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The Correlation of Trust As Part of The Therapeutic Alliance in Physical Therapy and Their Relation To Outcomes For Patients With Chronic Low Back Pai
The Correlation of Trust As Part of The Therapeutic Alliance in Physical Therapy and Their Relation To Outcomes For Patients With Chronic Low Back Pai
To cite this article: Kory J. Zimney, Emilio Puentedura, Morey J. Kolber & Adriaan Louw (05
Apr 2024): The correlation of trust as part of the therapeutic alliance in physical therapy and
their relation to outcomes for patients with chronic low back pain, Physiotherapy Theory and
Practice, DOI: 10.1080/09593985.2024.2338428
RESEARCH REPORT
The correlation of trust as part of the therapeutic alliance in physical therapy and
their relation to outcomes for patients with chronic low back pain
a
Kory J. Zimney PT, DPT, PhD , Emilio Puentedura PT, DPT, PhDb, Morey J. Kolber PT, PhDc,
and Adriaan Louw PT, PhDd
a
Department of Physical Therapy, University of South Dakota, Vermillion, SD, USA; bDepartment of Physical Therapy, Baylor University, Waco,
TX, USA; cDepartment of Physical Therapy, Nova Southeastern University, Fort Lauderdale, FL, USA; dEvidence in Motion, San Antonio, TX, USA
CONTACT Kory J. Zimney PT, DPT, PhD Kory.zimney@usd.edu Department of Physical Therapy, University of South Dakota, 414 East Clark St.,
Vermillion, SD 57069, USA
© 2024 Taylor & Francis Group, LLC
2 K. J. ZIMNEY ET AL.
physical therapists. The key elements for therapeutic been seen in physical therapy at this specific site or by
alliance found in this qualitative work were the nature this particular therapist were recorded during the initial
of rapport, respect, trust, and caring. While this frame visit. Lastly, the choice of why the patient participant
work is valuable in our unique understanding of the selected physical therapy, the particular clinic, and the
therapeutic alliance in physical therapy, further quanti physical therapist was asked. Each participating physical
tative work is needed to help validate the findings. therapist also completed a demographics form provid
The element of trust has been studied in the medical ing their age, gender, race, level of physical therapy
physician literature and found to be an essential aspect education, specialty certifications (if any), and years of
related to therapeutic alliance and outcomes (Hall, practicing as a physical therapist.
Camacho, Dugan, and Balkrishnan, 2002; Kao et al., The trust measurement scale used was the Primary
1998; Thom et al., 2002). But only recently has trust Care Assessment Survey (PCAS), which has been used
begun to be measured in physical therapy (Zimney, previously in the physician literature (Safran et al., 1998)
Puentedura, Kolber, and Louw, 2022). Linking patient and more recently in the physical therapy literature
trust in their physical therapist to the therapeutic alli (Zimney, Puentedura, Kolber, and Louw, 2022). The
ance will provide some validation to the framework PCAS was developed to measure seven different care
provided by Miciak (2015). This study aims to link domains through 11 different summary scales. The trust
a trust measurement with the therapeutic alliance mea summary scale used in this study assesses the clinician’s
surement in caring for patients with chronic low back in integrity, competence, and role as the patient’s agent.
physical therapy. A secondary analysis will provide the The trust PCAS is measured using eight items with a low
relationship between these constructs and outcomes score of 8 and a maximal score of 40, with higher scores
following care from the physical therapist. demonstrating greater patient trust in the clinician. The
first seven questions are scored with a five-point Likert
scale (1 = strongly agree, 2 = agree, 3 = not sure, 4 = dis
Materials and methods agree, 5 = strongly disagree). Question #8 is scored on
Participants an 11-point scale with endpoints (0 = not at all,
10 = completely). This question requires recalibration
This cohort study of patients receiving physical therapy to align with the 5-point scores of questions #1–7
care for chronic low back pain was recruited from (1 = 0–2 precoded item value, 2 = 3–4 precoded item
various outpatient physical therapy clinics in six states value, 3 = 5–6 precoded item value, 4 = 7–8 precoded
(AZ, CA, RI, VA, WA, and WI). Human subject experi item value, 5 = 9–10 precoded item value). Four of the
mentation was approved through a University seven Likert scale items (questions #1, #3, #5, #8) are
Institutional Review Board (Nova Southeastern reverse-scored. They must be re-coded for final scoring
University IRB Protocol # 2018–43). Each patient com (5 = precoded item value 1, 4 = precoded item value 2,
pleted informed consent before initiation into the study. 3 = precoded item value 3, 2 = precoded item value 4,
Inclusion criteria were low back pain with or without 1 = precoded item value 5). For this study, the word
radicular pain for three months or more, older than 18, “doctor” was replaced with “physical therapist” from the
and speaking and writing in English. Exclusion criteria original scale. The PCAS scoring algorithms calculate
were any patients with an active cancer diagnosis or a score if a respondent answers at least 50% of the items
currently pregnant. Patients would also be excluded if, (4 items on the trust scale). The missing whole values
at any point during the episode of physical therapy care, are inputted as the respondent’s average score across all
they needed further medical attention outside of the completed items for the scale. The PCAS had
physical therapist’s care and needed to be discharged a Cronbach’s alpha at 0.86 upon scale development
before completion of therapy treatments. Also, if (Safran et al., 1998). The initial study for the PCAS
patients did not receive a minimum of 80% of their showed skewness of −0.56 and kurtosis of 3.23.
