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SPECULATION
SPECULATION
Within and About Science
PETER ACHINSTEIN
1
1
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the University’s objective of excellence in research, scholarship, and education
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Press in the UK and certain other countries.
9 8 7 6 5 4 3 2 1
Preface ix
Acknowledgments xv
Index 273
PREFACE
1. See Peter Achinstein, The Book of Evidence (New York: Oxford University
Press, 2001).
2. See Peter Achinstein, The Nature of Explanation (New York: Oxford
University Press, 1983).
P reface | x i i i
that are well worth examining. Their views are among those
that will be considered in determining what attitude we
should take toward speculation. Unlike the suggestion at the
beginning, I will argue that speculation is an essential part
of science, not just philosophy, and it is not easy to do, or
at least to do well. But, by contrast with those scientists and
philosophers who are in favor of speculation and hold the
second and third views noted earlier, it is not, nor should it
be, done freely and without constraints.
ACKNOWLEDGMENTS
A Pragmatic Approach
1 . I N T R O D U C T I O N
2 . T H R E E S P E C U L AT I O N S
FROM PHYSICS
c. String Theory
6. Steven Weinberg, To Explain the World (New York: Harper, 2015), 14.
S cientific S peculation | 7
3 . S P E C U L AT I O N C O N T R O V E R S I E S
a. Very Conservative
b. Moderate
c. Very Liberal
4 . W H AT C O U N T S A S E V I D E N C E ?
15. I began the chapter with two quotes, one from Newton and one from
Einstein. It is clear that Newton’s “official” view about speculation puts him
in the very conservative camp. (His practice, as I will note in section 11,
was somewhat different.) Where to put Einstein is less clear. Perhaps he
should be placed somewhere between the “moderate” and “very liberal”
camps, more toward the latter. Like Whewell, he believed that fundamental
theories in physics “cannot be extracted from experience but must be freely
invented.” But, unlike Whewell, he thought that theories cannot be em-
pirically verified by showing that they explain and predict a range of phe-
nomena. Theories are “underdetermined” by the evidence. (In chapter 3,
I will discuss this underdetermination claim.) And as my initial Einstein
quote suggests, and as Einstein in his actual practice confirmed, speculation
is crucial even in the absence of empirical test or knowledge of how to test.
16. Many of those who write about evidence use the letter h for “hypoth
esis.” I will do so, too, but will also use the terms “hypothesis” and “as-
sumption” interchangeably, and h for both.
1 6 | S peculation : W ithin and A bout S cience
17. Briefly, here is an example that questions the sufficiency of (B): The fact
that I bought one ticket out of 1 million sold in a fair lottery is not evidence
that I won, although it increases the probability. Here is an example against
the necessity of (B): A patient takes medicine M to relieve symptoms S,
where M works 95% of the time. Ten minutes later he takes medicine
M′, which is 90% effective but has fewer side effects and destroys the ef-
ficacy of the first medicine. In this case, I claim that his taking M′ as he
did is evidence that his symptoms will be relieved, even though the prob-
ability of relief has decreased. For a detailed discussion of these and other
counterexamples, possible Bayesian replies to them, and my responses,
see Achinstein, The Book of Evidence (New York: Oxford University Press,
2001), chap. 4.
18. Both concepts are explicated in the books cited in notes 8 and 17. For
a discussion of the relevant concept of explanation, see chapter 4 in the
present book.
S cientific S peculation | 1 7
19. A person in a given epistemic situation ES may not know that some
propositions P1, . . . ,Pn believed in that situation are true. But if, on the
basis of P1, . . . ,Pn, such a person is to be justified in believing that e is
veridical evidence that h, then the person must be justified in believing
P1, . . . ,Pn. For more on epistemic situations and ES-evidence, see
Achinstein, Book of Evidence, chap. 1.
20. In 1883, Heinrich Hertz performed experiments on cathode rays
in which he attempted to deflect them electrically. He was unable to do
so, and concluded that they are not charged. Fourteen years later, J. J.
