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IAN BURUMA
Jewish Lives® is a registered trademark of the Leon D. Black Foundation.
A catalogue record for this book is available from the British Library.
Novels:
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For Leon Botstein
CONTENTS
1. Everyone’s Spinoza
2. The Safe Place
3. Born to Strife
4. Driven Out of the Temple
5. The Dark Years
6. Far from the Madding Crowd
7. Secular Salvation
8. Radical Enlightenment
9. Mob Rage
10. Lonely at the Top
11. His Last Breath
12. Spinozism
Notes
Acknowledgments
Index
SPINOZA
1
Everyone’s Spinoza
Born to Strife
SUCH THEN WAS THE WORLD into which Baruch Spinoza was born on
November 24, 1632. Amsterdam was a safe place for Portuguese
Sephardim in a country still riven by conflicts, religious and political,
which often came down to the same thing. He was named Baruch
after his maternal grandfather, a Portuguese merchant. His paternal
family, the d’Espinozas, or Despinozas, as they were still called, had
arrived in Holland from France in the 1620s, after leaving Portugal,
where Michael, Spinoza’s father, was born. Michael’s uncle Abraham
and his father, Isaac, had settled in Rotterdam. Hanna Deborah,
Spinoza’s mother, was Michael’s second wife.
Baruch, known to family and friends as Bento, was the second
d’Espinoza, after his elder brother Isaac, in many generations to be
born as a Jew, and not a crypto-Jew. It has been argued, most
famously by Yirmiyahu Yovel, that Spinoza’s Marrano family
background marked his thinking in some profound way. In Yovel’s
opinion, “Spinoza’s mastery of equivocation and dual language
brings to a climax devices and sensibilities in which the Marranos
had excelled for generations.”1 Perhaps. But this is hard to prove.
Double-talk is an accusation often leveled at unpopular religious
minorities, first the Jews, later Muslims. Forcing people to convert or
conform can result in precisely the kind of defensive behavior that
confirms the prejudices of the majority. Spinoza, at any rate, always
regarded himself as a loyal citizen of the Dutch Republic, where he
spent all his life without setting foot elsewhere. But he was most
comfortable speaking in Portuguese, the family language of his
childhood. He was also fluent in Spanish and Hebrew, which he
learned at school. Later he acquired good but not exactly stylish
Latin. His Dutch was functional, but never more than that, which
embarrassed him.
Spinoza’s childhood home on Vlooienburg, amid lumberyards,
artists’ studios, and synagogues discreetly tucked away in private
houses, was comfortable, reflecting the social status of Michael, who
was a prosperous but not enormously rich merchant. The house no
longer exists, alas. On its spot stands the Moses and Aaron Church,
once a semi-clandestine place of worship for Amsterdam’s Catholics.
Michael’s main business was in Mediterranean goods from Spain and
North Africa—dried fruits, olive oil, and the like. Trade also went in
the opposite direction, even though exporting goods to Spain, still
the archenemy, not just of the Dutch Republic, but of the persecuted
Jews, was not officially allowed. Nonetheless, ships sailing under
false flags made their way from Holland to Lisbon or Málaga. Michael
was clearly well-connected with businessmen all over Europe. One of
his associates was Antonio Fernandez Carvajal, a crypto-Jew in
London who would go on to establish the first synagogue there.
Jewish merchants, such as Michael d’Espinoza, were always
vulnerable to political events. They thrived during the truce between
Spain and the Dutch Republic from 1609 and 1621, but war, not just
with Spain but several times with England too, was bad for business,
except perhaps for arms traders. The sugar trade benefitted greatly
from Dutch possessions in Brazil, but when Portugal took over the
colony, the slave plantations changed hands, and this line of
business collapsed. Cargo was sometimes lost at sea because of
piracy, storms, or attacks from foreign powers. This happened on
several occasions to Michael, who had the added misfortune of
taking on the debts of others that he couldn’t repay.
That Michael was even asked to guarantee other people’s debts
shows that he was a man of substance in the Jewish community of
Amsterdam. He had a seat among the parnassim, the lay directors
who took care of taxes, poor relief, and other communal obligations.
Since they couldn’t afford any friction with the Calvinist authorities,
this board of Jewish notables was necessarily conservative. Michael
would have been one of the Sephardic officials who had to deal with
the noisome presence of Ashkenazic mendicants. They also had to
make sure that Jewish worship and celebrations would be kept
discreet enough not to annoy the Christians, who were always easy
to annoy, and that kosher butchery and other important religious
matters were kept in the hands of respectable people, who were
naturally Sephardim.
Never a robust woman, Spinoza’s mother, Hanna Deborah, died of
consumption in 1638, when he was only five. A delicate figure
himself, with a pale, slender face, thick black eyebrows, and dark,
hooded eyes, Spinoza may well have inherited her fragile condition.
