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Psychological Medicine (2014), 44, 617–631.

© Cambridge University Press 2013 OR I G I N A L A R T I C L E


doi:10.1017/S0033291713000639

Specificity of basic information processing and


inhibitory control in attention deficit
hyperactivity disorder

G. A. Salum1,2*, J. Sergeant3, E. Sonuga-Barke4,5, J. Vandekerckhove6, A. Gadelha1,7, P. M. Pan1,7,


T. S. Moriyama1,7,8, A. S. Graeff-Martins1,8, P. Gomes de Alvarenga1,8, M. C. do Rosário1,7,
G. G. Manfro1,2, G. Polanczyk1,8 and L. A. P. Rohde1,2,8
1
National Institute of Developmental Psychiatry for Children and Adolescents – CNPq, São Paulo, Brazil
2
Federal University of Rio Grande do Sul, Porto Alegre, Brazil
3
Vrije Universiteit, Amsterdam, The Netherlands
4
University of Southampton, UK
5
Ghent University, Belgium
6
University of California, USA
7
Federal University of São Paulo, Brazil
8
University of São Paulo, Brazil

Background. Both inhibitory-based executive functioning (IB-EF) and basic information processing (BIP) deficits are
found in clinic-referred attention deficit hyperactivity disorder (ADHD) samples. However, it remains to be determined
whether: (1) such deficits occur in non-referred samples of ADHD; (2) they are specific to ADHD; (3) the co-morbidity
between ADHD and oppositional defiant disorder/conduct disorder (ODD/CD) has additive or interactive effects; and
(4) IB-EF deficits are primary in ADHD or are due to BIP deficits.

Method. We assessed 704 subjects (age 6–12 years) from a non-referred sample using the Development and Well-Being
Assessment (DAWBA) and classified them into five groups: typical developing controls (TDC; n = 378), Fear disorders
(n = 90), Distress disorders (n = 57), ADHD (n = 100), ODD/CD (n = 40) and ADHD+ODD/CD (n = 39). We evaluated neuro-
cognitive performance with a Two-Choice Reaction Time Task (2C-RT), a Conflict Control Task (CCT) and a Go/No-Go
(GNG) task. We used a diffusion model (DM) to decompose BIP into processing efficiency, speed–accuracy trade-off and
encoding/motor function along with variability parameters.

Results. Poorer processing efficiency was found to be specific to ADHD. Faster encoding/motor function differentiated
ADHD from TDC and from fear/distress whereas a more cautious (not impulsive) response style differentiated ADHD
from both TDC and ODD/CD. The co-morbidity between ADHD and ODD/CD reflected only additive effects. All
ADHD-related IB-EF classical effects were fully moderated by deficits in BIP.

Conclusions. Our findings challenge the IB-EF hypothesis for ADHD and underscore the importance of processing
efficiency as the key specific mechanism for ADHD pathophysiology.

Received 17 September 2012; Revised 26 February 2013; Accepted 4 March 2013; First published online 8 April 2013

Key words: ADHD, conduct disorder, depression, oppositional defiant disorder, Ratcliff, specificity.

Introduction Klein, 2012) and inhibitory-based executive function-


ing (IB-EF; Barkley, 1997; Quay, 1997; Willcutt et al.
There is a large body of evidence showing that
2005b; Wood et al. 2010). BIP encompasses lower-order
attention deficit hyperactivity disorder (ADHD) is
bottom-up cognitive processes, such as encoding,
associated with deficits in both basic information pro-
search, decision and response organization and forms
cessing (BIP; Sergeant & Scholten, 1985a, b; Sergeant
necessary components for higher-order cognitive oper-
et al. 2002; Willcutt et al. 2005a; Rommelse et al. 2007;
ations (Parisi, 1997; Sergeant, 2000). IB-EF comprises
Bitsakou et al. 2008; Mulder et al. 2010; Kuntsi &
top-down cognitive processes (from a higher order)
linked to the ability to inhibit an inappropriate prepo-
tent or dominant response in favor of a more appropri-
* Address for correspondence: G. A. Salum, M.D., Hospital de
ate alternative (Barkley, 1997).
Clínicas de Porto Alegre, Ramiro Barcelos, 2350, room 2202, 90035-003
Porto Alegre, RS, Brazil. The literature on this is limited in several important
(Email:gsalumjr@gmail.com) ways. First, nearly all relevant studies are restricted to

https://doi.org/10.1017/S0033291713000639 Published online by Cambridge University Press


