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An Ethos of Politics between Realism and Idealism:

Max Weber’s Enigmatic Political Ethics


Joshua L. Cherniss, Georgetown University

Recent scholarship has stressed the centrality of ethical concerns to Weber’s thought, while leaving the nature and
implications of his ethical stance, and the relationship between his ethical views and political positions, disputed. This
article shows how Weber sought to analyze the influence of different types of personal character or spirit—or “ethos”—
on politics; and to inculcate an ethos that might save politicians from the dangers of moral purism, ruthless moral
maximalism, and “realist” cynicism. A reconstruction of this ethos, and the accounts of political judgment and re-
sponsibility to which it was connected, reveal Weber to offer a a more complicated and suggestive account of the ethics
of political action—and one with more to contribute to the defense and practice of liberal politics—than portrayals of
him as a champion of political “realism” and value-neutral “instrumental” reasoning, or a forerunner of Schmittian
“decisionism,” allow.

The political thought of Germany is marked by a curious dilemma. . . . Look at one of its sides, and you will see . . . remnants of Romanticism
and lofty idealism; look at the other, and you will see a realism which goes to the verge of cynicism and of utter indifference to all ideals and
all morality. But what you will see above all is an inclination to make an astonishing combination of the two elements—in a word, to brutalize
romance, and to romanticize cynicism.
—Ernst Troeltsch (1957, 214)

M ax Weber’s politics have posed a persistent puzzle


for interpreters, and provocation to critics. Some
have portrayed Weber as “a liberal in despair”
(Mommsen 1974, 1992) or a committed defender of liber-
alism (Ghosh 2014; Jaspers 1964; Kim 2004; Löwith 1994;
to puristic “idealism” or “moralism”; and to the blend of
moral absolutism and realism in morally “maximalist” poli-
tics. This stance reflected Weber’s preoccupation with the
powerful human drive for self-legitimation and the varied
forms of self-righteousness and self-justification that this pro-
Titunik 1995; Turner 1999). Others have depicted him as duced. Weber’s response was to set out an ethos—a model
rejecting liberalism’s optimism and rationalism (Hennis 1988), of personal temperament, sensibility, dispositions, and self-
embracing an illiberal, aggressive nationalism, and fostering understanding—that, he believed, was necessary to navigate
the decisionism that would be articulated by Carl Schmitt between the realities and ideals of politics in the modern age.
1991 (see Ay 1999, Mommsen 1984, contributions by Ha- By paying close attention to the distinctions that Weber’s
bermas, Mommsen, and Aron in Stammer, 1971, Strauss 1965, work makes between doctrine, ethic, and ethos, we can see
and Villa 2001; see also Beetham 1989, Derman 2012, and Villa the “ethic of responsibility” as richer than the simple con-
2014). Weber’s politics, and the lessons his political thought sequentialism or irrational decisionism that is often attributed
has to teach, remain disputed. to Weber. Taking seriously Weber’s concern with ethos can
I propose to clarify the nature and import of Weber’s also help to fill out our political theorizing, providing a fruit-
political thought by approaching it from an “ethical” as op- ful supplement to much recent (liberal) theory’s focus on
posed to “institutional” perspective. Weber, I show, staked institutions and general principles; while reckoning with the
out a position opposed at once to “political realism” (often merits and problems of the ethos Weber articulated illumi-
identified, in his time and ours, with opposition to liberalism); nates the ethical challenges and dangers of political life.1

Joshua L. Cherniss (jlc306@georgetown.edu) is an assistant professor in the Department of Government, Georgetown University, Washington, DC 20057.
1. Thus, what some interpreters regard as Weber’s failure to resolve the tensions between his social analysis and his liberal ideals via institutional
prescriptions (Warren 1988) can be seen to reflect his value in turning our attention from institutions to ethos.

The Journal of Politics, volume 78, number 3. Published online May 10, 2016. http://dx.doi.org/10.1086/684998
q 2016 by the Southern Political Science Association. All rights reserved. 0022-3816/2016/7803-0006$10.00 705
706 / Max Weber’s Enigmatic Political Ethics Joshua L. Cherniss

WEBER’S POLITICS: LIBERAL AND/OR “REALIST”? of parliament by the crown, the conduct of the German war
Despite doubts concerning classical liberalism’s faith in hu- effort, and the behavior of Germany’s wartime leaders after
man rationality and benevolence, and the efficacy of liberal their defeat—Weber battled worship of power, exploitation of
institutions (representative government, constitutionalism, weakness, and overweening attempts at domination.
the market), Weber remained dedicated to the “vocation” of Weber attacked three elements in the ethos of Realpo-
liberalism: the nurturing of “the old, fundamental, individ- litik: an attitude of cynicism and brutality, which sneered at
ualist notion of ‘inalienable human rights,’” and the defense ethical scruples, relished domination, and fostered “ruth-
of individual independence and “freedom of movement” in lessness”; worship of “success” as a mark of merit; and a
an increasingly regimented world dominated by the con- complacent and aggressive chauvinism. As a young man, he
formist, unimaginative “men of order” (Ordnungsmenschen) condemned the pervasive “worship of ruthlessness milita-
(1994b, 68, 73; 1994e, 159).2 Nevertheless, many commen- ristic and otherwise, the culture of so-called realism, and a
tators have seen Weber’s thought as undermining liberal- philistine contempt for all those who hope to attain their
ism, by asserting a stark separation of politics from morality. ends without appeal to the evil qualities of men, in parti-
Weber pictured the modern world as divided into sharply cular, brutality” (1988, 120). Such outer toughness masked
differentiated value-spheres—each with its own standards, an inner weakness of character, which sought validation
means, and aspirations (1946a, 156). Elusive concerning the through domination (1994e, 268). In 1887 Weber decried
ultimate goal of the political sphere, he was clear on its char- the worship of success, “boorish self-conceit” and “singular
acteristic means: violence, manipulation, and cunning— crudity of judgment toward all ‘nonopportunistic’ views”
which were impossible to square with the dictates of morality that characterized Realpolitik (1988, 120). Nearly two de-
(1978, 54; 1994c, 78–79; 1994g, 357–64). Weber has thus cades later he attacked the “‘sated’ type of German who can-
been identified with political “realism” or a philosophy of not bear not to be on the side of the ‘winning cause’
Realpolitik or Machtpolitik, the core tenets of which Weber (whichever it may be), his mind elated and his chest puffed
advanced in his 1895 lecture “The Nation State and Eco- up with his qualities as a practitioner of Realpolitik” (1994b,
nomic Policy.” This “realism” was defined by the assertions 60). Weber returned to the theme a decade later: “On the
that (1) politics is separate, or autonomous, from ethics; whole, people are strongly inclined to adapt themselves to
(2) the essence of politics is “conflict” over goals, and “com- what promises success, not only—as is self-evident—with
petition” for (coercive) power as a means to achieving one’s respect to the means or to the extent that they seek to realize
goals against others; and (3) the power of the “nation-state” their ideals, but even to the extent of giving up these very
is the prime criterion and goal of political striving; (4) as ideals. In Germany this mode of behavior is glorified by
well as by the affirmation of an ethos marked by determi- the name Realpolitik” (1949a, 23, 25). At the end of his life,
nation, clear-eyed recognition of facts, and steady focus on he was still attacking this ethic of success for its failure to
the pursuit of national power (1994a). recognize the “tragedy in which all action” is “enmeshed”
This severing of politics from personal morality, and cel- (1994g, 354–55).
ebration of the hard-headed pursuit of power, has prompted Realpolitik’s pursuit of success and power reflected a
accusations that Weber was a “cold-blooded realpolitiker,” a “vanity” and lack of a sense of responsibility to a larger cause,
“modern Machiavelli,” who rejected liberalism’s positing of which Weber regarded as the bedeviling flaws of Wilhel-
moral norms external to, and limiting, political struggle (Kim mine politics (1994d, 82, 91; 1994e, 123, 133, 177, 182, 187,
2004, 110–11; cf. Hennis 1988; Mayer 1944; Mommsen 1984; 239, 267; 1994g, 339, 342, 352–54; cf. Titunik 1995). It also
Owen and Strong 2004, xlviii). Yet throughout his work stood opposed to Weber’s value-pluralism, since it measured
Weber was also a critic of “political realism.” He attacked two all actions and personal qualities along the single scale of suc-
facets of Realpolitik: a “doctrine” that saw politics as radi- cess or power (cf. Satkunanandan 2014, 173–74). Although
cally divorced from morality; and a “disposition” that idolized known as a critic of the “ethic of conviction” (Gessinungethik),
power and regarded weakness or defeat with contempt. In the which prioritizes purity of intention over the consequences
major political and social struggles of his life—his champion- of actions, Weber maintained that actions should be judged
ing of academic freedom, and his criticisms of the weakening “not merely by their success-value [Erfolgswert] but by their
convictional-value [Gesinnungswert] as well” (1949a, 24 [trans-
lation emended]). He further insisted that “Not for reasons
2. Citations are to widely available, reliable English translations. In
cases where I have emended these translations, I have included the orig-
of political expediency, but only in the name of “conscience”
inal German words being re-translated, and italicized the word[s] altered does a man have the right to oppose the conscientiously held
in the translation. different beliefs of others” (1988, 120).
Volume 78 Number 3 July 2016 / 707