visits with the initial evaluating physical therapist their The Working Alliance Inventory-Short Revised
data would be excluded from the final analysis. (WAI-SR) (Hatcher and Gillaspy, 2006) is one of the
most commonly used therapeutic alliance measures in
physical therapy (Hall et al., 2010). The WAI-SR has
Measures
been developed to assess Bordin’s task, goal, and bond
Demographic data was collected on the patients and the dimensions. The scale is measured on a 5-point Likert
treating physical therapists. Each patient provided scale (1 = never, 2 = rarely, 3 = sometimes, 4 = often,
information regarding age, gender, race, and educa 5 = always). All items are positively worded, and higher
tional level. Questions about whether the patient had scores reflect higher levels of the therapeutic alliance.
PHYSIOTHERAPY THEORY AND PRACTICE 3
The WAI-SR has been shown to have similar psycho dimension, such as pain or function, but allows the
metric properties to the original Working Alliance patient to choose what they consider in totality their
Inventory, with similar total scores in two samples that change in status during care (Dworkin et al., 2005). The
showed correlations of 0.95 and 0.94, respectively minimal clinically important difference for the GROC is
(Hatcher and Gillaspy, 2006). Content and construct reported at 2 points (Kamper, Maher, and Mackay,
validity have been supported in previous research 2009). For purposes of this study, the recommended 11-
(Hatcher and Gillaspy, 2006; Tracey and Kokotovic, point scale was used (−5 = very much worse,
1989). Good internal consistency has been reported 0 = unchanged, 5 = completely recovered) (Kamper,
with Cronbach’s alpha of 0.83–0.97 (Hatcher and Maher, and Mackay, 2009).
Gillaspy, 2006; Munder et al., 2010). Test-retest relia
bility has also performed well with a score of 0.93 (95%
Procedures
CI 0.83–0.97) (Hanson, Curry, and Bandalos, 2002;
Paap and Dijkstra, 2017). The observational study was registered on
Outcome measures of physical therapy care were ClinicalTrials.gov protocol registration and results sys
measured for pain through the numeric pain rating tem (Registration # NCT03443401). At each participat
scale (NPRS), function with the Oswestry Disability ing clinical site, subjects were recruited if they presented
Index 2.0 (ODI), and overall change with the global with a chronic low back pain diagnosis. Patients who
rating of change (GROC) scale. The NPRS is provided informed consent were further screened for
a unidimensional measurement of pain intensity con appropriate inclusion and exclusion criteria. The
sisting of an 11-point ordinal scale measuring pain from patients then completed an online PsychData (State
“0” = no pain to “10” = worst pain imaginable (Downie College, P.A., USA) link containing demographic ques
et al., 1978; Pengel, Refshauge, and Maher, 2004; tions, NPRS, and ODI. The online patient data collec
Williamson and Hoggart, 2005). The minimal clinically tion allowed for blinding physical therapists to the
important change for chronic pain has been reported to PCAS and WAI-SR scores during the study. Patients
be one point of reduction (Salaffi et al., 2004). The then underwent a physical therapy evaluation and treat
respondents were asked to report on current, best, and ment directed by the physical therapist without modifi
worst pain in the last 24 hours (Breivik et al., 2008). All cations to their regular clinical interaction. After
three scores (current, best, and worst) were recorded completing the initial visit, patients completed the
along with a calculation of the average of all three being PCAS and WAI-SR scales through the PyschData link.
reported. The ODI has shown good responsiveness for Patients continued to receive pragmatic physical ther
patients with low back pain (Taylor, Taylor, Foy, and apy care based on the therapist’s clinical decision-
Fogg, 1999). The ODI assesses function in 10 categories making with no experimental manipulation of the care
(pain intensity, personal care, lifting, walking, sitting, provided. Upon discontinuation of the current episode
standing, sleeping, sexual activity, social life, and travel of care or the end of 6 months of care, the patient
ing). Version 2.0 (Fairbank and Pynsent, 2000) was completed the ODI, NPRS, GROC, PCAS, and WAI-
utilized for the purposes of this study. Each of the 10 SR scales through another PsychData link to continue to
categories has six statements that are scored from 0 to 5; maintain blinding of the physical therapist to the results
the statement with the least disability is scored a 0 and of the patient responses. Patients were compensated $10
the greatest disability is scored a 5. If more than one for completion of the scales from the initial visit and $15
statement is marked, the highest score is recorded. The upon competition of the discharge visit ratings.