He had an older sister, Miriam, an older brother, Isaac, who died
young, and a younger brother, Gabriel. Then there was another
sister, Rebecca, who was probably Hanna’s daughter, even though
some have claimed that she was a child of Michael’s third wife,
Esther. Things cannot have been easy for the family when Spinoza
started school at the Talmud Torah a year after his mother’s death.
The young pupils were instructed in Spanish, as well as Hebrew, a
language most of their Marrano parents would not have known,
apart from muttering a few set phrases in the synagogue. Different
rabbis taught them to read the Five Books of Moses, the Torah, and
other sacred texts. The highest class was taught Talmud by Rabbi
Morteira.
The level of Spinoza’s early schooling was evidently quite high.
Steven Nadler, Spinoza’s biographer, quotes a visitor from Poland
named Shabetthai Bass, who recalled seeing “tender children as
small as grasshoppers. . . . In my eyes they were like prodigies
because of their unusual familiarity with the entire Bible and with the
science of grammar. They possessed the ability to compose verses
and poems and to speak a pure Hebrew. Happy the eye that has
seen all these things.”2
Some of Spinoza’s schoolmates at Talmud Torah went on to have
extraordinary careers that diverged widely from his own. One
dreamy boy from a prominent Marrano family, named Moses ben
Mordecai Zacuto, had a strong mystical bent. He learned Latin as a
schoolboy, but later immersed himself in the esoteric codes of the
Kabbalah and was so ashamed of learning Latin that he fasted for
forty days to forget that profane language. Zacuto ended up as a
rabbi in Italy. Another religious romantic among Spinoza’s classmates
was Isaac Naar, born in Hamburg to Marrano parents. He, too, grew
up to become an Italian rabbi, after falling under the spell of
Sabbatai Tzvi, the Jewish mystic from Smyrna who claimed to be the
long-awaited messiah in 1648. Many Sephardim in Amsterdam
became devotees of Sabbatai in the 1660s. Candles were lit all over
Vlooienburg to celebrate his miraculous coming. Contrary to their
normal habit of keeping their heads down in public, Jews thronged
the streets singing and dancing with joy. Some worshippers sold all
their belongings to pay for a one-way trip to Palestine, where they
hoped to meet the savior. So many Jews were boarding ships bound
for the Holy Land that the city authorities worried about the damage
a Jewish exodus might do to business. This eruption of religious
hysteria finally calmed down after the false messiah was arrested in
Constantinople by the Ottoman imperial authorities in 1666. Rather
than submitting to a death sentence, he chose to convert to Islam.
The sincerity of his conversion might be questioned, since Sabbatai
was discovered singing psalms with Jews in Constantinople. He, too,
might have spent years of his life dissembling. Expelled from the
Ottoman capital, he died alone and poor in a pirates’ den on the
Adriatic coast. His memory is kept alive by a small Turkish sect called
the Dönme, who are nominally Muslim, but still dabble in Jewish
mysticism. Like so many sects, these diehard followers of the
messiah ended up splitting into different factions that wanted to
have nothing to do with each other.
All this took place long after Spinoza had left school. His youth
would have been spent in an entirely Sephardic milieu, where people
dressed like respectable Dutch burghers in black silk and white ruffs
and retained the airs of Spanish aristocrats. He could walk to the
Talmud Torah school and the synagogue, which were just minutes
from his home. Since life was conducted in Portuguese, he might as
well have been living in Porto or Lisbon, minus the religious
persecution, of course. But Spinoza would have seen plenty of Dutch
gentiles, possibly including Rembrandt himself, enjoying a stroll
around the neighborhood. Gentiles even came to the Portuguese
synagogue out of curiosity, or to hear well-known rabbis preach—
Menasseh was popular among non-Jews. One of the men who
frequented the synagogue was an eccentric figure named Jan
Pietersz, also known as Beelthouwer, meaning “Sculptor.”
Born around 1603, the Sculptor was a poet, schoolmaster, and
spiritual caretaker for sick people. His poems were clumsy, but Jan
Pietersz had an original mind. He taught himself Hebrew and took a
benevolent view of the Jews, whom he tried to convince, without
conspicuous success, that Jesus was the true son of God. He would
turn up at the synagogue to argue with Rabbi Morteira, among
others, pointing out their faulty interpretations of the sacred texts.
This might not have endeared him to Morteira, who probably found
him a bore, and according to Dutch law would have been prohibited
from arguing religious affairs with him anyway. But the Sculptor
irritated the Calvinists much more by doubting the Holy Trinity and
rejecting Calvinist views on predestination. God’s grace, he believed,
could surely save the souls of Jews and other infidels if they were
good people. For this, he was accused of Socinianism, the non-
trinitarian heterodoxy preached by Faustus Socinus in the sixteenth
century. Socinianists were dangerous heretics in Dutch Reformed
eyes since they didn’t believe in God’s omniscience or the doctrine of
original sin. Whether or not the Sculptor really was a Socinianist, he
was duly excommunicated from his church, expelled from Dordrecht,
his hometown, and “delivered to Satan,” in the words of his local
preacher.3 Beelthouwer was not without wit, however, for some
years later he denounced this minister as a false prophet, since
Satan had not yet embraced him in any shape or form. In time, he
took up notions of God’s immanence in nature that were close to
Spinoza’s philosophy.