Personal values and ideals thus did have a place in poli- dan 2014). While the impulse toward legitimating personal
tics; complete repudiation or neglect of ethical values rep- fate as just, rational, and/or necessary reflected this pervasive
resented a failure to live up to the ethical demands of politics. and deep human need, Weber believed it to be both a futile
Weber rejected the idea that morality and politics “have and delusive—indeed, an ignobly dishonest—way of seeking
nothing at all to do with one another” (1994g, 357). Al- meaning; his accounts of the “ethic of responsibility” and the
though “politics is not an ethical business,” there neverthe- “vocation” of science were intended to set out nobler and
less existed “a certain minimum of shame and obligation to more honest ways of bringing meaning to life.
behave decently which cannot be violated with impunity” This diagnosis of the longing for legitimation represented
(1994d, 83). Having embraced German militarism in 1914, a partial dissent from Nietzsche, whose influence on Weber
Weber became a sharp critic of the foolishness and brutality has often been emphasized (e.g., Eden 1983; Hennis 1988;
of Germany’s submarine warfare and its annexations in the Owen 1997; Strong 2012; Warren 1988). Weber judged
East (Mommsen 1984, 229–38, 268–69). He went so far as Nietzsche’s thesis of a “slave revolt in morality” bred by
to express the hope that Germany would do “what is honest ressentiment “completely erroneous” (1978, 498). Where
and therefore politically right” and insisted on universal suf- Nietzsche attributed religious and secular ethics to the res-
frage as “an elementary obligation of decency” (1994e, 106, sentiment or need for reassurance of the weak, Weber pointed
emphasis added; 1995, 265, emphasis added). And while he out that all individuals desire to find justification for their
famously rejected belief in the ethical homogeneity of ends fate—so that the weak and victimized seek justifications for
and means (such that morally good means must produce their sufferings, while the strong find ways to enjoy both
morally desirable ends), he also criticized violence as a the spoils of exploitation and a sense of personal righteous-
“sterile” means for seeking transformation, which threat- ness (1946b, 271, 275–77). Nietzsche’s championing of the
ened to undermine the ideals that it sought to serve; on the naturally strong against the despicable weak marked him,
other hand, he noted that morally exemplary, nonviolent Weber privately commented, as an ordinary “German phi-
protest had “quite often been effective” in the face of gov- listine,” who bought into the worship of power and identi-
ernment repression (1994e, 232; 1994b, 60). Such convictions fication of greatness with “domination and brute force”
guided many of Weber’s political judgments and actions (Schluchter 1996, 282 n. 36; the latter phrase comes from
and shaped his political-theoretical arguments. Georg Simmel’s Schopenhauer und Nietzsche, while the for-
Weber sometimes favored moral absolutists over hard- mer is from Weber’s marginal notes in his copy of that book).
headed “realists.” More interestingly, he suggested that moral In Weber’s eyes, the proponents of Realpolitik who pro-
absolutism shares psychological roots and vices with “real- liferated in Wilhelmine Germany shared two great ethical
ist” worship and pursuit of power. Both tendencies revealed failings with the moral absolutists and utopians they de-
a deficient sense of personal responsibility (1994g, 352–55; spised. One was a “profoundly unchivalrous attitude” of
cf. Satkunanandan 2014, 169), and both reflected the same basic “ignoble self-righteousness” toward opponents, who were
human drive for “legitimation.” regarded as unworthy of respect, fair treatment, or concern
That Weber was concerned with the legitimation of co- (1994g, 355–56). This reinforced the other vice, ruthless-
ercive authority as a social practice is well known. But he ness. As used here, “ruthlessness” denotes the combination
was also preoccupied with the psychological dynamic of self- of single-minded intentness on a single goal, which over-
legitimation—the effort to prove, to oneself and others, that rides all scruples; and an attitude, expressed through action,
one deserves one’s fate (whether this is good or bad) (1946a, of cold disregard for the claims of others. While Weber saw
132–36; 1946b, 270–76, 281; 1946c, 350–53; 1994e, 136). value in some features and sorts of ruthlessness (as dis-
Self-legitimation was one manifestation of the deep human cussed below), he attacked the ruthlessness that he saw bred
need to make (rational) sense of the world—and particu- by both Realpolitik and moral self-righteousness. Even in
larly, the longing for a rational, comprehensible cosmos, for “Politics as a Vocation,” with its famous attack on morally
intellectual certainty and emotional security against chance, absolutist self-righteousness, Weber criticized the deficien-
suffering, and tragedy (e.g., 1946c, 327). This quest for ra- cies of “realism” and defended a certain sort of moral in-
tional meaning was, on Weber’s account, the generative tegrity and scrupulousness. Indeed, one of the lecture’s main
force behind intellectual systems and social practices, from insights is that, while some elements of both “realism” and
the major world religions to the modern drive for increased “idealism” are necessary for an individual to have a true
social legibility through bureaucratic rationalization (see, e.g., “vocation” for politics, the combination of moral absolutism
Weber 1946a, 138; 1946c, 324; 1978, 994–99; cf. Chowers with an embrace of harsh Realpolitik could be especially dan-
2004, 59–93; Ghosh 2014 15–16, 67, 141, 164; Satkunanan- gerous. And one of its main objectives is to guard against the
708 / Max Weber’s Enigmatic Political Ethics Joshua L. Cherniss