Thomson claimed that Hertz’s experiments were flawed because the air
in the cathode tube used was not sufficiently evacuated, thus blocking
any electrical effects. In Thomson’s experiments when greater evacua-
tion was achieved, electrical effects were demonstrated. Hertz’s experi-
mental results constituted his subjective evidence that cathode rays are not
charged. They were also ES-evidence for this hypothesis, since, given his
epistemic situation in 1883, he was justified in believing that the results
S cientific S peculation | 1 9
5 . T R U T H -R E L E VA N T
S P E C U L AT I O N S
22. An example: Let e, which you know to be true, be that you own 95% of
the tickets in a fair lottery. Let h be that you will win the lottery. Assume
that e is (potential) evidence that h, and that you know this. Suppose
that, unbeknownst to you, h is false, and you introduce h in the course of
“theorizing,” doing so believing that h is true. Since you know that there is
evidence that h—indeed, very strong evidence—you are not speculating,
even though h is false.
2 2 | S peculation : W ithin and A bout S cience
6 . E X A M P L E S T O C L A R I F Y
THE SCOPE OF (SPEC)
23. This has a range of possibilities, including cases in which e is true and
I know that it is, and e is evidence that h, but I don’t know that e, or any-
thing else I know to be true, is evidence that h.
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conceive of the possibility that the soul should exist, independent of
some union with matter. He therefore invented the doctrine of the
Metempsychosis; in order to provide some receptacle of organised
matter for that imperishable intellectual principle attached to our
nature here, after its departure from the human frame; and to which
new vehicle of the vital spirit of its original but abandoned abode, the
extinguished corporeal man, its union with it should impart the
powers and faculties of animal life.
Cicero[14] denominated the God of Plato the Maker, and the God of
Aristotle the Governor, of the world.[15] It is somewhere observed,
that it is no reflection on the character of Plato, to have been unable,
by the efforts of his own reason, to acquire any notion of a proper
creation; since we, who have the advantage of his writings, nay of
writings infinitely more valuable than his, to instruct us, find it
extremely difficult, if not impossible, to conceive how any thing can
first begin to have an existence. We believe the fact, on the authority
of Revelation.
Finally, it was reserved for our own age and country to derive
dignity and fame, from having given birth to an illustrious successor
and disciple of that immortal man, in the person of the yet recently-
departed Rittenhouse.
“It is to astronomy,” says Mr. Lalande, “that we are indebted for the
first voyages of the Phœnicians, and the earliest progress of industry
and commerce: it is likewise to it, that we owe the discovery of the
New World. If there remain any thing to desire for the perfection and
security of navigation, it is, to find the longitude at sea.” In
continuation, he says:—
Ovid tells us, he wished to take his flight among the stars:
In writing the life of our philosopher, the plan of a dry recital of only
such circumstances and occurrences as have an immediate relation
to the individual, has not been pursued. Biographical Memoirs, it is
conceived, do not confine a writer to limits so narrow, but permit him
to take a much greater latitude. It is even allowable, in works of this
kind, to introduce historical facts, memorable events, proceedings of
public bodies, notices of eminent men, evidences of the progress
and state of literature, science and the arts, and the actual condition
of civil society, in the scene that is contemplated; together with
occasional reflections on those and similar subjects. Some of these
objects may not seem, perhaps, to be necessarily or very intimately
connected with the principal design, the life of the person treated of:
but such of them as should, at first view, appear to have the most
remote relation to that object, may be afterwards discovered to be
both useful and interesting in a discussion of this nature; while others
serve to elucidate the main scope of the work. A latitude of this
description, in the compilation of memoirs, seems to be quite
consistent with the genius and spirit of works of that nature; and the
modern practice of memoir-writers has been conformable to this
view of the subject.[54]
The writer of the present work has therefore ventured, with all due
deference to the public opinion, to pursue the course here described.
And in doing this, he presumes that the comprehensive range he has
allowed himself has enabled him to render his memoirs, even of a
“philosopher,” not altogether barren of incidents, nor destitute, he
trusts, either of pleasing information or useful instruction.
NOTE.—The reader is requested to substitute (with his pen) the word Earth, in
the place of “Sun,” in the sixth line of the note numbered (18), page xxxii. of the
foregoing Introduction: the error in the print is an essential one; and passed
unobserved, until it was too late to correct it in the press. At the same time the
reader will be pleased to insert the word security, in the place of “scarcity,” in the
ninth line from the top of page xlii.