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Journal of Cultural Heritage 61 (2023) 116–126

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Journal of Cultural Heritage


journal homepage: www.elsevier.com/locate/culher

Original article

Green biocides for the conservation of hypogeal mural paintings


raised from Western and Eastern traditions: Evaluation of interference
on pigments and substrata and multifactor parameters affecting their
activity
Daniela Isola a,b,∗, Flavia Bartoli a, Annalaura Casanova Municchia a, Hyun Ju Lee c,
Seon Hye Jeong d, Yong Jae Chung e, Giulia Caneva a
a
Department of Sciences, University Roma Tre, Viale Marconi 446, 00146, Rome, Italy
b
Department of Economics, Engineering, Society and Business Organization (DEIM), University of Tuscia, Largo dell’Università snc, 01100, Viterbo, Italy
c
Institute of Preventive Conservation for Cultural Property, Korea National University of Cultural Heritage, Buyeo, 33115, South Korea
d
International Heritage Education Center, Korea National University of Cultural Heritage, Buyeo, 33115, South Korea
e
Department of Heritage Conservation and Restoration, Graduate School of Cultural Heritage, Korea National University of Cultural Heritage, Buyeo, 33115,
South Korea

a r t i c l e i n f o a b s t r a c t

Article history: Hypogeal environments due to their limited air circulation, low constant temperatures and high humidity
Received 2 December 2022 could be threatened by microbial spreading. In cultural heritage preservation, natural bioactive molecules
Accepted 27 March 2023
have been proposed as a possible alternative to traditional biocides. Although several papers report the
in vitro effect of green biocides, scant information is available about their efficacy in direct application
Keywords: and interaction with historical materials. Then, we investigated five green biocidal formulations never
Biodeterioration control applied before to control the biodeterioration of subterranean mural painting raising from Italian and
Clove bud essential oil South Korean traditions. We tested three emulsified essential oil-based (oregano and clove bud) water
Etruscan/ Baekje wall paintings suspensions, and usnic acid-based water and 2-propanol/dimethyl sulfoxide (7:3) solutions for establish-
Oregano essential oil
ing: (i) possible interference with the reconstructed ancient wall paintings materials (colour and water
Pigments interference
adsorption changes), (ii) efficacy on recurrent biodeteriogens, trough optical/electronic microscopy, biolu-
Sustainable heritage conservation
minometric and culture-based methods. Results evidenced the different impact of such biocides on wall
paintings’ materials and pigments (e.g., higher on red and black Etruscan tiles). They also highlight the
importance of reconstruction experiments for customizing treatments, avoiding interference with histor-
ical materials (e.g., changes in colour) and biodeteriogens’ spreading. The active principles concentration
and stone porosity strongly affect the biocidal efficacy, but the solvent and emulsifier used also had a
relevant role.
© 2023 Consiglio Nazionale delle Ricerche (CNR). Published by Elsevier Masson SAS. All rights reserved.

1. Introduction organotrophic and phototrophic bacteria, algae and fungi [1,2,6,7].


Biodeterioration processes cannot be attributed to a single micro-
Cultural heritage in underground conditions is typically sub- bial group of these polymicrobial communities. Allochthonous in-
jected to limited air circulation, low constant temperatures, pro- puts of microorganisms and organic matter can threaten the frag-
longed darkness and high humidity throughout the year [1,2]. Sub- ile balance [8,9]. For example, beyond the mechanical action, root
terranean environments are therefore considered a challenge for penetration can also be a carrier for soil microorganisms, a drip-
life, so phototrophs adapted to the scarcity of light and oligotrophs ping line for water condensation, and their exudates, an organic
adapted to long periods of starvation are their common inhabitants carbon source [10–12].
[3–5]. These microorganisms are mainly organized in complex mu- The alterations produced on the historical materials include
tualistic communities composed by chemolithoautotrophic, chemo- physical and chemical damages, as well as aesthetic alterations
[1,13–15], giving rise to exfoliation, salts (calcium sulphates/ ni-

trates/ carbonates, i.e. calcite) deposition [16–18], and discoloration
Corresponding author at: Department of Sciences, University Roma Tre, Viale
due to the microbial pigments. Much attention has been paid to
Marconi 446, 00146 Rome, Italy.
E-mail address: daniela.isola@uniroma3.it (D. Isola). dark-pigmented fungi in painted tombs [5,19] or to whitish pati-

https://doi.org/10.1016/j.culher.2023.03.009
1296-2074/© 2023 Consiglio Nazionale delle Ricerche (CNR). Published by Elsevier Masson SAS. All rights reserved.
D. Isola, F. Bartoli, A. Casanova Municchia et al. Journal of Cultural Heritage 61 (2023) 116–126