There is no proof that Spinoza ever saw this interesting man in
action, but he would have been aware from an early age of
dissenting views on religious doctrine, and the fierce reactions they
invariably provoked. There had been serious disputes inside the
Portuguese community that mirrored the splits among Calvin’s
followers, though not necessarily for the same reasons. At the time
of Spinoza’s birth, there were three synagogues to serve the spiritual
needs of the Portuguese Nation: Beth Jacob, Nave Shalom, and Beth
Israel. To paper over their frequent quarrels, they finally merged in
1639. The most serious conflict was between the very young Rabbi
Isaac Aboab de Fonseca, who was born to a Marrano family in
Portugal, and the older Rabbi Morteira. Aboab was a kabbalist with a
strong taste for mysticism. Morteira was a more conservative
religious scholar. The matter of dispute was an important one to
Marranos and former Marranos: Was a Jew who converted to the
Christian faith still a Jew? If not, his soul would be damned. Aboab
couldn’t accept this. Surely, even Jews who had converted could find
a place in the world-to-come. Morteira totally disagreed. Those who
did not live as Jews were traitors who could no longer be part of the
community, now or in the afterlife. He thought that “it was
blasphemy to believe that these extremely wicked people have not
been given an eternal punishment.”4 Like many immigrants, always
and in all places, the Jews of Amsterdam were defensive about their
communal identity, particularly because most of them, like Aboab
himself, had been nominal Christians so recently and still had
relatives on the Iberian peninsula.
The issue became too heated and complex for the local rabbis to
solve, so it went to the rabbinic court in Venice, which tried to
persuade Aboab to renounce his views. When he refused, the Venice
rabbis sided with Morteira. Deciding that life in Amsterdam had
become impossible, Aboab later moved to South America, where he
became a rabbi in Recife, a part of Brazil then still held by the Dutch;
many of the Dutch colonizers were in fact Portuguese Jews. When
the Dutch lost their colony to Portugal in 1654, and the Inquisition
threatened the Jews once more, Aboab returned to Amsterdam. Two
years later he would preside over Spinoza’s banishment from the
synagogue. His colleague at the time of this fearsome act was none
other than his old adversary, Rabbi Saul Levi Morteira.
Not much is known about Spinoza as a young schoolboy. Although
he may not have completed all six grades of his school, and the
story that Michael wanted his son to be a rabbi is open to doubt,
Spinoza was a good enough student to attend yeshiva, possibly
under Rabbi Morteira, where he acquired sufficient knowledge to
become a daring critic of biblical texts and, near the end of his life,
the author of a book on Hebrew grammar. Most of what we can
surmise about his childhood comes from well-polished anecdotes
that may or may not be true. Some of these stories suggest,
perhaps by design, that he was not just a bookish stranger to
worldly affairs, a Luftmensch. When he was only ten, Spinoza was
sent by his father to pick up some money owed by an old lady.
Michael had taught his son to be vigilant and never to be fooled by
false piety. The errand was to be a test of Spinoza’s wits. The old
woman asked the boy to wait while she finished her prayers. After
praising Spinoza’s father for his religious devotion, she quickly tried
to fumble some cash into the child’s bag. Sensing that there was
something not quite right, Spinoza insisted on counting the money
despite the lady’s protests. She had indeed shortchanged him by
slipping a few ducats through a gap in the table.
Since Spinoza clearly was not a Luftmensch, he would have been
sharply aware of the religious strife shaking up society outside his
narrow circle as well. Among the Protestants, the contentions
between orthodox Calvinists and relatively liberal Remonstrants
going back to the arguments between Gomarus and Arminius
continued. And so did the political interests that attached themselves
to these conflicting parties. Followers of the House of Orange, with
its hereditary stadtholders, took the side of the Counter-
Remonstrants. The “Orangists,” most powerful in the rural provinces
outside Holland, were more martial and authoritarian than the men
from prominent merchant families who governed as so-called
regents in municipal councils and the States General, the
confederate legislative chamber. These patrician regents, beautifully
painted by Frans Hals in their sober but expensive black finery, were
not democrats by any means. But they were liberal compared to the
Orangists. For much of the seventeenth century, regents and the
stadtholders battled for power in the Dutch Republic. The difference
was essentially between aristocratic authority, supported by the
Reformed Church, and an enlightened oligarchy of an urban-based,
business-minded elite. The regents were at the peak of their powers
between 1650 and 1672, when they had managed to get rid of
stadtholders altogether. This was the heart of the much-celebrated
Dutch Golden Age of Rembrandt, Vermeer, the playwright Joost van
den Vondel, and the great liberal statesmen Johan and Cornelis de
Witt. But when Spinoza was growing up, Prince Frederik Hendrik,
son of William the Silent, and his Calvinist faction still held sway.
