Professional Documents
Culture Documents
in Ancient Peru
More than 1,000 years ago civilization in South America was forged
out of copper alloys. Recent excavations have revealed many aspects
of copper-alloy metallurgy, from mining to smelting to metalworking
F
rom 1533 to 1534 conquistadores metallurgy of base metals in the New per-alloy objects. Others surveyed pre
plundered an estimated 10 metric World. They realized that copper and Hispanic mines and excavated several
tons of 22-carat gold and 70 tons copper alloys were the most widely smelting and metalworking workshops
of fine silver from the Inca cities of Ca used metals in the New World and that at three metallurgical sites-all on the
jamarca and Cuzco. Over the past 460 their production represented one of the north coast of Peru. In 1983 one of
years, grave looters in Peru have de great achievements of the peoples of us (Merkel) joined the project and to
spoiled tens of thousands of pre-His ancient Peru. gether with other specialists analyzed
panic tombs in search of gold and sil More recently, Heather N. Lechtman metallurgical debris, ores and copper
ver objects. In the worst cases, loot of the Massachusetts Institute of Tech alloy artifacts. Our team was the first to
ers melted down precious metals and nology conducted the first comprehen excavate pre-Hispanic copper-smelting
discarded any items they found made sive survey of ancient mines and metal furnaces and workshops in the New
from copper and other base metals. lurgical sites in Peru. Synthesizing data World, and at last count it had uncov
The artifacts that survived such loot from previous research as well as her ered more than 50 furnaces, document-
ing were analyzed during the first sev own, Lechtman demonstrated that pre
en decades of this century by such Hispanic metallurgy flourished in two
distinguished scholars as Paul Bergsoe, regions of South America: the north
Junius B. Bird, Earle R. Caley, Champi coast of Peru and, to the south, the
on H. Mathewson, N.E .H. Nordenskjold high plateau from the Bolivia-Chile
and William C. Root. These workers Peru border to northwestern Argentina.
documented the impressive technical By the second half of the first millenni
achievements of native metallurgists in um B.C., artisans from both the north
South America. Because they examined and south had mastered techniques for
objects removed mainly from tombs, manufacturing and crafting copper. By
however, they had little information the end of the first millennium, arti
about how metals were used in the ev sans of these regions had begun pro
eryday lives of pre-Hispanic peoples or ducing copper alloys in great quanti
how they were manufactured. ties. The southern artisans emphasized
Despite the gaps in the archaeologi alloys made of copper and tin (bronz
cal record, investigators such as Caley es). Those in the north developed al
pieced together some details about the loys composed of copper and arsenic.
Compared with copper, both bronze
and copper-arsenic alloys are much
IZUMI SHIMADA and JOHN F. MERKEL harder, stronger and easier to cast.
have collaborated for the past eight years In 1978 one of us (Shimada) began a
to investigate pre-Hispanic and colonial long-term project to understand in de
metallurgy in northern Peru. Shimada is a tail the northern metallurgical tradition.
research associate at the American Muse The project soon attracted geologist
um of Natural History and at the Peabody
Alan K. Craig of Florida Atlantic Univer
Museum of Archaeology and Ethnology
sity, metallurgist Ursula M. Franklin of
at Harvard University. For the past 11
years, he has directed the Sican Archaeo the University of Toronto, historian Su
logical Project, which investigates pre san E . Ramirez of De Paul University,
Hispanic Sican culture on the north coast and archaeologist Stephen M. Epstein
of Peru. Merkel is a lecturer in the de and physicist Stuart j. Fleming, both of
partment of archaeological conservation the University of Pennsylvania. Some
and materials science at the Institute of members of the team interviewed local
Archaeology, University College, London.
residents and scrutinized Spanish co
He specializes in archaeological conser
lonial documents for additional data
vation and archaeometallurgy.
