Professional Documents
Culture Documents
Ebffiledoc - 308download PDF A Natural History of Beer Rob Desalle Ebook Full Chapter
Ebffiledoc - 308download PDF A Natural History of Beer Rob Desalle Ebook Full Chapter
https://textbookfull.com/product/a-natural-history-of-california-
allan-a-schoenherr/
https://textbookfull.com/product/cannibalism-a-perfectly-natural-
history-first-edition-schutt/
https://textbookfull.com/product/the-natural-history-of-flowers-
michael-fogden/
https://textbookfull.com/product/the-poetics-of-natural-history-
christoph-irmscher/
Spring Wildflowers of the Northeast : A Natural History
3rd Edition Carol Gracie
https://textbookfull.com/product/spring-wildflowers-of-the-
northeast-a-natural-history-3rd-edition-carol-gracie/
https://textbookfull.com/product/economic-perspectives-on-craft-
beer-a-revolution-in-the-global-beer-industry-1st-edition-
christian-garavaglia/
https://textbookfull.com/product/drink-beer-think-beer-getting-
to-the-bottom-of-every-pint-first-edition-holl/
https://textbookfull.com/product/mechanics-of-materials-7th-
edition-beer/
https://textbookfull.com/product/dystopia-a-natural-history-a-
study-of-modern-despotism-its-antecedents-and-its-literary-
diffractions-gregory-claeys/
A Natural History of Beer
A Natural
History of
Beer
ROB DESALLE &
IAN TATTERSALL
Illustrated by Patricia J. Wynne
Published with assistance from the Louis Stern Memorial Fund.
Copyright © 2019 by Rob DeSalle and Ian Tattersall.
Illustrations copyright © 2019 by Yale University.
All rights reserved.
This book may not be reproduced, in whole or in part, including
illustrations, in any form (beyond that copying permitted by
Sections 107 and 108 of the U.S. Copyright Law and except by
reviewers for the public press), without written permission from
the publishers.
Yale University Press books may be purchased in quantity for
educational, business, or promotional use. For information, please
e-mail sales.press@yale.edu (U.S. office) or sales@yaleup.co.uk
(U.K. office).
Designed by Mary Valencia.
Set in Baskerville and Avenir type by
Tseng Information Systems, Inc.
Printed in the United States of America.
Preface ix
B
eer is possibly the world’s oldest alcoholic beverage, and it is cer-
tainly the most important historically. What is more, although
beer has tended to lag behind wine in public esteem, in its more
inspired manifestations it has at least as much to offer as wine does to
our five senses, and to our human capacity for aesthetic appreciation.
Indeed, it has been argued that beer not only is both conceptually and
operationally more complex than its rival, but also can offer a more
complete expression of its makers’ intentions. None of this means, of
course, that we lack enthusiasm for wine—as we hope any reader of our
book A Natural History of Wine will immediately understand. Wine occu-
pies a unique and important place in human experience, and in our own
lives. But then again, so does beer; and it is clear to us that the two bev-
erages, while complementary, are wholly distinct. If one of them mer-
its consideration from a natural history perspective, so does the other.
Hence this book, which appears in a golden age for beer drinkers
virtually everywhere. True, the recent excitement in craft brewing has
unfolded against a monolithic backdrop of rather uniform mass-market
beers, produced and sold in mind-numbing quantities by international
giants. But at the more innovative end of the market, beers have never
been produced in such variety and with such amazing inventiveness.
The abundance of creative new offerings has had the effect of making
the world of beer not only an exciting place but a rather confusing
one as well, with an almost incomprehensible riot of consumer choice
available through an archaic distribution system that makes many well-
reputed beers hard to find. But sometimes a bit of anarchy can be ex-
hilarating.
There are plenty of publications that will help you navigate the
chaos, though frankly the craft is developing so fast that it is a full-time
job just to keep up. Our intention here, though, is very different. Our
ix
x Preface
goal is to show just how complex the identity of beer is, by situating it
first in its historical and cultural contexts, and then in the setting of the
natural world from which both its ingredients and the human beings
who make and drink it have emerged. In the process, we traverse evo-
lution, ecology, history, primatology, physiology, neurobiology, chem-
istry, and even a bit of physics, in the hope of offering a more complete
appreciation of the wonderful pale-straw-to-blackish-brown liquid that
reposes in the glass in front of you. We hope you will find the journey
as enlightening as we did.
This book was enormous fun to write, and even more fun to research.
