Professional Documents
Culture Documents
MARITIME
RISE AND
GLOBAL
SECURITY
From the Indian Ocean to
Pacific Asia and the Arctic
ED I T ED B Y G EO F F REY F. G RESH
With a foreword by ADM James Stavridis (Ret.)
Eurasia’s Maritime Rise and Global Security
Geoffrey F. Gresh
Editor
Eurasia’s Maritime
Rise and Global
Security
From the Indian Ocean to Pacific Asia
and the Arctic
Editor
Geoffrey F. Gresh
National Defense University
Washington, DC, USA
vii
viii FOREWORD
This volume emerged from a workshop on the future of the world’s oceans
hosted at the Fletcher School of Law and Diplomacy, Tufts University, in
the spring of 2015 to honor the legacy and groundbreaking work of John
Curtis Perry, director emeritus and founder of the Fletcher Maritime
Studies Program and the Henry Willard Denison Professor of History at
the Fletcher School. John has been a vital mentor, scholar, and friend to
countless students during several decades of service. Through his teach-
ings and writings, he inspired a future generation of scholars and practitio-
ners, many represented in this volume, dedicated to the importance of
rigorous historical and interdisciplinary research from a saltwater perspec-
tive. We are forever grateful and eternally indebted for all that he has done
to inspire and unpack our profound fascination of the sea. Additionally, I
would like to thank the Dean of the Fletcher School, ADM. James Stavridis
(Ret.), who was a strong supporter of this project from the beginning. In
a similar vein, I would like to thank all of the authors in the volume for
their support and insightful contributions. Certainly, it is important to
note that the views expressed here are those of the authors alone. They do
not represent official policy, nor do they represent any government entity.
At National Defense University (NDU) and the College of International
Security Affairs (CISA), I would like to thank the Chancellor, Michael
S. Bell, and the Academic Dean/Interim Chancellor Charles B. Cushman,
Jr., for their continued support of my research endeavors and for this proj-
ect in particular. I would also like to thank colleagues and mentors from
NDU and elsewhere, including Hassan Abbas, George Packard, Erik
Dahl, Alexis Dudden, David Ucko, and Andrea Ghiselli, who provided
ix
x ACKNOWLEDGMENTS
xi
xii Contents
Part III The Arctic & the Future of the World’s Oceans 181
Index 275
Notes on Editors and Contributors
Editor
Geoffrey F. Gresh is the Department Chair and Associate Professor of
International Security Studies at the College of International Security
Affairs, National Defense University in Washington, DC. He served previ-
ously as the college’s Director of the South and Central Asia Security Studies
Program. Prior to NDU, he was a Visiting Fellow at Sciences Po in Paris and
was the recipient of a Dwight D. Eisenhower/Clifford Roberts Fellowship.
He also received a US Fulbright-Hays Grant to teach international relations
at Salahaddin University in Erbil, Iraq. He has been awarded a Rotary
Ambassadorial Scholarship to Istanbul, Turkey, and a Presidential Scholarship
at the American University in Cairo, Egypt. Most recently, he was named as
a US-Japan Foundation Leadership Fellow, an Associate Member of the
Corbett Centre for Maritime Policy Studies at King’s College in London,
and as a term member to the Council on Foreign Relations. He is the author
of Gulf Security and the U.S. Military: Regime Survival and the Politics of
Basing (Stanford University Press, http://goo.gl/hf7jJI). His research has
also appeared in such scholarly or peer-reviewed publications as World
Affairs Journal, Gulf Affairs, Sociology of Islam, Caucasian Review of
International Affairs, Iran and the Caucasus, The Fletcher Forum of World
Affairs, Turkish Policy Quarterly, Central Asia and the Caucasus, Insight
Turkey, Al-Nakhlah, War on the Rocks, and Foreign Policy. He received a
PhD in International Relations and MALD from the Fletcher School of Law
and Diplomacy at Tufts University.
xv
xvi Notes on Editors and Contributors
Contributors
Scott G. Borgerson is the CEO of CargoMetrics, a technology-driven
investment manager with a global macro and quantitative investment
focus. CargoMetrics’ investment platform incorporates big data and scal-
able computing technologies. Dr. Borgerson is also an expert on the
Arctic. He has published numerous landmark articles on the subject; he
advises national and international leaders on emerging Arctic issues; and
he is a co-founder of The Arctic Circle, a global NGO. Prior to co-found-
ing CargoMetrics, Dr. Borgerson was an International Affairs Fellow and
then the Visiting Fellow for Ocean Governance at the Council on Foreign
Relations. He also served as a Senior Research Scholar at the School of
International and Public Affairs at Columbia University. A former coast
guard officer with a decade of military service, he has held positions as a
ship navigator, a patrol boat captain, an assistant professor at the US Coast
Guard Academy, and the founding managing director of the Academy’s
Institute for Leadership. He earned the Achievement, Commendation,
and Meritorious Service Medals as well as numerous unit awards while on
active duty. He has testified before a number of congressional committees,
contributed to White House strategic policymaking, and his op-eds and
articles have appeared in The Wall Street Journal, The New York Times, The
Atlantic and Foreign Affairs, among other publications. Dr. Borgerson
earned a BS from the US Coast Guard Academy as well as MALD and
PhD degrees in international relations from the Fletcher School of Law
and Diplomacy at Tufts University. He has earned a US Merchant Marine
Officers License and holds a Series 3 Commodities Futures License. He
serves on the boards of The Arctic Circle, the Kostas Homeland Security
Institute, Catalyst Maritime, and the Institute for Global Maritime Studies.