on mines, metallurgical sites and cop-
A:
metallurgy. copper in northern Peru. Grande. First, the region was strewn
The Chimus conquered the Sicans with a variety of equipment that had
early as 500 B.C., copper metal circa 1375 and built the largest civili evidently been used for metalworking
lurgy was established on the zation in South America before it was and smelting. Also, excavations had un
northern Peruvian coast by the superseded by the Inca Empire around covered thick accumulations of debris
Cupisnique peoples, who subsisted by 1470. The Chimus transplanted the ex that were apparently waste materials
farming and fishing. Some Cupisnique pert Sican metalworkers to the city of from copper production. Finally, sur
burials contain small copper or gold Chan Chan, but metal refinement and veys of the area had revealed ancient
plated copper objects. The Mochicas mining remained in place. Although the copper mines.
succeeded the Cupisnique and ruled Incas made an effort to spread copper
T
over the north coast from A. D. 300 to tin bronzes as the metal of the state, he earliest evidence of intensive
550. Known for their great temples, ir they apparently respected the Sican smelting of copper-arsenic alloys
rigation systems and crafts, the Mochi metallurgical tradition sufficiently to was discovered at Huaca del Pueb
cas greatly advanced gold and copper allow continued production of copper lo Batan Grande (which we call HPBG),
based metallurgy, providing the foun arsenic alloys. located in the modern village of Batan
dation for subsequent innovations in After 1532, when Spanish explorer Grande. In 1979, 1982 and 1983 one of
alloying and smelting in the region. Francisco Pizarro and other conquista us (Shimada) and other archaeologists
The Mochica artisans seem to have dores invaded Peru, European technol- excavated three deep trenches at HPBG
B
ased on observations at HPBG
and other sites, we were able to
reconstruct the copper-arsenic-al
loy smelting technology of the ancient
o Kilometers Sicans.
I
To heat the furnace, Sican metal
lurgists burned charcoal at the bot
l Leche Valley tom of the furnace bowl. All the char
coal found during our excavations was
made from a locally available hard
wood known as algarrobo (Prosopis juli
{lora). Algarrobo charcoal burns for a
long time and yields much heat.
The Sicans crushed and mixed local
SicAn Precinct
ores on the batanes to form the smelt
ing charge. The three important com
ponents of the charge were carefully
selected ores of copper, arsenic and
iron. The iron served as flux, which
fused with nonmetallic substances in
the smelting charge so that they could
be separated from the copper-arsenic
metal.
The furnace held about 1.25 to 3.50
liters of charge. (We could infer the vol
ume by examining the "waterline" of
smelting debris, or slagging, on the fur
nace walls.) The Sicans positioned blow
tubes at the mouth of the furnace. At
tached to the end of the blow tubes
were ceramic tips, known as tuyeres
[see illustration on page 84J. Many of
these tips were found at HPBG and oth
er metallurgical sites. The mouth of the
furnace could probably accommodate
as many as four tuyeres, judging by the
shape and size of the furnace mouth.
By blowing through the tubes, the Si these workshops were also established not keep the workshop clean. The floors
cans accelerated the combustion of around noo by studying the styles of were typically littered with scraps of
charcoal and increased the heat in the the associated ceramics and by using food, ash, charcoal bits, broken and
furnace. (According to historical sour radioactive carbon dating techniques. slagged shards and fragments from tu
ces, the pre-Hispanic peoples of Peru These two metallurgical sites were di yeres. It seems that by this time, smelt
did not use any type of bellows.) rectly connected to a major copper mine ing had lost much of its ceremonial sig
Analysis of metallurgical debris and at the base of Cerro Blanco by an ancient nificance and had become a routine,
OW
other evidence suggest that the com winding road. Although much of the secular activity.