For help with the latter, we must thank many good friends and col-
leagues. Among them we wish particularly to mention Heinz Arndt,
Mike Bates, Günter Bräuer, Annis Cordy, Mike Daflos, Patrick Gan-
non, Marty Gomberg, Sheridan Hewson-Smith and the University
Club of New York City, Chris Kroes, Mike Lemke (who originally
taught RD to homebrew, two decades ago), George McGlynn, Patrick
McGovern, Michi Michael, Christian Roos, Bernardo Schierwater, and
John Trosky. We also want to express our appreciation to our favorite
drinking establishments in New York City. There are many, but among
them ABC Beer Company, The Beer Shop, Carmine Street Beers, and
Zum Schneider come particularly to mind, just as the old West 72nd
Street Blarney Castle and its incomparable host Tom Crowe remain a
fond memory.
At this point in our careers we can hardly imagine producing a
book without both the art and the moral support of Patricia Wynne,
who is always at least as much collaborator as illustrator. Thank you,
Patricia, for the pleasure of working with you, both on this project and
over the years.
At Yale University Press we are above all indebted to our long-
time and frequently long-suffering editor Jean Thomson Black, with-
out whose energy, encouragement, and enthusiastic support this book
would never have gone forward. We would also like to express our grati-
Preface xi
tude to Michael Deneen, Margaret Otzel, and Kristy Leonard for help
with production and contract matters, Julie Carlson for her excellent
copyediting skills, and Mary Valencia for the book’s elegant design.
Finally our thanks are due, as ever, to Erin DeSalle and Jeanne
Kelly for their patience, forbearance, and good humor at all stages of
the book’s gestation.
This page intentionally left blank
PA RT O N E
Beer, Nature,
and People
If a howler monkey could get happily sloshed, then so could we. “White Mon-
key,” said the label on the tall bottle, the eponymous primate having apparently
presided, hands across eyes, over the three-months-long aging of this Belgian-
style tripel in white wine barrels. Eyes open, we unwound the wire cage, popped
out the Champagne-like cork, and admired the bubbles lazily rising through the
golden-amber ale. Those wine barrels were subtly detectable on the nose, but
the beer hit the palate as a classic harmonious tripel, with sweet malty tones and
a decadent finish. We hoped the original drunken howler monkey had enjoyed
his fermented Astrocaryum fruits half as much!
H
uman beings may be the only creatures who make beer. But if
we take a broad view of what “beer” is, they are not the only
creatures who drink it. As any thirsty paleontologist who has
scoured the torrid Arabian landscape with only a pallid “near beer” to
3
4 Grains and Yeast: A Mashup for the Ages
look forward to at the end of the day will tell you, the key ingredient of
this marvelous beverage is ethyl alcohol. Yet there is nothing intrinsi-
cally amazing about this simple molecule, which turns out to be aston-
ishingly widely distributed in nature. Vast clouds of it, for example,
swirl around the center of our Milky Way galaxy, giving rise to what
our colleague Neil deGrasse Tyson has called “the Milky Way Bar.” Far
surpassing anything in the famous bar in the first Star Wars movie, the
alcohol molecules in this galactic cloud add up, by Tyson’s calculation,
to something like “100 octillion liters of 200-proof hooch.” Disappoint-
ingly, though, the alcohol molecules offered by the Milky Way Bar are
so vastly outnumbered by those of water that, in combination, they
would yield a beverage of only 0.001 degrees proof.
Better, then, to look a bit closer to home. Although the numbers
may be less extravagant here on Earth, the results are a lot more inter-
esting. As we explain in Chapter 8, the yeasts that convert sugars into
alcohol are omnipresent in the environment, just waiting for the raw
materials to become available. And there is a lot of sugar around in the
global ecosystem for those yeasts to work on, especially since, toward
the end of the Age of Dinosaurs, some plants began producing flowers
and fruit to attract pollinators and seed dispersers. The Bertam palm
of Malaysia, for example, bears large flowers that exude a sugar-rich
nectar. This nectar spontaneously ferments to produce a pungent bev-
erage with some 3.8 percent alcohol by volume (ABV), which is about
the strength of the beer traditionally served in British pubs.
This generous provision has been noticed by a whole variety of
forest residents, but it is most particularly loved by our very remote
relative the pen-tailed tree shrew. During the flowering season these
tiny (chipmunk-sized) creatures binge on fermenting Bertam nectar for
hours at a time. In a single session, a pen-tail might consume an amount
equivalent to two six-packs of beer for an adult human, yet it will do so
without showing any signs of inebriation. That is just as well, because
the tree shrews’ habitat is rife with predators, and even a momentary
slowing of their reflexes could well prove fatal. Nobody knows how the
tree shrews pull off this remarkable trick; but what is clear is that the
palm nectar’s appeal to the tiny mammal goes far beyond the merely
nutritive.
Beer, Nature, and People 5
Still, if we examine the matter more closely, it begins to look a bit more
complicated than the drunken monkey explanation suggests. For a start,
6 Grains and Yeast: A Mashup for the Ages
alcohol and many of its derivatives are toxic to many organisms, includ-
ing most primates. Indeed, the ancestors of today’s yeasts are believed
to have hit on producing alcohol specifically as a weapon against the
other microorganisms with which they jostled for ecological space. And
although it has certainly given them a major edge in this regard, in suf-
ficient concentrations (usually around 15 percent ABV in wine, less in
a beer), alcohol is also toxic to the yeasts themselves. This is not a sig-
nificant issue out there in the natural world, but it is a very important
consideration in brew houses and wineries.