618 G. A. Salum et al.

clinical samples and are therefore likely to be affected Thus, they rarely take into account of possible
by referral bias (Cohen & Cohen, 1984). In particular, between-group differences in BIP (Rommelse et al.
referred patients may be different from non-referred 2007; Mulder et al. 2010). Nevertheless, previous evi-
cases in terms of demographic and clinical character- dence emphasizes the importance of taking bottom-up
istics (Gillberg et al. 2004; Biederman et al. 2005; processes into consideration when investigating execu-
Maniadaki et al. 2006), and are likely to have high tive functions (Logan et al. 1984; Trommer et al. 1988;
levels of exposure to medication (Polanczyk et al. Lijffijt et al. 2005; Alderson et al. 2007; Rommelse
2008; Stein et al. 2009). These factors could affect et al. 2007; Bitsakou et al. 2008; Kuntsi et al. 2009;
cognitive function in ways not specifically linked to Mulder et al. 2010). Most of the literature analyzing
ADHD. Indeed, in previous studies medication and both BIP and IB-EF does so with summary measures
co-morbidity have been reported to affect both BIP such as mean reaction time (RT) and indexes of RT
and IB-EF (Oosterlaan et al. 1998, 2005; Rhodes et al. variability, with some exceptions (Castellanos et al.
2006, 2012; Coghill et al. 2007; Chamberlain et al. 2005; Geurts et al. 2008; Kuntsi & Klein, 2012).
2011; Swanson et al. 2011). However, the distribution of RTs can be decomposed
Second, studies have often not addressed the to provide information on different basic processing
issue of diagnostic specificity of neurocognitive components. This decomposition also allows the
deficits (Oosterlaan et al. 1998; Geurts et al. 2004; specific nature of BIP deficits underlying ADHD to
Sonuga-Barke, 2010). Thus, certain features of the be tested more directly. For instance, problems could
deficits in BIP and IB-EF found in ADHD studies be due to a general inefficiency in processing or
might be general markers of childhood psychopath- reflect reduced willingness to spend time accumulating
ology (Oosterlaan et al. 1998; Geurts et al. 2004; information before responding, leading to a trade-off
Sonuga-Barke, 2010). For instance, IB-EF and BIP are of accuracy for speed. Such process decomposition is
also deficient in children with other disorders such also important as it allows high-order functioning to
as oppositional defiant disorder/conduct disorder be measured in the context of BIP deficits.
(ODD/CD; Oosterlaan et al. 1998; Pajer et al. 2008; We report here a study using a large community
Hobson et al. 2011) and autism (Geurts et al. 2004; sample of never-medicated children with a variety of
Geurts et al. 2008). Additionally, BIP and IB-EF are non-co-morbid psychiatric disorders using classical
rarely studied in relation to anxiety and depressive IB-EF measures and diffusion models (DMs) to
disorders, despite evidence suggesting dysfunctional disentangle various BIP processes (Ratcliff, 1979;
executive processes in emotional disorders (Toren Ratcliff & McKoon, 1988). DMs are sequential sam-
et al. 2000; Korenblum et al. 2007; Matthews et al. pling statistical techniques that allow us to differentiate
2008; Favre et al. 2009). between these different elements of basic processing
Third, the impact of ADHD co-morbid with involved in two-choice reaction time tasks by simul-
ODD/CD on processing deficits needs to be studied taneously analyzing RTs and accuracy over time. The
more extensively (Rommelse et al. 2009). This co- models provide parameter estimates of processing
morbidity is extremely prevalent and represents a efficiency, encoding/motor function and speed–accuracy
more severe clinical disorder with poorer long-term trade-off. Studies using DM analyses have found that
prognosis (Connor et al. 2003; Biederman, 2004; subjects with ADHD are less efficient in basic processing
Gillberg et al. 2004; Bauermeister et al. 2007; Vitola (Karalunas et al. 2012; Karalunas & Huang-Pollock, 2013;
et al. 2012). The available evidence regarding IB-EF Metin et al. in press), and also suggest that execu-
in co-morbid and non-co-morbid ADHD groups is tive deficits in ADHD may be totally attributable to
mixed: some studies suggest that the neurocognitive underlying BIP deficits (Karalunas & Huang-Pollock,
profile of co-morbid ADHD and ODD/CD represents 2013).
a substantially different entity than either ADHD or Our objectives were fourfold: (1) to investigate differ-
ODD/CD alone (Fischer et al. 2005; Luman et al. 2009; ences in BIP and IB-EF between typical developing
Lipszyc & Schachar, 2010; Qian et al. 2010; Hummer controls (TDC) and participants with ADHD detected
et al. 2011) whereas others report only additive effects in the community; (2) to investigate whether potential
(Oosterlaan et al. 1998; Clark et al. 2000; Geurts et al. differences in ADHD neurocognitive performance
2004; Rommelse et al. 2009; Rhodes et al. 2012). are specific to ADHD; (3) to test whether ADHD and
However, interactive effects are rarely formally tested ODD/CD affect information processing additively or
(Rommelse et al. 2009). interactively; and (4) to test whether IB-EF deficits as
Fourth, the relationship between BIP and IB-EF measured by the classical inhibitory parameters
in ADHD needs further study. Studies of IB-EF in could be fully mediated by deficits in BIP.
ADHD often assume that BIP activities such as encod- Given previous empirical evidence, our hypoth-
ing, decision making and motor executions are intact. eses were: (1) ADHD will be related to inefficient

https://doi.org/10.1017/S0033291713000639 Published online by Cambridge University Press