overall score (index) is calculated by taking the total
points added up for items answered and dividing by
Statistical analysis
the total possible score (number of categories answered
× 5). This number is then multiplied by 100 and The initial a priori was set for a total of 30 participants to
rounded to a whole number. Overall index scores can achieve 80% power to detect a Spearman Rank
be interpreted for the range of 0–20% for minimal dis Correlation Coefficient of 0.500 using a two-sided
ability, 21–40% for moderate disability, 41–60% for hypothesis test with a significance level of 0.05 (May
severe disability, 61–80% for crippled, and 81–100% and Looney, 2020). All data was coded from the
for individuals bedbound or exaggerating their symp PsychData link into an Excel spreadsheet and visually
toms (Davidson and Keating, 2005). The ODI has analyzed for completeness. The Excel data was then
shown to have a minimal clinically important difference uploaded into SPSS version 27.0 (IBM Corp., Armonk,
of 12 to 13 (Hägg, Fritzell, and Nordwall, 2003; Johnsen N.Y., USA) for statistical analysis. Patient and physical
et al., 2013). The GROC does not measure a specific therapist demographic data was reported with means,
4 K. J. ZIMNEY ET AL.
ranges, and standard deviations. Correlational statistics demographic data information for the patient partici
between PCAS and WAI-SR measures, along with their pants’ characteristics are provided in Table 1. On aver
relation to the outcome measures of NPRS, ODI, and age, patients saw about a 1-point improvement in pain
GROC, were assessed with the Spearman rho. The inter throughout the course of treatment, with an 11.1%
pretation of Spearman’s correlation coefficient is set at improvement in disability rating on the ODI, and
0.9–0.7 strong, 0.6–0.4 moderate, 0.3 to 0.1 weak reported their GROC at a positive 2. Both the NPRS
(Dancey and Reidy, 2007). Significance was set at and GROC scores reached the minimal clinically impor
p < .050. tant difference, whereas the ODI fell short by 2–3 points
of meeting this threshold (Table 2).
Sixteen different PT participants from eight various
Results
clinic sites informed the analysis. Clinic sites were
Forty-three initial patient participants signed informed located in Arizona, California (x2), Rhode Island,
consent to begin the study, with 13 participants only Virginia, Washington (x2), and Wisconsin. The aver
completing initial pre-visit data collection and not fin age age of PT participants was 34.2 (SD = 8.4) years,
ishing any additional measurements at post-initial visit ranging from 25 to 57 years old. There were eight
or discharge. Nine of the 30 remaining patient partici females and eight males, with 14 (87.5%) being of
pants did not complete the final discharge measure white racial category and the other 2 PT participants
ments. One subject was removed from the data after (12.5%) being of Asian racial descent. All but one of
analysis of linear regression assumptions, as the the PT participants possessed an earned Doctorate of
patient’s data was an influential outlier, as observed Physical Therapy degree as their professional educa
through scatter plots and Cook’s distance analysis. tional level. The one PT participant who did not have
(Figure 1) Independent sample t-test revealed no differ a Doctorate of Physical Therapy degree graduated
ences in age [t(41) = 1.6, p = .113], low back pain dura with a Bachelor of Science in Physical Therapy degree.
tion [t(37) = 1.5, p = .142], gender [t(41) = 0.3, p = .746], Seven therapists (43.8%) noted they were in the 0–5
pain [t(41) = 1.5, p = .140], or disability [t(41) = 1.5, year career tenure range, another 6 (37%) in the 6–10
p = .142] at the pre-initial visit measure point for those year range, and 2 with 16–20 years experience. One
excluded from analysis compared to those included. PT reported more than 30 years of experience. A total
The average age of the patient participants was 49.3 of eight therapists reported board certification, and
years old, with a mean duration of low back pain at the five had gone through a residency program, and
time of referral was about two years. Specific three completed fellowship training.