Closer to home, an unfortunate hedgehog was reported to have
expired after lapping up a lot less egg liqueur than it would have taken
to make him legally drunk in New York State. Even more suggestively,
at least as many mammalian fruit-eaters (primates included) are said
to be repelled by alcohol fumes as are attracted by them. Plainly, there
is something a little unusual about being drawn to alcohol, and some-
thing even more unusual about being able to handle relatively large
quantities of it—as we humans are to a certain extent, and tree shrews
are in spades.
So where does our (modestly impressive) human tolerance for
alcohol come from? As we discuss in more detail in Chapter 13, our
physiological ability to handle beer and other alcoholic beverages de-
rives from our bodies’ production of a class of enzymes called alcohol
dehydrogenases. Manufactured in a variety of internal organs, these en-
zymes break down alcohol molecules of all sorts into inoffensive smaller
components. One kind of alcohol dehydrogenase, called ADH4, is pres
ent in the tissues of the tongue as well as in the esophagus and stomach,
and is thus the first molecule of its kind your beer encounters when you
imbibe it. Like other alcohol dehydrogenases, ADH4 is far from mono-
lithic; instead it comes in a whole host of different versions. Some of
these go straight for the ethyl alcohol molecules; others attack differ-
ent alcohols, as well as the terpenoids that are widely present in plant
leaves, an important source of sustenance for many of our primate rela-
tives.
Molecular biologists have compared the distribution of alcohol-
active ADH4s among a broad sampling of primates ranging from bush
babies, to monkeys, to chimpanzees and humans. In doing so they dis-
Beer, Nature, and People 7
covered that, some ten million years ago, there was a dramatic switch
in the pre-human lineage from “ethanol inactive” ADH4 to an “ethanol
active” form. Caused by a single gene mutation, the change to the etha-
nol active version of the enzyme resulted in a forty-fold increase in the
body’s ability to metabolize ethanol.
Just why this transition occurred is hard to say. Indeed, it might
well have been an adaptively random event rather than one associated
with a specific dietary shift. Researchers trying to make a causal link
have suggested that the relatively large-bodied primate that first ac-
quired the enzymatic innovation might have spent increasing amounts
of time on the forest floor, precisely where it was most likely to en-
counter the ripest and most actively fermenting fallen fruit. But since
fermenting fruit can only make up a fraction of the diet of even the
most dedicated frugivore, it is doubtful that a more efficient use of this
resource could have alone accounted for this physiological innovation.
What is more, while the fateful shift certainly occurred in an an-
cient human precursor, the ancestor concerned appears to have lived
before the evolutionary split between humans and their closest relatives,
the chimpanzees and gorillas. It thus also existed before our ancestors
had become the omnivores that humans are today—which, in turn,
means that the change was not associated with anything that humans
or their close extinct relatives uniquely do, or did. Still, whatever the
initial context of this notable physiological innovation may have been,
it certainly preadapted more recent humans to handle ethyl alcohol
after they had (very much later) figured out how to make it in signifi-
cant quantities.
This doesn’t mean, of course, that early hominids (early members
of our own lineage) may not have had—and even joyfully expressed—
a predilection for the alcohol that mother nature, whatever her motives,
had generously given them the ability to tolerate. It is far from un-
common for naturally occurring sugars (in honey, nectar, or fruits) to
ferment spontaneously into alcohol; and despite the aversion to alco-
hol and its fumes that is also reported among fruit-eating and other
organisms, the literature is replete with anecdotal accounts of animals
of many kinds—elephants, moose, cedar waxwings, those howler mon-
keys—getting happily hammered on overripe fermenting fruits. It is
8 Grains and Yeast: A Mashup for the Ages
hard to imagine that our early ancestors did not at least occasionally
indulge themselves in this way—and indeed, there is now a scientific
account of our similarly alcohol-tolerant chimpanzee relatives doing
something similar.
Researchers at Bossou in the west African country of Guinea have
reported that wild chimpanzees repeatedly returned to a plantation of
raffia palms that workers had tapped to obtain sugar-rich sap. Drip-
ping into plastic containers, the sap would rapidly and spontaneously
ferment into prized palm toddy, which was normally collected by the
laborers at the end of the day. But the workers had other duties, and
while their attentions were elsewhere the chimpanzees would illicitly
retrieve the toddy, crumpling leaves to form “sponges” that could be
dipped into the full plastic containers. They would then eagerly suck
the liquid from the loaded sponges. The researchers estimated that, at
the point at which it was consumed by the apes, the toddy had typically
reached a pretty respectable ethanol content of 3.1 percent ABV. Some-
times it was as high as 6.9 percent.