Basic and inhibitory deficits in ADHD 619

information processing; (2) this will be specific to (n = 11; 0.6%), tics (n = 15; 0.8%), eating disorder (n = 8;
ADHD and not found in other psychiatric disorders; 0.5%), obsessive–compulsive disorder (n = 5; 0.3%) or
(3) the co-morbidity between ADHD and ODD/CD psychotic disorder (n = 1; 0.1%).
will impact additively in these neurocognitive func-
tions; and (4) any associations between ADHD and Psychiatric diagnoses
classical IB-EF measures (as assessed by classical vari- Psychiatric diagnoses were made with the Develop-
ables) will be fully accounted for by BIP deficits. ment and Well-Being Assessment (DAWBA; Goodman
et al. 2000). The DAWBA is a structured interview ap-
plied by trained lay interviewers, who also record ver-
Method batim responses about specific symptoms and related
Participants impairment. Verbatim responses and structured ques-
tions are then evaluated carefully for psychiatrists,
The sample was drawn from a large community who confirm or refute the diagnosis. All questions
school-based study. The ethics committee of the are closely related to DSM-IV diagnostic criteria and
University of São Paulo approved the study. Written were rated in accordance with previously reported
consent was obtained from parents of all participants, procedures (Goodman et al. 2000). Nine psychiatrists
and verbal assent was obtained from all children. performed the rating procedures. All were trained
The screening phase of the study included children and supervised by a senior child psychiatrist. Psychi-
from public schools situated close to the research cen- atric training consisted in lectures about the rating
ters in two Brazilian cities, Porto Alegre and São Paulo. system (approximately 12 h of training) and weekly
We screened 9937 parents using the Family History supervision of difficult cases. A second child psychi-
Survey (FHS; Weissman et al. 2000). From this pool, atrist rated a total of 200 interviews and the between-
we recruited two subgroups: one selected randomly rater κ value for ADHD was high (κ = 0.72).
(n = 958) and one high-risk sample (n = 1524). Selection The DAWBA is a reliable and clinically valid tool for
for the high-risk sample involved a risk prioritization assessing childhood psychiatric disorders (Foreman
procedure to identify individuals with current symp- et al. 2009). A comparison of levels of agreement
toms and/or a family history of specific disorders (for for ADHD between the DAWBA and the Child and
further details, see Salum et al. 2012). Data for the Adolescent Psychiatric Assessment (CAPA) and be-
main tasks used in this study were available for 1993 tween the DAWBA and the Diagnostic Interview
of these 2512 participants (79.3%). A total of 119 par- Schedule for Children (DISC) resulted in moderate
ticipants (4.7%) were excluded for representing outliers agreement (0.49 and 0.57 respectively; similar to a κ
in the DM analysis. There were no differences in the value of 0.52 comparing CAPA and DISC; Angold
percentage of outliers among groups (χ2 = 2.61, df = 5, et al. 2012).
p = 0.759). Six non-overlapping groups were selected
from the remaining sample (n = 1881) based on current Family history of ADHD
proposals for DSM-5. These groupings considered
independent evidence from twin studies (Kendler Family history of ADHD was assessed using the
et al. 2003; Lahey et al. 2011), and also from studies of ADHD module of the Mini International Psychiatric
symptom structure (Krueger, 1999; Vollebergh et al. Interview (MINI-Plus; Amorim et al. 1998; Sheehan
2001; Watson, 2005; Watson et al. 2008; Trosper et al. et al. 1998) and the Family History Screen (FHS;
2012): (1) the TDC group comprised subjects without Weissman et al. 2000).
any psychiatric disorder and without any history of
Neurocognitive tasks
ADHD in any family member; (2) the ADHD group
consisted of individuals with any ADHD subtype; Three tasks were used to assess BIP and IB-EF: a
(3) the Fear disorder group comprised those with sep- Two-Choice Reaction Time Task (2C-RT), a Conflict
aration and social anxiety disorder, specific phobia or Control Task (CCT; Hogan et al. 2005) and a Go/
agoraphobia; (4) the Distress disorder group suffered No-Go task (GNG) (Bitsakou et al. 2008).
from generalized anxiety disorder, depression (major The 2C-RT measures the ability of the participant to
or not otherwise specified) or post-traumatic stress perform extremely basic perceptual decisions about the
disorder; (5) the fifth group had ODD and/or CD; direction an arrow on the screen is pointing with no or
and (6) the sixth group had ADHD co-morbid with little executive component. A total of 100 arrow stimuli
ODD/CD. were presented, half requiring a left and half requiring
Exclusion criteria were lifetime use of any psychi- a right button press.
atric medication (n = 75; 4%), IQ < 70 (n = 38; 2%), The CCT builds on the 2C-RT and includes a second
mania (n = 3; 0.2%), pervasive developmental disorder inhibitory executive component requiring participants

https://doi.org/10.1017/S0033291713000639 Published online by Cambridge University Press


620 G. A. Salum et al.

to occasionally suppress a dominant tendency to re- and incongruent conditions of the CCT are given in
spond to the actual direction of an arrow and to initiate the online Supplementary Table S1.
a response indicating the opposite direction. This re-
quirement was indicated by a change in the color of IB-EF
the arrow (a ‘conflict’ effect). There were 75 congruent
trials with green arrows, when participants had to IB-EF measured using DMs
press the button indicating the actual direction of the As classical parameters of IB-EF assume an intact BIP
arrow, and 25 incongruent trials (n = 25), when red (a controversial assumption), we used DMs to investi-
arrows were presented and participants had to re- gate IB-EF in a way that is above and beyond potential
spond in the opposite direction to that indicated by pre-existing deficits in BIP. The IB-EF can be measured
the arrows presented. as the difference in mean drift rates from congruent
The GNG also builds on the 2C-RT but includes a and incongruent trials (vincongruent − vcongruent) (White
different IB-EF component that requires participants et al. 2010). Fig. 1 illustrates the way IB-EF was concep-
to completely suppress and withhold a dominant tend- tualized using DMs.
ency to press the buttons indicating the direction of
the green arrows (Go stimuli; n = 75) when a double- Classical parameters
headed green arrow (No-Go stimuli; n = 25) appears
on the screen. This task consisted of 100 trials. For the CCT we used the percentage of correct re-
The inter-trial interval was 1500 ms and the stimulus sponses in incongruent trials and the percentage of cor-
duration was 100 ms for all three tasks and no incen- rect inhibitions in No-Go trials in the GNG (Bitsakou
tives were offered. Accuracy and speed were equally et al. 2008).
emphasized in task instructions. These three tasks
were used to derive BIP variables using DMs (2C-RT Intelligence
and CCT), IB-EF measured in the context of BIP deficits
Intelligence quotient (IQ) was estimated using the
(i.e. above and beyond deficits in BIP or measured vocabulary and block design subtests of the Weschler
independently from BIP) and classical IB-EF measures
Intelligence Scale for Children, 3rd edition (WISC-III;
(CCT and GNG).
Wechsler, 2002) using the method of Tellegen &
Briggs (1967) and Brazilian norms (Figueiredo, 2001).

BIP derived from DMs Statistical analysis

BIP variables were derived from DMs (Ratcliff & Multivariate analyses of covariance (MANCOVAs;
McKoon, 1988; White et al. 2010) in both the 2C-RT Pillai’s Trace) were used to test overall group differ-
and congruent trials of CCT. DM parameters decom- ences in BIP across all variables. The source of differ-
pose accuracy and RT data into the following infor- ences on specific dependent variables for BIP and
mation processing parameters: processing efficiency differences in IB-EF were explored using ANCOVAs.
(determined by the drift rate, v, the neural signal-to- These analyses tested the effects of group, site and gen-
noise ratio; that is the rate at which an individual is der, controlling for estimated IQ and age as covariates.
able to acquire information to make a forced choice Significant differences between groups were further
response), speed–accuracy trade-off (measured as examined using two simple contrasts to avoid multiple
boundary separation, a, response caution or impul- testing: (1) differences between TDC and other groups;
sive response style), and encoding/motor function and (2) differences between ADHD and other groups
(measured as a non-decision time, Ter, which en- of psychopathology. Our first hypothesis (ADHD
compasses encoding, motor preparation and execution; versus TDC differences) was tested using the first of
that is the time it takes to complete all other infor- these contrasts. For our second hypothesis (ADHD
mation processes not involved in stimulus discrimi- specificity), we predicted that (1) ADHD participants
nation). Both processing efficiency and encoding/ would differ significantly from TDC (contrast 1);
motor function fluctuate from trial to trial in the course (2) ADHD would differ from the other psychopath-
of the experiment, also providing parameters of ological groups (contrast 2); and (3) other psychopath-
BIP variability (Q and e). More information about ological groups would not differ from TDC in the same
the mathematical formulations of DMs and their direction as ADHD (contrast 1).
implementation can be found elsewhere (Ratcliff & To investigate our third hypothesis (effects of the
McKoon, 1988; Vandekerckhove & Tuerlinckx, 2007; co-morbidity between ADHD and ODD/CD), a similar
Vandekerckhove et al. 2011). The correlations between analytic strategy was followed with one difference.
DM parameters in both tasks and between congruent Instead of using non-overlapping diagnostic groups

