyses revealed that changes in IQ did not differ for twin pairs dis-
cordant for cannabis use. In other words, there were no differences in neurocognitive
performance over time between cannabis-using twins and their abstinent siblings,
regardless of zygosity or frequency of use. Thus, these results suggest that observed
differences in IQ between users and non-users may not be a direct result of cannabis
use but rather of confounding familial factors that influence both initiation of sub-
stance use and IQ.
Additionally, a small, preliminary longitudinal analysis by Gruber et al. (2016)
examined the impact of medical marijuana on executive functioning in a sample of
11 adults. To be included in the study, participants had to be either cannabis-naïve
or abstinent for at least 10 years prior to study entry. All participants had a valid cer-
tification for medical marijuana as prescribed for a variety of conditions, including
anxiety, depression, sleep problems, and chronic pain. Participants completed exec-
utive functioning assessments at baseline and 3-month follow-up. Results indicated
that, in general, patients experienced significant improvement in measures of exec-
utive functioning at the follow-up visit, namely the Stroop Color and Word Test and
the Trail Making Test, such that they were faster but equally accurate. Furthermore,
although there were no significant improvements in the WCST or the letter-number
sequencing task, there were trends suggesting slight improvements. Although the
influence of practice effects could not be ruled out, the authors noted that practice
effects are typically observed for these tasks only with more frequent administration
and that they used alternate versions of each of these tasks at follow-up. Gruber et al.
(2016) proposed that the observed improvements may have been due to participants
experiencing amelioration of their clinical symptoms or to differences in the active
ingredients in medical (e.g., high CBD, low THC) versus recreational marijuana (e.g.,
high THC, low CBD). However, these findings are preliminary in nature and must
be further explored in a larger sample in order to elucidate the effects of medical
marijuana on cognition. Also, it should be noted that the conditions for which med-
ical marijuana was prescribed in this sample were very heterogeneous and carried
their own cognitive risks. Future research should examine the interactions between
neurocognition, medical marijuana, and the specific conditions for which medical
marijuana is prescribed.
Two large-scale longitudinal studies examining the long-term effects of can-
nabis use on middle-aged adult neurocognition were published in 2016. McKetin,
11 Studies in Cannabis Use: Year in Review
Neuroimaging Studies
Camchong, Lim, and Kumra (2017) conducted a longitudinal study examining
changes in resting state functional connectivity in a sample of 22 abstinent users
with a diagnosis of cannabis use disorder who were recruited from treatment settings
(with an average of 7 days of having completed treatment at baseline) compared to 43
non-users over a period of 18 months. Results revealed increased functional connec-
tivity from baseline visit to 10-month follow-up between caudal anterior cingulate
cortex and superior frontal gyrus in non-users but not in users. Also, functional con-
nectivity between caudal anterior cingulate cortex and dorsolateral and orbitofrontal
cortices declined over time in abstinent users with a formal diagnosis of cannabis
use disorder when compared to non-users, for whom connectivity remained stable.
However, these differences were only observed among users who relapsed (n = 15)
during the interval period prior to follow-up scan. These results provide evidence
of observable functional differences in cannabis users after exposure during ado-
lescence and represent a potential biomarker for risk of relapse. Importantly, the
structures identified as having reduced connectivity are often implicated in tasks of
decision-making, inhibitory control, attention, working memory, reward, and moti-
vation and may contribute to poorer executive functioning, thus influencing rate of
relapse. Although these results support the theory of neural network imbalance of
addiction (Volkow, Wang, Tomasi, & Baler, 2013), this study lacked sufficient power
to conduct categorical comparisons between users who remained abstinent and
those who relapsed.
To explore whether gray matter volumes are affected by greater cannabis exposure,
Koenders et al. (2016) conducted a longitudinal study using a sample of 20 heavy can-
nabis users and 22 non-users. Findings revealed that continued cannabis use was
not significantly associated with changes in gray matter volumes between baseline
and three-year follow up. However, cross-sectional analyses at baseline and follow-
up revealed significant associations between amount of cannabis use (in grams) and
cannabis-related problems (score on Cannabis Use Disorder Identification Test) and
reduced gray matter volume of the left hippocampus, amygdala, and superior tem-
poral gyrus. These results suggest that chronic cannabis use (>5 years) in late adoles-
cence and early adulthood may not affect changes in gray matter morphology over
13 Studies in Cannabis Use: Year in Review
time, rather, the associations between cannabis use and gray matter volumes may
have been present prior to the study.