confusions and temptations involved in these paths of self- Union (Freistudentische Bund [FSB]) at Munich University,
legitimation. having already delivered his famous lecture “Science as
a Vocation” in the same lecture series. He only agreed to
A THERAPY OF DESIRES: THE EDUCATIVE PROJECT speak upon learning that the FSB was considering inviting
OF “POLITICS AS A VOCATION” Kurt Eisner, leader of the revolution that had overthrown
“Politics as a Vocation” was not only a work of political the monarchy in Bavaria in November 1918. To Weber,
analysis or ethical theory. Its goal was therapeutic and pro- Eisner typified the “littérateur” playing at politics, the ir-
phylactic: to warn and inoculate its audience against dan- responsible wielder of “charismatic” authority carried away
gerous tendencies to which Weber saw them prone amid the (and carrying others away) by impassioned but empty rhet-
revolutionary ferment following Germany’s defeat in 1918— oric (see Müller 2011, 8; Roth and Schluchter 1979, 113).
a period dominated by “the collapse of Germany, Russian The decision to give the lecture thus reflected Weber’s desire
bolshevism, [and] the chiliastic excitement of youth,” who to inoculate his audience against the political pathology that
“felt called upon to build a new world and hoped to succeed he believed Eisner represented—and to provide an alterna-
in establishing, with pure motives, an unprecedented social tive ethical ideal to Eisner’s model of moralistic and emo-
order” (Weber 1988, 682, 598). Weber, while bravely con- tional radicalism. By the time Weber delivered his lecture in
demning nationalist folly, also found himself criticizing what late January 1919, Eisner’s party had suffered electoral de-
he saw as the naivete of the Left. This two-fronted struggle feat. Eisner would be assassinated a month later; this pre-
was encapsulated by the conferences of German intellec- cipitated the violent establishment of the short-lived Bavarian
tuals held at Burg Lauenstein in May and September 1917, Soviet Republic (April–May 1919). The impending violence
where Weber spoke out in defense of “democratic individ- would have been anticipated by Weber and his audience: Rosa
ualism” against the romantic nationalism and authoritari- Luxemburg and Karl Liebknecht had been murdered weeks
anism of the Right. As his widow later reported, many of the earlier.
left-wing participants looked to Weber for leadership; one Not only the occasion but the audience of Weber’s lec-
group of them sought Weber’s approval for “a proclamation ture is significant. The left-leaning FSB advocated academic
which called, among other things, for the rule of Eros in the freedom and an autonomous, politically heterogeneous and
world and for the abolition of poverty. Weber was aghast academically (rather than ideologically) focused student body.
at this confused and unrealistic program” (Marianne Weber Weber sympathized with this but was disturbed by the in-
1988, 598–601; cf. Derman 2012, 20–24). creasing influence of pacifism in the FSB. His lecture was
As a German patriot and critic of the impulse toward self- accordingly crafted as a warning against the errors of po-
legitimation in its “moralistic” as well as “realistic” forms, litical extremism—and particularly the moral absolutism of
Weber was angered and alarmed by the growing demand for pacifism (1988, 628; Schluchter 1996, 25–27), which We-
“moral legitimation” of Germany’s conduct during the war ber had long regarded as typical of the outlook that he now
and what he saw as a tendency of many on the Left to wal- called the “ethic of conviction.” The one individual he sin-
low in war-guilt (Owen and Strong 2004, xxxvi–xxxvii). gled out as representative of this ethic, the pacifist F. W.
“Impatient” with their hopes and offended by what he per- Foerster, typified the main error of purist “politicians of
ceived as their sanctimony, Weber sought to foster greater conviction.” This was “cosmic-ethical rationalism”: the re-
“clarity” and “objectivity” and discourage the “gabbing and jection of the “ethical irrationality of the world,” or the facts
sensationalism” into which he saw left-wing intellectuals that morally good means may produce morally repugnant
falling (Marianne Weber 1988, 598–601). Yet Weber shared ends, while morally repugnant means may produce morally
the longing for legitimation of which he was so critical: good ends; and that there can be tragic conflicts between
he deeply resented attempts to delegitimize Germany and genuine moral demands (1946a, 147–78; 1994g, 361–62).
sought to deploy categories from his sociological analyses Weber’s critique of “politicians of conviction” was di-
and ethical thought—values and virtues such as sobriety, rected at both moral purists who insisted that personal righ-
responsibility, honor, chivalry—against his ideological op- teousness could guarantee social transformation; and moral
ponents. Weber’s ethical arguments served him as polemical “maximalists” who, in order to achieve morally exalted goals,
tools—even as his reflection on where those he opposed were entered into the ruthless struggle for political power. Weber’s
going wrong informed his ethical insights, which transcended concern was largely with the way in which a “puristic” moral
his immediate polemical purposes. scrupulousness could be transformed, in the face of increas-
Weber was initially reluctant to accept an invitation to ingly polarized political struggle, into a ruthless embrace of
speak on “Politics as a Vocation” from the Free Students’ violence and deviousness, because it saw itself as doing the
Volume 78 Number 3 July 2016 / 709

Lord’s (or History’s, or Morality’s) work. While the ethic of “sterile excitement” and intoxication with “romantic sen-
conviction logically should “reject any action which employs sations” (1994g, 353, 367). Political romantics tended to
morally dangerous means,” “in the real world . . . we repeat- replace “economic and political thought and action” with a
edly see the proponent of the ‘ethics of conviction’ suddenly “‘hysterical enjoyment of emotion.’ ” Their preference for
turning into a chiliastic prophet. Those who have been grand gestures and dramatically radical doctrines made it
preaching ‘love against force’ one minute . . . issue a call to “extremely easy [for them] to leap” from radicalism “into the
force the next; they call for one last act of force to create the authoritarian and reactionary camp,” which offered more
situation in which all violence will have been destroyed for certainty and emotional release than moderate liberalism
ever” (1994g, 361). This tendency was fostered by the im- (1994b, 55–56, 71).
pulse toward self-legitimation: as the moralistic political ac- Adherents of conviction-politics were also disposed to
tor engages in violent or unscrupulous action, he will feel “sectarian small-mindedness,” which led them to focus their
the need to legitimate such action in “moralistic” terms—to attacks, not on the ruthless forces of reaction but on “the
prove the legitimacy of his methods by appeal to the purity ‘rival’ bourgeois democratic parties.” Such sectarian intol-
of his intentions or the justice of his cause (1994g, 355–57). erance “destroy[ed] all attempts to educate people in the
This insight helps to explain Weber’s inclusion of the ways of effective political action,” and allowed “the forces of
avowedly “realistic”—and indisputably devious and violent— reaction to gain the upper hand entirely.” It also immunized
Bolsheviks, alongside moral purists and idealists, as exam- its adherents to self-questioning, allowing them to hold fast
ples of the ethics of conviction. This juxtaposition has puz- to their illusions while enjoying “the intoxicating thought
zled some interpreters (e.g., O’Donovan 2011). It may merely that ‘the world is full of such dreadfully bad people’ ” (1994b,
reflect Weber’s dubious stretching of his analytical catego- 62–63). This represented a failure of both realism and “re-
ries beyond their proper bounds, for the sake of political sponsibility.”
polemics—as he sought to lump together all of the tenden- These reflections read prophetically, given the disastrous
cies he opposed under one critique. Yet it also reflects a pow- failure of the forces of the Left to unite against Nazism in
erful insight: that moral “purists” (e.g., pacifists), those who Weimar Germany. But the vice of sectarianism was not re-
sought to transfigure violence or politics through the purity stricted to the revolutionary Left (or the nationalist Right). It
of their intentions (e.g., some anarchists, syndicalists, and was also apparent in the “moderate” social democrats whose
socialists), and those who combined absolutism about ends hatred for those further to the Left of them led them to call
with “realism” about means (e.g., the Bolsheviks) shared upon the right-wing paramilitary Freikorps in 1919. Weber
several political-ethical tendencies. One was “absolutism”: did not condemn this case of “sectarian small-mindedness”;
a refusal to compromise, to recognize their ultimate goals he applauded it—revealing the sometimes tendentious use to
or principles as factors among, and needing to be weighed which he could put his political-ethical analysis in the course
against, other valid factors. Another was “ruthlessness”: a of his political engagement (1988, 632–35). Yet he was also,
readiness to sacrifice both human beings and values or con- at crucial junctures, able to stand back from his own politi-
siderations, without reservation or remorse, in the pursuit of cal passions, to recognize the presence of ethical faults he
their ultimate goal (whether this was inward purity or out- identified in parties and ideologies he opposed within those
ward social transformation). movements to which he was sympathetic. He thus came to
Many proponents of “conviction-politics” also shared a condemn the “congenital folly” of “all ideologically oriented
political “romanticism,” which judged politics by the stan- [i.e., sectarian] politics of any kind ” (1994b, 65; emphasis
dards of, and embraced political action as a means to, aes- added), wherever it appeared.
thetic satisfaction and emotional elation. This inspired a The appeal of political romanticism and sectarian intol-
“politics oriented exclusively toward ultimate values, pure erance reflected not just moral or aesthetic aspirations, but
convictions, and ‘last things.’” Political romanticism was mis- the intoxication with power which marked political actors
taken, Weber believed, not only in seeking salvation along generally. Had they not desired power on some level, polit-
the path of politics but in subjecting the question of the ical romantics and sectarians would not have become “po-
relations between means and ends, politics and morality, to litical” at all. Conversely, many “realists,” notable for their
“aesthetic” criteria (Scaff 1987, 175). This was doubly erro- apparent “pragmatic rationalism,” shared a political-romantic
neous and pernicious: first in confusing ethical and aesthetic longing to “‘act’ in the service of some absolute social-ethical
criteria, and second in identifying the combination thereof norm” (Weber 1994b, 55–56). Radicals such as Eisner who
as a political criterion. Weber judged political romanticism loudly proclaimed their selfless dedication to higher ideals
irresponsible and shallow in treating politics as a vehicle for were not free from the adulation of power; soi-dissant “re-
710 / Max Weber’s Enigmatic Political Ethics Joshua L. Cherniss