Palm toddy begins fermentation as a sweet and delicate-tasting
beverage. But by the time the alcohol content has risen to the higher
levels achieved at Bossou, the liquid invariably becomes pungent and—
to us—quite repellent. Nonetheless, the chimpanzees appear to have
loved it, dipping and emptying their sponges on average almost ten
times a minute, for minutes on end. And while the sugar-rich sap is
undoubtedly nutritious, there can be little doubt that the chimpanzees
also greatly appreciated the alcoholic buzz that came along with it. The
researchers certainly noted “behavioural signs of inebriation” among
some of their subjects, though they reported no actual rowdiness. At
least at Bossou, chimpanzees apparently don’t seriously overindulge,
though some went right to sleep after finishing their drinking sessions.
Still, while apes may enjoy the buzz they get from alcohol—and
early human precursors almost certainly appreciated it too—there is an
added dimension to our own modern human experience of the ethanol
molecule. This is because only Homo sapiens, as far as we know, possesses
the kind of cognition that not only allows us to predict the future conse-
quences of our actions, but also gives us an awareness of our impending
mortality. This knowledge places an existential burden on humankind
Beer, Nature, and People 9
that no other species faces: a burden that, of all available drugs, alcohol
most benevolently helps alleviate.
Members of our species are uniquely capable of worrying not
only about what is happening to them right now, but about things that
might happen to them in the future. And since we know that our lives
are uncertain and fraught with hazard, we welcome anything that will
help distance us from this unpleasant reality. Through its inebriating
effects, alcohol helps us to keep that distance; and beer delivers that
alcohol both pleasantly and sociably. The French gastronome Jean An-
thelme Brillat-Savarin had this all figured out almost two centuries ago,
when he wrote that two significant characteristics differentiate us from
the beasts: fear of the future, and desire for fermented liquors. As an
added attraction, our peculiarly human cognitive style also allows us
to process the input from our senses in an entirely unprecedented way,
making it possible for us to analyze our experience of what we are drink-
ing in aesthetic terms (see Chapter 11). This adds yet another dimension
to our experience of beer, a beverage that offers us a huge variety of sen-
sory experiences to appreciate—and to argue about.
We will delve further into mild inebriation and its charms in Chapter
13. But before we forget the important point that any fermented bever-
age may be quite nutritious as well as intoxicating, we might also men-
tion that beer has occupied a very special place as a dietary resource
throughout the history of sedentary Homo sapiens. Intimately connected
both historically and chemically to bread, “the staff of life,” beer is often
referred to as “liquid bread.” Indeed, the two substances are so closely
related—after all, they are often fermented from the very same cereals
by the very same yeast species, Saccharomyces cerevisiae—that it is still vo-
ciferously argued which came first, bread or beer.
It is probably wise to avoid that controversy here, but we do want
to clear up a question that often comes up in barroom arguments in-
volving the bread-and-beer issue. As we will discuss in some detail in
Chapter 10, the byproducts of fermentation using yeasts are ethanol
10 Grains and Yeast: A Mashup for the Ages
and carbon dioxide. When a baker makes bread, he or she mixes the
dough and puts it in the oven. As the mixture heats up the yeast go to
work, producing carbon dioxide gas that bubbles into the dough, caus-
ing it to rise. But what happens to the ethanol inevitably generated at
the same time? Why don’t we get drunk eating bread as well as drink-
ing beer? The answer lies in the high temperatures involved in baking,
which cause most of the alcohol to evaporate. But not quite all. When
the bread leaves the oven, it contains a bit of residual ethanol; and
while the lingering quantity is mostly minute, sometimes as low as 0.04
percent ABV, for a moment or two it might be as much as 1.9 percent
ABV. No wonder fresh-baked bread smells so good! Interestingly, the
1.9 percent figure is very close to the 2 percent ABV that is the most
you can metabolize as fast as you take it in. So while some bread hot
out of the oven might momentarily contain half as much alcohol as the
average English ale, you could never eat it quickly enough to get even
slightly tipsy.
Why have humans so eagerly co-opted the natural process of fer-
mentation? Until the end of the Ice Ages, some ten thousand years ago,
all members of Homo sapiens were hunters and gatherers, living itiner-
ant lives and living off whatever bounty nature provided—which would
have varied greatly from place to place. There is some evidence that our
hunting-gathering forebears occasionally consumed cereals, but grains
did not come into their own as a major human dietary resource until
climates ameliorated at the end of the last Ice Age. The rise in tempera-
tures caused huge changes in the plant and animal resources locally
available to the human populations that by this point were scattered all
over the habitable world. In response to this major environmental chal-
lenge, people—independently in several different localities around the
globe—adopted settled lifestyles that depended on the domestication
of plants and animals.