https://doi.org/10.1017/S0033291713000639 Published online by Cambridge University Press


Basic and inhibitory deficits in ADHD 621

Congruent trials Incongruent trials

Trial to trial Trial to trial


Correct response variability (Q and e) Dominance effect Correct response
variability (Q and e)
(left) Threshold for the (right) Threshold for the
) correct decision correct response
(v

)
(v
te
ra

te
ift

ra
Stimuti Dr Stimuti

ift
Dr
Non-decision Motor organization Non-decision
Encoding Motor organization
Motor execution Time (ter) Encoding Motor execution time (ter)

Threshold for the


Boundary Threshold for the Boundary
Incorrect response incorrect response
separation (a) incorrect decision separation (a)
Incorrect response (left)
(right)

Drift rates Drift rates Inhibitory Control (IB-EF)


(incongruent) (congruent)

Fig. 1. Schematic representation of the diffusion model (DM) for the Conflict Control Task (CCT).

(as in the first and second hypotheses), we used Table 1. The Distress group had a higher percentage
‘any ADHD’ and ‘any ODD/CD’ as dummy variables of females (χ25 = 14.2, p = 0.014; adjusted residuals = 2.8)
to test their interaction in the linear model (any than the TDC group. The ADHD group had lower
ADHD × any ODD/CD). IQ than the TDC (F5,698 = 3.8, p = 0.002). The groups
To test our fourth hypothesis, point biserial corre- did not differ in age (F5,698 = 2.20, p = 0.053).
lations were calculated for classical indexes of the
inhibitory tasks (CCT: percentage of inhibitions on
Hypothesis 1: Do non-referred community cases of
the incongruent trials; GNG: percentage of correct inhi-
ADHD differ from TDC in BIP components and
bitions). Following this, partial correlations were calcu-
IB-EF?
lated controlling for age, IQ, site and gender and for
baseline BIP parameters. The results from all MANCOVAs and post-hoc
Effect sizes were defined in terms of percentage ANCOVAs related to hypothesis 1 are shown in
of explained variance and 1, 9 and 25% were defined Table 2.
as small, medium and large effects corresponding
to 0.01, 0.06 and 0.14 partial eta square (η2p) values
respectively (Cohen, 1988). DM analysis was per- BIP. ADHD subjects had faster encoding/motor func-
formed using computer codes from hierarchical tion, poorer processing efficiency, higher variability
DMs for two-choice response times (Vandekerckhove in processing efficiency from trial to trial and a more
et al. 2011). All scores were z transformed before analy- cautious response style (Table 2, Fig. 2) in the 2C-RT.
sis using the van der Waerden transformation ADHD groups differed significantly from controls in
(Lehmann, 1975). All tests were two-tailed. also having poorer processing efficiency and faster
encoding/motor function in the CCT.

Results
IB-EF. ANCOVAs with IB-EF estimates measured
Differences in demographics, psychopathology and above and beyond BIP in the CCT revealed no
classical task measures among groups are listed in statistically significant group effects (Table 2).

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622 G. A. Salum et al.

Table 1. Sample description of clinical assessment, age, IQ, SES, gender and site

ADHD+
TDC Fear Distress ADHD ODD/CD ODD/CD
(n = 378) (n = 90) (n = 57) (n = 100) (n = 40) (n = 39)
n % n % n % n % n % n %
Site (POA) 150 39.7 60 60.7 43 75.4 53 53.0 34 85.0 22 56.4
Gender (male) 204 54.0 40 44.4 20 35.1 57 57.0 26 65.0 24 61.5
DSM-IV diagnosis
Separation – – 31 34.4 – – – – – – – –
Specific phobia – – 50 55.6 – – – – – – – –
Social phobia – – 14 15.6 – – – – – – – –
PTSD – – – – 7 12.3 – – – – – –
GAD – – – – 19 33.3 – – – – – –
Major depression – – – – 26 45.6 – – – – – –
Other depression – – – – 4 7.0 – – – – – –
Undifferentiated – – – – 2 3.5 – – – – – –
anxiety/depression
ADHD-C – – – – – – 25 25.0 – – 22 56.4
ADHD-I – – – – – – 41 41.0 – – 10 25.6
ADHD-H – – – – – – 20 20.0 – – 4 10.3
ADHD NOS – – – – – – 14 14.0 – – 3 0.1
ODD – – – – – – – – 29 0.7 33 0.8
CD – – – – – – – – 9 0.2 7 0.2
Other disruptive – – – – – – – – 3 0.1 1 0.0

Mean S.D. Mean S.D. Mean S.D. Mean S.D. Mean S.D. Mean S.D.

Age (years) 9.7 2.0 9.8 1.9 10.5 2.0 9.6 1.8 10.0 2.0 9.4 2.0
IQ 105.7 15.6 100.9 16.8 100.3 16.5 99.6 16.6 101.6 13.3 100.8 18.4
SES (score) 20.8 4.7 20.2 4.2 19.2 4.7 20.5 5.2 19.4 4.8 19.8 3.8

IQ, Intelligence quotient; SES, socio-economic status; POA, Porto Alegre site; TDC, typically developing controls; PTSD,
post-traumatic stress disorder; GAD, generalized anxiety disorder; ADHD, attention deficit hyperactivity disorder; C, com-
bined; I, inattentive; H, hyperactive; NOS, not otherwise specified; ODD, oppositional defiant disorder; CD, conduct disorder;
S.D., standard deviation.