CONCLUSIONS
This chapter reviewed findings from 30 studies published over 2016–17 that examined
associations between cannabis use, neurocognition, and brain structure and func-
tion in adolescents and adults. Overall, findings were heterogeneous and nuanced
yet continue to move forward our understanding of cannabis-associated effects on
neurocognition. Recent studies have seen a trend toward more work focused on ado-
lescence, novel imaging methods, and use of longitudinal designs. Furthermore, there
is growing recognition of the likelihood of neurocognitive deficits that may predate
and perhaps contribute to problematic cannabis use, the importance of careful control
of relevant confounds, and the need to consider cannabis potency and composition.
16 neuropsychology: a review of science and pr actice, iii
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2
Hypertension and Cognitive
Impairment in Older Adults
Review and Update
INTRODUCTION
We live in an aging society. In 2000, one in eight Americans was aged 65 or older,
and by 2030 one in five Americans will be over the age of 65 (He, Sengupta, Velkoff,
& DeBarros, 2005). Diseases such as cardiovascular disease and dementia are often
associated with old age. Beyond aging, hypertension is the major cardiovascular
risk factor for small vessel brain disease among older adults (Abraham et al., 2016).
Moreover, studies have also shown hypertension to be a strong risk factor for age-
related cognitive decline (Verhaaren et al., 2013). Given that the current prevalence of
systolic hypertension in the U.S. population 60 years of age or older is 67% (Benjamin
et al., 2017), and given the relationship between hypertension, brain disease, and cog-
nitive decline, and the potential for treatment, hypertension is of major importance
to neuropsychological science and practice.
HISTORICAL BACKGROUND
Our understanding of cardiovascular disease begins with the seminal work of
William Harvey (1578–1657), an English physician, who, in 1628, proposed that the
heart propelled the blood through a closed vascular circuit (Fye, 2005). The knowl-
edge that vascular disease contributed to many of the brain syndromes we know today
can also be credited to Giovanni Battista Morgagni (1682–1771), founder of the study
of modern pathology. Morgagni emphasized the importance of clinical pathological
correlations and proposed the concept of “cerebral congestion” as a cause of apoplexy
(stroke) in 1761, work which had a profound influence in elucidating the mechanisms
of stroke and stroke treatment during the next 150 years (Ventura, 2000).
During the nineteenth century, investigations of cardiovascular pathology, brain,
and behavior became of great interest to neurologists. In 1838, Amedee Dechambre
(1812–1886), a French physician, used the term lacune to describe a small cavity
22
23 Hypertension and Cognitive Impairment in Older Adults
formed in the core of cerebral infarcts in the course of liquefaction and resorption
of the infarct (Roman, 2002). Lacune derives from the Latin lacuna and in French
refers to an “empty space.” In 1843, Maxime Durand-Fardel (1815–1899) refined
the term to mean a small cavity in the brain “without any change in consistency
or color.” Durand-Fardel believed that lacunae were healed infarcts, distinctly
separate from other vascular lesions. He used the term etat crible (translated as
“sieve-like state”) to describe sections of the subcortical white matter surrounded
by quite normal white matter (Libon, Price, Davis Garrett, & Giovannetti, 2004).
Pierre Marie (1853–1940) provided additional physiological descriptions of lacunae,
suggesting that they likely represented small infarcts or possibly microscopic
hemorrhages (Libon et al., 2004).
However, it was Otto von Binswanger (1852–1929) who, in 1894, distinguished
syphilitic dementia (the most common cause of dementia of that era) from dementia
caused by arteriosclerosis (Caplan, 1995). Binswanger introduced the term encephalitis
subcorticalis chronica progressiva to describe a disorder of the white matter related to in-
sufficient blood supply. Alois Alzheimer (1864–1915), who had studied with Binswanger,
provided pathological evidence to support Binswanger’s ideas and hypotheses, and
renamed this disease Binswanger’s disease. Alzheimer noted that, in Binswanger’s dis-
ease, the cortex was relatively well preserved, while white matter was narrowed, gray,
and studded with patches. Moreover, Alzheimer noted that arteriosclerotic dementia
resulted in a different clinical presentation, marked by deficits in retrieval rather than a
true memory loss, and slowed reaction time (Libon, Price, Swenson, Haake, & Pennisi,
2009). In this disorder the personality remained largely intact, and insight and judg-
ment appeared altered only during sudden episodes of exacerbation (Roman, 2002).