Paintings of Frederik Hendrik, the great warrior prince, show a large,
swaggering figure, usually dressed in suits of armor. Even though
Spinoza’s ideals were democratic, he was always aware that his life
as a freethinker was safer under the oligarchic regents, many of
whom read his books, than under the Orangists, whom he despised.
Some of the most divisive issues in the mid-seventeenth century
would have put the Amsterdam Sephardim in a tight spot, which is
precisely where they didn’t want to be. Whether or not to continue
the war against Spain was one such issue. The regents, whose
instincts were more commercial than warlike, looked for ways to end
the war, even if that meant making concessions to the Catholics
living mostly in the southern provinces of the Dutch Republic. Such
concessions were unacceptable to the Calvinists, who found papists
almost as abominable as Jews. And Frederik Hendrik, as commander
of the army and navy, was all for war, in the hope of adding to his
already considerable military victories and boosting his own position
in the republic. Peace would obviously have been better for the
Amsterdam Jews, who had done so well out of trade with Spain. But
they had to be careful, as always, not to upset any establishment,
and certainly not the House of Orange.
Frederik Hendrik was not, however, unmindful of his own financial
considerations. On at least one occasion this involved the
Amsterdam Jews. In 1642, when King Charles I of England was
being challenged by his parliamentary enemies and civil war was
brewing, his consort, the Catholic Queen Henrietta Maria, traveled to
Holland with their daughter, Mary. Mary, who was the same age as
Spinoza, came to marry Frederik Hendrik’s son, William, who was
only fifteen at the time, five years older than his bride. The
stadtholder could do with royal support. Both he and Charles were
fighting for aristocratic privileges. A match between the two children
was meant to warm their relations and further their cause. Queen
Henrietta, who was suffering from a bad cold and a toothache, was
also on a mission to raise money for her husband’s side in the
struggle against the English and Scottish parliaments. She hoped to
use some of the crown jewels as collateral for a substantial loan and
to sell other precious heirlooms. Most potential buyers tended to shy
away from such a transaction, however, fearing political trouble. And
so, in desperation, the queen’s people turned to the Jews of
Amsterdam, who agreed to a loan if Frederik Hendrik would
guarantee it.
On May 22, 1642, the Portuguese synagogue was visited by the
august royal delegation, led by Frederik Hendrik and Queen
Henrietta, who had expressed her wish to see the Jews at prayer.
They were greeted by the parnassim, with Michael d’Espinoza no
doubt in attendance. Rabbi Menasseh had the honor of welcoming
the illustrious visitors. This was an important political event for the
Jews as well. The rabbi indicated why, saying:
We no longer look upon Castille and Portugal, but upon Holland as our
fatherland. We no longer wait upon the Spanish or Portuguese King, but
upon Their Excellencies the States General and upon Your Royal Highness
as our Masters, by whose blessed arms we are protected, and by whose
swords we are defended. Hence, no one need wonder that we shall say
daily prayers for Their Excellencies the States General and for Your
Highness, and also for the noble governors of this world-renowned city.5
In fact, it took more than a decade after the royal visit to Talmud
Torah for the Jews in Holland to be accorded the official status of
Dutch subjects. This privilege was only granted in 1657, just one
year after Oliver Cromwell promised to allow Jews to settle in
England, not least because he needed their business to rival that in
Amsterdam, and two years after Rabbi Menasseh published his
Humble Addresses to the Lord Protector in London to promote that
cause.
We don’t know what the ten-year-old Spinoza made of a Catholic
English queen setting foot in the synagogue. But there was another,
far more dramatic incident that jolted the Portuguese community
and cannot but have left its mark on the boy. It was one of the most
shocking events in the short history of the Portuguese synagogue. In
1640, when Spinoza was only eight, a Jew named Uriël da Costa
killed himself in a shabby Amsterdam boarding house by firing a
bullet through his head. This tragic suicide occurred just a few days
after Da Costa had submitted to grotesque humiliations in the
synagogue to undo his banishment from the Jewish community. He
had to confess to his unspeakable sins for which he deserved to “die
a thousand times.”6 These included his violation of the Sabbath, and
vile heresies such as his claim that Mosaic law was a human
invention. He had even dissuaded two gentiles from converting to
the Jewish faith. After confessing, he was forced to strip to the
waist, was tied to a pillar, and received thirty-nine lashes with the
cantor’s leather belt, while a psalm was sung by the devout. Then he
had to prostrate himself on the threshold, so that everyone, adults
as well as children, could trample on his body.