nas grown on dark walls [6,10,20,21]. In this context, eubacteria where the colours (green, yellow, red, black, and blue) are super-
and fungi deserve attention due to their ability to produce some imposed to a whitish plaster without binders [61].
form of resistance (spores), the ability to spread, and the toler- Thirteen samples 10 × 10 × 8 cm of macco stone were pre-
ance/resistance to some biocidal products [3,5,7,22]. pared to faithfully reproduce the painted Etruscan tombs, apply-
When preventive measures fail in controlling microbial spread- ing as plaster layer a thin powdered “macco” and as preparatory
ing, direct control methods become necessary [4,22,23]. Tradi- layer a mix of lime, thin powdered macco, and diatomaceous earth
tional biocides use has become controversial because of the possi- (known as “fossil flour” or diatomite) rich in silicoaluminate [61].
ble drawbacks to materials, microbial communities, operators and Nine of them were left blank, the remaining ones were furtherly
the environment [24–30]. Then, the European Community issued coloured superimposing to the preparatory layer the most fre-
the Biocidal Products Regulation EU 528 [31], and similar actions quently used mineral pigments (Table 1).
have been undertaken worldwide [32–34]. Beyond the toxicologi-
cal problem and the absence of interference with artworks [35–37], 3.1.2. The Baekje Ancient Tomb No. 1 (Buyeo Royal Tombs, Republic
biocides should be carefully evaluated considering the complexity of Korea) and its wall paintings
of the microbial community. The efficient use of biocides implies, Buyeo Royal Tombs consist of seven tombs built in the late 6th
indeed, a deep knowledge of the product’s chemical features and to 7th centuries of the Baekje era (18 B.C.∼ 660 A.D.) and regis-
the role played by the resident bacterial community, sometimes tered as a UNESCO World Heritage Site in 2015. Tomb No. 1, pre-
acting as a limiting factor for fungal spreading [3,24,28,38]. More- sumably the tomb of the king and the royal family, is the only
over, the confinement and low ventilation characterizing the hy- tomb with mural paintings (Fig. 1) and it consists of a square fu-
pogeal environment can favour the time of contact of the biocide, nerary chamber and a hollow road. Four types of rock were used
increasing its effectiveness but also causing major health issues for for the main chamber: augen gneiss (northern and eastern wall),
operators [36,37]. two mica-granite (western wall); hornblende schist (floor) and gra-
In the last decade, in contrast to traditional biocides, re- nodiorite (ceiling) [4,62]. These metamorphic (gneiss and schist)
searchers focused on substances that cause minimal or no en- and intrusive igneous rocks (granite and gronodiorite) are charac-
vironmental harm, defined as green or eco-friendly, mainly rep- terized by medium hardness (5–7 Mohs scale) and very low poros-
resented by natural or biologically derived substances standard- ity (generally below 1%). A cover stone placed on top of the ver-
izing new low-impact protocols [39–44]. Active molecules syn- tically erected bricks walls completed the tomb [63]. The walls
thetized by plants, marine organisms, and microorganisms have of the main chamber are decorated with four guardian deities
been tested on different historical artefacts [30,41,45–50]. Living (blue dragon, white tiger, red phoenix, and black tortoise) and lo-
microbial cells [51,52], physical methods and low impact chemi- tus flowers and cloud patterns are drawn on the ceiling, making
cals/ solvents were also applied with this purpose [14,17,53–55]. it a very important material for the study of Baekje painting. The
However, there is a general lack of information about the effect of murals were prepared with the “Jobyeokji” ( in Chinese) tech-
natural biocides on historical materials. In the frame of the inter- nique where the draw is performed on a flat trimmed stone sur-
national project between Italy and the Republic of Korea, we fo- face without a mortar layer [56], and pigments (red, white, black,
cused on hypogeal conservation and eco-friendly biocides able to and brown) are applied by mixing them with plant resins and veg-
control biodeteriogens threatening our underground cultural her- etal or animal oils [64–67]. The murals, relatively clear at the time
itage sites [4,5,21,45,56]. The biocides were selected considering of excavation (1915), gradually began to fade after opening leading
previous experiences and recent findings [41,43–45,53,57–59]. to a permanent closure of the tomb in 1971 [56,68].
This research represents the first attempt to assess the interfer- A total of twenty-eight granite and gneiss 10 × 10 × 3 cm spec-
ence of green biocides with materials used in hypogeal wall paint- imens (fourteen each) were prepared; twenty-two of them were
ings raised from cultures developed far across time and space. left unpainted, and the remaining ones were prepared reproduc-
ing the Jobyeokji technique. The pigments (Table 1) were applied
2. Research aim by brush after mixing them with 3% animal skin glue (hide glue;
Nakagawa Gofun Enogu, Japan).
This research wants to assess the efficiency and interference
of selected green biocides on reconstructed biological attacks and 3.2. Reconstruction of biological attack: tiles inoculation/incubation
materials composing Italian and Korean painted tombs (Etruscan of different materials
tombs of Tarquinia and Buyeo Royal Tomb No 1), paying atten-
tion to all components of the formulation (e.g., biocidal compound, 3.2.1. The Etruscan tiles
emulsifier and solvent). A previous study on Etruscan tombs led to the isolation of
several dark-pigmented fungi responsible for discolorations [5].
3. Materials and methods Among them, Cladosporium sp. CCFEE 6625 and Acremonium-like
fungus CCFEE 6662 were chosen because recalcitrant to the tested
3.1. Reconstruction of heritage materials from study sites benzalkonium chloride-based biocides [5]. Additionally, a bacte-
rial strain identified as Rhodococcus sp. (BLASTn comparison of
3.1.1. The Etruscan necropolis of Monterozzi (Tarquinia, Italy) and its SSU rDNA) was chosen because common and lacking any cross in-
wall paintings hibitory activity. Small aliquots of fresh cultures were suspended
The Monterozzi Necropolis represents one of the most relevant in sterile saline solution (NaCl 0.9%), counted, and then mixed in a
Etruscan funerary complex due to the wall painted tombs of as- 50 mL tube containing 20% Czapek-Dox broth (Oxoid). The inocu-
tonishing beauty, spanning from 7th century B.C. to the 1st cen- lum solution (cell nr/mL) consists of: Cladosporium sp. CCFEE 6625
tury B.C. Since 2004 they were included along with the Etruscan 1.56 × 10E4, Acremonium-like fungus CCFEE 6662 4.64 × 10E3,
Necropolis of Cerveteri (Banditaccia) to the UNESCO World Her- Rhodococcus sp. 2.3 × 10E4.
itage Sites [60]. The tombs were carved into “macco” rocky banks, Five 10 × 10 × 8 cm unpainted macco tiles (white preparatory
a highly porous (30–45%) bioclastic stone rich in Amphistegina mi- layer only) were used for efficacy tests; they weren’t preliminary
crofossils [11,61]. sterilized due to the size of the specimen and its frailty. Indeed, the
The underground paintings, representing the Etruscans life and process has been considered more dangerous on the stone integrity
afterlife (Fig. 1), were mainly prepared using a “secco” technique than effective in killing the resident community.