This fateful transition to sedentary life was not a simple process,
and it unfurled differently and at varying paces from place to place.
But although it turned out to be a hugely Faustian bargain—hunter-
gatherers are typically much healthier and more egalitarian than seden-
tary folks are, with much more leisure time—the time had evidently
come for the new economic style. And everywhere the change hap-
Beer, Nature, and People 11
Overall the indications seem to be that, for most of us, the health
benefits of moderate drinking considerably outweigh its risks. But mod-
eration seems to be key, since there is no questioning the health and so-
cial damages that are wrought by excessively high intakes of alcohol—
damages that overwhelm any benefit that the alcohol might or might
not confer at lower levels of consumption. That same 2017 study found
that over the period it covered, male heavy drinkers had a 25 percent
increased risk of mortality from all causes compared to the lifetime ab-
stainers, and a whopping 67 percent additional risk of dying from can-
cer. As we stress in Chapters 12 and 13, quite aside from the terrible
social effects of alcoholism, these figures on their own make a compel-
ling argument for avoiding the immoderate consumption of any alco-
holic beverage. Still, in a perverse way they are (relatively) good news
for beer drinkers, whose preferred beverage has an inherent advantage
over drinks that deliver more alcohol per sip.
2
Beer in the
Ancient World
This, the parent of all modern ales, was one we had to make ourselves. Into
the pot went New York City water, a frighteningly large amount of fresh-milled
two-row barley, and a sockful of flaked barley for good measure. After boiling
this mixture, we added a gruit of hibiscus and other herbal and citrusy ingre-
dients, then let it ferment with available yeast. A month later we siphoned the
dark brown liquid into bottles, then aged it for two long weeks. Our first bottle
opened with a satisfying hiss. Now soupy and yellowish-brown in color, our
simple gruited ale was pleasingly sour on the palate, with a grassy aftertaste.
We were very agreeably surprised at how drinkable it was. No wonder those
Iron Age Germanic tribes had clung so tenaciously to their brewing traditions.
T
he first literary mention of beer firmly positions the beverage as
a civilizing influence. In the epic poem Gilgamesh, the mytholo-
gized account of a Sumerian king who reigned around 4,700
14
Beer in the Ancient World 15
years ago, a wild man called Enkidu is brought into a village and en-
treated to “Drink beer, as is the custom of the land.” Only once he had
drunk the beer, and consumed the bread he was also offered, was the
feral Enkidu at last considered ready to enter civilized society, and to
proceed to Gilgamesh’s capital city of Uruk. And what could have been
more emblematic of civilization than beer and bread? For the very exis-
tence of the fabled metropolis of Uruk had been made possible by the
productivity of the vast and astonishingly fertile cereal-growing plain
that lay between the Tigris and Euphrates rivers in Mesopotamia, the
“land between two streams.” The Sumerian Empire, like the Babylo-
nian one that followed it, was built on grain, and on the beer and bread
made from it.
By Gilgamesh’s time, settled life and the raising of the cereals
from which beer is made already had a respectably long history. As
noted earlier, the ancestral human hunting-gathering way of life began
to be abandoned when the huge polar icecaps started to shrink due to
climatic warming at the end of the last Ice Age. In their wanderings
around the landscape, ancient hunter-gatherers must have occasion-
ally encountered naturally fermenting fruits and honey, and the alcohol
they produced. Although it is doubtful that any fully itinerant human
societies ever possessed the technology necessary to malt and ferment
significant quantities of cereals, it is unlikely that, with the advent of
settled life, much time was allowed to pass before brewing began on a
significant scale.
In the Near East, where wheat and barley were first cultivated,
the transition from itinerant to settled life is particularly well docu-
mented at a Syrian site called Abu Hureyra. Between about 11,500 and
11,000 years ago, the people who camped there were still practicing a
traditional hunting and gathering lifestyle. By around 10,400 years ago,
their descendants had begun to supplement their diets with cultivated
cereals; and by 9,000 years ago, residents’ food supply came princi-
pally from domesticated animals and plants of various kinds—although
plenty of wild gazelles continued to be slaughtered on their annual mi-
grations through the area.