Even if Spinoza never witnessed this scene, he would certainly
have heard about it, since Da Costa had been a notorious figure in
Vlooienburg, tormented daily by children of Spinoza’s age who threw
stones at him and covered him in spit. A Dutch scholar (not Jewish)
retold the story with horror in 1896.7 He ascribed the bigotry behind
the cruel ritual of abasement to the influence of the Catholic
Inquisition, which had done the Jews such harm. The victims of
persecution had become persecutors themselves, Stockholm
syndrome avant la lettre, as it were. But the story was more
complicated than that. Without considering various angles of the
awful Da Costa affair, it is harder to understand what would happen
to Spinoza sixteen years later.
Uriël was born in Portugal as Gabriël da Costa to a wealthy,
upper-class landowning family. His father was a devout Catholic
convert; his mother still clung to remnants of their ancestral Jewish
faith. As a young man, Gabriël was instructed in the manners of his
class. He rode horses, knew how to wield a sword, and was a pious
Catholic, like his father. But he began to have reservations as a law
student. His doubts are described in his memoir, published
posthumously in 1687, entitled Example of a Human Life (Exemplar
humanae vitae), the authenticity of which is contested, even though
many of his claims are confirmed by others. Da Costa began to
regard promises of an afterlife as a fiction. It conflicted with his
sense of reason. Searching for more credible routes to the meaning
of life, he began, at considerable risk, to delve into Judaism, and
came to believe that the Law of Moses was revealed by God. Since
adopting the Jewish faith would be much too dangerous in Portugal,
Gabriël left his comfortable life behind and moved to Amsterdam,
where Jews could at last be Jews again.
He and his four brothers were circumcised in that city, and Gabriël
became Uriël. But doubts began to disturb his mind once more. Far
from finding the pure faith he was looking for in the synagogue, he
was repelled by the endless disputes, rules, and rituals, and the
social and intellectual arrogance of the rabbis. He now took up a
more radical position: not only Christianity, but Judaism too, was an
accumulation of fictions and superstitions that clashed with human
reason. He wrote a book, soon to be banned, disputing the
immortality of the soul, and he was officially banned from the Jewish
community in Hamburg, Venice, and Amsterdam.
Such bans, or herem, were not unusual. Many people, even Rabbi
Menasseh, were ostracized for one infringement or another, but
usually the herem was cast in mild language, and bans rarely lasted
long. Rabbi Menasseh was banned for just one day for losing his
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The reason for this paucity of documents is also plain enough. “The
antidote to the scorpion’s bite,” to use a patristic figure of speech[41],
was felt by the early Church to be the actual cautery, and its leaders
spared no pains to rout out and burn the writings of the heretics
pending the time when they could apply the same treatment to their
authors. Even before their alliance with Constantine had put the
resources of the State at their disposal, they had contrived to use the
secular arm for this purpose. In several persecutions, notably that of
Diocletian, which was probably the most severe of them all, the
Christian scriptures were particularly sought for by the Inquisitors of
the State, and many of the orthodox boasted that they had arranged
that the police should find the writings of the heretics in their
stead[42]. Later, when it came to the turn of the Christians to dictate
imperial edicts, the possession of heretical writings was made
punishable with severe penalties[43]. Between orthodox Christian and
Pagan it is a wonder that any have survived to us.
A lucky chance, however, has prevented us from being entirely
ignorant of what the Gnostics had to say for themselves. In 1851, a
MS. which had been known to be in the British Museum since 1778,
was published with a translation into a curious mixture of Latin and
Greek by the learned Petermann, and turned out to include a sort of
Gospel coming from some early Gnostic sect[44]. From a note made
on it by a writer who seems to have been nearly contemporary with
its scribes, it is known as Pistis Sophia or “Faith-Wisdom”; and the
same MS. also contains fragments of other works coming from a
cognate source. In 1891, a papyrus in the Bodleian Library at
Oxford, which had been brought into this country in 1769 by the
traveller Bruce, was also published with a French translation by M.
Amélineau, an ex-Abbé who has long made the later Egyptian
language his peculiar study, and proved to contain two documents
connected with the system disclosed in the Pistis Sophia[45]. Both
MSS. are in Coptic of the dialect of the Sahid or Upper Egypt, to
which fact they probably owe their escape from the notice of the
Byzantine Inquisitors; and they purport to contain revelations as to
the next world and the means of attaining salvation therein made by
Jesus on His return to earth after the Resurrection. Although these
several documents were evidently not all written at one time and
place, and cannot be assigned to a single author, the notes and
emendations appearing on the MSS. show that most of them must
have been in the possession of members of the same school as their
composers; and that therefore we have here for the first time direct
and authentic evidence of the Gnostic tenets, as put forward by their
adherents instead of by their opponents.