bustion of charcoal, enhanced by the pre-Hispanic mine has been destroyed
H
lung-powered draft, did not produce over the years, we found scarred, stone did Sican copper-alloy smelt
enough heat to liquefy the charge com hammers in nearby prospecting pits. In ing evolve during its 600-year
pletely. The charge was instead trans addition to Cerro Blanco, Sican miners history at Batan Grande? The
formed into a thick, viscous slag con apparently exploited other mines. With changes we have documented to date
taining priUs, droplets of nearly pure in six kilometers of Cerro Blanco are represent refinements in the basic prin
metal several millimeters in diame the major pre-Hispanic copper mines ciples and equipment applied by the
ter. Because the slag remained viscous of Barranco Colorado and Cerro Melli Sicans.
throughout the smelting process, it zoo We were able to trace parts of pre Overall, the design of the furnaces
trapped prills rather than allowing Hispanic roads that link these mines remained essentially the same. One no
them to sink to the bottom of the fur with the Batan Grande region. table change was a decrease in the av
nace and form ingots. The Chimli. conquest of this region erage furnace capacity, from about 3.3
To free the prills, the Sicans removed around 1375 brought about significant liters in Middle Sican times to about 1.4
the slag from the furnace and crushed changes in the organization of metal liters during Chimli. and lnca domina
it with a batan-chungo set. The priUs lurgical production at Cerro Huaringa. tion. Evidence from excavations and ex
were then collected by hand. We de Quincha smelting workshops in sector periments suggests that the furnace ca
duced that this recovery method was III were replaced with solid masonry pacity was reduced in an effort to im
rather inefficient when we found that constructions that all had the same prove smelting efficiency and output,
the crushed, discarded slag at HPBG architectural style. They were linked as well as furnace maintenance.
contained many tiny prills (less than to adjacent workshops equipped with We also discovered some structural
one millimeter in diameter). Of those flat anvil stones on benches and ves changes in the furnaces. When we ex
prills that were collected, most were sels partially filled with charcoal, pre amined the lining of a furnace built by
probably too small for metalworking sumably for annealing. The Chimli.s su the Chimli.s in sector III, we found that
and thus were remelted, refined and pervised the entire area from a high the lining was composed of a heat-re
consolidated into small ingots. platform. sistant mixture of andesine (45 per
When the Incas arrived around 1470, cent), mica (40 percent), quartz (15 per
T
he production of metals at HPBG they built new smelting workshops, cent) and some clay added as a binder.
ended around 1100. At about some quincha and others masonry, in The constituent minerals had an aver
the same time, however, the Si sector III. They also chose to segregate age size of 0.1 millimeter, indicating
cans established smelting workshops at the metalworking areas from the smelt that they had been carefully prepared.
the northwestern base (sector III) of ing workshops. Yet these changes in In contrast, earlier Sican linings were
nearby Cerro Huaringa. By 1300 they administration did not seem to disrupt mainly made of clay tempered with
had constructed at least 20 workshops. metallurgical technology. plant material and sand.
We found a similar number of smelt Most Chimli. and Inca workshops Another innovation introduced dur
ing workshops on the northern slope were equipped with one or two batanes ing the Chimli. and lnca periods was a
of Cerro Sajino, three kilometers east and three or four furnaces. In contrast clay furnace constructed from two piec
of Cerro Huaringa. We deduced that to the Sicans, the Chimli.s and lncas did es. The rim of the top half of the fur-
�
Some small portions of the prills con this alloy over some 600 years.