The mean PCAS after the initial evaluation was strongly correlated with therapeutic alliance (WAI-SR)
33.37 ± 4.51. The post-treatment mean PCAS score scores at both post-initial and discharge visits (Table 3).
was 34.55 ± 5.66, with the mean change in PCAS The change in the PCAS score from post-initial to
throughout treatment 1.72 ± 3.14. The WAI-SR mean discharge produced significant correlations with pain
score after initial evaluation was 55.39 ± 5.42. While the outcomes at discharge and with change in pain over
post-treatment mean for the WAI-SR was 54.65 ± 8.93, the course of treatment (Table 4).
with the change from initial visit to discharge being The PCAS scores also had a positive correlation with
−1.16 ± 5.40. The trust measurement score (PCAS) ODI and GROC scores. For GROC scores, correlations
Table 3. Correlation of primary care assessment survey and working alliance inventory – short
revised score.
Time point Spearman’s correlation coefficient Significance (p-value)
Post-initial evaluation 0.747 <0.001
Discharge 0.801 <0.001
Change from initial to discharge 0.639 0.004
6 K. J. ZIMNEY ET AL.
Table 4. Correlation of change in primary care assessment survey from post-initial to discharge
with pain measurements.
Pain neasurement Spearman’s correlation coefficient Significance (p-value)
Current at discharge −0.635 0.005
Current change at discharge 0.612 0.020
Best at discharge −0.754 <0.001
Best change at discharge 0.797 <0.001
Worst at discharge −0.668 0.002
Worst change at discharge 0.688 0.002
Average at discharge −0.692 0.001
Average change at discharge 0.745 0.001
were found at discharge rs(28) = 0.756, p < .001, and therapists’ years of experience also assists with generaliz
change for post-initial to discharge rs(28) = 0.517, ability. Unfortunately, because of the small numbers within
p = .023. The ODI at discharge correlated with PCAS the study, additional analysis looking into various patient
at discharge, rs(28) = −0.536, p = .015, along with the types (race, education level, receiving PT care previously,
change from initial to discharge, rs(28) = 0.569, p = .009. decision of clinic and PT) effects on trust and the thera
Investigation into the correlation of the WAI-SR peutic alliance could not be performed. Now that trust
scores to outcomes showed a few significant findings measurement has been established in physical therapy
with the change in the WAI-SR score from after the care utilizing the PCAS; additional analysis should explore
initial visit to discharge with discharge pain scores in the effects of various confounding variables on the trust
Table 5. The individual WAI-SR post-initial and dis levels of patients with their physical therapists.
charge scores had no significant correlations to pain The results from this study showed moderate to strong
outcome measures or change in pain outcomes at any correlations of trust scores to improved pain scores of
point in time. The GROC and ODI demonstrated sig patients at both post the initial visit and discharge. The
nificant changes in the WAI-SR scores at both test strong correlations between improved outcomes with
points and the change in WAI-SR scores from initial trust and therapeutic alliance scores also support the
to discharge. See Table 5 for significant findings. All relationship between the two constructs. Previous studies
others were not significant to the p < .050 level. have shown the link to improved therapeutic alliance
scores and outcomes, which were similar to this study
(Lakke and Meerman, 2016). While this finding does not
Discussion generate causation, it does provide a connection to trust
The results from this study helped add evidence that scores with the patient outcome measure of pain. Patients
a patient’s trust in their physical therapist has a strong with higher levels of trust correlated with those with
correlation to therapeutic alliance scores at initial and lower pain scores over the course of the treatment.
discharge and a moderate correlation with the change in Similar findings showed a moderate correlation between
scores from initial to discharge. A previous qualitative functional outcomes with the ODI score and overall
study (Miciak, 2015) listed trust as a key element of the GROC scores with the trust measurement.
therapeutic alliance, and the findings in this quantitative
study corroborated those findings.
Practice implications
While the number of patients in this study is small, the
diversity of clinical sites (eight different states) in various This study provides quantitative evidence for the con
regions in the United States helps add to the generalizability nection of trust as a component of the therapeutic
of the findings. In addition, the variability of different alliance. This connection creates an initial step in
Table 5. Correlation of working alliance inventory – short revised with outcome measures.
WAI-SR measurement and outcome measurement Spearman’s Correlation Coefficient Significance (p-value)
Change in WAI-SR and current pain at discharge −0.503 0.028
Change in WAI-SR and best pain at discharge −0.554 0.014
Change in WAI-SR and worst pain at discharge −0.622 0.004
Change in WAI-SR and average pain at discharge −0.622 0.004
Post-initial WAI-SR and GROC at discharge 0.483 0.036
Discharge WAI-SR and GROC at discharge 0.773 <0.001
Discharge WAI-SR and ODI at discharge −0.483 0.031
Change in WAI-SR and GROC at discharge 0.498 0.010
Change in WAI-SR and change in ODI 0.475 0.040
Abbreviations: WAI-SR, Working Alliance Inventory – Short Revised; GROC, Global rating of change; ODI, Oswestry disability index.
PHYSIOTHERAPY THEORY AND PRACTICE 7
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