alists” who saw the pursuit of power as a self-affirming quest did not distinguish clearly or consistently between an “ethic”
for greatness were not free from political romanticism. (Ethik), a “spirit” (Geist), and an ethos (Ethos), this work
“Politics as a Vocation” was an effort to combat both does suggest a way of characterizing and tracing the rela-
idealistic or romantic folly, and certain vices of “realism.” tionship of these concepts. The spirit of capitalism is marked
Weber’s warnings were intended to protect against both the by “a peculiar ‘ethic’” (“eine eigentümliche ‘Ethik’”), the in-
violence and ruthlessness of ardent revolutionaries, and the fraction of the rules of which is “treated not as foolishness
bitter cynicism and surrender to opportunism that he feared but as forgetfulness of duty.” In the way of life inspired by
would be produced by the failure of unrealistic goals irre- this ethic “It is not mere business astuteness . . . [but] an
sponsibly pursued. He sought to disillusion his audience in ethos [Ethos],” reflecting the underlying commitments and
order to protect against the effects of excessive disillusion- self-conception fostered by the ethic, which manifests itself
ment; and to encourage in them that “steadfastness of heart (1930, 51). A “spirit” or “ethos” thus involves a certain con-
which can withstand even the defeat of all hopes,” and pre- ception of oneself and one’s role, which is informed by—but
vent an individual from being “broken when the world, seen not identical with—the rules of an ethic. The latter, but not
from his point of view, is too stupid or too base for what he the former, can be encapsulated in a propositional doctrine.
wants to offer it” (1994h, 368–69). This required a rejection An ethos may be detached from the doctrine from which it
both of political romanticism, maximalism, and purism— first arose: thus, while the ethics and ethos of Protestantism
and the cult of success. But in addition, it required “positive” arose from a theological “body of ideas,” both the ethic and
ethical guidance for the would-be politician. ethos were habituated in many who did not adhere to Puritan
theology (Weber 1930, 97; cf. Ghosh 2014, 63–64, 225–28).
THE “ETHIC OF RESPONSIBILITY” In his writings on the “ethics” of the world religions, how-
AS POLITICAL ETHOS ever, Weber uses “ethic” to indicate not theories prescribing
Weber strove to counter puristic, moral-maximalist, and conduct but the particular sort of character and spirit man-
“realist” approaches to politics, and the pathologies of ro- ifest in a religious way of life, which encompasses explicit
manticism, sectarianism, irresponsibility, and ruthlessness ways of thinking about values and “attitudes toward the
that they shared, by propounding not a doctrine or political world,” tacit assumptions and judgments, emotive reactions,
program but a certain “ethos”:3 the combination of a par- and deliberately cultivated habits and qualities of character
ticular conception of politics with a set of linked and in- (e.g., Weber 1930, 51–52; 1946b, 267–68, 280). This use of
grained dispositions, which together shape the way in which “ethic” should be understood as referring not to a code of
political action is undertaken. While Weber was not always conduct but to a larger “ethos” as explicated above. The same
consistent in his usage, his work can be understood as is true of the “ethics” discussed in “Politics as a Vocation.”
distinguishing between explicit, propositional doctrines held Weber at one point refers to these ethics as “maxims”
by agents; and the (a) action-guiding rules and (b) related (1994g, 359); and it is possible to translate either ethic into a
dispositions that accompany these rules, both of which theory of moral value. But something is lost in the transla-
grow out of these doctrines. Deploying this distinction tion. This loss is particularly significant if the “ethic of re-
allows us to understand responsibility as both “object- sponsibility” is identified with moral consequentialism—the
oriented” or relational (having responsibilities to others) view that all that matters in ethical evaluation is the “actual
and “subject-oriented,” referring to an agent’s desire to be consequences” of that action—as it still is by even distin-
responsible in demeanor and thought-processes. The “ethic guished and insightful commentators (e.g., Owen and Strong
of responsibility” is thus both theoretically looser, and more 2004, xli). Unlike a purely consequentialist theory, the ethic
ethically demanding, than a simple consequentialism, con- of responsibility stresses the “relationship” between actor
cerned only with maximizing desirable outcomes: it requires and action, rather than merely looking to outcomes. What
a practice of close attention to decision-making, and care defines the politician with a “vocation” is the mode of her
for its outcomes, that goes missing if we see Weber as a devotion, the way in which she engages in politics—and the
consequentialist, technocrat, or decisionist. underlying dispositions and self-understanding that this
Weber’s long-standing analytical preoccupation with reflects. The “ethic of responsibility” demands that politi-
ethos is manifest in his famous analysis of the relationship of cians concern themselves not only with the ultimate conse-
the “Protestant ethic” to the “spirit” of capitalism. While it quences of their actions, but with the process of bringing
those consequences about; and a proponent of an ethic of
3. Satkunanandan (2014) indicates this, without explicitly defining responsibility judges politicians not only by the consequences
this crucial term or analyzing Weber’s conception of ethos. of their actions, but by the way in which they bring about,
Volume 78 Number 3 July 2016 / 711

and respond to, those consequences. The ethic of responsi- tician is not only guided by a sense of responsibility to a
bility further recognizes that “responsible” action will often cause. She also regards herself as bearing responsibility for
be unsuccessful, and that action that is both “responsible” the results of her actions (even if these are unintended, and
and successful will still be “tragic” in involving violations of not fully within her control): she feels compelled to “take full
personal morality which properly leave regret. responsibility” both for the fate that befalls the cause in
In expounding an “ethic of responsibility,” Weber ad- political struggle, and for the costs to others demanded by
vocated the cultivation of a sense of responsibility among the cause and the use of force on the cause’s behalf (Weber
politicians and would-be politicians. The distinct but (for 1994e, 161; 1994g, 353–54). In being conscious of her re-
Weber) intertwined personal qualities that mark an “ethos sponsibilities to and for others—and, particularly, of the spe-
of responsibility” include not only a sense of responsibil- cial responsibility involved in acting in ways that affect the
ity, but commitment, good judgment, honesty with oneself fate of the nation as a whole, and in using force on others—
(which encompasses self-criticism and contrition), and in- she cultivates a disposition of responsibility which goes be-
tegrity; this last is linked to notions of honor or chivalry, yond responsibility for her actions, or for the fate of her cause.
sobriety, and self-control. To cultivate a disposition of responsibility is to take great
Weber used “responsibility” to invoke a number of dif- care in attempting to foresee and control the consequences
ferent ideas. Aside from causal responsibility for producing of one’s actions, and to seek to guard against possible neg-
some outcome, we may draw out two broad normative con- ative consequences—while acknowledging that such attempts
ceptions of responsibility in Weber. On an “object-oriented” can never be certain to succeed (cf. O’Donovan 2011). It thus
conception, responsibility is a matter of having responsi- requires striving to make realistic judgments about the like-
bilities in relation to others; to be responsible is to uphold lihood that a proposed course of action can achieve the aims
duties one has to others by acting in certain ways. But re- which (putatively) justify it. For Weber, judgment was not
sponsibility can also be seen as a feature of an agent’s char- just a perceptual skill, but a “psychological quality,” the “abil-
acter. On this “subject-related” view, we may speak of an ity to maintain one’s inner composure and calm” while be-
agent not as responsible to any other individual(s), or for ing receptive to realities. This involves maintaining “inner
any particular outcome, but as simply being a responsible distance and reserve in . . . personal bearing,” a distance “from
person—a person who is disposed to think and undertake things and people”—including from oneself and one’s cause.
action in a way that reflects a strong sense of personal re- A politician should be able to step back from his own com-
sponsibility for those actions and their consequences for mitments and ambitions, to see his own fate and cause within
others. Such an agent’s sense of responsibility is a feature of a broader perspective (Weber 1994d, 122; 1994g, 353). To
the agent’s sense of herself—of the sort of person she is, and sustain and live up to a sense of responsibility thus involves
seeks to be, and the way in which her conduct contributes to both attachment, and distance. A sense of responsibility for
being such a person. An agent characterized by both con- what will become of one’s cause provides a motivational
scientiousness in upholding responsibility to others, and a bridge from “hot passion”—the heat of commitment to a
sense of herself as responsible for the effects of her actions, cause—to the exercise of that “cool judgment” which is nec-
will think and act in certain ways; it is these settled dispo- essary to serve the cause well. Thus passion, responsibility,
sitions and quality of conduct that mark her as a responsible and judgment, mutually serving and restraining one an-
person. other, are the three qualities “pre-eminently decisive for a
The most significant object-oriented conception of re- politician” (1994g, 352–53). Possessing this trio of qualities
sponsibility advanced in Weber’s writings is responsibility makes it more likely that a politician will act in ways that
to a cause (Sache). Weber saw a sense of responsibility-to- produce desirable consequences, rather than disaster. But
a-cause as protection against both mere opportunism born even if they do not ultimately yield success, they are still ad-
of avidity for power, and the “intoxication” of ideologists mirable—and still necessary, on Weber’s account, to render
whose devotion to their cause was detached from concern a politician “worthy” of leadership.
with its actual fate in the world. Both opportunism and As other interpreters (e.g., Breiner 1996, 169–71; Löwith
ideological intoxication displayed the “two deadly sins of 1982, 46–47) have argued, the ethics of responsibility and con-
politics:” “lack of objectivity and irresponsibility.” If politics viction may be linked to Weber’s “ideal types” of “purposive-
is to be more than a “frivolous intellectual game” or a base rationality” (Zweckrationalität) and “value-rationality” (Wer-
scramble for “success,” politicians must be motivated by a trationalität), respectively. “Value-rationality” identifies goals
sense of calling, a self-disciplined commitment and sense of as worth pursuing for their own sake, independent of success;
responsibility to a larger purpose. But the responsible poli- the agent guided by value-rationality acts out of “conviction,”
712 / Max Weber’s Enigmatic Political Ethics Joshua L. Cherniss