He is a member of the Council on Foreign Relations.
Ethan Corbin is currently the Director of the Defence and Security
Committee at the NATO Parliamentary Assembly. He completed his doc-
torate in international relations at the Fletcher School of Law and
Diplomacy at Tufts University. Prior to joining the NATO Parliamentary
Assembly, Dr. Corbin was a Lecturer in international relations at Tufts
University teaching courses on US foreign policy and international secu-
rity studies. His research interests include US foreign policy, international
security, international organizations, and Middle Eastern politics. From
2011–2013, he was a Research Fellow at the Belfer Center for Science and
Notes on Editors and Contributors
xvii
xxiii
CHAPTER 1
Geoffrey F. Gresh
G. F. Gresh (*)
College of International Security Affairs, National Defense University,
Washington, DC, USA
Analytical Framework
Throughout this volume, three main argument strands are asserted by all
of the authors regarding how Eurasia’s maritime space has grown in sig-
nificance. Specifically, it looks at how Eurasia’s maritime space is used:
–– As avenue
–– As arena
–– As source
To quote maritime historian John Curtis Perry:
[The Ocean] is an avenue for the flow of goods and resources, traditionally
for people as well as ideas, and an arena for struggle and combat.
Furthermore, the sea provides a source of foodstuffs and minerals, and will
offer perhaps much else in the future. Now a frontier of opportunity, it is
also a frontier of challenge. How we can exploit these resources without
severely damaging the natural environment or inflaming national passions is
a daunting task, especially in Pacific Asia where tensions are already high.11
in part to the classic work of the naval strategist Alfred Thayer Mahan. In
his famous The Influence of Sea Power upon History, 1660–1783, Mahan
writes about how a nation’s wealth is tied to both sea power and maritime
trade. A nation cannot have domestic prosperity without maritime domi-
nance.13 Mahan believed that commercial rivalry did not necessarily result
in greater stability or peace but rather that it could transform into a more
competitive or adversarial relationship with a potential for escalating into
conflict.14 If tensions escalate further in line with Mahan’s sea power the-
ory, it could have devastating repercussions for both the global political
economy and Eurasian powers who increasingly rely upon the sea, includ-
ing established regional powers such as South Korea and Japan. The
United States will also likely be implicated and immersed into any conflict
to defend its security treaty allies such as Japan, South Korea, or Taiwan.
Though other works have applied either a neoliberal or Mahanian-like
thinking to specific cases or specific oceans such as the Indian Ocean,
South China Sea, or Pacific Asia, no book has yet to tackle Eurasia’s mari-
time space as a whole and from an interdisciplinary perspective.15 Some
prior works have attempted to analyze the Indo-Pacific as a collective
region, but they still fall short in providing a more comprehensive analysis
that integrates both climate change and/or military, economic, and secu-
rity challenges associated with the growing rivalries of the continent.16
With this volume’s unique maritime perspective, the contributors por-
tray a complex dynamic across Eurasia’s maritime regions that will con-
tinue to evolve and grow more accentuated with a warming planet over the
next century. Though the contributors might differ in what they believe as
Eurasia’s top maritime priority or concerns for the future, this volume
provides keen insights into how Eurasia’s maritime space has transformed
in recent years, in addition to how it will affect many of the current dynam-
ics and alliances that we often take for granted in the current international
system. Whether one believes it or not, Eurasia’s maritime rise has begun
with significant implications for the future of global security.