Binswanger’s disease was later described as involving loss of total white matter volume,
hydrocephalus, areas of diffuse and focal white matter myelin loss (especially in periven-
tricular, regions, the corona radiata, and the centrum semiovale), and lacunar infarcts in
the basal ganglia, thalamus, pons, and cerebral white matter, with sparing of subcortical
white matter and short association U fibers (Caplan, 1995).
Much of our current knowledge of white matter lesions related to vascular in-
sufficiency comes from C. Miller Fisher’s (1913–2012) detailed descriptions of post-
mortem dissections of stroke patients (Fisher, 1965). Fisher observed lacunae in
the deep brain structures after occlusion of 200–800 μm penetrating arteries and
connected them with lacunar stroke syndromes. Lacunar infarcts are located almost
exclusively in deep regions of the brain, with the majority occurring in the pons, the
basal ganglia, and/or the internal capsule (Mohr, 1982). Lacunae are caused by oc-
clusion of a single deep penetrating artery that arises directly from the constituents
of the circle of Willis, cerebellar arteries, and the basilar artery. The corresponding
lesions occur in the deep nuclei of the brain (37% putamen, 14% thalamus, and 10%
caudate), as well as in the pons (16%) or the posterior limb of the internal capsule
(10%). They occur less commonly in the deep cerebral white matter, the anterior limb
of the internal capsule, and the cerebellum.
Since Fisher’s early descriptions, the proliferation of neuroimaging, particularly
magnetic resonance imaging (MRI), has led to a dramatic shift in our thinking
24 neuropsychology: a review of science and pr actice, iii
regarding Binswanger’s disease. Early MRI studies showed some degree of peri-
ventricular white matter hyperintensity (WMH) in many patients who had no ev-
idence of vascular cognitive impairment (Zimmerman, Fleming, Lee, Saint-Louis,
& Deck, 1986). These findings brought into question the validity of Binswanger’s
disease (Hachinski, Potter, & Merskey, 1987). Authors argued that the concept of
Binswanger’s disease evolved from an inaccurate and overreaching description of
white matter abnormalities to describe not only the pathology relating to vascular
dementia but also more common and benign incidents of white matter changes that
did not produce dementia. As a result, the term leukoaraiosis (LA), meaning “rarified
white matter,” was introduced to reflect a more neutral characterization of white
matter abnormalities.
Figure 2.1. Examples of minimal, mild, and moderate white matter hyperintensities (WMHs)
in elderly individuals as T2 hyperintensity in axial FLAIR images. The degree of global WMH
burden can be appreciated visually, particularly in the peritrigonal, periventricular, and centrum
semiovale regions.
for large vessel disease, with hypertension as the primary risk factor for SVD (Khan,
Porteous, Hassan, & Markus, 2007). SVD causes narrowing of the smaller blood
vessels that provide the blood flow to brain white matter. In regions of leukoaraiosis,
alterations in the structure of these damaged vessels are characterized by hyaline
thickening and arteriosclerosis (O’Sullivan, 2008) (Figure 2.2). This combination of
arteriolosclerosis and hyaline wall thickening of the long penetrating arterioles can
contribute to hypoxia and ischemia in white matter.
Postmortem studies show that WMHs are heterogeneous in terms of histo-
pathology. Longitudinal observations from the multicenter Leukoaraiosis and
Disability (LADIS) study suggest that WMHs are likely the result of stenosis of mul-
tiple small vessels, and vary from subtle diffuse ischemia to incomplete infarction.
Tissue damage ranges from slight disentanglement of the matrix to varying degrees
of myelin and axonal loss. In contrast, lacunae result from the complete occlusion of
a single deep arteriole. However, lacunae often develop in areas of WMHs because
perfusion to these regions is already compromised (Gouw et al., 2008).