in accordance with unconditional laws or imperatives (We- politics, which reason cannot resolve; second, because even
ber 1978, 24–25). Value-rationality thus corresponds to the if there is a clear, correct, definite answer to the question of
sort of judgment involved in the ethic of conviction; if a what values should be served, this does not settle the ques-
similar correspondence holds for purposive-rationality and tion of how those values will best be served in action. This is
the ethic of responsibility, what light does this throw on We- where purposive-rational judgment is crucial, setting defi-
ber’s conception of political ethics? At first sight, it appears nite limits (contra the perceptions of those who charge We-
to commit Weber to a picture of politics as pure technique: ber with relativism or decisionism) on what choices of both
purposive-rationality cannot establish which ends one should ends and means are appropriate (or honorable) in political
pursue, but can only determine the efficiency of the “avail- conduct. While it depends on prior value-commitments,
able means” for achieving a given end. But such an approach purposive-rationality can allow political actors to reject cer-
is at the heart of a technocratic model of politics, which We- tain values as practical objectives or standards, based on the
ber feared. Weber may then be seen as calling for a restoration cost (or internal contradictions) involved in, or the impos-
of value-rationality to political deliberation (Warren 1988); sibility of, their realization. As Peter Breiner has argued in an
or a rejection of rationality in politics altogether, in favor of important interpretation, while purposive-rationality cannot
arbitrary decision, or an acceptance of responsibilities which “prove” the ideals of equality and fraternity or the under-
cannot be rationally specified (O’Donovan 2011; Satkuna- standing of justice which lie at the heart of socialism to be
nandan 2014). either “true” or “false,” the exercise of such rationality may
Such interpretations rest on a misapprehension concern- lead us to decide whether these values should be adopted as
ing purposive-rationality. It is true that purposive-rationality goals worth pursuing—and what policies, in turn, should be
cannot determine whether the values human beings pursue employed in their pursuit (1996, 145–67). These judgments
are valid: the process of purposive-rational reasoning cannot will involve not just instrumental calculations of efficiency
get going without making prior value-judgments. Purposive- or necessity. They also involve evaluative judgments about
rationality nevertheless can—and, on the view at the heart the costs of policies and actions—that a particular policy, or
of the ethic of responsibility, should—play an integral part means of getting the policy enacted, will cost too much in
in determining what values to pursue in action. The mode of suffering, or loss of freedom, or loss of social cohesion. In this
judgment enjoined by the ethic of responsibility requires way, Weber advances an account of judgment which does not
weighing “the end, the means, and the secondary results” of leave political decisions to mere arbitrary whim, even as it
a given course of action, considering not only “alternative eschews claims to demonstrably establish the obligatoriness
means to the end,” and the “relations of the end to the sec- of goods independent of human will.
ondary consequences,” but also “the relative importance of We can see the critical and prescriptive work that
different possible ends.” This allows agents to answer the purposive-rationality can do by looking at Weber’s own
question “what will the attainment of a desired end ‘cost’ in political judgments. One example is Weber’s charge that,
terms of the predictable loss of other values?” Because in “the notwithstanding their avowed realism, the Bolsheviks failed
vast majority of cases,” there are such costs, “the weighing to recognize the gulf separating the ends they claimed to pur-
of the goal in terms of the incidental consequences of the sue from both the means they used, and the ends they realis-
action which realizes it cannot be omitted from the delib- tically could achieve. Recognizing that successful revolution-
eration of persons who act with a sense of responsibility.” ary movements required mastery of political “technique” and
Purposive-rationality thus makes it possible to “indirectly “iron steadfastness of nerves” (Scaff 1987, 168, 180), the
criticize” an actor’s choice of end, as being either “meaning- Bolsheviks failed to recognize that adopting such means—
less,” because present conditions make its attainment pre- and such a spirit—would undermine the ultimate ends at
dictably impossible; or as imposing too great a cost in the loss which they aimed, while destroying many other legitimate
of other values. Purposive-rationality can also reveal the place goods in the process. Authoritarian, elite-led mass politics
of the pursuit of a particular value within a larger way of life, could only produce an “ordinary military dictatorship,” not a
which may impel us to pursue this value, or decide to reject it socialist utopia (Weber quoted Mommsen 1992, 83). Such an
(Weber 1949b, 52–53 [emphasis added]; 1978, 26). outcome could not justify the means used: the result would
For Weber, purposive-rationality is not only relevant for fail when judged by the standards invoked to justify it. The
making ethical judgments; it is also necessary for doing so. course adopted by the Bolsheviks thus failed to meet the
Reason cannot identify the proper course of political conduct requirements either of an ethic of conviction, since it failed
based purely on the identification of the values that politics to abide by their own announced values and principles; or
should serve: first, because there are clashes of values within an ethic of responsibility, since it produced results that did
Volume 78 Number 3 July 2016 / 713