The collation of these documents with the excerpts from other
Gnostic writings appearing in early writers like Clement of Alexandria
who were not professed heresiologists[46], shows that the post-
Christian Gnostic sects had more opinions in common than would be
gathered from the statements of St Irenaeus, Hippolytus, and
Epiphanius, and that they probably fulfilled a real want of the age[47].
All of them seem to have held that there was one Supreme Being,
the source of all good, and that matter was inherently malignant and
opposed to him. All of them, too, seem to have taught the
perfectibility of man’s nature, the salvation of at any rate the majority
of mankind, and the possibility of their rising in the scale of being;
and all of them held that this was to be effected mainly by means of
certain mysteries or sacramental rites which were assumed to have
a magical efficacy. All these fundamental characteristics find their
origin in the beliefs of the pre-Christian religions and religious
associations described above, and doubtless owed much to their
influence. But with these, there was now combined for the first time
the recognition of the divinity of One who, while appearing upon
earth as a man among men, was yet thought by all to be endowed
with a greater share of the Divine nature than they. Orpheus, Moses,
Homer, and the Jewish prophets had in turn been claimed as
religious teachers who were divinely inspired; but Jesus was
asserted by every later Gnostic school of whose teachings we have
any evidence to have been Himself of higher essence and substance
than the rest of mankind[48]. How far this assertion was dictated by
the necessity for finding a superhuman authority for the revelation
which each Gnostic leader professed to make to his disciples may
be open to question; but in view of some contemporary controversies
it is well to draw attention to the fact that the Divinity in some shape
or other of Jesus, as well as what is now called His “historicity,” was
never for a moment called in question during the first three centuries
by Gnostic or Catholic. Μονογενής or Monogenes[49]—a word which
Catholic writers later confused with Μονογεννητός or “only-
begotten,” but which is best represented by the corresponding Latin
expression unicus or “unique” (i.e. one of a kind)—is the word in
which the Gnostics summed up their conceptions of the nature of
Jesus[50].
This belief, however, led to consequences which do not at first sight
seem to follow from it. The gods of classical antiquity were indeed
supposed to be of like passions with ourselves, and the Greek of
Homer’s time never thought it shame to attribute to them jealousy or
lust or fear or vanity or any other of the weaknesses which afflict
us[51]. But the one feature besides their beauty that distinguished the
Greek gods from humanity was their immortality or freedom from
death; and if demigods like Heracles were said to have gone through
the common experience of mortals, this was held as proof that their
apotheosis or deification did not take place until they had left the
earth[52]. So much was this the case that the Greeks are said to have
been much amused when they first beheld the Egyptians wailing for
the death of Osiris, declaring that if he were a god he could not be
dead, while if he were not, his death was not to be lamented[53]; and
Plutarch, when repeating the story to his countrymen, thought it
necessary to explain that in his view the protagonists in the Osiris
and Set legend were neither gods nor men, but “great powers” or
daemons not yet deified and in the meantime occupying a place
between the two[54]. The same difficulty was, perhaps, less felt by the
other Mediterranean peoples, among whom, as we have seen, the
idea of a god who died and rose again was familiar enough[55]; but
the Gnostic leaders must always have had before their eyes the
necessity of making Christianity acceptable to persons in possession
of that Hellenistic culture which then dominated the world, and which
still forms the root of all modern civilization. How, then, were they to
account for the fact that their God Jesus, whether they considered
Him as the Logos or Word of Philo, or the Monogenes or Unique
Power of the Supreme Being, had suffered a shameful death by
sentence of the Roman procurator in Judaea?
The many different answers that they gave to this question showed
more eloquently than anything else the difficulties with which it was
surrounded. Simon, according to Hippolytus, said that Jesus only
appeared on earth as a man, but was not really one, and seemed to
have suffered in Judaea, although he had not really done so[56].
Basilides the Egyptian, the leader of another sect, held, according to
Irenaeus, that the body of Jesus was a phantasm and had no real
existence, Simon of Cyrene having been crucified in his stead[57];
while Hippolytus, who seems to have drawn his account of Basilides’
teaching from a different source from that used by his predecessor,
makes him say that only the body of Jesus suffered and relapsed
into “formlessness[58],” but that His soul returned into the different
worlds whence it was drawn. Saturninus, another heresiarch, held,
according to both authors, to the phantasmal theory of Jesus’ body,
which attained such popularity among other Gnostic sects that
“Docetism,” as the opinion was called, came to be looked upon by
later writers as one of the marks of heresy[59], and Hippolytus
imagines that there were in existence sects who attached such
importance to this point that they called themselves simply
Docetics[60]. Valentinus, from whose teaching, as we shall see, the
principal system of the Pistis Sophia was probably derived, also
adhered to this Docetic theory, and said that the body of Jesus was
not made of human flesh, but was constructed “with unspeakable
art” so as to resemble it, the dove-like form which had descended
into it at His baptism leaving it before the Crucifixion[61]. According to
Irenaeus, too, Valentinus held that the Passion of Jesus was not
intended as an atonement or sacrifice for sin, as the Catholics
taught, but merely as a symbol or reflection of something that was
taking place in the bosom of the Godhead[62].