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D. Isola, F. Bartoli, A. Casanova Municchia et al. Journal of Cultural Heritage 61 (2023) 116–126

Fig. 1. Etruscan and Baekje ancient tombs. External view of A) the Etruscan and B) the Baekje tumuli. C, D) wall paintings details of Etruscan tombs. and E, F) burial chamber
and wall paintings of Baekje Royal Tomb No.1.

Table 1
Selection of pigments for Italian and Korean teams.

Italian pigments Korean pigments

CB Charcoal Black Carbonaceous material Ci Cinnabar HgS


Haem Haematite Fe2 O3 Haem Haematite Fe2 O3
MG Malachite Green Cu2 (CO3 )(OH)2 OSW Oyster shell white CaCO3
EB Egyptian Blue CaOCuO(SiO2 )4

The Italian CB and Haem pigments were supplied by Winsor & Newton ltd, London, U.K; MG and EB
by Kremer Pigmente GmbH & Co.KG, Aichstetten, Germany. Korean pigments were supplied by Co.
Gail traditional pigment, Gyeonggi-do, Korea.

The inoculation was performed slowly, dropping (waiting for there was no signs of growth, the inoculation was repeated using
the adsorption of each drop) 3 mL of the cell suspension to evenly potato dextrose broth (Difco, USA) as medium and incubated for
cover the upper surface. The tiles were dark incubated in a her- two months.
metic ethanol-sterilized plastic box, raised from the bottom with a
metallic grid at 20 °C and relative humidity (RH) above or equal
to 90%. Thermo-hygrometric parameters were monitored daily to 3.3. The biocidal products selection
maintain such value by spraying sterile distilled water (dH2 O) on
box walls. The incubation took three months to obtain a dense According to the literature [41,43–45,53], five new biocidal for-
growth. mulations were prepared from two plant essential oils and a lichen
allelopathic substance (Table 2): two from clove bud (Syzygium aro-
3.2.2. The Baekje tiles maticum (L.) Merr. & L. M. Perry), and one from oregano (Orig-
Microorganism distribution in Tomb No. 1 has been regularly anum vulgare L.), and two from usnic acid, produced by lichens
investigated since 2008, leading to the isolation of different bacte- like Usnea spp. [69]. The essential oils-based formulations were
rial and fungal strains. Currently, a white patina is growing on the water suspended and emulsifier-added. Due to the differences in
painted walls in the main chamber composed mainly by different materials porosity and used pictorial techniques (Etruscan secco
species of the genus Streptomyces [21]. We selected Streptomyces and Jobyeokji, respectively), we tested two different clove bud es-
avidinii to represent the white patina-forming bacteria, Fusarium sential oil-based (CBEO-based) formulations differing in the con-
oxysporum and Mortierella sp. for fungi. Previously tests showed tent of the emulsifier. The formulation richer in emulsifier (Stone
that none of these strains showed inhibitory activity against oth- Keeper, [45] has been tested on macco mock-ups. As the solvent
ers. Fresh cultures of each strain were suspended in sterile water, could affect the treatments outcomes, usnic acid was dissolved in
then in 10% Czapek-dox broth (30 mL) and cultured at 30 °C and distilled water and in a mix of isopropyl alcohol (IPA, 2-propanol)
150 rpm overnight. The inoculum solution (cell nr/ mL) consists of: and dimethyl sulfoxide (DMSO), both solvents are already used in
Fusarium oxysporum 1.3 × 10E4, Mortierella sp. 3. 0 × 10E4, Strep- cultural heritage conservation [53,70].
tomyces avidinii 4.6 × 10E5. Samchun Chemical (Republic of Korea) for Tween 20 and
Ten granite and gneiss 10 × 10 × 3 cm specimens were used for Span20; Sigma Aldrich for IPA, DMSO, aceton, and usnic acid were
efficacy tests. Before inoculation five tiles for each substrate (gran- the suppliers. Steam distilled clove bud essential oil (Co. What
ite and gneiss) were autoclaved (121 °C / 15 min) and slowly inoc- Soap, Korea) and oregano essential oil (from dried flowering herb;
ulated by dropping 1.5 mL of suspension allowing the uniform ab- Code 7573, Now Foods, Bloomingdale, IL, USA) were used. The
sorption. The specimens were placed in an ethanol-sterilized her- composition, not precisely defined from the supplier, has been as-
metic box and incubated at 30 °C and RH above or equal to 95% sessed by GC–MS and reported in their major compounds in Table
as occurring in Tomb No. 1. Since after 2 weeks of incubation S1.