Volume Overview
For the organization of this volume, the authors have been divided among
the three main oceanic regions associated with Eurasia’s maritime spaces:
the Indian Ocean, Pacific Asia, and the Arctic. With any good maritime
study, however, it is important to note that some of the chapters have
INTRODUCTION: WHY MARITIME EURASIA? 5
regional overlap or address topics that apply to the larger Eurasian conti-
nent. Climate change, energy security, and the shipping industry, for
example, are not always bound by a specific region. That said, most of the
chapters do fit well into one or more of the three specific oceanic regions
highlighted above, and the last section takes on a more future leaning
approach related to the future of Eurasia and the world’s oceans. As a
volume that is interdisciplinary in nature, it represents vital perspectives
from the private and public sector, as well as regional maritime trends,
linked to the great importance of the past, present, and future of a mari-
time Eurasia. Additionally, for each regional ocean, the authors either
touch upon one or all three of the maritime themes of ocean as avenue,
arena, or source, thus making an important contribution to our larger
understanding about Eurasia’s growing maritime significance.
has led to greater competition with India and thus the United States
throughout the Indian Ocean Region. In 2013, Chinese President Xi
Jinping announced the proposal of a “New Maritime Silk Road” in con-
junction with China’s “Silk Road Economic Belt” project or “One Belt,
One Road” initiative to support China’s growing economy and to expand
the PRC’s economic influence and network across Eurasia on land and at
sea. As Gresh argues, the Maritime Silk Road initiative specifically aligns
with a larger Chinese maritime strategy to expand China’s maritime pres-
ence in the Indian Ocean and Arabian/Persian Gulf for economic, politi-
cal, and security reasons. It also looks at how China might soon be well
positioned to act as an additional stabilizing force for Persian Gulf and
Arabian Sea security. For many Gulf Arab monarchies, they welcome an
increase in China’s political, economic, and other maritime regional activi-
ties, but the choice of security or economic partner is made more compli-
cated today by the domestic and regional instability stemming in part from
Iraq, Yemen, Syria, and Iran, factors that threaten to alter totally the
broader Middle East’s security dynamic.
In Chap. 4, Jelmer Ikink looks at one of the Indian Ocean’s greatest
dilemmas: Somali piracy and successful counter-piracy measures. In this
chapter, he touches upon the ocean as source and avenue. The motives for
and means to eradicate Somali piracy have been thoroughly discussed by
academics, practitioners, policymakers, and research institutions. And for
good reason, pirates have the ability to endanger and seriously disrupt the
shipping industry. Anti-piracy solutions offered are frequently based on pro-
grams seeking to eradicate piracy through onshore programs that raise the
standard of living and opportunities for the average Somali, so that piracy
will not be regarded as their alternative to a life in destitution. In the mean-
time, the presence of pirates creates a real challenge to maritime trade and
other maritime economic opportunities today. During a period when ship-
pers are already facing financial volatility, international shipping has increas-
ingly become exposed to the threat of piracy. Unlike centuries ago, when the
height of the monsoon was the worst shipping season with its strong winds
and high waves, today sailors dread the off-monsoon season because the
pirates then board their skiffs. This chapter offers important insights into
how to protect lives and cargo of the shipping industry by providing a cost-
benefit analysis of each of the most often used counter-piracy measures.
Sea Sovereign Thomas in Chap. 5 addresses the theme of ocean as
arena through an examination of the rising Indo-Japanese maritime
partnership and growing, albeit overlapping, security concerns between
INTRODUCTION: WHY MARITIME EURASIA? 7
the Indian Ocean Region and Pacific Asia. In large part influenced by
China’s rise, India and Japan have created one of the fastest-growing bilat-
eral security relationships in Asia. Over the past decade or more, Tokyo
and New Delhi have wholly transformed the nature and scope of their
association, moving from negligible engagement to a full-blown “global
and strategic partnership.” Today, their security dialogue is routine and
substantive. Since 2005, successive prime ministers, for example, have
committed to an annual summit, and foreign and defense ministers now
meet frequently in a “two-plus-two” format, the same mechanism Japan
enjoys with the United States and Australia, and a format that India only
shares with Japan. Naval and coast guard exercises have grown in fre-
quency and substance, and India is buying the capable Japanese US-2
amphibious aircraft in Tokyo’s first overseas military sale since 1967. What
explains the extraordinary speed of this development? China’s rise and
America’s relative decline have provided the real sense of urgency. As
Beijing flexes its military and diplomatic muscles, Tokyo and New Delhi’s
shared interests have come into sharper relief. At the same time, America’s
position as unilateral guarantor of Asian maritime security has become
increasingly tenuous thus pushing at the importance of Eurasia’s maritime
rise. India and Japan’s vigorous response to these twin developments has
been informed by a common view of the saltwater domain, and the most
prominent manifestations of their strategic partnership have been nautical
in nature. As asserted in this chapter, India and Japan’s maritime relation-
ship is built on strong foundations, is likely to endure, and will have a posi-
tive effect on Indo-Pacific maritime security, particularly as a check against
Chinese naval activity.