Thus, in both 2C-RT and CCT, children with ADHD more cautious response style whereas ODD/CD sub-
exhibited poorer processing efficiency and faster jects were less cautious or ‘impulsive’ (Table 2,
encoding/motor function (Table 2, Fig. 2). A more cau- Fig. 3). For the CCT, poorer processing efficiency dif-
tious response style and greater variability in deciding ferentiated the ADHD from the Fear group (Table 2,
from trial to trial were significant in the 2C-RT but not Fig. 3).
in the CCT (Table 2, Fig. 2). No clinically meaningful
findings for inhibitory function were found.
IB-EF. ANCOVAs with IB-EF estimates measured
above and beyond deficits in BIP in the CCT revealed
Hypothesis 2: Are BIP deficits specific to ADHD?
no statistically significant group effects (Table 2). Thus,
The results from all MANCOVAs and post-hoc processing efficiency was found to be specifically
ANCOVAs related to hypothesis 2 are presented in associated with ADHD in the 2C-RT.
Table 2.

Hypothesis 3: Does co-morbidity between ADHD


BIP. Poorer processing efficiency in the 2C-RT differ-
and ODD/CD represent a qualitatively different
entiated the ADHD group from all other groups, indi-
clinical entity with respect to deficits in BIP
cating that this deficit was specific for ADHD. A faster
and IB-EF?
encoding/motor function differentiated ADHD from
both the Fear and Distress groups but not from the BIP. MANCOVAs testing the interaction term between
ODD/CD group. In addition, ADHD subjects had a ADHD and ODD/CD as dummy variables for all

https://doi.org/10.1017/S0033291713000639 Published online by Cambridge University Press


https://doi.org/10.1017/S0033291713000639 Published online by Cambridge University Press

Table 2. Post-hoc ANCOVAs showing between-group differences in diffusion model (DM) parameters for the Two-Choice Reaction Time Task (2C-RT) and the Conflict Control Task (CCT)

TDC ADHD Fear Distress ODD/CD ANCOVAs Hypothesis


DM
parameters Mean S.E. Mean S.E. Mean S.E. Mean S.E. Mean S.E. F4,657 p η2p Significant contrasts H1 H2
BIP (2C-RT)
Q −0.074 0.047 0.102 0.091 0.013 0.096 0.187 0.123 −0.172 0.146 1.773 0.132 0.011 – No No
Ter 0.053 0.049 −0.286 0.095 0.108 0.100 0.125 0.128 −0.101 0.151 3.212 0.013 0.019 ADHD < TDC, Fear, Distress Yes No
a −0.048 0.050 0.216 0.097 0.043 0.102 0.101 0.130 −0.526 0.154 4.635 0.001 0.028 ADHD > TDC, ODD/CD Yes No
e −0.130 0.052 0.240 0.099 −0.052 0.105 0.269 0.134 0.130 0.158 4.131 0.003 0.025 ADHD > TDC, Fear; Yes No
Distress > TDC
v 0.090 0.048 −0.313 0.093 0.019 0.098 0.022 0.125 0.059 0.148 3.763 0.005 0.022 ADHD < All groups Yes Yes
BIP (CCT)
Q −0.045 0.046 0.114 0.087 −0.014 0.092 0.064 0.118 −0.235 0.140 1.406 0.230 0.009 No No
Ter ca 0.089 0.050 −0.184 0.095 0.024 0.101 −0.055 0.129 −0.318 0.152 2.784 0.026 0.017 ADHD < TDC Yes No
A −0.109 0.052 0.114 0.100 0.235 0.105 0.151 0.135 0.080 0.159 2.870 0.022 0.017 Fear > TDC No No
E 0.007 0.052 −0.043 0.101 −0.018 0.107 0.007 0.136 −0.065 0.161 0.085 0.987 0.001 No No
vca 0.117 0.049 −0.278 0.095 0.003 0.100 −0.214 0.128 −0.005 0.152 4.135 0.003 0.025 ADHD < TDC, Fear; Yes No
Distress < TDC
IB-EF (CCT)
vi − vc −0.015 0.102 0.118 0.157 0.235 0.132 0.073 0.097 −0.015 0.102 1.356 0.248 0.008 – No No

Basic and inhibitory deficits in ADHD


TDC, Typical developing controls; ADHD, attention deficit hyperactivity disorder; ODD, oppositional defiant disorder; CD, conduct disorder; BIP, basic information processing;
IB-EF, inhibitory-based executive functioning; S.E., standard error; Q, trial-to-trial variability in non-decision time; Ter, mean non-decision time (encoding/motor function); a, boundary
separation (speed–trade-off); e, trial-to-trial variability in drift rates; v, mean drift rates (processing efficiency); vi, mean drift rates in incongruent trials; vc, mean drift rates in congruent
trials; H1, hypothesis 1 (deficits in ADHD if compared to controls); H2, hypothesis 2 (deficits are specific to ADHD).
MANCOVAs: BIP (2C-RT), F20,2612 = 2.69, p < 0.001, η2p = 0.02; BIP (CCT), F20,2612 = 2.03, p = 0.002, η2p = 0.015.
Estimated marginal means for z scores (corrected for age and IQ). IB-EF represents differences between raw scores of both trial conditions.
a
Calculated only for congruent trials.

623
624 G. A. Salum et al.