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D. Isola, F. Bartoli, A. Casanova Municchia et al. Journal of Cultural Heritage 61 (2023) 116–126

Table 2
The composition of the green biocides used.

Biocidal Product Abbreviation Composition for 100 ml

Oregano essential oil (OEO) Oregano essential oil 7.5 Ml


B1 Tween 20 1.0 mL
dH2 O 91.5 mL
Clove bud essential oil Clove bud essential oil: 7.5 mL
(CBEO)-“Stone keeper” (SK) [45] Tween 20: 7.0 mL
B2
Span 20 3.0 mL
dH2 O 82.5 mL
Clove bud essential oil (CBEO) Clove bud essential oil 7.5 mL
B2/b Tween 20 1.0 mL
dH2 O 91.5 mL
Usnic acid water based Usnic acid 0.07 g
B3
Acetone then 10 ml of acetone 100 mL
solution (0.2 mM) were brought
up to 100 mL with dH2 O
Usnic acid IPA+ DMSO Usnic acid (0.2 mM) 10 mL
B4 IPA 63 mL
DMSO 27 mL

Table 3
Experiment synopsis.

Italian Team Korean Team

Oregano oil-based (B1) B1 B1


Clove bud oil-based “SK” (B2) B2
Tested biocides Clove bud oil-based (B2/b) B2/b
Usnic acid water solution (B3) B3 B3
Usnic acid IPA/DMSO solution (B4) B4 B4

Stone substrates Macco Gneiss and Granite

Cladosporium sp. CCFEE 6625 Fusarium oxysporum


Inoculated biodeteriogens Acremonium-like CCFEE 6662 Mortierella sp.
Rhodococcus sp. Streptomyces avidinii

CIELAB colorimetry CIELAB colorimetry


Sponge test Sponge test
Performed interference tests
Portable microscope Stereo microscope
Raman Spectroscopy

Optical microscope Stereo microscope


Assessment tools for
SEM Bioluminometer
biocides efficiency tests
Viability test culture Viability test culture

3.4. Interference tests of biocides The global colour variation E∗ was calculated following the
formula:
Eight macco (four with white preparatory layers and four 
painted), four granite, and four gneiss (one bare and three painted Eab

= L∗2 + a∗2 + b∗2
each) tiles were used for colour and water adsorption measure- where the colour coordinates are: L∗ (lightness; 0= absolute black,
ments. Some differences in application mode, observation times 100 = absolute white), a∗ (position between green (a∗ <0) and
and maintenance conditions arise from differences in materials and red/magenta (a∗ >0)) and b∗ (position between blue (b∗ <0) and
study sites. All tests were performed before the biocide application, yellow (b∗ >0)). Restorers normally accept E∗ < 4 as a limit value
and later after one and three months from treatment. Table 3 re- for the visual impact of surface treatments [28].
ports the complete synopsis of the experiment.
3.4.2. Assessment of possible changes in water absorption
According to the European standard UNI-EN 17655 [72], the
3.4.1. Assessment of colour changes contact sponge method was used to evidence possible changes
Colour measurements were performed using the CIE-LAB colour in water absorption before and after the treatment, on non-
space according to the European Standard UNI-EN15886 [71]. pigmented tiles; pigments indeed could be removed by sponge.
An EOPTIS CLM-194 handheld colourimeter with a measure- A 1034 Rodac plate, containing a 5.5 cm ∅ natural sponge by
ment diameter of 8 mm was used for macco tiles; each reported Spontex, was imbibed with 3 g of distilled water (5 g for gneiss
measure was the average value of 15 measurements (5 in tripli- and granite trials) and manually pressed against a vertical stone
cate). Each coloured tile block was divided in four parts using pa- surface for 1 min. The total weight (sponge + plate) was measured
per sheets (as the biocides to be tested), and control was obtained before and after contact, and their difference gave the water ab-
from the central area (Figure S1). The biocidal application has been sorbed. The applied formula is:
performed by brushing on white tiles and spaying on coloured  g  Pi − Pf
ones, due to fragile cohesion of the non-bonded pigments. Wa ∗ min =
For Baekje gneiss and granite painted and non-painted tiles, a cm2 23.76 ∗ t
Minolta CR-400 (Osaka, JPN) was used for colour measurements, where Wa is water absorbed per surface unit per minute, Pi is the
taken as above and the biocidal products were all applied by brush. initial weight of the sponge inside the plate, Pf is the weight of the