26 neuropsychology: a review of science and pr actice, iii
Figure 2.2. Pathology of leukoaraiosis. Two small vessels (arrows) are shown with concentric
hyaline thickening, loss of smooth muscle cells, and luminal narrowing. The perivascular space is
widened, and the surrounding white matter appears gliotic.
Adapted from O’Sullivan (2008).
Figure 2.3. Location and frequency of white matter hyperintensities (WMHs) in subjects with
magnetic resonance images from three time points: baseline (left column), 2 years (center column),
and 4 years (right column). WMHs (color) are overlaid on the grayscale slice (0.87-mm thickness)
of the common anatomical brain (International Consortium on Brain Mapping). Columns: Two
slices separated by 12.2 mm are shown. The vertical color bar represents the frequency (%) of
WMHs, for example, color corresponding to 70% indicates that 70% percent of subjects had WMHs
in that brain area. The lettering below the color bar indicates right (R), left (L), anterior (A), and
posterior (P) brain aspects.
Adapted from Wolfson et al. (2013).
28 neuropsychology: a review of science and pr actice, iii
It is important to note that few processing speed and executive functioning tests
involve a single cognitive domain. Any individual processing speed task demands
a mix of cognitive skills and abilities in addition to speed. When hippocampal and
WMH volumes were examined together in a series of processing speed measures,
age-related cognitive decline was significantly correlated with both increased WMHs
and decreased hippocampal volume, which, while associated with age, varied inde-
pendently (Papp et al., 2014).
Vascular cognitive impairment (VCI) has been viewed as a risk factor for vas-
cular dementia similar to the way in which amnestic mild cognitive impairment
(MCI) is a risk factor for Alzheimer’s disease. However, the natural history linking
VCI and vascular dementia is different and less well defined than that for MCI and
Alzheimer’s disease (Libon et al., 2009). In a Canadian study, half the community-
dwelling residents over age 65 with VCI without dementia developed dementia in
5 years (Wentzel et al., 2001). Another large, population-based study showed asymp-
tomatic (silent) brain infarcts on MRI were associated with greater neuropsycholog-
ical impairment and double the risk for dementia, with thalamic infarcts associated
with declines in memory performance, and non-t halamic infarcts with a decline in
psychomotor speed (Vermeer et al., 2003).
Autoregulation
Autoregulatory processes enable the brain to maintain a relatively constant CBF
across a substantial range of perfusion pressures, both through changes in resting
tone and in response to changing pressure. In hypertension, a number of structural
changes, including vessel hypertrophy, inward remodeling, increased arterial stiff-
ness, damage to vessel walls, and rarefaction, increase cerebrovascular resistance and
reduce the brain’s ability to maintain adequate blood flow (Abraham et al., 2016; De
Silva & Faraci, 2016; Hu, De Silva, Chen, & Faraci, 2017; Meissner, 2016). Hypertrophy,
or a thickening of vessel walls, can narrow the vessel lumen and restrict vasodilation,
leading to increased vascular resistance to CBF (Harvey, Montezano, Lopes, Rios, &
Touyz, 2016; Harvey, Montezano, & Touyz, 2015; Meissner, 2016). Inward remodeling
constitutes rearrangement of the vessel wall, also reducing lumen, and may have an
even greater impact on resistance and vasodilator reserve than hypertrophy (De
Silva & Miller, 2016; Harvey et al., 2015; Iddings, Kim, Zhou, Higashimori, & Filosa,
2015) These changes within the cerebral vasculature reduce the extent to which
vessels can dilate in response to changing blood flow needs (Hu et al., 2017; Meissner,
2016), which can compromise blood flow to cerebral white matter, causing WMD and
cognitive decline (van Sloten et al., 2015).
32 neuropsychology: a review of science and pr actice, iii
Several vasoactive factors derived from the endothelium, including nitric oxide
(NO), are also involved in coordinating local responses to changes in cerebral BP
(Karlsson, Sørensen, & Kruuse, 2017; Meissner, 2016). Chronic elevated BP can
damage the vessel endothelium, disrupting the normal function of these factors and
their important roles in regulating blood flow through the cerebral microvasculature
(Fan et al., 2015; Iddings et al., 2015; Moore, Zhang, Maeda, Doerschuk, & Faber,
2015; Pires, Jackson, & Dorrance, 2015). Accumulation of plaque in the blood vessels
(atherosclerosis) is highly comorbid with hypertension and acts to further increase
vascular resistance by narrowing lumen diameter (Hong, Wang, & Liao, 2013; Hu
et al., 2017; Rahimic-Catic, Vegar-Zubovic, Delilovic-Vranic, & Lozo, 2013; Su et al.,
2001), exacerbating the effects of hypertrophy and inward remodeling.