2C-RT CCT
0.6 0.6
TDC
0.4 0.4 ADHD
* *

0.2 0.2
z score

z score
0.0 0.0

–0.2 –0.2
*
–0.4 –0.4 *
* *
* p<0.05
–0.6 –0.6
Q Ter a e v Q Ter a e v
RDM parameters RDM parameters

Fig. 2. Primary differences between attention deficit hyperactivity disorder (ADHD) subjects and typically developing
controls (TDC) in basic information processing (BIP) according to the Two-Choice Reaction Time Task (2C-RT) and the
Conflict Control Task (CCT). Ratcliff diffusion model (DM) parameters: Q, trial-to-trial variability in non-decision time; Ter,
mean non-decision time (encoding/motor function); a, boundary separation (speed–accuracy trade-off); e, trial-to-trial
variability in drift rates; v, mean drift rate (processing efficiency). Ter and v in the CCT were generated only with congruent
trials.

BIP parameters in the 2C-RT and the CCT gave non- classical IB-EF variables could be fully accounted for
significant results (all p’s > 0.05). by the lower-order deficits in baseline BIP. After con-
trolling for baseline BIP parameters, the association
IB-EF. No significant interaction effect was found for between ADHD and classical parameters of IB-EF in
IB-EF (all p’s > 0.05). Thus, co-morbidity produced both tasks was no longer significant (Table 3). More-
only additive effects and is not a distinct category in over, mediation tests (Sobel–Goodman) showed that
terms of BIP and IB-EF. approximately 50% of classical IB-EF Go/No-Go vari-
ables and 76% of the classical IB-EF CCT were me-
diated by processing efficiency (a BIP component)
Hypothesis 4: Do classical parameters of IB-EF
and that only the mediated effects were significant.
remain significant after controlling for deficits
No evidence for direct effects was found in this
in BIP?
analysis.
In the three above-mentioned hypotheses, we
measured IB-EF using diffusion analysis, a way of
Discussion
measuring IB-EF above and beyond potentially pre-
existing BIP deficits. With this rigorous analysis In this study we have demonstrated that some
no evidence of IB-EF deficits was found in ADHD. BIP components are impaired in ADHD subjects.
Nevertheless, deficits in IB-EF measured with classical Children with ADHD differ from controls by having
parameters such as the percentage of correct responses faster encoding and/or motor preparation/execution
in incongruent trials in the CCT and the percentage times and poorer processing efficiency in both the
of correct inhibitions in No-Go trials in GNG have 2C-RT and the CCT. Furthermore, poorer processing
frequently been reported in the ADHD literature. efficiency in the 2C-RT was the only parameter that
Therefore, this fourth hypothesis aimed to investigate: met the criteria for being specific to ADHD and differ-
(1) whether we could find the same classical findings entiated ADHD from all the other psychopathological
in our sample; and (2) whether the potential differ- groups. Overall evidence supports a correlated risk fac-
ences in these parameters just reflected the dysfunc- tors model for the co-morbid group (ADHD+ODD/CD).
tional underlying BIP already reported here. All deficits frequently seen in ADHD subjects measured
First, we found that classical IB-EF measures were with classical IB-EF variables were fully accounted for
associated significantly with ADHD in both tasks, cor- by pre-existing BIP deficits.
roborating previous findings in this field (Table 3). Our results challenge theories that propose inhibi-
Second, we conducted partial correlations to control tory deficits as unique to ADHD (Barkley, 1997;
for baseline BIP deficits (as measured by the 2C-RT) Quay, 1997; Wood et al. 2010) but are consonant with
and to investigate whether the associations found for studies indicating that all between-group differences

https://doi.org/10.1017/S0033291713000639 Published online by Cambridge University Press


Basic and inhibitory deficits in ADHD 625

(a) (b)

0.8 0.8

0.6 0.6

Boundary separation, a (z score)


Non-decision time, Ter (z score)

0.4 0.4 a a
b
b
0.2 0.2

0.0 0.0

–0.2 –0.2
a
–0.4 a –0.4
a
–0.6 –0.6
a,b
–0.8 -0.8
TDC ADHD Fear Distress ODD/CD TDC ADHD Fear Distress ODD/CD

(c)
0.8

0.6
Mean drift rate, v (z score)

0.4
b
0.2 b
b
b

0.0

–0.2

–0.4 a a
a

–0.6 2C-RT
CCT
–0.8
TDC ADHD Fear Distress ODD/CD

Fig. 3. Specific processing deficits in attention deficit hyperactivity disorder (ADHD) compared to Fear and Distress and
oppositional defiant disorder/conduct disorder (ODD/CD) groups. (a) ADHD is different from Fear and Distress disorders in
the Two-Choice Reaction Time Task (2C-RT). (b) ADHD is different from ODD/CD in the 2C-RT. (c) ADHD is different from
all groups in the 2C-RT, and from Fear in the Conflict Control Task (CCT). a Different from typical developing controls
(TDC). b Different from ADHD.

in inhibitory findings become non-significant after accumulating information in DM is a crucial parameter


controlling for baseline measures in BIP (Rommelse in explaining individual differences related to ADHD.
et al. 2007) or following the introduction of incentives Children with ADHD are impaired in accumulating
(Konrad et al. 2000; Slusarek et al. 2001; Kuntsi et al. information required to perform a very simple decision
2009). They are also consistent with electrophysiologi- with respect to the direction that a given arrow is
cal studies indicating that inhibitory control difficulties pointing to. An inefficient accumulation of information
in ADHD are accompanied by altered response prep- to reach very simple decisions may explain a variety of
aration and motor execution processes, which may ADHD symptoms, because children are continually
indicate dysfunctional processes in some BIP com- required to contrast information accumulated in their
ponents during these tasks (Brandeis et al. 1998; given environment with a series of instructions about
Pliszka et al. 2000; Banaschewski et al. 2004). These how to process that information. Our study extends
findings provide further evidence in support of the previous findings demonstrating that poorer process-
thesis that non-executive deficits are primary in ing efficiency is not shared with other forms of
ADHD. psychopathology.
Our findings regarding the relevance of processing Faster encoding/motor function differentiated the
efficiency are in agreement with a recent meta-analysis ADHD group the from Distress and Fear groups in
(Huang-Pollock et al. 2012) reporting that poorer rate of the 2C-RT. Evidence for deficits in both encoding

https://doi.org/10.1017/S0033291713000639 Published online by Cambridge University Press