Over this period, Abu Hureyra itself developed from a gaggle of
simple roofed-over “pit dwellings” excavated in the ground, to a sub-
16 Grains and Yeast: A Mashup for the Ages
All that has been said on the character and the objects of the
gospel, may be exactly applied to this very similar production. So
completely does it resemble John’s gospel, in style, language,
doctrines and tendencies, that even a superficial reader might be
ready to pronounce, on a common examination, that they were
written in the same circumstances and with the same object. This
has been the conclusion at which the most learned critics have
arrived, after a full investigation of the peculiarities of both,
throughout; and the standard opinion now is, that they were both
written at the same time and for the same persons. Some reasons
have been given by high critical authority, for supposing that they
were both written at Patmos, and sent together to Ephesus,――the
epistle serving as a preface, dedication, and accompaniment of the
gospel, to those for whom it was intended, and commending the
prominent points in it to their particular attention. This beautiful and
satisfactory view of the object and occasion of the epistle, may
certainly be adopted with great propriety and justice; but in regard to
the places of its composition and direction, a different view is much
more probable, as well as more consistent with the notion, already
presented above, of the date and place of the gospel. It is very
reasonable to suppose that the epistle was written some years after
John’s return to Ephesus,――that it was intended, (along with the
gospel, for the churches of Asia generally, to whom John hoped to
make an apostolic pastoral visit, shortly,) to confirm them in the faith,
as he announces in the conclusion. There is not a single
circumstance in gospel or epistle, which should lead any one to
believe that they were directed to Ephesus in particular. On the
contrary, the total absence of anything like a personal or local
direction to the epistle, shows the justice of its common title, that it is
a “general epistle,” a circular, in short, to all the churches under his
special apostolic supervision,――for whose particular dangers,
errors and necessities, he had written the gospel just sent forth, and
to whom he now minutely commended that work, in the very opening
words of his letter, referring as palpably and undeniably to his
gospel, as any words can express. “Of that which ‘was from the
beginning, of the Word,’ which I have heard, which I have seen with
my eyes, which I have looked upon, which my hands have
handled,――of the Word of Life” &c.; particularizing with all the
minute verbosity of old age, his exact knowledge of the facts which
he gives in his gospel, assuring them thus of the accuracy of his
descriptions. The question concerns his reputation for fidelity as a
historian; and it is easy to see therefore, why he should labor thus to
impress on his readers his important personal advantages for
knowing exactly all the facts he treats of, and all the doctrines which
he gives at such length in the discourses of Christ. Again and again
he says, “I write,” and “I have written,” recapitulating the sum of the
doctrines which he has designed to inculcate; and he particularizes
still farther that he has written to all classes and ages, from the
oldest to the youngest, intending his gospel for the benefit of all. “I
have written to you, fathers,”――“unto you, young men,”――“unto
you, little children,” &c. What else can this imply, than a dedication of
the work concerning “the WORD,” to all stations and ages,――to the
whole of the Christian communities, to whom he commits and
recommends his writings;――as he writes “to the
fathers――because they know him who was from the
beginning,”――in the same way “to the young men, because they
are constant, and the Word of God dwells in them,” and “that the
doctrine they have received may remain unchangeable in them,” and
“on account of those who would seduce them.” He recapitulates
all the leading doctrines of his gospel,――the Messiahship, and the
Divinity of Jesus,――his Unity, and identity with the divine
abstractions of the Gnostic theology. Here too, he inculcates and
renewedly urges the great feeling of Christian brotherly love, which
so decidedly characterizes the discourses of Jesus, as reported in
his gospel. So perfect was the connection of origin and design,
between the gospel and this accompanying letter, that they were
anciently placed together, the epistle immediately following the
gospel; as is indubitably proved by certain marks in ancient
manuscripts.
It was mentioned, in connection with a former part of John’s life, that this epistle is
quoted by Augustin and others, under the title of the epistle to the Parthians. It seems very
probable that this may have been also addressed to those churches in the east, about
Babylon, which had certainly suffered much under the attacks of these same mystical
heretics. It is explained, however, by some, that this was an accidental corruption in the
copying of the Greek.――The second epistle was quoted by Clemens Alexandrinus, under
the title of “the epistle to the virgins,” προς παρθενους, which, as some of the modern critics
say, must have been accidentally changed to παρθους, by dropping some of the syllables,
and afterwards transferred to the first (!) as more appropriate;――a perfectly unauthorized
conjecture, and directly in the face of all rules of criticism.
These are both evidently private letters from John to two of his
intimate personal friends, of whose circumstances nothing whatever
being known, except what is therein contained, the notice of these
brief writings must necessarily be brief also. They are both honorably
referred to, as entertainers of the servants of Jesus Christ as they
travel from place to place, and seem to have been residents in some
of the Asian cities within John’s apostolic circuit, and probably
received him kindly and reverently into their houses on his tours of
duty; and them he was about to visit again shortly. The second
epistle is directed to a Christian female, who, being designated by
the very honorable title of “lady,” was evidently a person of rank; and
from the remark towards the conclusion, about the proper objects of
her hospitality, it is plain that she must have been also a person of
some property. Mention is made of her children as also objects of
warm affection to the aged apostle; and as no other member of her
family is noticed, it is reasonable to conclude that she was a widow.