not serve, but undermined, their cause. “Purist” radicals, on solutism about means, and a ruthless consequentialism in
the other hand, adopted means that were logically consistent which all considerations are subordinated to the achieve-
with their ends, but that either would predictably lead to ment of one ultimate end. It also relies on, and fosters, a
results contrary to those ends (the triumph of more bellig- temper of scrupulous scrutiny and respect for multiple fac-
erent or reactionary forces, or of cynical power-politicians, tors and considerations, which protect against monomania,
who were not constrained by moral scruples); or would be impatience, and intolerant simplifications.5
too damaging to other values, to which morally purist po- The ability to effectively apply purposive-rational judg-
litical radicals did not give proper weight, but which they did ment required the virtue of self-discipline. “Cool self-
not disavow and to which they were often tacitly committed. control,” the ability to bear and withstand adversity, was the
This last was also a failing into which even more “pragmatic” defining quality of a new model hero: the modern “man of
reformers fell. Thus, both syndicalists committed to a vision vocation,” defined by methodical devotion to a chosen cause,
of active democracy, and social democrats who embraced and marked by the courage of strong “nerves,” able to with-
state bureaucracy and elite leadership, failed to grapple with stand the fury of opponents and the vicissitudes of fate
the costs such means might inflict on ideals of individual (Weber 1994e, 231–32; cf. Ghosh 2014; Goldman 1991, 1992;
freedom and self-development, to which they were (mostly) Hennis 1988; Portis 1983; Schroeder 1991; Weber 1930, 235–
committed (see Mommsen 1992, 53–105). 36). Self-discipline was closely linked to an attitude of so-
Purposive-rationality can thus guide decisions about what briety, and the achievement of maturity—which Weber de-
ends to pursue, as well as how to pursue them. Its difference fined as the capacity to “look at the realities of life with an
from (and, Weber suggests, superiority to) value-rationality unsparing gaze, to bear these realities and be a match for them
consists in its ability to recognize potential conflicts between inwardly,” and associated with taking responsibility for what
values, and the need for trade-offs and choices between them; one makes of oneself. Maturity was necessary for politicians to
and its focus on the relationship between intentions, actions, be able to serve their cause and their subjects prudently and
and consequences—rather than the isolation of any one of responsibly, while preserving their inner integrity and psy-
these factors as solely significant (cf. Breiner 1996, 41; Jaspers chological health. Only those who can recognize and accept
1964, 72–73; Roth and Schluchter 1979, 65–116). Purposive- the inevitable disappointment and guilt—the tragedy—of life,
rationality—with its careful comparative weighing of differ- and remain dedicated to striving “‘Nevertheless’ in spite of
ent considerations, and recognition of the complex, often everything” truly have a vocation for politics (Weber 1994g,
conflictual, relations between different values in an ethically 369; cf. Owen 1997; Turner 1999). This acceptance of tragedy
irrational world—constitutes a “bridging principle” (a prin- and of the moral burdens imposed by responsibility to and for
ciple that guides how an agent connects particular value- values, this awareness of inner and outer imperfections and
commitments to both other value-commitments, and prac- incompleteness, was what was signally lacking in both abso-
tical decisions) of “balance,” as opposed to the ethic of lutist idealists (whether moral purists, or uncompromising
conviction’s “bridging principle of hierarchy,” in which other maximalists), and in venal opportunists and proponents of
values are subordinated to a primary ethical ideal, and prac- power-worshiping Realpolitik.
tice is determined in relation to this ultimate ideal (Schluch-
ter 1996, 88–89, 94–95).
The difference here is not between alternative principles and to love, of the ability to fulfill obligation.” This often involved “dif-
or decision-procedures, but between different dispositions of ficult calculation,” which could not be reduced to or replaced by appeal to
absolute principles (quoted Schluchter 1996, 283 n. 40). Satkunanandan’s
judgment. As such, purposive-rationality provides more than
(2014) depiction of Weber as attacking “calculation” thus requires re-
a tool for making judgments about what to do in particular finement. For Weber, calculation could serve a useful ethical role, pro-
cases. It also serves as an ethical ideal—a model of the sort of vided that it was not understood as involving the application of absolute
dispositions needed to grapple with conflicts between values principles or rules.
5. Thus Leo Strauss’s criticisms of Weber appear to be (partially)
in an ethically serious way. In its stress on the need for bal-
misguided. Strauss was correct that Weber believed reason incapable of
ancing, and its rejection of absolutist (and deductive) ap- “solving” conflicts between values, or proving some values “superior” to
proaches to ethical reflection, Weber’s conceptualization of others (1965, 36, 41–42). But it does not follow that we cannot make
purposive-rationality, combined with his (ethical) conception rational decisions about what ultimate values to pursue, or rational judg-
of its proper use in living well,4 discourages both deontic ab- ments about what sorts of character or conduct are superior to others,
provided that the alternatives are competitors in the same sphere. It is,
e.g., possible to identify some ways of being a political actor as preferable to
4. To live well, the young Weber reflected, required acting so as to others, but not to “prove” the superiority of politics to scholarship (or vice
incur “the least possible losses of human dignity, of the ability to be good versa).
714 / Max Weber’s Enigmatic Political Ethics Joshua L. Cherniss

The spirit of sobriety and maturity was associated with a price one is willing to pay. No ethic can “determine when
clear-eyed “matter-of-factness” (Sachlichkeit), which resolutely and to what extent the ethically good end ‘sanctifies’ the
resisted wishful thinking and “priggish self-righteousness” ethically dangerous means and side-effects.” All that an ethics
(Weber 1994g, 356; cf. 1994b, 55; 1994e, 222; 1994f, 275). of politics can demand is that one be clear-eyed about the
Attaining and sustaining matter-of-factness required both dangers (1994g, 360–61). Honesty and clarity about one’s
“conscious self-scrutiny” (1994a, 19) and the adoption of a commitments, the choices before one, and one’s responsi-
concretizing approach, which asked “in connection with ev- bility for making them, is thus a condition for acting with
ery social ‘ideal,’ ‘by what means and at what price it was integrity.
attainable?’” (quoted in Marianne Weber 1988, 599). This fo- Weber’s ideal of integrity consists not in rigid conformity
cus on the concrete reflected a certain orientation to politi- to principle or purity of intention, but in a sense of honor
cal time: the politician who feels a sense of responsibility to and chivalry. These conceptions involve attention to the re-
and for his country will “think in terms of the next two or lationships between actors and the consequences of their
three generations,” and not further; he will be absorbed in actions, and between actors and others. Honor for Weber
questions that the visionary regards as “ephemeral” but consisted in a “minimal sense of shame and dignity which
which for him are crucial (1994e, 270). In this way, the “ethic cannot be violated without punishment” (quoted in Breiner
of responsibility” does not involve mere consequentialism; 1996, 175). Chivalry mandated respect and concern for one’s
and the consequentialist component that it does embrace opponents, and for anyone over whom one has an advantage
is concerned with a particular set of consequences, defined of power or status. This attitude of concern and respect—
by a particular time-frame. expressed in courtesy (not condescension) and solicitude
The ethos of responsibility thus encompasses a distinct (not paternalistic prying), and a willingness to stand up and
model of judgment; a conception of the responsibilities and advocate for victims of injustice or callousness—stood op-
possibilities of politics in relation to a certain time-horizon; posed to brutal power-worship. Chivalry condemned bru-
and those qualities of character that are necessary for mak- tality, and denied that mere power was admirable. A sense
ing, and acting on, judgments within these constraints. It of chivalry could also support commitment to democratic
also stresses the importance of taking responsibility for— pluralism, insofar as the former encouraged, and the latter
and taking care in forming—one’s judgments; this includes depended on, respect for opponents.
acknowledging and accepting blame, or other penalties, for Weber’s persistent concern for underdogs, and his ob-
mistakes (cf. O’Donovan 2011). This sense of a duty to sub- servance of an “ethical imperative . . . to protect the adver-
ject oneself to scrutiny and criticism provides an antidote sary” (Honigsheim 2003, 115) reflected this sense of chivalry.
to the tendency to hold “the world, not the doer, responsible” Weber stood opposed to the widespread, institutionalized
if “evil consequences flow from an action done out of pure anti-Semitism of his society because of his “feeling of chiv-
conviction.” The political actor who thinks in this way is alry and his well-developed sense of justice;” during the war
inclined to undertake courses of action without due con- he “showed a chivalrous concern for every prisoner who was
sideration for their likely consequences; to be irresponsible accessible to him and did not hesitate to oppose the then
as a matter of affect or relation to the world—to not feel re- prevailing nationalistic instincts, hatred and spy phobia. He
sponsibility for the negative consequences of his actions. never ceased to regard every man as a man, endowed with
This encourages folly and prevents learning from mistakes. inalienable rights” (Jaspers 1964, 263; Löwith 1994, 18). His
It also fosters an intolerant, uncharitable, and ignoble atti- sense of chivalry also inspired Weber’s attacks on wartime
tude toward others. He who lives according to an ethic of chauvinism: “Abusing the enemy? That does not win wars.
responsibility, on the other hand, will “make allowances” for The fighting men out in the field are not doing so, and this
the shortcomings of others; he recognizes that he has “no wave of abuse, which grows in intensity the further its au-
right” to “presuppose goodness and perfection in human be- thors are from the trenches, is hardly worthy of a proud
ings” and “does not feel that he can shuffle off the con- nation” (1994e, 131). This sense of chivalry motivated and
sequences of his own action . . . and place them on the shaped his liberalism—a distinctly “chivalric” liberalism,
shoulders of others.” He is not concerned with always being which did not seek to deny imbalances of power or act as if
seen to be in the right; he is concerned, however, to rightly they did not exist, but rather identified the use of one’s power
judge his own actions by the ethical standard he has adopted to combat injustices arising from inequalities as crucial to
(Weber 1994g, 360). one’s sense of self and ethical well-being.
Honesty-with-oneself requires confronting the risks and Self-discipline, sobriety, and self-critical honesty were
sacrifices inherent in political action—and deciding what needed to prevent noble sentiments from giving rise to a
Volume 78 Number 3 July 2016 / 715