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D. Isola, F. Bartoli, A. Casanova Municchia et al. Journal of Cultural Heritage 61 (2023) 116–126

sponge inside the plate after the contact, 23.76 is the sponge area ATP Bioluminometer (Clean-trace NG3, 3 M, USA) was used to
and t is the time of contact. confirm the residual microbial activity on the tile surfaces. Biomass
was collected by swabbing in a straight line along the full length
3.4.3. Stereomicroscope examination of major surface changes (10 × 0.3 cm) of the specimens treated with natural biocides (after
A possible increase of porosity and/or detachments of macco one, two, and three applications). After reaction the relative light
stone (Etruscan) was assessed by a Dino-Lite stereomicroscope at units (RLU) measured, repeated 3–5 times, and converted into per-
60 × and 120 × magnifications using white and UV light (5 repli- centages (%) by comparison to their controls. Sterile cotton swabs
cas/tile before and after applications) to detect any variation. Sim- were used to collect biomass for viability tests, washed in sterile
ilarly, the surface of the Jobyeokji specimens (Korean) was ob- dH2 O, and suspensions serially diluted. Each dilution was plated in
served, before and after the treatments, at 20 × and 40 × mag- triplicate onto PDA (Difco, USA) and incubated at 30 °C for three
nifications using a stereo microscope (SMZ18, Nikon, JPN). days and count expressed as. UFC/mL.

3.5.3. Statistical analysis


3.4.4. Raman spectroscopy
To assess outcomes significance after biocides application two-
On reproduced Etruscan paintings was used a Renishaw Ra-
way ANOVA with Tukey post-hoc test comparison (p < 0.05), re-
man In-Via Reflex μ-spectrometer coupled with a confocal micro-
gardless of rows and columns, was performed using GraphPad
scope equipped with a 785 nm diode laser (nominal output power
Prism version 9.3.1 (GraphPad Software, San Diego, CA, USA).
300 mW) to characterize possible new substances formed by bio-
cide interaction with materials. The laser power at the surface was
4. Results
held to ≤5 mW to avoid sample degradation. The backscattered
light is dispersed by a 1200 line/mm grating, and the Raman signal
4.1. Interference tests
is detected by a Peltier cooled (−70 °C) 576 × 384 pixel CCD de-
tector. All the spectra were collected in the range 20 0–40 0 0 cm−1
4.1.1. Colorimetric measurements
at room temperature. Nominal spectral resolution, at these work-
Macco white tiles showed relevant chromatic changes (E∗ >4)
ing conditions, was about 3 cm−1 .Raman spectra were collected by
when treated with usnic acid in water (B3) (Table 4) due to a de-
using 20 × and 50 × objectives. WiRE software has been used for
crease in L∗ and an increase of the b∗ in the yellow position
spectra acquisition and Origin software for the spectra elaboration.
(Table S2) also visible by the naked eye. The results from painted
macco showed that all biocides caused significant total chromatic
3.5. Efficacy assessments of biocidal formulations variation (E∗ >4) with notable variability depending on the pig-
ment. The (Haem) red and black (CB) colours were the most af-
3.5.1. Macco stone trials fected: the stronger alteration on red tiles was an evident whiten-
Each colonized tile was divided into three areas (about ing in correspondence to B2 application (L∗ 11.7) (Table 4, Ta-
10 × 3.3 cm) and biocides (one for tile) applied by brush one, two, ble S2); while on black tiles whitening alteration was recorded af-
and three successive times respectively. Between the subsequent ter B1 treatment (OEO-based), B2 (CBEO-based - SK) and B3 (UA-
applications, the tile was left to dry reproducing the common re- water solution) (L∗ > 4). (Table S2). The white superposed patinas
storer practice. Similarly, sterile distilled water was applied as con- were interpreted as calcite through Raman spectra (Figure S2) (i.e.,
trol. The treated tiles were stored in a hermetic box, and conditions (CaCO3 ): 1086 cm−1 , 712 cm−1 and a shoulder at 281 cm−1 ). The
were maintained under control (20 °C and RH ≥ 90%). After one green (MG) tiles did not show evident chromatic variation, except
month, biomass was sampled using a sterile surgical blade, and the for the B1 where a darkening has been recorded (L∗ −3.9). Oth-
treatments efficacy evaluated by the following described methods. erwise, very high E∗ values were recorded in the blue (EB) sam-
The optical microscopy observations were performed with ples (Table 4), mainly due to the uneven painting layer. Indeed,
Olympus BX41 (Olympus, Tokyo, Japan), following the UNI 10923 high E∗ values were also recorded in the control areas and mi-
guidelines [73]. For SEM (FE-SEM, SUPRATM 35, Carl Zeiss SMT, croscopic observation did not underline any superficial alteration.
Oberkochen, Germany), the fractured fragments were spurred with The non-painted Korean tiles were not affected by the tested
gold in a vacuum using K550 unit (Emitech Technologies Ltd. Kent, biocidal formulations (Table 2) with E∗ comprised between 0.2
England) and then observed [74]. (B1 and B2/b on gneiss) and 0.9 (B4 on gneiss) on bare tiles. Slight
The biomass for viability trials was taken by scraping an area of differences were also recorded on cinnabar (Ci) and haematite
1 × 10 cm for each dose of each tested biocide, collected in sterile (Haem) tiles (gneiss and granite). The gneiss cinnabar painted tile
Eppendorf tubes (1.5 mL, pre-weighted) and weighed before stor- treated with B2/b biocide was the only test recording a relevant
ing at −20 °C until processing. Each sample was divided in three colour change with E∗ >4. Otherwise, the results achieved on
weighted aliquots. Scalar dilution (three) of controls and treated oyster shell white (OSW) should not be considered suitable be-
samples were prepared in sterile saline solution (NaCl 0.9%), plated cause affected by fungal contamination.
in triplicate onto Potato Dextrose Agar (PDA; VWR, Chemicals, Bel-
gium), incubated at room temperature (20 ± 1 °C), read after 3–5 4.1.2. Water absorption
days, and. counts expressed as UFC/mg (of material scraped) ± SD. Water absorption measurements before and after treatment
After surface samplings the four treated tiles were maintained did not lead to significant changes on white layered macco, and
in transparent box and inspected until the end of the experiment non-painted granite and gneiss. Indeed, the measurements on the
(four months from treatment). treated materials were always superimposable to the non-treated.