To round out this section, Chap. 6 examines the interconnected nature
of cybersecurity and the Indo-Pacific’s maritime security or the theme of
ocean as avenue and arena. Certainly, the Internet has helped drive Asia’s
economic emergence. Major telecommunications investments in China,
India, and Southeast Asia over the last three decades integrated these
economies into the global system, allowing Asian companies to bring
goods and services to domestic and international markets in new and inno-
vative ways. Today China has the largest population of Internet users on
earth at 720 million, and in a sign of Asia’s continued rise, India recently
jumped past the United States for second place with over 460 million
users. Yet there is a dark side to all this connectivity. Asia’s current and
projected reliance on cyberspace for its business operations and economic
growth stands in stark contrast to the inadequacy of its cybersecurity.
While arguing that Asia by and large lacks a robust regional cybersecurity
8 G. F. GRESH
Pacific Asia
To begin this section, Sung-Yoon Lee in Chap. 7 provides a more histori-
cal perspective on the ocean as avenue and arena through his examina-
tion of Japan’s maritime relationship with the Korean peninsula. Lee
argues that if the United States fought in the Korean War primarily to
repel the North Korean invading forces, a deeper primal reason was to
prevent Japan from falling into hostile hands of China and the Soviet
Union. Moreover, by taking the initiative to go to war in Korea under
the rubric of “police action,” the United States gave credence to the
concept of collective security implemented under the banner of the
United Nations. Hence, an all-important precedent had been set in
Korea. That the Republic of Korea was saved by this campaign was an
almost tangential, although entirely necessary, condition to achieving
bigger national objectives and establishing far-reaching international
principles. In this ambitious campaign, the United States sought assis-
tance not only from the 15 other nations that came to South Korea under
the UN imprimatur but also America’s most natural source of men and
materiel in the region, Japan. The United States employed thousands of
Japanese nationals, to a limited extent, in combat duties in and around
the Korean peninsula, including dozens of Japanese vessels in the Korean
waters and harbors of Wonsan, Kunsan, Inchon, Haeju, and Chinnampo.
In any future c ontingency operations in the Korean peninsula, Japan’s
military experience in Korea—especially that of its maritime forces—will
be a strategic asset not forgotten. Chief among the humanitarian and
INTRODUCTION: WHY MARITIME EURASIA? 9
levels could rise 1 meter by the end of the century due to a 4-degree
Celsius rise in temperature and the increasingly changing nature of the
Earth’s oceans. Beijing’s reliance on mitigating carbon emissions shifts the
focus of the policy debate away from adapting to the coming metamor-
phosis of the region and prevents a coordinated response to sea level rise.
If nothing is done, the Pearl River Delta faces extraordinary economic and
human loss that would deal a large blow to a flattening Chinese economy.
As White argues, Beijing needs to identify that adaptation strategies are an
acceptable form of climate change policy and work to implement both
hard and soft armoring designs into the PRD climate change infrastruc-
ture, as well as create a better organizational response to sea level rise.
The last chapter of this section embraces the larger theme of energy
security in Pacific Asia or the ocean as source and the implications for
global maritime order and maritime supremacy. In Chap. 10, Stephen
Lambo analyzes the importance of US energy production and the critical
lifeline it has provided to US allies in East Asia, especially South Korea and
Japan. He begins with an historical overview of what he deems as the
energy and oceanic coalition in Asia. He then examines the new energy
multi-polarity created by the rapid increase in US energy supplies in recent
years—such as the shale gas revolution—delving into the critical ways the
United States will likely use its newfound ability to export energy by sea to
support Asian allies and to balance foes in Pacific Asia.
to set the scene for our deeper understanding of the state rivalries and
sovereignty dynamics at play in the Arctic. In Chap. 12, he writes about
the evolution of the public and national imaginations tied to the Arctic
region. Here he looks at the Arctic as both an arena and source of inspira-
tion. In the Arctic, as O’Leary argues, no two littoral nations diverge so
much on their Arctic orientation and aspirations as the United States and
Russia, historically and today. Yet, if the Eurasian behemoth has tradition-
ally drawn far more in resources and identity from the Arctic, for both
Russia and in North America, we may now hope that the Arctic land and
seascape offers far less “ferocious enchantment” than it has. Increasingly,
and for the first time in the international relations of the Arctic, it appears
that the emerging tensions will be managed within a complex framework
of international law, which all major parties—of the Arctic littoral and
farther afield—have a strong interest in maintaining.
Elliot Creem builds off of this important discussion in Chap. 13 with a
study of the threat posed to Arctic fisheries—a valuable source of food and
revenue—due in large part to global warming. The Arctic Ocean contin-
ues to warm and sea ice retreat means that previously frozen, unexplored
areas of the Central Arctic are now navigable and accessible. As Creem
discusses, these international waters, outside of the eight Arctic states’
exclusive economic zones, require laws and regulations to protect the
marine ecosystem and govern sustainable industries like commercial fish-
ing. While commercial fishermen have trawled Arctic waters for decades,
they have never had access to the 1.1 million square-mile zone in the
Central Arctic. Though a regulatory regime composed of international
law, national regulations, and regional frameworks currently governs Arctic
fisheries, many gaps and shortcomings preclude full coverage of the Arctic
Ocean, including a lack of compliance and enforcement mechanisms.