futile “politics of gesture;” dispositions of integrity, honor, “realist” and the ruthless drive for perfection of the purist,
and chivalry were necessary to save self-discipline from co- contained its own element of ruthlessness. The politician,
agulating into the mechanistic ethos of the “men of order.” Weber asserted, must possess “the trained ruthlessness”
Weber’s objections to the wrong sort of political moralism (geschulte Rucksichtslosigkeit) to “gaze on the realities of life”
thus reflected a very demanding ethical ideal—a picture of in order to “measure up” to the challenges of politics (1994g,
the sort of character needed to meet the ethical demands of 367; translation emended).6 Such “ruthlessness” shapes both
political leadership in a modern world at once fragmented one’s perception of reality, and response to it: a politician
and oppressive. These demands required both willingness to should be able to view realities without her perceptions be-
engage in unglamorous and frustrating effort—and to make ing distorted by hopes or ideals, and should not flinch from
use of “diabolic” forces of violence and charisma (which, in the implications of her perceptions when deciding how to act.
exerting irrational control over followers, reduced them to The “ruthlessness” here is directed inward, against hopeful
rapt, obedient subjects); and, at the same time, sustain stren- desires for emotional comfort or ease. But this self-discipline
uous notions of responsibility, integrity, honor, and decency. may also involve suppressing or disregarding thoughts and
Weber did not expect many to live up to these demands. feelings (empathy, compassion, fairness, respect, and horror
But he insisted that only the cultivation of “that very prosaic at cruelty, suffering, and humiliation) that might interfere
moral ‘decency’” and “sense of shame,” the erosion of which with clear vision and resolute decision—and which might
had been “our most grievous loss” in the war, could restore serve as breaks on ruthless action. Training oneself in ruth-
“poise” to a political life dominated by “loathsome exhibi- lessness—single-mindedness, dedication, imperviousness to
tionism” and “mysticism”—in the form both of Realpolitik, emotional obstacles or restraints—in one activity (forming
and different strains of political moralism (quoted in Ma- judgments about reality) may foster a general disposition—a
rianne Weber 1988, 636–38). “ruthless spirit”—which easily transfers to others. A proud
sobriety and self-discipline may breed contempt for one’s
CONCLUSION own psychic weaknesses; and this may expand to contempt
As reconstructed here, Weber’s thought contributes to re- for the weakness of others—and thence, to brutal treatment
flection on politics, first, by focusing our attention on the of them when their weakness is incorrigible.
ethos of political agents. This stress on the importance of While Weber concentrated on what he regarded as forms
personal character in defining politics is a useful corrective of ruthlessness arising from failure to soberly accept and
to those who, whether practitioners of “ideal” or “non-ideal” “measure up” to reality (by the cynical self-promoter, the
political theory, focus on institutions (e.g., Rawls 1971; Wal- exhibitionistic purist, or the visionary ideologue), there are
dron 2013). Second, Weber trenchantly points to the dangers other forms of political ruthlessness. The personally selfless
of three tempting ethical attitudes toward political action: practitioner of Machtpolitik, who seeks to advance not his
“puristic” impulses of uncompromising adherence to strict own power but that of his state, may exemplify Weber’s
moral rules, and withdrawal from the pollution of politics; an prescribed ethos (at least, this seems to have been Weber’s
end-oriented moral “maximalism,” which seeks to purify the own view). And he may be just as inclined to launch himself
world through force, appealing to the purity of intentions and and his nation into a river of blood as the revolutionary fa-
aims to excuse base actions; and an amoral “realism” which natic, or become as cynically manipulative as the merely self-
values only power and success. Finally, his work highlights seeking politician. Far from warning of the dangers of such
a type of personality, and an account of evaluative political a political type, Weber’s approach—with its admiring em-
judgment, that might be able to resist or counter-act these phasis on personal dispositions of commitment to cause,
tendencies. responsibility, sobriety, integrity, and honor—tends to en-
The account of political ethics I have sought to recon- courage these dangers. It may degenerate into a fetishization
struct from Weber’s writings, and the political interventions of personal nobility, a view that a heavy heart and furrowed
to which his theories were tied, pose difficulties—particu- brow can justify offenses against others (cf. Walzer 1973,
larly for proponents of liberal politics, who seek to impose 177–79), and an admiration for the aesthetic qualities of
firm limits on the acceptable imposition of coercion on in- personal bearing, which is detached from the validity of its
dividuals. Weber’s way of thinking about the ethical re- application and results. In this way, Weber may himself
sponsibilities of politics seems not to provide any firm basis bring to political ethics something of the mix of romanticism
for establishing concrete and stable limits on what types of
political action may be countenanced. And the ethos he ar- 6. Rucksichtslosigkeit may be translated as “recklessness” or “thought-
ticulated, while rejecting the ruthless drive for power of the lessness,” but it suggests a stronger sense of insensitivity or callousness.
716 / Max Weber’s Enigmatic Political Ethics Joshua L. Cherniss