O
ne outstanding issue concern tained up to 40 percent arsenic. Among
ing pre-Hispanic production of the samples collected from the HPBG thOUgh archaeological evidence
copper-arsenic alloys is the na furnaces, we also discovered speiss, a and laboratory analysis revealed
ture of the smelting charge. Until reo variable mixture of copper, arsenic and much information about the
cently, archaeologists were uncertain iron. Speiss has a remarkable amount materials, equipment and methods used
about the source of the arsenic and the of arsenic (41 percent), as well as iron in smelting, we were still determined to
method used for alloying it with cop (56 percent) and copper (4 percent). figure out how the furnace actually per
per. For example, the alloy could have High-arsenic copper prills embedded formed and how much labor was re
been produced from naturally mixed in the slag, along with the presence of quired to operate it. In 1986 we there
ores, or alternatively, arsenic ore could speiss at smelting sites, indicate that fore attempted to replicate the smelt
have deliberately been added during arsenic in some form was added to ing techniques used by the Sicans,
copper smelting. To investigate this is the charge. The arsenic could not have Chimus and Incas. We built replicas of
sue, we began analyzing the composi come from the available iron flux and furnaces of various sizes and also used
tion of prills, slag, ores and other metal copper ore, both of which usually con a 600-year-old Chimu furnace in sector
lurgical debris from our excavations. tained less than 0.1 percent arsenic. III of Cerro Huaringa. The replicas were
Slag specimens and crushed slag Since we could not readily identify made from locally available sand, clay
found around the furnaces in Middle specimens with low concentrations of and rock to approximate the composi
Sic{1ll smelting workshops at HPBG are arsenic-rich minerals at HPBG, we de tion of pre-Hispanic furnaces.
characteristically heterogeneous; they cided to screen more than 40 ore speci- We obtained copper oxide ore (31
I
furnace. We fit three blow tubes com the quality of the copper-ore charges n recent years, we and our col
fortably into the furnace mouth. As we and smelting effiCiency, each smelting leagues have uncovered many cop
blew air into the tubes and through the would have produced about 0. 3 to 0.6 per-alloy artifacts, and we have be
small holes in the tuyeres, we created kilogram of metallic copper. gun to figure out some details of how
streams of air that penetrated through Although these figures are rough es ingots were transformed into finished
the coals. The size of the stream lim timates, one can now better appreciate products. From Late Sican times until
ited the area that could be effectively the power commanded by the Middle the Spanish conquest, much metalwork
heated at the front of each tuyere. To Sican leader who was buried with an ing was performed at the northeastern
operate at maximum airflow and burn estimated 500 kilograms of copper-al base (sector I) of Cerro Huaringa. There
ing rates, two groups of three blow loy objects. we found evidence of hammering, an
ers alternately took shifts of roughly By modern standards, Sican cop nealing and finishing of objects. Scat
10 minutes. per-arsenic alloy metallurgy was highly tered on the ground and on the floors of
Using this technique, we could quick inefficient. Despite slag grinding and excavations were many hammer stones,
ly heat a small charge to about 1,150 careful retrieval of prills, much metal anvil stones, metal fragments, slagged
degrees Celsius. When we added more was lost. The low flow of air that could shards and lumps of marl-a mixture
charge, the original material cooled be pumped into the furnaces by hu of clay, sand and calcium carbonate
and solidified into slag, and we concen man lung power severely limited the that could have been used to clean and
trated our efforts on the unprocessed amount of smelting charge that could polish metal objects. Two metalwork-
material. We could not get the entire
charge to melt at any one time. We
burned about two kilograms of char
coal per hour, a rate lower than we
anticipated. The burning rate was the
limiting time factor in the smelting
process. The furnace also did not hold
as much charge as we expected, be
cause slag-coated, unburned charcoal
remained at the bottom of the furnace.
At the end of some three hours of
continuous blowing, during which we
placed 900 grams of charge in the Chi
mu furnace, we created a lump of slag
weighing 775 grams. The slag had near
ly the same composition as those pro
duced by the Sicans, Chimus and Incas.
We ground the slag using the batiin
chungo set and then collected about 30
grams of copper prills.
Our experiments demonstrated that
Sican copper-alloy smelting technolo
gy was relatively primitive and very la
bor intensive. Even if one assumes that
pre-Hispanic blowers were much more
adept, each smelting would have re
quired four to five persons working
three to four hours. Given the spacing
of four furnaces in the typical work
shop, two furnaces could have been
used Simultaneously for about four
smeltings per workshop in one day.