3.5.2. Gneiss and granite trials 4.2. Biocides efficiency


The biocides application was performed as previously de-
scribed. The test tiles were stored in an airtight box at 30 °C, RH 4.2.1. Direct observation, optical and SEM microscopy
≥95%., and specimens were observed under a stereo microscope After one month from treatment, optical microscope observa-
(Nikon SMZ18, 20 ×) from the first to the fourth week from the tions of samples taken from macco tiles did not evidence visible
treatment. The microbial activity was measured, and viability cul- cell alterations. Instead, SEM evidenced several collapsed/deflated
ture analysis performed. cells, recorded specially after three applications. Deflated cells

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D. Isola, F. Bartoli, A. Casanova Municchia et al. Journal of Cultural Heritage 61 (2023) 116–126

Table 4
The colour difference of treated and untreated areas of mural paintings Italian and Korean
mock-ups after four months from biocides applications. The differences are reported as E∗
value, in bold the differences ≥ 4. The complete data are reported in supplementary material
(Table S2).

Samples B1 B2- B2/b B3 B4

Etruscan Macco White 1.2 1.5 – 4.8 0.9


wall paintings preparatory layer
Charcoal black 4.6 4.6 – 7.1 3.0
Haematite 6.5 18.1 – 5.6 5.6
Malachite green 4.2 3.6 – 2.5 3.4
Egyptian blue 2.2 3.4 – 6.2 22.3∗
Baekje Ancient Gneiss Non-painted 0.2 – 0.2 0.2 0.9
wall paintings Cinnabar 3.1 – 4.1 1.1 1.7
Haematite 0.7 – 0.8 0.8 0.4
Oyster shell white 9.9∗∗ – 10.9∗∗ 10.4∗∗ 11.0∗∗
Granite Non-painted 0.5 – 0.3 0.3 0.7
Cinnabar 1.3 – 2.7 0.9 1.1
Haematite 0.4 – 0.6 1.0 0.4
Oyster shell white 9.6∗∗ – 10.6∗∗ 11.2∗∗ 8.7∗∗

B1: oregano oil-based water suspension; B2: clove bud oil-based water suspension (Stone
keeper); B2/b: clove bud oil-based water suspension; B3: usnic acid-based water- solution;
B4: usnic acid-based IPA/DMSO solution.

indicates not suitable data for an uneven blue pigment.
∗∗
not suitable data due to fungal contamination.

Fig. 2. B2-treated macco tile, direct observation after two months from treatment. A-C) A: the blue squares evidenced the enlarged details in figures B and C; the white
arrows point the new, lush fluffy fungal growth.

were absent after B3 (UA-water solution) treated samples, and spo- recording the higher metabolic activity after one and four weeks
radic on those treated with B2. After two months from treatment, in both stone types. B2/b biocide, instead, showed a significative
the tile treated with B2 showed a diffuse and dense fluffy fungal increase in metabolic activity after four weeks (Fig. 3).
growth (Fig. 2). No relevant changes were observed using a stereo
microscope after treatments on granite and gneiss tiles. 5. Discussion

4.2.2. Viability plate test and bioluminometric assay Cultural heritage needs more appropriate conservation strate-
Plate observation evidenced the presence of Cladosporium sp. gies in light of sustainability. Considering the risk of biocides in-
CCFEE 6625 (inoculated) and Penicillium sp. (macco’s resident my- terference with materials and optimizing the treatments’ efficacy
coflora) in all infected tiles (Fig. 3A). is therefore of utmost importance.
None of the biocidal formulation gave significant changes in cell
viability after the first application on macco tiles (Table 5). Viabil- 5.1. Green biocides and materials interferences
ity progressively decreases for B1, B2 and B4 biocides; this last re-
sulted the most effective (Table 5, Fig. 3A). Otherwise, in gneiss The only formulation causing relevant changes on white macco
and granite colonized tiles has been recorded a striking reduction tiles was usnic acid in water (B3), which lead to yellowing. Usnic
of viable cells (up to 95.6% for gneiss tiles and 98.4% for granite) acid in IPA/DMSO (B4) recorded the lowest colour change (0.5 vs
since the first biocides application. Three applications accounted a 5.5 B3) suggesting an improved solving effect.
very low viability for all the biocides tested without significant dif- The whitish alterations recorded on charcoal black and
ferences between them (Table 5). haematite could be due to water being calcite detected after treat-
The bioluminometric tests gave a two steps sight on residual ment with B1, B2 and B3 biocides. Indeed, water can penetrate
metabolic activity. The outcomes recorded with biocides B1 and B4 deeper than alcohol (this last fast evaporates and less solve salts)
were similar (Fig. 3). Notable differences were recorded with the and wash away the calcite particles present in the lime prepara-
other two biocides. In detail B3 resulted the less efficient biocide, tory layer and, during water evaporation, salts in solution could