626 G. A. Salum et al.

Table 3. Partial correlations between inhibitory-based executive functioning (IB-EF) classical indexes controlled for potential confounders and
baseline basic information processing (BIP)

Partial correlations

Crude analysis for Step 1 (age, gender, Step 2 (age, gender,


classical indexes IQ, site) IQ, site, BIP)

% CI CCT % CI GNG % CI CCT % CI GNG % CI CCT % CI GNG

% CI CCT – 0.421** – 0.385** – 0.256**


% CI GNG 0.421** – 0.385** – 0.256** –
Group
ADHD –0.094* –0.096* –0.066 –0.082* 0.005 –0.021
ODD/CD −0.012 −0.034 0.012 −0.022 0.029 0.006
Fear −0.019 −0.004 −0.010 −0.011 −0.020 −0.038
Distress 0.029 0.004 −0.003 −0.028 0.007 −0.042
Potential confounder
Age 0.293** 0.209**
IQ 0.090* −0.040
Site (POA) 0.013 −0.001
Gender (male) 0.061 0.144**
BIP (2C-RT)
Q −0.259** −0.075*
Ter 0.156** 0.335**
a −0.155** −0.032
e −0.162** −0.153**
v 0.460** 0.447**

CCT, Conflict Control Task; GNG, Go/No-Go task; 2C-RT, Two-Choice Reaction Time Task; CI, confidence interval; ADHD,
attention deficit hyperactivity disorder; ODD, oppositional defiant disorder; CD, conduct disorder; IQ, intelligence quotient;
POA, ; Q, trial-to-trial variability in non-decision time; Ter, mean non-decision time; a, boundary separation; e, trial-to-trial
variability in drift rates; v, mean drift rate.
Classical indexes: for GNG, percentage of correct inhibitions, and for CCT, percentage of correct responses in the
incongruent trials. Values represent Pearson and point biserial correlation coefficients.
Correlations for ADHD shown in bold.
* p < 0.05, ** p < 0.01.

(August & Garfinkel, 1989) and motor preparation/ efficiency differentiate ADHD from other psycho-
execution does exist for ADHD (Sergeant & van der pathological groups. Thus, we assessed task effects
Meere, 1990). We hypothesized that a lower encod- for these parameters (see online Supplementary
ing/motor function time may represent three distinct Material), exploring a potential role for cognitive load
conditions: (1) an advantage in information processing in determining these two deficits. No group by task
that may further explain motivational deficits in activi- interaction effects were found for the main parameters,
ties that are not ‘fast enough’ and therefore ‘not inter- suggesting that a potential type II error is a suitable
esting enough for engaging effort’; (2) a faster but reason for our CCT negative findings in drift rates
dysfunctional/inefficient encoding and/or motor func- when other child mental disorders were compared to
tion process (explaining a higher number of errors ADHD.
in all tasks in addition to the errors due to inefficient The results concerning the speed–accuracy trade-off
processing); and (3) a compensatory mechanism sec- are of particular interest because response style in the
ondary to the inefficient information accumulation. 2C-RT clearly differentiated ADHD from ODD/CD
It is important to note that our results were more patients, with the ODD/CD group trading accuracy
consistent for the 2C-RT than the CCT. Differences for speed and the ADHD subjects having a more cau-
between ADHD and TDC emerged for encoding/ tious response style. Here, speed and accuracy were
motor function and processing efficiency in both equally emphasized, suggesting that strategy rather
tasks but only in the 2C-RT did deficits in processing than pure structural deficits in cognitive processing

https://doi.org/10.1017/S0033291713000639 Published online by Cambridge University Press


Basic and inhibitory deficits in ADHD 627

contributed to attentional function in externalizing are independent of age, site, gender and IQ effects. In
disorders (Sergeant & Scholten, 1985b; Scheres et al. addition, we used sophisticated analytic methods
2001; Schoemaker et al. 2012). ODD/CD, but notably of performance, allowing us to decompose cognitive
not ADHD, showed a more impulsive response style. data into distinct processing components.
However, none of these results were evident in the In conclusion, we were able to demonstrate that
CCT and a task by group effect was found (see ADHD is distinctly affected in some BIP components,
Supplementary Material), suggesting that this finding which also explains the deficits in IB-EF if measured
is highly dependent on task manipulations consistent with classical variables in the literature. Our results
with previous evidence (Mulder et al. 2010). These have important implications for research into the
results may also reflect the community nature of pathophysiology of ADHD because they point to the
our sample. Given the fact that clinical samples are involvement of both lower-order processing and strat-
highly co-morbid, assessing a non-referred community egy differences among clinical groups. Future studies
sample allowed us to investigate the distinct contribu- are needed to reveal the neural networks underlying
tions of various clinical presentations. This specific these BIP components and strategies and to advance
characteristic may have revealed that an impulsive our understanding of such deficits from a clinical and
response style is more closely associated with ODD/ neurobiological perspective.
CD and that non-co-morbid ADHD subjects in the com-
munity may be more cautious in responding to 2C-RT
than ODD/CD subjects. Supplementary material
The co-morbid group with both ADHD and ODD/ For supplementary material accompanying this paper,
CD did not show any distinctive pattern to character- please visit http://dx.doi.org/10.1017/S0033291713000639.
ize them as a distinct entity from single diagnostic
groups. This evidence supports the ‘correlated risk
factors model’, which predicts additive or synergistic Acknowledgments
effects of co-morbidity, in contrast to the ‘independent
disorders model’, which predicts unique neuropsy- We thank the children and families for their partici-
chological profiles (Faraone et al. 1991; Waldman & pation, which made this research possible; the other
Slutske, 2000). Our findings are in agreement with members of the high-risk cohort research team
studies that formally tested the interaction between (Drs A. Carina Tamanaha, E. C. Miguel, R. Affonseca-
these two clinical domains and failed to find significant Bressan and H. Brentani); the collaborators for the
differences (Rommelse et al. 2009). neuropsychological evaluation (B. S. Scarpato, S. L.
The current study has some limitations. First, we Ribeiro do Valle and C. Araújo); Dr R. Goodman
were only able to investigate a restricted range of psy- for his research support regarding the DAWBA instru-
chiatric disorders and important forms of psycho- ment procedures; and Dr B. Fleitlich-Bilyk for her
pathology such as autism and reading disorders were clinical supervision.
not evaluated. However, we used an empirically and This work received funding from the following
theoretically derived taxonomy investigating differ- Brazilian government agencies: the National Coun-
ences between Fear, Distress, ADHD, ODD/CD and cil for Scientific and Technological Development
co-morbid groups. Second, although our sample size (CNPq), the Brazilian Federal Agency for Support
is one of the largest in this area of investigation, it and Evaluation of Postgraduate Education (CAPES)
might not have had enough power to confirm some and the Foundation for Research Support of the State
of the findings on BIP in both tasks. Third, DMs are of São Paulo (FAPESP).
not capable of detecting periodic oscillations in per-
formance that have been suggested to be characteristic
Declaration of Interest
of ADHD by some researchers (Castellanos et al. 2005;
Sonuga-Barke & Castellanos, 2007; Di Martino et al. G. A. Salum is in receipt of a post-doctoral CAPES/
2008; Helps et al. 2011). FAPERGS scholarship. J. Sergeant is a member of an
Our study also has some notable strengths. To advisory board to Lilly and Shire, and has received re-
our knowledge, this is the largest community-based search funding from Lilly and speaker fees from Lilly,
study combining psychopathological and task-based Janssen-Cilag, Novartis and Shire. E. Sonuga-Barke is a
data to study specificities and communalities in the member of an advisory board to Shire, Flynn Pharma,
neuropsychopathology of ADHD. All the groups UCB Pharma and AstraZeneca, has served as speaker
came from the same community of never-medicated and consultant for Shire and UCB Pharma, receives
subjects, providing a strong design against population current/recent research support from Janssen Cilag,
stratification due to selection methods. All the results Shire, Qbtech and Flynn Pharma, and has received