The last two chapters of this final section take on a more future leaning
approach when it comes to the Arctic and Eurasia, whether from a geo-
politics or environmental perspective. In Chap. 14, Ethan Corbin provides
a valuable and unique NATO maritime take, examining the ocean as arena
theme. From his perspective, 2014 was a pivotal year for NATO and its
growing concerns over a more aggressive Russia in Europe and the Middle
East. In response, NATO scrambled to prove its “readiness” in the face of
challenges to its eastern and southern flanks. Far north of the Ukrainian
and Middle Eastern conflicts, however, NATO has begun to take aim on
the strategic competition growing in the Arctic, especially between Russia
and the European Union. As Arctic states such as Russia seek to protect
and project their interests in the High North, the region is witnessing
12 G. F. GRESH
Disclaimer The views expressed here are those of the author alone and do not
represent official policy or the views of the National Defense University, the
Department of Defense, and the US Government.
Notes
1. This construct is inspired by John Curtis Perry, “Beyond the Terracentric:
Maritime Ruminations,” The Fletcher Forum of World Affairs 37, no. 3
(2013): 141–145.
2. Op. Cit. Geoffrey Till, Seapower (New York: Routledge, 2013, 3rd
Edition), 12.
3. See “Top 50 World Container Ports,” World Shipping Council, 2016,
http://www.worldshipping.org/about-the-industry/global-trade/
top-50-world-container-ports
4. In cargo shipping, TEUs is short for Twenty-foot equivalent units. “Trade
Routes,” World Shipping Council, 2013 estimates, http://www.world-
shipping.org/about-the-industry/global-trade/trade-routes
5. Malte Humpert, “The Future of Arctic Shipping: A New Silk Road for
China?” The Arctic Institute, 2013, 8, https://issuu.com/thearcticinsti-
tute/docs/the_future_of_arctic_shipping_-_a_n
6. David D. Arnold, “Six Pressing Issues in Asia and How We’re Adapting
Our Approach to Address Them,” The Asia Foundation, September 6,
2016, http://asiafoundation.org/2016/09/06/six-pressing-issues-asia-
adapting-approach-address/
7. Kent E. Calder, New Continentalism: Energy and Twenty-First-Century
Eurasian Geopolitics (New Haven, CT: Yale University Press, 2012): xxv.
8. Jude Clemente, “How Much Energy Does Russia Have Anyways?”
Forbes, March 25, 2015, https://www.forbes.com/sites/judeclemente/
2015/03/25/how-much-energy-does-r ussia-have-anyways/
#3ca1c54c7c59
9. Geoffrey F. Gresh, Gulf Security and the U.S. Military: Regime Survival
and the Politics of Basing (Stanford: Stanford University Press, 2015): 7.
10. “Maritime Choke Points and Strategic Interruption,” TSG Intel Brief,
June 6, 2014, http://soufangroup.com/tsg-intelbrief-maritime-choke-
points-and-strategic-interruption/
11. Emphasis by author. John Curtis Perry, “Oceanic Revolution and Pacific
Asia,” The Fletcher Forum of World Affairs 35, no. 2 (2011): 123–131.
12. Robert O. Keohane and Joseph Nye, Power and Interdependence
Revisited. International Organization 41, no. 4 (1987): 725–753.
13. Seth Cropsey and Arthur Milikh, “Mahan’s Naval Strategy: China
Learned It. Will America Forget It?” World Affairs Journal
(April/May 2012), http://www.worldaffairsjournal.org/article/
mahan’s-naval-strategy-china-learned-it-will-america-forget-it
14 G. F. GRESH
14. Daniel Moran and James A. Russell, eds., Maritime Strategy and Global
Order: Markets, Resources, Security (Washington, DC: Georgetown
University Press, 2016): 34–35; Geoffrey Till, Seapower (New York:
Routledge, 2013, 3rd Edition): 11.