and ruthlessness identified by his friend Troeltsch as the hement opposition to Ludendorff’s brutal policies (embrace
characteristic vice of German political life, whereby the per- of unfettered submarine warfare, and plans to annex the
sonal nobility (and hence, aesthetic grandeur) of the politi- disputed area between Germany and Poland), and bitter
cian serves to elevate or redeem costly and cruel action. disappointment at Ludendorff ’s refusal to take responsibil-
Weber’s application of his political-ethical vision in his ity for Germany’s war policies after the national defeat. The
personal conduct bears out some of these worries. His bel- self-righteousness, vanity, and hostility to democracy that
licose attitude toward opponents of Germany’s participation Ludendorff revealed following Germany’s defeat provoked
in World War I, and his advocacy of irredentist opposition Weber to write that “Now I understand why the world resists
to the allied occupation of Germany (Ay 1999) suggests how the attempts of men like him to place their heels upon the
what he regarded as sober confrontation of reality could fos- necks of others. If he should again meddle in politics he
ter quixotic, bloody intransigence. His insistence on integrity, must be fought remorselessly [rücksichtslos, or ‘ruthlessly’]”
consistency, and honesty-with-oneself sometimes served as (Marianne Weber 1988, 651–54).8
the basis for both dismissing those who failed to conform to Weber’s character and conduct both exemplify, and use-
one or another of the drastic “either/or” ethical alternatives fully qualify, the ethos that he articulated in his writings.
he was wont to pose—and refusing sympathy to those who Although he could be contemptuous of what he perceived
had suffered for embracing one or the other alternative. Thus, as emotional and moral exhibitionism (Loewenstein 1966,
he responded to the murder of Karl Liebknecht and Rosa 100) and had moments of both fierce dogmatism and brutal
Luxemburg by rightist paramilitaries by commenting that callousness, Weber was also moved by a sense of humanity
Liebknecht had flirted with populist violence and been de- that provided a moral ballast that the ethic of responsibility,
stroyed by it (1988, 642). Those radicals who engaged in non- as he articulated it, lacked. This humane moral passion—
violent protest against the government, on the other hand, and his distance from those advocating a coolly “realistic”
found themselves criticized by Weber for failing to choose stance toward politics—is illustrated by an incident from
between either maintaining moral purity (which, he appar- 1918, when Weber was discussing the new Soviet regime with
ently believed, required that they withdraw from active poli- Joseph Schumpeter in Vienna. Schumpeter “gleefully declared
tics, and passively accept persecution for their beliefs) or that socialism had finally ceased to be a ‘paper discussion’ but
seeking to achieve their goals, through violence if necessary.7 now had to prove its viability.” Weber vehemently responded
This intellectually extremist stance, which viewed politics as that trying out communism in Russia amounted to a “crime”
requiring an either/or choice between moral purity and ruth- and gloomily predicted it would end in an immense human
lessness (and acceptance of the respective costs of each), disaster. Schumpeter replied that Russia would constitute a
would lead some of the younger intellectuals influenced by “good laboratory” for testing theories. Weber retorted: “A
Weber to embrace ruthless revolutionary politics—even if laboratory heaped with human corpses!” Schumpeter pointed
Weber himself bewailed what he regarded as the wasteful- out that the same was true of any anatomy lab. Finally, Weber
ness and poor judgment of their sacrifice, as in the case of jumped up, exclaiming, “This is unbearable!” and stormed
his protege Gyorgy Lukacs 1986 (Marianne Weber 1988, 281– out. Schumpeter dryly wondered how someone could carry
83; Karadi 1989; for a broader analysis, see Derman 2010). on so in a coffeehouse (Honigsheim 2003, xi–xii, quoting Felix
Yet Weber’s commitment to chivalry and fairness, self- Somary).
criticism, and self-control sometimes saved him from his We should attend to such anecdotes, and take them se-
own more intolerant impulses—as evidenced in his respect riously, because Weber took his own political-ethical ideas
and support for some German social democrats and Rus- seriously, seeking to live as well as expound them, applying
sian radicals, his courageous condemnations of nationalist them in his judgments of others, and his own conduct. These
bloodthirstiness, and his defenses of radical colleagues such judgments and conduct reflected not only Weber’s concep-
as Robert Michels, Ernst Toller, and Lukacs. His sensitivity tion of the ethical demands of politics, and the particular
to the dangers of irresponsible self-righteousness and cynical qualities of ethos best suited to meet them but also his
ruthlessness—and the ways in which these could intersect— larger recognition of the importance of personal ethos in de-
also informed his shifting estimation of Erich Ludendorff, termining the quality of politics—a recognition that makes
the architect of Germany’s military policy in World War I. sense of Weber’s belief that the qualities of character exhib-
Weber’s initial admiration for Ludendorff gave way to ve- ited in an individual’s conduct can, independent of her ideo-

7. I thank a reviewer for the Journal of Politics for bringing the latter 8. Ludendorff would become a leading nationalist politician, and, for a
case to my attention. time, ally to the Nazis; by then, Weber was no longer alive to oppose him.
Volume 78 Number 3 July 2016 / 717

logical principles and goals or the known consequences of Breiner, Peter. 1996. Max Weber and Democratic Politics. Ithica, NY:
Cornell University Press.
her individual actions, serve as the basis for condemnation
Chowers, Eyal. 2004. The Modern Self in the Labyrinth. Cambridge, MA:
or praise, opposition or support. Evaluating an individual’s Harvard University Press.
ethos—and coming to understand the connection between Derman, Joshua. 2010. “Skepticism and Faith: Max Weber’s Anti-Utopianism
her ethical qualities, and the sort of politics she will con- in the Eyes of His Contemporaries.” Journal of the History of Ideas 71 (3):
tribute to making—becomes, on this account, an important 481–503.
Derman, Joshua. 2012 Max Weber in Politics and Social Thought: From
part of political judgment. One of the lessons of Weber’s Charisma to Canonization. Cambridge: Cambridge University Press.
account of politics is the importance of attending to the ethos Eden, Robert. 1983. Political Leadership and Nihilism: A Study of Weber and
of political actors as exhibited in their personal conduct. Nietzsche. Gainseville: University Press of Florida.
Attending to his own conduct advances our understanding Ghosh, Peter. 2014. Max Weber and the Protestant Ethic: Twin Histories.
Oxford: Oxford University Press.
of the ethos he articulated—and the ways in which this ethos
Goldman, Harvey. 1991. Max Weber and Thomas Mann: Calling and the
may be modulated in ways, and through the cultivation of Shaping of the Self. Berkeley: University of California Press, 1991.
qualities (of romantic hero-worship or modest “decency,” Goldman, Harvey. 1992. Politics, Death and the Devil: Self and Power
intolerance or personal humanity), that may make it more or in Max Weber and Thomas Mann. Berkeley: University of California
Press.
less conducive to cultivating a sober, humane politics against
Hennis, Wilhelm. 1988. Max Weber: Essays in Reconstruction. Translated
the dangers of political ruthlessness and extremism. by K. Tribe. London: Allen & Unwin.
Weber not only pointed to the place and importance of Honigsheim, Paul. 2003. The Unknown Max Weber. Edited by A. Sica.
ethos in political life. He also articulated and, at his best, New Brunswick, NJ: Transaction.
exemplified a distinctive ethos of politics which offers an Jaspers, Karl. 1964. Three Essays: Leonardo, Descartes, Max Weber. Trans-
lated by Ralph Mannheim. New York: Harcourt, Brace.
alternative to, and fortification against, “realist” embrace of Karadi, Eva. 1989. “Ernst Bloch and Georg Lukacs in Max Weber’s Hei-
power-politics, “moral-maximalist” legitimation of ruthless- delberg.” In H. Mommsen and J. Osterhammel, eds., Max Weber and
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on personal purity at all costs. His was a sometimes unstable, Kim, Sung Ho. 2004. Max Weber’s Politics of Civil Society. Cambridge:
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conflicted stance. But the problems he identified, and in-
Loewenstein, Karl. 1966. Max Weber’s Political Ideas in the Perspective of
sights he brought to bear on them, remain more instructive Our Time. Translated by R. and C. Wilson. Amherst: University of Mas-
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and edited by T. Bottomore and W. Outhwaite. London: Routledge.
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by E. King. Urbana: University of Illinois Press.
ACKNOWLEDGMENTS Lukacs, Georg. 1986. Selected Correspondence. Edited by J. Marcus and
Versions of this article were presented at meetings of the Z. Tar. New York: Columbia University Press.
Northeastern and Southern Political Science Associations Mayer, Jacob-Peter. 1944. Max Weber and German Politics: A Study in
(2014 and 2015, respectively). I am grateful to the discus- Political Sociology. London: Faber & Faber.
Mommsen, Wolfgang. 1974. The Age of Bureaucracy: Perspectives on the
sants (Giorgi Areshidze and Faisal Baluch) and audiences
Political Sociology of Max Weber. Oxford: Blackwell.
on those occasions, and to Jonathan Allen, Eric Beerbohm, Mommsen, Wolfgang. 1984. Max Weber and German Politics, 1890–1920.
Ross Carroll, Deborah Cherniss, Kristen Collins, Aurelian Translated by M. Steinberg. Chicago: University of Chicago Press.
Craiutu, Bruce Douglass, Jeff Poushter, Michael Rosen, Mommsen, Wolfgang. 1992. The Political and Social Theory of Max Weber.
Nancy Rosenblum, Andrew Sabl, Richard Tuck, and Lisa Chicago: University of Chicago Press.
Müller, Jan-Werner. 2011. Contesting Democracy: Political Ideas in
Ellis and three anonymous reviewers for the Journal of Pol- Twentieth-Century Europe. New Haven, CT: Yale University Press.
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of this text; and to Aaron Garrett, Micha Glaeser, Yascha Political Thought of Max Weber.” Polity 43 (1): 84–105.
Mounk, and Michael Rosen (again) for advice on particular Owen, David. 1997. Maturity and Modernity: Nietzsche, Weber, Foucault
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Owen, David, and Tracy B. Strong, eds. 2004. “Introduction.” In The
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