Hypertension is also associated with the loss of blood vessels, known as rarefac-
tion. Recent evidence from mouse models supports the occurrence of rarefaction
in the cerebral microvasculature in hypertension, notably in pial collateral vessels
(Moore et al., 2015; Tarantini et al., 2016b). Collateral vessels naturally connect
arteries and arterioles, providing an additional mechanism for maintaining CBF in
the presence of ischemia or hypoperfusion (Shuaib, Butcher, Mohammad, Saqqur,
& Liebeskind, 2011). Collateral rarefaction thus undermines an important protec-
tive factor within the cerebral vasculature and may contribute directly to reduced
CBF (de la Torre, 2012). Rarefaction seems to be related to deficits in endothelium-
mediated NO signaling and is exacerbated by deficiencies in insulin-like growth
factor-1 (IGF-1) (Faber et al., 2011; Moore et al., 2015; Tarantini et al., 2016a, 2016b),
although the precise mechanisms of these processes remain unclear.
Hypertrophy, remodeling, arterial stiffness, endothelial dysfunction, athero-
sclerosis, and rarefaction interact to increase cerebrovascular resistance and im-
pair the brain’s ability to accommodate to transient changes in BP. As a result of
these combined factors, cerebral autoregulation shifts, such that higher perfusion
pressures are required to maintain the same level of CBF (De Silva & Faraci, 2016; Hu
et al., 2017; Pesek et al., 2016; Pires, Dams Ramos, Matin, & Dorrance, 2013). Changes
in autoregulation therefore increase the risk for hypoperfusion at lower perfusion
pressures that could be accommodated in the absence of hypertension (Malenfant
et al., 2016). Subsequent hypoperfusion may contribute to a state of chronic hypoxia
and predispose the brain to ischemic injury.
Neurovascular Coupling
Under normal conditions, increased neuronal activity activates a cellular and molec-
ular signaling cascade that results in localized vascular changes and increased CBF
(Hillman, 2014). This coupling facilitates increased neuronal activity by ensuring
adequate supplies of oxygen and glucose and metabolic waste removal (De Silva &
Faraci, 2016). In models of hypertension, this coupling can be impaired, suggesting
that hypertension in general and angiotensin II in particular may interfere with suc-
cessful vascular adaptation to changing energy demands (Bloch, Obari, & Girouard,
2015; Calcinaghi et al., 2013; Dunn & Nelson, 2014; Pires, Jackson, & Dorrance,
33 Hypertension and Cognitive Impairment in Older Adults
Endothelial Dysfunction
In addition to local regulation of vasomotor tone, the endothelium is also impor-
tant for its role in maintaining the BBB and various trophic functions supporting
non-vascular cells. Endothelium-mediated trophic factors include various biologi-
cally active proteins and peptides that support the growth, survival, and function
of adjacent cells, including neurons and glial cells. Damage to the endothelium due
to chronically elevated BP can therefore lead to disruption of BBB function, loss of
trophic support, and increased inflammation.
Trophic Functions
Cerebral endothelium also serves a number of supportive functions for non-vascular
cells. These trophic functions include promotion of white matter and oligodendro-
cyte function, support for neuronal signaling and synaptic plasticity, promotion of
neural progenitor cell function, and neurogenesis (Faraci, 2011; Katusic & Austin,
2014, 2016; Miyamoto, Pham, Seo, Kim, Lo, & Ariai, 2014). Endothelial cells also
seem to play an important role in processing amyloid precursor protein (APP) and
inhibiting activation of inflammatory immune cells, such as microglia (Katusic &
Austin, 2014, 2016). The loss of these crucial functions due to hypertension-related
damage to cerebral endothelium likely contributes to further disruptions in neuronal
and white matter function (De Silva & Faraci, 2016).
34 neuropsychology: a review of science and pr actice, iii
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