15. See Thomas Mahnken and Dan Blumenthal, Strategy in Asia: The Past,
Present, and Future of Regional Security (Stanford: Stanford University
Press, 2014); Dave Sloggett, Anarchic Sea: Maritime Security in the
Twenty-First Century (London: Hurst, 2013); Peter Dombrowski and
Andrew C. Winner, The Indian Ocean and U.S. Grand Strategy: Ensuring
Access and Promoting Security (Washington, D.C.: Georgetown University
Press, 2014); John Garofano and Andrea J. Dew, Deep Currents and
Rising Tides The Indian Ocean and International Security (Washington,
D.C.: Georgetown University Press, 2013); James Kraska, Arctic Security
in an Age of Climate Change (New York: Cambridge University Press,
2013); Bill Hayton, The South China Sea: The Struggle for Power in Asia
(New Haven: Yale University Press, 2014); Toshi Yoshihara and James
R. Holmes, Red Star Over the Pacific: China’s Rise and the Challenge to
U.S. Maritime Strategy (Annapolis, Maryland: Naval Institute Press,
2010); Toshi Yoshihara and James R. Holmes, Asia Looks Seaward: Power
and Maritime Strategy (Westport, CT: Praeger Security International,
2007); James R. Holmes and Andrew C. Winner; Indian Naval Strategy
in the Twenty-first Century (New York: Routledge, 2010); Andrew
S. Erickson and Lyle J. Goldstein, China Goes to Sea: Maritime
Transformation in Comparative Historical Perspective (Annapolis,
Maryland: Naval Institute Press, 2009); Bernard Cole, Asian Maritime
Strategies (Annapolis, Maryland: Naval Institute Press, 2013); Robert
Kaplan, Monsoon: The Indian Ocean and the Future of American Power
(New York: Random House, 2010).
16. Michael R. Auslin, The End of the Asian Century: War, Stagnation, and the
Risks to the World’s Most Dynamic Region (New Haven: Yale University Press,
2017); Priya Chacko, New Regional Geopolitics in the Indo-Pacific: Drivers,
Dynamics and Consequences (New York: Routledge, 2016); C. Raja Mohan,
Samudra Manthan: Sino-Indian Rivalry in the Indo-Pacific (New York:
Carnegie Endowment, 2012); Sam Bateman and Joshua Ho, eds. Southeast
Asia and the Rise of Chinese and Indian Naval Power: Between Rising Naval
Powers (New York: Routledge, 2012).
PART I
Rockford Weitz
R. Weitz (*)
The Fletcher School of Law and Diplomacy, Tufts University,
Medford, MA, USA
seaborne trade over the last three centuries fueled the struggle to retain
control over such chokepoints. The growing dependence of modern
navies on coal in the nineteenth century gave naval bases on strategic
waterways a new role as coaling stations. The military function of choke-
points changed again in the mid-twentieth century as they became sites for
air bases necessary for projecting air power.
Since World War II, most strategic chokepoints have transitioned from
military outposts to thriving commercial seaports open to global port
operators and maritime service providers offering fuel, provisions, ship
repair, and other support services. Singapore has leveraged its position on
the Malacca Straits to create the world’s most important transshipment
hub and maritime innovation cluster. The Suez Canal now boasts modern
container terminals at Port Said and supports services for supertankers on
both ends of the canal. Gibraltar has become a prominent tax haven and
tourist destination, and the neighboring Port of Algeciras has grown into
Spain’s top container port7 and the largest transshipment hub on the
Mediterranean Sea.8
range from small to large and have diverse business models. Some bulk
ship owners operate their own vessels while others charter their ships to
vessel operating companies. Certain bulk shipping businesses have long-
term contracts with shippers, particularly in specialized bulk cargoes such
as liquefied natural gas (LNG). These bulk carriers with long-term con-
tracts operate scheduled services similar to container lines.
In general, global shipping companies do not derive any competitive
advantage from strategic maritime chokepoints. Shipping lines operating a
fixed schedule may have a minor business interest in having a physical
presence at chokepoints but only as a means to maintain reliable service by
expediting passage through crowded waterways. Rather, the global ship-
ping industry approaches strategic chokepoints as a geographic reality that
they take into account when planning efficient and reliable voyages.
Malacca Straits
The sea dominates Southeast Asia, covering approximately 90 percent of
its surface area. The Malacca Straits constitute the key strategic choke-
point connecting the Pacific and Indian Oceans. Roman, Greek, Chinese,
and Indian traders took advantage of this natural channel since antiquity.
Malacca’s strategic location made it a source of international friction after
the fifteenth century. The Portuguese captured the strategic outpost of
Melaka in 1511 under the leadership of Afonso de Albuquerque, holding
it until the Dutch seized control in 1641.
In 1819, Sir Stamford Raffles founded colonial Singapore as a trading
post of the East India Company. Singapore became an increasingly impor-
tant British naval base on the sea route connecting Pacific Asia with British
colonial holdings in South Asia and Africa and with Britain itself. The
opening of the Suez Canal in 1869, reducing the distance between Europe
and Pacific Asia by a third, only increased the Malacca Straits’ significance
as the most important maritime link between the Pacific and Indian Oceans.