The contents of this short letter are a mere transcript, almost
verbatim, of some important points in the first, inculcating Christian
love, and watchfulness against deceivers;――(no doubt the
Gnostical heretics,――the Cerinthians and Nicolaitans.) He
apologizes for the shortness of the letter, by saying that he hopes
shortly to visit her; and ends by communicating the affectionate
greetings of her sister’s children, then residents in Ephesus, or
whatever city was then the home of John. The third epistle is
directed to Gaius, (that is, Caius, a Roman name,) whose hospitality
is commemorated with great particularity and gratitude in behalf of
Christian strangers, probably preachers, traveling in his region.
Another person, named Diotrephes, (a Greek by name, and probably
one of the partizans of Cerinthus,) is mentioned as maintaining a
very different character, who, so far from receiving the ministers of
the gospel sent by the apostle, had even excluded from Christian
fellowship those who did exercise this hospitality to the messengers
of the apostle. John speaks threateningly of him, and closes with the
same apology for the shortness of the letter, as in the former. There
are several persons, named Gaius, or Caius, mentioned in apostolic
history; but there is no reason to suppose that any of them was
identified with this man.
For these lucid views of the objects of all these epistles, I am mainly indebted to Hug’s
Introduction, to whom belongs the merit of expressing them in this distinctness, though
others before him have not been far from apprehending their simple force. Michaelis, for
instance, is very satisfactory, and much more full on some points. In respect to the place
whence they were written, Hug appears to be wholly in the wrong, in referring them to
Patmos, just before John’s return. Not the least glimmer of a reason appears, why all the
writings of John should be huddled together in his exile. I can make nothing whatever of the
learned commentator’s reason about the deficiency of “pen, ink and paper,” (mentioned in
Epistle ii. 12, and iii. 13.) as showing that John must still have been in “that miserable
place,” Patmos. The idea seems to require a great perversion of simple words, which do not
seem to be capable of any other sense than that adopted in the above account.
To this period of his life, are referred those stories of his miracles
and actions, with which the ancient fictitious apostolic narratives are
so crowded,――John being the subject of more ancient traditions
than any other apostle. Some of those are so respectable and
reasonable in their character, as to deserve a place here, although
none of them are of such antiquity as to deserve any confidence, on
points where fiction has often been so busy. The first which follows,
is altogether the most ancient of all apostolic stories, which are not in
the New Testament; and even if it is a work of fiction, it has such
merits as a mere tale, that it would be injustice to the readers of this
book, not to give them the whole story, from the most ancient and
best authorized record.
For this series of fables I am indebted again to the kindness of Dr. Murdock, in whose
manuscript lectures they are so well translated from the original romances, as to make it
unnecessary for me to repeat the labor of making a new version from the Latin. The sight of
the results of abler efforts directly before me, offers a temptation to exonerate myself from a
tedious and unsatisfactory effort, which is too great to be resisted, while researches into
historical truth have a much more urgent claim for time and exertion.
The only one of all these fables that occurs in the writings of the Fathers, is the first,
which may be pronounced a tolerably respectable and ancient story. It is narrated by
Clemens Alexandrinus, (about A. D. 200.) The story is copied from Clemens Alexandrinus
by Eusebius, from whom we receive it, the original work of Clemens being now lost.
Chrysostom also gives an abridgement of the tale. (I. Paraenes ad Theodosius) Anastasius
Sinaita, Simeon Metaphrastes, Nicephorus Callistus, the Pseudo-Abdias, and the whole
herd of monkish liars, give the story almost verbatim from Clemens; for it is so full in his
account as to need no embellishment to make it a good story. Indeed its completeness in all
these interesting details, is one of the most suspicious circumstances about it; in short, it is
almost too good a story to be true. Those who wish to see all the evidence for and against
its authenticity, may find it thoroughly examined in Lampe’s Prolegomena to a Johannine
Theology (I. v. 4‒10.) It is, on the whole, the best authorized of all the stories about the
apostles, which are given by the Fathers, and may reasonably be considered to have been
true in the essential parts, though the minute details of the conversations, &c., are probably
embellishments worked in by Clemens Alexandrinus, or his informants.
The rest of these stories are, most unquestionably, all unmitigated falsehoods; nor does
any body pretend to find the slightest authority for a solitary particular of them. They are
found no where but in the novels of the Pseudo-Abdias, and the martyrologies. (Abdiae
Babyloniae episcopi et Apostolorum discipuli de Historia, lib. V., St. John.)
his death.
Respecting the close of his life, all antiquity is agreed that it was
not terminated by martyrdom, nor by any violent death whatever, but
by a calm and peaceful departure in the course of nature, at a very
great age. The precise number of years to which he attained can not
be known, because no writer who lived within five hundred years of
his time has pretended to specify his exact age. It is merely
mentioned on very respectable ancient authority, that he survived to
the beginning of the reign of Trajan. This noblest of the successors
of Julius, began his splendid reign in A. D. 98, according to the most
approved chronology; so that if John did not outlive even the first
year of Trajan, his death is brought very near the close of the first
century; and from what has been reasonably conjectured about his
age, compared with that of his Lord, it may be supposed that he
attained upwards of eighty years,――a supposition which agrees
well enough with the statement of some of the Fathers, that he died
worn out with old age.