Our experiments also showed that
Sican smelting technology demanded
great investment in fuel and ores. Fuel BATAN-CHUNGO SET is used to pulverize brittle slag as project member B. Schaf
consumption in primitive copper smelt- field rocks the chungo stone against the surface of the batan.
C
applied most often: ingots were either has a dozen monumental adobe tem urrent views and theories about
hammered into sheets or cast into fin ples and extensive cemeteries. In the ancient metallurgy in northern
ished objects. area surrounding these temples, we re Peru still rely too heavily on ar
We also discovered a series of large covered many broken molds, unsuc tifacts gathered from tombs. To assess
urns that had been inverted and half cessfully cast objects, faceted stone the significance of alloy objects in the
buried in a floor. Their bottoms had fragments and shards coated with slag. daily life of the Sicans, we need to ex
been carefully removed, and the urns Some ceramic vessels were lined with cavate more households. We also plan
were partially filled with charcoal bits. clay, making them stable and resistant to investigate regional and temporal
Urns arranged in a similar manner were to heat, and the vessels were also cov variations in copper-alloy metallurgy
also found at HPBG in a level overlying ered with slag and partially consolidated by studying the neighboring valleys
the Middle Sican furnaces. We suspect clusters of prills. The vessels were prob of Zafta and Jequetepeque. We can only
that they could have held hot coals for ably crucibles that were filled with prills hope that looters have not had a chance
annealing. and heated to make ingots. It is likely to investigate them first.
Undoubtedly, a good portion of the that the Sican elite in the precinct super
ingots produced in sector III of Cerro vised the manufacturing of metal ob
Huaringa came to sector I for further jects for ritual and funerary purposes.
FURTHER READING
processing. In fact, sector I was con No evidence of smelting has been found
ANCIENT AMERICAN METALLURGY: FIVE
nected to sector III by a major road at any of these large sites, however.
HUNDRED YEARS OF STUDY. Warwick
midway up the northern slope of Cerro Cultural attitudes toward copper-ar Bray in The Art of Precolumbian Gold:
Huaringa. Furthermore, it is probably senic metals themselves can be inferred The Jan Mitchell Collection. Edited by Ju
no coincidence that sector I is located from the manner and context in which lie Jones. Weidenfeld & Nicolson, 1985.
midway between the two documented the metals were used. Items made of PERCEPTION, PROCUREMENT, AND MAN-
smelting sites at Cerro Sajino and sec copper alloys pervaded Middle Sicim AGEMENT OF RESOURCES: ARCHAEOLOG
ICAL PERSPECTIVE. Izumi Shimada in
tor III of Cerro Huaringa. society, including everything from utili
Andean Ecology and Civilization. Edited
During the Chimu administration, tarian bowls to ceremonial face masks.
by Shozo Masuda, Izumi Shimada and
most products smelted and consolidat In particular, the copper alloys were
Craig Morris. University of Tokyo Press,
ed in sector III of Cerro Huaringa, in worked into I-shaped, sheet-metal ob 1985.
cluding prills, were probably exported jects locally known as naipes, which are TRADITIONS AND STYLES IN CENTRAL AN
throughout the Chimus' northern terri inferred to have been primitive money. DEAN METALWORKING. Heather N. Lecht
tory. Metalworking shops built during Naipes were portable, durable and stan man in The Beginning of the Use of Met
the same period have been excavated at dardized in size, shape, material and als and Alloys. Edited by Robert Mad
din. MIT Press, 1988.
the ceremonial center of Chotuna and manufacturing techniques. They have
THE ANCIENT METALLURGY OF C OPPER.
the urban Chimu capital of Chan Chan. so far been found in Lambayeque and
Edited by Beno Rothenberg. London, in
Earlier, during the Middle Sicim pe the Piura region (roughly matching the stitute for Archaeo-Metallurgical Stud
riod, products from HPBG may have extent of Middle Sican political dom ies, 1990.
been sent some 13 kilometers to the Si- ination). Some elite tombs in the Si-
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