Today over one-third of world trade and one-half of the world’s oil ship-
ments transit the Malacca Straits,9 including 80 percent of Japan’s oil
imports,10 80 percent of China’s oil imports,11 and 99 percent of South
Korea’s oil imports.12 Numerous LNG tankers destined for Japan and
South Korea, the two largest LNG importers, also traverse the waterway.13
After gaining independence from Britain and Malaysia, Singapore
focused its economy seaward, using its natural deep water port on the
world’s busiest shipping route to build a thriving transshipment hub.
Singapore invested in port infrastructure, while the rise of containeriza-
tion set the maritime city-state on an impressive growth trajectory.
Furthermore, Singapore built one of the world’s most extensive maritime
innovation clusters, offering maritime support services ranging from bun-
kering to ship repair to maritime arbitration.
But Singapore is not alone among thriving seaports on the Malacca
Straits. The Port of Tanjung Pelepas, located in Malaysia’s Johor province,
opened in 2000 as a direct competitor to nearby Singapore. Maersk estab-
lished major container operations in Tanjung Pelepas, in part, to pressure
the Port of Singapore to lower container handling prices. Malaysia’s Port
Klang is another major container hub on the Malacca Straits, serving the
economic zone surrounding Kuala Lumpur. This combination of
22 R. WEITZ
impressive container hub ports makes the Malacca Straits the most impor-
tant strategic chokepoint for containerized cargo.
The Malacca Straits also offer attractive anchorage for vessels waiting to
be brokered or chartered. Oil tankers, bulk carriers, and specialized vessels
anchor off of Singapore, ready to set sail for ports in Pacific Asia or the
Indian Ocean. In addition to geographic proximity to the world’s major
seaports, vessel operators waiting for charters take advantage of relatively
cheap bunker fuel and provisioning services for their crews. Singapore,
Malaysia, and Indonesia also offer ship repair facilities and dry docks where
vessels can be inspected by ship classification societies and marine insurers.
Given all these maritime support services, Singapore has become a world
leader in ship broking and chartering services for all vessel types.
Strait of Gibraltar
Throughout most of history, the Strait of Gibraltar acted as the only mari-
time passage out of the Mediterranean, and control over the Rock of
Gibraltar offered dominance over distant lands. Towering 1398 ft above
the Strait, the Rock served as a fortress and sheltered port for the
Phoenicians, Romans, Moors, Spanish, and British.14 After seizing
Gibraltar from Spain in the early eighteenth century, Britain erected for-
midable defenses that enabled the Rock’s garrison to withstand over
200,000 cannon shot and an army four times its size during the Great
Siege (1779–1783).15
The 1805 victory at Trafalgar and the subsequent dominance of the
Royal Navy removed the Rock’s Achilles heel—the threat of being block-
aded by sea. After the first steamship arrived in 1823, the Rock developed
into an important coaling station, especially after the 1869 opening of the
Suez Canal.16 By the end of the nineteenth century, the rising German
challenge to British sea power, the development of the submarine, and
huge growth in trade and British colonial holdings increased Gibraltar’s
importance as a military base defending both the Atlantic Ocean and the
Mediterranean Sea.17
From the 1906 creation of the Atlantic Fleet until the end of the Cold
War, the Gibraltar naval base played a key role in British, Allied, and
NATO strategy.18 In World War I, Gibraltar served as a coaling station and
key point in the anti-submarine campaign.19 However, the Rock reached
its strategic zenith in early World War II when it acted as a listening post,
a harbor for repairing ships, a base for the air and surface cover of eastern
STRATEGIC MARITIME CHOKEPOINTS: PERSPECTIVES FROM THE GLOBAL… 23
Atlantic convoys, and a gathering point for the approximately 650 aircraft,
160 warships, and 200 transport and auxiliary vessels preparing for the
invasion of French North Africa.20 Gibraltar housed sophisticated elec-
tronic equipment for monitoring traffic passing through the Strait during
the Cold War.21
The Rock has created tensions between Britain and Spain since the
1960s, with Spain sealing the border from 1969 to 1985.22 Although the
UN Special Committee on Decolonization heard the case of Gibraltar in
1964, Spain, as a former colonial power, found it difficult to challenge
British occupation, especially with the native Gibraltarians expressing a
strong desire to stay with Britain.23
Since the end of the Cold War, Gibraltar has emerged as an interna-
tional financial center and tax haven.24 With the privatization of the dock-
yard, the rise of the tourist industry, and its emergence as a tax haven, the
Rock “has seen a major structural shift from a public to a private sector
economy.”25 For example, Victor Chandler, a gambling firm formerly
based in Britain, replaced the Royal Navy as Gibraltar’s largest employer in
2000.26
Gibraltar’s limited territory has led to the rise of the Port of Algeciras
as the largest container port in Spain. With a protected harbor on the
crossroads of the Mediterranean’s East-West trade and North-South trade
between Europe and Africa, Algeciras has a natural hinterland of Spain,