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Fig. 3. Synopsis of the biocidal efficacy results on macco, gneiss and granite tiles. A) Results achieved after three applications on macco tiles are reported following an
increasing order of efficacy. In the upper part are indicated the methods used to assess the biocidal effect. On the left the biocides used. The bar is 10 μm. B) Bubble chart
of the gneiss and granite tiles result reported following an increasing order of efficacy. Bubbles were calculated as average percentage respect their relative controls. In the
upper part are indicated the biocides used, on the left are indicated the methods used to assess the biocidal effect namely viability (Cell n.) and metabolic activity (ATP); on
the right side, the stone types. The complete bioluminometric data and percentage values are reported in supplementary material Table S3 and Table S4 respectively.
Fig. 3 note. B1: oregano oil-based water suspension; B2: clove bud oil-based water suspension (Stone keeper); B2/b: clove bud oil-based water suspension; B3: usnic acid-
based water- solution; B4: usnic acid-based IPA/DMSO solution.

Table 5
Viability test results achieved in macco, gneiss, and granite trials. Results are expressed as UFC/mg ± SD for macco and UFC/mL± SD
for gneiss and granite trials. Different letters indicate significative differences within each experiment.

C B1 B2 B2/b B3 B4

Macco
1st application 812.23±106.3a 909.54±41.2a – 925.4 ± 63.5a 602.31±23.4b
2nd application 907.4 ± 89.4a 584.23±84.3b 618.07±56.5b – 949. 12±79.5a 186.25±13.3c
3rd application 272.33± 46.14c 573.33±51.7b – 1013.3 ± 96.4a 26.39±1.8d
Gneiss
1st application 43.3 ± 13.1b – 253.3 ± 68.5c 186.7 ± 45.0c 33.3 ± 12.5b
2nd application 753.3 ± 12.5a 20.3 ± 5.0b – 126.7 ± 12.5bc 53.7 ± 13.9b 15.3 ± 4.5b
3rd application 2.3 ± 1.2b – 63.3 ± 26.2b 28.3 ± 8.5b 2.7 ± 1.7b
Granite
1st application 42.7 ± 8.1b – 320.3 ± 92.0b 66. 7 ± 11.6b 137.3 ± 6.2b
2nd application 2620±545.2a 27.0 ± 4.5b – 173.7 ± 47.6b 192.0 ± 23.8b 67.7 ± 12.7b
3rd application 8.0 ± 4.3b – 113±7.9b 72.3 ± 16.0b 21.0 ± 1.6b

B1: oregano oil-based water suspension; B2: clove bud oil-based water suspension (Stone keeper); B2/b: clove bud oil-based water
suspension; B3: usnic acid-based water- solution; B4: usnic acid-based IPA/DMSO solution; C is the control.