Another point in which the chief post-Christian Gnostic sects seem to
have resembled one another is the secrecy with which their
teachings were surrounded. Following strictly the practice of the
various mysteries—the Eleusinian, the Isiac, Cabiric, and others—in
which the Mediterranean god, whether called Dionysos, Osiris, Attis,
Adonis, or by any other name, was worshipped, none were admitted
to a knowledge of their doctrines without undergoing a long,
arduous, and expensive course of initiation. More than one Gnostic
teacher is said to have told his hearers to conceal from men what
they were, or in other words not to let it be known that they were
affiliated to the sect[63], and all the Fathers bear witness to the way in
which in time of persecution the Gnostics escaped by professing any
faith that would satisfy the Roman authorities. By doing so, they laid
themselves open to the accusation hurled at them with great
virulence by the Church, that their secret rites and doctrines were so
filthy as to shock human nature if made public—an accusation which
at the first appearance of Christianity had been brought against the
Catholics, and which the Church has ever since made use of against
any sect which has differed from her, repeating it even at the present
day against the Jews and the Freemasons[64]. There is, however, no
reason why the accusation should be better founded in one case
than in the others; and it is plain in any event that the practice of
secrecy when expedient followed directly from the magical ideas
which have been shown above to be the foundation of the dogmas of
all the pre-Christian Gnostics, besides permeating religions like that
of the Alexandrian divinities. The willingness of the post-Christian
Gnostics to subscribe to any public profession of faith that might be
convenient was no doubt due to the same cause[65]. As has been
well said, to the true Gnostic, Paganism, Christianity, and
Mahommedanism are merely veils[66]. The secret words and
formulas delivered, and the secret rites which the initiate alone
knows, are all that is necessary to assure him a distinguished place
in the next world; and, armed with these, he can contemplate with
perfect indifference all outward forms of worship.
These and other points which the post-Christian Gnostic sects seem
to have had in common[67] can therefore be accounted for by their
common origin, without accepting the theory of the textual critics that
the Fathers had been deceived by an impostor who had made one
document do duty several times over. Yet until we have the writings
of the heresiarchs actually in our hands, we must always be in doubt
as to how far their opinions have been correctly recorded for us. The
post-Christian Gnostic sects have been compared with great aptness
to the Protestant bodies which have sprung up outside the Catholic
Church since the German Reformation[68], and the analogy in most
respects seems to be perfect. Yet it would probably be extremely
difficult for a bishop of the Church of Rome or of that of England to
give within the compass of an heresiology like those quoted above
an account of the tenets of the different sects in England and
America, without making grave and serious mistakes in points of
detail. The difficulty would arise from want of first-hand knowledge, in
spite of the invention of printing having made the dissemination of
information on such subjects a thousand times more general than in
sub-Apostolic times, and of the fact that the modern sects, unlike
their predecessors, do not seek to keep their doctrines secret. But
the analogy shows us another cause of error. The “Free Churches,”
as they are called in modern parlance, have from the outset shown
themselves above all things fissiparous, and it is enough to mention
the names of Luther, Zwingli, Calvin, Socinus, Wesley, and Chalmers
to show how hopelessly at variance the teachings of the founders of
sects at first sight are. But in spite of this, there seems to have been
always a sort of fluidity of doctrine among them, and hardly any of
the Nonconformist sects now profess the dogmas with which they
first came into existence. The changes in this respect, however,
never involve the borrowing of new tenets from sources external to
them all, but seem to be brought about by a sort of interfiltration
between one sect and another. Thus, for example, for many
centuries after the Reformation the majority of the dissident sects
which rejected all connection with the Catholic Church were among
the stoutest defenders of the Divinity of Jesus, and the Socinians
who held the contrary opinion were in an entirely negligible minority.
At the present day, however, the tendency seems to run the other
way, and many Nonconformist bodies are leaning towards Unitarian
doctrines, although few of them probably have ever heard the name
of Socinus. A similar tendency to interpenetration of doctrines early
showed itself among the Gnostics; and there can be little doubt that
it sometimes led to a fusion or amalgamation between sects of
widely differing origin. Hence it is not extraordinary that certain
tenets are sometimes recorded by the Fathers as peculiar to one
Gnostic leader and sometimes to another, and to trace accurately
their descent, it would be necessary to know the exact point in the
history of each sect at which such tenets appeared. But the Fathers
seldom thought of distinguishing between the opinions of an
heresiarch and those of his successors, and the literary habits of the
time were not in favour of accurate quotation of documents or even
of names[69]. This forms the chief difficulty in dealing with the history
of the Gnostic teaching, and although the discovery of fresh
documents contemporary with those we now possess would
undoubtedly throw additional light upon the subject, it is probable
that it will never be entirely overcome.