North African ports, and the Western Mediterranean. In 2014, the Port of
Algeciras emerged as the largest container transshipment port on the
Mediterranean Sea.27
Suez Canal
After much diplomatic maneuvering by France and Britain, the Suez Canal
opened on November 17, 1869. The canal accelerated the emergence of
the steamship because sailing vessels faced difficulty navigating through
the Red Sea and needed towing through the canal.28 During its first 40
years of operation, Britain accounted for the vast majority of shipping
through the Suez Canal: 71 percent of tonnage the first year, 80 percent
in 1880, 76 percent in 1890, and 62 percent in 1910.29 As it became more
dependent on the canal, Britain sought to establish a military presence to
protect it from attack, eventually invading Ottoman Egypt in 1882.30
By the late 1880s, in response to French and Turkish impatience with
Britain’s “temporary” occupation of Egypt, European powers negotiated
24 R. WEITZ
the 1888 Constantinople Convention, stating that the Suez Canal “shall
always be free and open, in time of war as in time of peace, to every vessel
of commerce or of war, without distinction of flag.”31 However, the
Convention remained inoperative until the other signatories agreed to a
British reservation in 1904 postponing the creation of an international
commission to oversee the canal until British occupation ended. On
December 18, 1914, Egypt was proclaimed a British protectorate, and
Britain assumed all powers conferred upon Turkey by the 1888
Convention, including the responsibility to “protect free navigation”
through the canal.32
During both world wars, Britain used its mandate to “protect free navi-
gation” to close the waterway to enemy warships and turn the Canal Zone
into “a vast military base with 150 depots.”33 Although the British repelled
several ground attacks by Turkish troops from Sinai in 1915 and 1916,
the main threats to the canal’s traffic in World War I came from German
submarines in the Mediterranean.34 With the closure of the Mediterranean
early in World War II, the Suez Canal became a vital supply line to Allied
forces in Egypt. Although German and Italian aircraft repeatedly
dropped magnetic mines in the canal, they sank few ships and the canal
remained open.35
In 1952, Egyptian nationalism rushed Gamal Abdel Nasser to power
and, two years later, the British agreed to withdraw all troops from Egypt
within 20 months.36 After Nasser nationalized the Suez Canal on July 26,
1956, Britain, France, and Israel became embroiled in the Suez Crisis. In
the end, Egypt blocked the canal, and the United States pressured Britain
and France to withdraw their troops.37 The canal reopened in April 1957,
but closed again during the 1967 and 1973 wars between Egypt and
Israel, finally reopening in 1975. Since the 1979 Camp David Accords,
the Suez Canal has enjoyed one of its most quiet periods.
As a sea-level canal, Suez can accommodate large ships, including air-
craft carriers and small supertankers, and can be widened and deepened
relatively easily. The rise of supertankers and larger container ships moti-
vated the Egyptian government to further widen and deepen the Suez
Canal since 2000.38 In 2014, the Egyptian government launched the New
Suez Canal project to allow for larger vessels and two-way ship traffic,
doubling capacity and reducing wait times.39
Port Said, a city along the north entrance to the Suez Canal, has become
an increasingly important container transshipment hub over the last
15 years. Suez Canal Container Terminals, a private terminal operator in
Another random document with
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Howe Syr Anthony Woduile Lord
Riuers and Scales, Gouernour of
Prince Edward, was with his Nephue
Lord Richard Gray and other
causelesse imprisoned and cruelly
murdered, Anno 1483.[1232]
1.
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But whan I had long tended[1238] for my turne
To tell my tale, as diuers other did,
In hope I should no longer while soiourne,
But from my suites haue speedely ben ryd,
Whan course and place both orderly had bid
Mee shewe my minde, and I preparde to say,
The hearers pausde, arose, and went their way.
4.
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And therefore God, through iustice cannot cease
To plague these faults with sundry sortes of whips:
As disagreement, health’s, or welth’s decrease,
Or lothing sore the neuer liked lips:
Disdayne also with rigour some times nips
Presuming mates, vnequally that match:
Some bitter leauen sowers the musty batch.
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While he preuayled they sayde hee owed the crowne,
All lawes and rightes agreed with the same:
But whan by driftes hee seemed to be downe,
All lawes and right extremely did him blame,
Nought saue vsurping traytour was his name:
So constantly the judges construe lawes,
That all agree still with the stronger cause.
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The cause, I thinke, why some of high degree
Doe deadly hate all sekers to ascend,
Is this: the cloyne[1270] contented cannot bee
With any state, till tyme hee apprehend
The highest top, for therto clymers tend:
Which seldome is attaynd without the wracke
Of those betwene, that stay and beare him backe.
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