KYC Questionnaire

ING Bank N.V.

Ale Holdings Limited

Entity name:
Ale Holdings Ltd

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1. Ownership and control structure
a) Please provide an extract from the UBO register. If the UBO register is not available, please provide the proof
of registration or an old extract with the confirmation that the information is still up to date.

b) Please, confirm if there are different types/classes of shares in the structure?

NO
YES à please include the distinction between economic and voting rights in the organization chart.

c) UBO questions
Please confirm if there is a natural person (UBO) who directly, indirectly or combined (two or more entities)
holds the ownership of our client by answering YES or NO for following questions:

Has an interest of 25% or more in the assets? NO

YES
Has the ability to exercise 25% or more of the voting rights in the decision making other than day-to-day NO
management? YES
Can exercise factual control*? NO
YES
* An individual has factual control even without ownership when he/she has control over a legal entity through other means such
as personal connections or contractual associations. Furthermore, control may be presumed even if it is never actually exercised
(e.g., by using, enjoying, or benefiting from the assets owned by the legal person).

If there are UBOs, please provide us with the following information:

First/Given and Middle
name(s)
Click here to enter text.
Click here to enter text.
Click here to enter text.
Family name(s)/ Surname(s) Date of birth Country of residence
(DD-MM-YYYY)
Click here to enter text. Click here to enter a date. Choose an item.
Click here to enter text. Click here to enter a date. Choose an item.
Click here to enter text. Click here to enter a date. Choose an item.

Is there any entity/ entities exercising factual control (directly and/or indirectly)?
NO
Yes → please provide us with the following information regarding the identified entity:

a) Full legal name of the entity: Click here to enter text.

b) Organizational chart (not older than 12 months, which shows the complete ownership link to the legal
ultimate parent, or any shareholder having 25% or more (directly/indirectly) in our client, including all
intermediate parents, ownership percentages, and (if applicable) any Ultimate Beneficial Owner (UBO).

2. UHRC (Ultra High Risk Country Nexus)

Please provide YES or NO answer for following questions:

Does your entity have a direct* presence and/or engagements** involving Cuba, Iran, North Korea, NO
Sudan, Syria, or Crimea? YES
Does your entity have any indirect*** presence and/or engagements involving Cuba, Iran, North Korea, NO

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 Sudan, Syria, or Crimea? YES
Are you providing products or services to a counterparty who is structurally**** involved in these NO
products or services ending up (e.g. reselling) in Cuba, Iran, North Korea, Sudan, Syria or Crimea? YES

*Direct presence means existing or being domiciled or incorporated in these countries.

**Engagement includes but is not limited to export/import/transfer/transport/shipping of goods, services, or payments to or from
these countries.
***Indirect presence means having a subsidiary, branch, sales office, or parent with involvement in these countries.
****Structurally: when it is not incidental or one-off.
If any of the above question is answered YES, please fill in attached UHRC questionnaire:

3. FATCA/CRS Self Certification

Please fill in the attached FATCA/CRS Self-Certification form.

4. Main Principals
Please provide the main (executive) principals of the company, i.e., principals exerting the greatest control over
the company (CEO, CFO, Treasury Manager). The number of natural persons that qualify as main principals is
at the minimum two natural persons, unless if there is only one principal.

Entity name First/Given and Family Date of birth (DD- Country of

Middle name(s) name(s)/Surname(s) MM-YYYY) residence
Ale Holdings Ltd Click here to enter Click here to enter Click here to enter a
date.
Choose an item.
text. text.
Click here to enter Click here to enter Click here to enter a
date.
Choose an item.
text. text.
Click here to enter Click here to enter Click here to enter a
date.
Choose an item.
text. text.

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