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migrate outwards and recrystallize calcite on the surface. The phe- a broad spectrum of secondary metabolites ranging from pheno-
nomenon is closely related to the local microclimate parameters lics, quinones, flavonoids, alkaloids, terpenoids, to polyacetylenes
such as aerial CO2 , prolonged high humidity conditions, and the [80]. The biocidal properties of CBEO and OEO have been asso-
presence of other salts [75,76]. Calcium carbonate has indeed lim- ciated mainly to the pivotal presence of eugenol and carvacrol
ited solubility (14 mg/L) in pure water. However, if carbon dioxide respectively, and in less extent to the synergic action with mi-
is present, the solubility increases by more than a factor of 100, nor molecules [81,82]. The comparison with bibliographic sources
and the carbonate ion goes into solution as a hydrogen carbon- evidenced huge qualitative and quantitative differences with the
ate [77]. The hypogeal microenvironmental conditions favour cal- products used. For example, eugenol in CBEO has been reported
cite formations, as frequently reported on paintings [75,78,79] and 6.3 times (v/v) more concentrated than in the EO we used [83].
it should not be underestimated when using water-based products. This difference was even greater in OEO where carvacrol has been
Otherwise, B4 (IPA/DMSO solvent) did not lead to visible changes reported to be up to 26 times (v/v) more concentrated than in the
on the black tile; and those recorded on the haematite tile was EO used [84], and up to 7 times in the final biocidal formulations
due to an increase in the red/magenta component (a∗ 5.5). Mala- (91.37 mM vs 13.17 mM). This fact could justify the contrasting re-
chite green painted tile decreased in lightness after applying the sults already recorded on EOs effectiveness [41,43], but also point
OEO-based product only (E 4.2, B1). Egyptian blue tile treated out the attention on the non-active fraction. Indeed, the balance
with B1 and B2 did not lead to visible colour changes. The lack of between the active and non-active compounds should be deeply
calcite formations on the green and the blue pigment could be ex- evaluated [85], as the advantages should exceed possible unwanted
plained by the different pigments’ permeability affecting the crys- effects on materials. In this light, information on the EO compo-
tallisation rate [75]; further investigations are needed for confir- nents in addition to the product supplier and the product code,
mation. Nebulizer and brush application modes could badly affect are basic for protocols standardization.
the substrate, but knowledge advancements are needed to quanti-
tatively and qualitatively measure their outcomes. 5.2.2. Biocidal power
Negligible colour changes have been recorded on bare granite Three main factors contribute to the biocidal effect: the toxic-
and gneiss tiles and those haematite-painted. Cinnabar gneiss tile ity of the active principle for the target organism, the dose, and
treated with B2/b formulate were the only affected by a visible the time of contact [25]. The cytotoxic effect is directly or indi-
change (E 4.1). No reliable measures have been achieved on oys- rectly tied to plasma membranes damages. Eugenol [CAS 97-53-
ter shell white. 0] interacts with bacterial cell membranes affecting the transport
The colorimetric readings on historical artefacts could be influ- of ions and ATP, inhibiting the enzymatic activities and, reducing
enced by many factors, such as the application mode. This last is fungal protein synthesis, DNA replication, and spore lysis [86]. Car-
strongly constrained by the cohesion of materials. Indeed, even if vacrol [CAS 499-75-2] affects the structure and function of bacte-
the Jobyeokji technique uses organic binders, the cohesion is not rial and fungal cell membranes [83,85]. The lipophilic nature of us-
strong enough as the brush use could be detrimental. Experiments nic acid [CAS 7652-61-0] promotes its cytotoxic effect. Being highly
performed by Lee [21] spraying till wetting three different concen- membrane-permeable, usnic acid easily diffuses through biological
trations of OEO and CBEO (5%, 7.5%, and 10%) on three traditional membranes, resulting in the breakdown of proton gradients [87].
painting layers (pigment+ 3% hide glue layered on glass -pigments: The B1 (OEO-based) biocidal activity, due the low content in car-
oyster shell white, cinnabar, and haematite) do not evidenced sig- vacrol (1.28 g L-1; 13.17 mM), could be confidently related to the
nificant colour changes (E∗ <4) after one month from the ap- other major components (e.g., o-cymene α -pinene, β -pinene). Fur-
plication. Differently, it was reported that oyster shell white pig- ther investigations are necessary because their biocidal power and
ment after brush application of the same CBEO (at 5%, 7.5%, 10%) mechanism of action are missing.
caused yellowing discouraging its application on murals [54]. This The efficacy trials performed on gneiss and granite lead to sim-
evidence suggests as the application method (brush vs spray) can ilar outcomes with a drastic decrease of the viable cells since the
change the quantity of biocide applied per surface unit and then first application (up to 95%). This did not happen in macco tri-
the outcomes. als where not significative changes with controls were recorded
The comparison between Italian and Korean test tiles under- after the first application. This could be tied to the species in-
lined different interactions caused by biocides on substrates. The volved or, most confidently, to the contact time in the different
whitish patina due to calcite recrystallization, frequently recorded substrates. Being macco stone characterized by high porosity, the
in the Italian tiles, was absent in the Korean ones because of the biocidal product could penetrate in the substrate even far from
lack of carbonates in stone and preparatory layer. These aspects the colonized surface, and successive applications were confidently
should be considered to define the application limit for a product necessary to record significant biocidal effects. The same could be
or a solvent that can correctly work on a substrate but induce al- assessed for the usnic acid water-based formulation whose lead to
teration on another. The different outcomes recorded for the usnic some effect on gneiss and granite (better on the former) and none
acid based-biocide (B3) evidenced as the amount of the product on macco trials.
used and the background colour (e.g., white for macco and shaded
grey for gneiss and granite) could affect the results. 5.2.3. The importance of emulsifier in EOs-based formulates
All commercial biocides contain minority chemicals not spec-
5.2. Biocidal efficiency tests ified in their composition but included in the patent of the com-
mercial formulas [4]. These could contribute to the product efficacy
These tests gave relevant evidence referred to the importance or not. A poor balance between active and non-active ingredients
of (i) the experiment comparability, (ii) the biocidal efficacy of the can support a very active growth especially if the non-active in-
molecules, (iii) emulsifiers in EOs-based formulates, (iv) the sol- gredients work as a carbon and energy source [85]. This happened
vent used. on macco when the CBO formulation (B2, Stone Keeper) has been
applied leading to a tertiary bioreceptivity [88].
5.2.1. Green biocides and experiment comparability Stone Keeper formulation (B2), characterized by a higher con-
In recent years, the biocidal use of substances of natural tent in emulsifiers (Tween-20 and Span 20), was used to ensure a
origin, particularly essential oils, is increasing. These are com- more homogeneous application of the product on a highly porous
plex mixtures whose antimicrobial features are associated with surface. The surfactants were confidently used as nutrients by the

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D. Isola, F. Bartoli, A. Casanova Municchia et al. Journal of Cultural Heritage 61 (2023) 116–126

survived settlers since Tween 20, for example, is commonly used l’Etruria Meridionale (Daniele Federico Maras), Buyeogun, Baekje
to assess the fungal/bacterial esterase activity [24] in plate as- World Heritage Center for sharing information and pictures of
says. A similar response has been recorded through biolumines- restoration activities.
cent assays. Indeed, gneiss treated with B2/b (having only Tween-
20 as emulsifier) evidenced after four weeks from treatment an Supplementary materials
increased metabolic activity up to 42 times on gneiss and 4 times
on granite. The new biocidal products design should then consider Supplementary material associated with this article can be
that eco-friendly chemicals could support microbial life; the non- found, in the online version, at doi:10.1016/j.culher.2023.03.009.
active chemicals should be reduced as what does not kill them
should not feed. References

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