https://doi.org/10.1017/S0033291713000639 Published online by Cambridge University Press


628 G. A. Salum et al.

conference support from Shire. A. Gadelha receives con- control as the specific deficit of ADHD – evidence from
tinuous medical education support from Astra Zeneca, brain electrical activity. Journal of Neural Transmission 111,
Eli-Lilly and Janssen-Cilag. P. M. Pan receives research 841–864.
support from CNPq and CAPES and continuous medi- Barkley RA (1997). Behavioral inhibition, sustained attention,
and executive functions: constructing a unifying theory of
cal education support from Astra Zeneca, Eli-Lilly and
ADHD. Psychological Bulletin 121, 65–94.
Janssen-Cilag. T. S. Moriyama is in receipt of a CNPq
Bauermeister JJ, Shrout PE, Ramirez R, Bravo M, Alegria M,
doctoral scholarship and has received continuous Martinez-Taboas A, Chavez L, Rubio-Stipec M, Garcia P,
medical education support from Astra Zeneca, Ribera JC, Canino G (2007). ADHD correlates,
Eli-Lilly and Janssen-Cilag. A. S. Graeff-Martins is in comorbidity, and impairment in community and treated
receipt of a CNPq post-doctoral fellowship. P. Gomes samples of children and adolescents. Journal of Abnormal
de Alvarenga is in receipt of a CNPq doctoral fellow- Child Psychology 35, 883–898.
ship. M. C. do Rosário receives research support from Biederman J (2004). Impact of comorbidity in adults with
CNPq and has worked in the past 5 years as a speaker attention-deficit/hyperactivity disorder. Journal of Clinical
for Novartis and Shire. G. G. Manfro receives research Psychiatry 65 (Suppl. 3), 3–7.
support from the Brazilian government institutions Biederman J, Kwon A, Aleardi M, Chouinard VA, Marino T,
Cole H, Mick E, Faraone SV (2005). Absence of gender
CNPq, FAPERGS and FIPE-HCPA. G. V. Polanczyk
effects on attention deficit hyperactivity disorder: findings
has served as a speaker and/or consultant for
in nonreferred subjects. American Journal of Psychiatry
Eli-Lilly, Novartis and Shire Pharmaceuticals, has 162, 1083–1089.
developed educational material for Janssen-Cilag, Bitsakou P, Psychogiou L, Thompson M, Sonuga-Barke EJ
and receives unrestricted research support from (2008). Inhibitory deficits in attention-deficit/hyperactivity
Novartis and from CNPq, Brazil. L. A. Rohde was on disorder are independent of basic processing efficiency and
the speakers’ bureau and/or acted as consultant for IQ. Journal of Neural Transmission 115, 261–268.
Eli-Lilly, Janssen-Cilag, Novartis and Shire in the past Brandeis D, van Leeuwen TH, Rubia K, Vitacco D, Steger J,
3 years, and has received travel costs from Novartis Pascual-Marqui RD, Steinhausen HC (1998). Neuroelectric
and Janssen-Cilag in 2010 for taking part of two mapping reveals precursor of stop failures in children with
child psychiatric meetings. He chaired the ADHD attention deficits. Behavioural Brain Research 94, 111–125.
Castellanos FX, Sonuga-Barke EJ, Scheres A, Di Martino A,
and Juvenile Bipolar Disorder Outpatient Programs,
Hyde C, Walters JR (2005). Varieties of attention-deficit/
which received unrestricted educational and research
hyperactivity disorder-related intra-individual variability.
support from the pharmaceutical companies Abbott, Biological Psychiatry 57, 1416–1423.
Eli-Lilly, Janssen-Cilag, Novartis and Shire in the past Chamberlain SR, Robbins TW, Winder-Rhodes S, Muller U,
3 years. He also receives authorship royalties from Sahakian BJ, Blackwell AD, Barnett JH (2011).
Oxford University Press and ArtMed. Translational approaches to frontostriatal dysfunction in
attention-deficit/hyperactivity disorder using a
computerized neuropsychological battery. Biological
Psychiatry 69, 1192–1203.
Clark C, Prior M, Kinsella GJ (2000). Do executive function
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