Generally speaking, however, Gnosticism played a most important
part in the history of Christianity. Renan’s view that it was a disease
which, like croup, went near to strangling the infant Church is often
quoted[70]; but in the long run it is probable that Gnosticism was on
the whole favourable to her development. In religion, sentiment often
plays a larger part than reason; and any faith which would enable
men of weight and influence to continue the religious practices in
which they had been brought up, with at the outset but slight
modification, was sure of wide acceptance. There seems no doubt
that the earlier Gnostics continued to attend the mysteries of the
Chthonian deities in Greece and of their Oriental analogues, Osiris,
Attis, Adonis, and the like elsewhere, while professing to place upon
what they there saw a Christian interpretation[71]. Here they acted like
the little leaven that leaveneth the whole lump, and this did much to
spread the knowledge of the new faith among those spiritually-
minded Gentiles, who would never have felt any interest in
Christianity so long as it remained merely a branch of Judaism[72].
Most of them, moreover, sooner or later abandoned their Gnosticism,
and became practising members of the Catholic Church, who
sometimes went a long way to meet them. As Renan has said, none
of them ever relapsed into Paganism[73], and in this way the so-called
heresies became at once the feeders of orthodox Christianity and its
richest recruiting-ground[74]. They offered in fact an easy road by
which the wealthy, the learned, and the highly-placed could pass
from Paganism to Christianity without suffering the inconvenience
imposed upon the first followers of the Apostles.
On the other hand, it may be argued that the Church in receiving
such recruits lost much of that simplicity of doctrine and practice to
which it had hitherto owed her rapid and unvarying success. The
Gnostics brought with them into their new faith the use of pictures
and statues, of incense, and of all the paraphernalia of the worship
of the heathen gods. Baptism which, among the Jewish community
in which Christianity was born, was an extremely simple rite, to be
performed by anybody and entirely symbolical in its character[75],
became an elaborate ceremony which borrowed the name as well as
many of the adjuncts of initiation into the Mysteries. So, too, the
Agape (love-feast) or common meal, which in pre-Christian times
was, as we have seen, common to all Greek religious associations
unconnected with the State, was transformed by the Gnostics into a
rite surrounded by the same provisions for secrecy and symbolizing
the same kind of sacrifice as those which formed the central point of
the mystic drama at Eleusis and elsewhere. Both these sacraments,
as they now came to be called, were thought to be invested with a
magical efficacy, and to demand for their proper celebration a
priesthood as exclusive as, and a great deal more ambitious than,
that of Eleusis or Alexandria. The daring speculations of the
Gnostics as to the nature of the godhead and the origin of the world
also forced upon the Catholics the necessity of formulating her views
on these points and making adhesion to them a test of
membership[76]. To do so was possibly to choose the smaller of two
evils, yet it can hardly be denied that the result of the differences of
opinion thus aroused was to deluge the world with blood and to stay
the progress of human knowledge for more than a thousand
years[77]. It is said that if Gnosticism had not been forcibly
suppressed, as it was directly the Christian priesthood obtained a
share in the government of the State, Christianity would have been
nothing but a battle-ground for warring sects, and must have
perished from its own internal dissensions. It may be so; but it is at
least as possible that, if left unmolested, many of the wilder sects
would soon have withered away from their own absurdity, and that
none of the others would have been able to endure for long. In this
respect also, the history of the post-Reformation sects offers an
interesting parallel.
Be that as it may, it is plain that the Catholic Church, in devoting her
energies to the suppression of the Gnostic heresies, lost much of the
missionary power which till then had seemed all-conquering. During
the two centuries which elapsed between the siege of Jerusalem
under Vespasian and the accession of Aurelian, the Church had
raised herself from the position of a tiny Jewish sect to that of the
foremost among the many religions of the Roman Empire. A brief but
bloody persecution under Diocletian convinced the still Pagan
Emperors of the impossibility of suppressing Christianity by force,
and the alliance which they were thus driven to conclude with it
enabled the Church to use successfully against the Gnostics the arm
which had proved powerless against the Catholics[78]. Yet the triumph
was a costly one, and was in its turn followed by a schism which rent
the Church in twain more effectually than the Gnostic speculations
could ever have done. In the West, indeed, the Latin Church was
able to convert the barbarians who extinguished the Western half of
the Roman Empire; but in the East, Christianity had to give way to a
younger and more ardent faith. How far this was due to the means
taken by the Church to suppress Gnosticism must still be a matter of
speculation, but it is certain that after her first triumph over heresy
she gained no more great victories.
CHAPTER VIII
POST-CHRISTIAN GNOSTICS: THE OPHITES
“The Spirit is where the Father and the Son are named, from
whom and from the Father it is there born; and this (that is, the
Spirit) is the many-named, myriad-eyed Incomprehensible One
for whom every nature in different ways yearns,”