Jerome has a great deal to say also, about the age of John at the time when he was
called, arguing that he must have been a mere boy at the time, because tradition asserts
that he lived till the reign of Trajan. Lampe very justly objects, however, that this proof
amounts to nothing, if we accept another common tradition, that he lived to the age of 100
years; which, if we count back a century from the reign of Trajan, would require him to have
attained mature age at the time of the call. Neither tradition however, is worth much. Our old
friend Baronius, too, comes in to enlighten the investigation of John’s age, by what he
considers indubitable evidence. He says that John was in his twenty-second year when he
was called, and passing three years with Christ, must have been twenty-five years old at the
time of the crucifixion; “because,” says the sagacious Baronius, “he was then initiated into
the priesthood.” An assertion which Lampe with indignant surprise stigmatizes as showing
“remarkable boldness,” (insignis audacia,) because it contains two very gross
errors,――first in pretending that John was ever made a priest, (sacerdos,) and secondly in
confounding the age required of the Levites with that of the priests when initiated. For
Baronius’s argument resting wholly on the very strange and unfounded notion, that John
was made a priest, is furthermore supported on the idea that the prescribed age for entering
the priesthood was twenty-five years; but in reality, the age thus required was thirty years,
so that if the other part of this idle story was true, this would be enough to overthrow the
conclusion. Lampe also alludes to the absurd idea of the painters, in representing John as a
young man, even while writing his gospel; while in reality all writers agree that that work was
written by him in his old age. This idea of his perpetual youth, once led into a blunder some
foolish Benedictine monks, who found in Constantinople an antique agate intaglio,
representing a young man with a cornucopia, and an eagle, and with a figure of victory
placing a crown on his head. This struck their monkish fancies at once, as an
unquestionable portrait of John, sent to their hands by a miraculous preservation.
Examination however, has shown it to be a representation of the apotheosis of Germanicus.
But even here, the monkish inventors have found room for new
fables; and though the great weight of all ancient testimony deprives
them of the opportunity to enter into the horrible details of a bloody
and agonizing death, they can not refuse themselves the pleasure of
some tedious absurdities, about the manner of his death and burial,
which are barely worth a partial sketch, to show how determined the
apostolic novelists are to follow their heroes to the very last, with the
glories of a fancifully miraculous departure.
Protoclete.――Hammond claims this peculiar honor for Philip, with great zeal. (See
his notes on John i. 43.)
The testimony of the Fathers on this point, is simply this. Eusebius (Church History, III.
31,) quotes Polycrates, bishop of Ephesus, who, in his letter to Victor, bishop of Rome,
(written A. D. 195, or 196,) makes mention of Philip in these exact words: “Philip, who was
one of the twelve apostles, died in Hierapolis;” (in Phrygia;) “and so did two of his
daughters, who had grown old in virginity. And another of his daughters, after having
passed her life under the influence of the Holy Spirit, was buried at Ephesus.” This certainly
is a most perfect identification of Philip the apostle with Philip the deacon; for it is this latter
person who is particularly mentioned in Acts, xxi. 8, 9, as “having four daughters who did
prophesy.” He is there especially designated as “Philip the evangelist, one of the seven,”
while Polycrates expressly declares, that this same person “was one of the twelve.”
Eusebius also, in the preceding chapter, quotes Clemens Alexandrinus as mentioning Philip
among those apostles who were married, because he is mentioned as having had
daughters; and Clemens even adds that these were afterwards married, which directly
contradicts the previous statement of Polycrates, that three of them died virgins, in old age.
Yet Eusebius quotes all this stuff, with approbation.
Papias, (A. D. 140,) bishop of Hierapolis, the very place of the death and burial of Philip,
is represented by Eusebius as having been well acquainted with the daughters of Philip,
mentioned in Acts, as the virgin prophetesses. Papias says that he himself “heard these
ladies say that their father once raised a dead person to life, in their time.” But it deserves
notice, that Papias, the very best authority on this subject, is no where quoted as calling this
Philip “an apostle;” though Eusebius, on his own authority, gives this name to the Philip of
whom Papias speaks. It is therefore reasonable to conclude, that this blunder, betraying
such a want of familiarity with the New Testament history, originated after the time of
Papias, whose intimate acquaintance with Philip’s family would have enabled him to say, at
once, that this was the deacon, and not the apostle; though it is not probable that he was
any less deplorably ignorant of the scriptures than most of the Fathers were.
Now what can be said of the testimony of the Fathers on points where they can not refer,
either to their own personal observation, or to informants who have seen and heard what
they testify? The only way in which they can be shielded from the reproach of a gross
blunder and a disgraceful ignorance of the New Testament, is, that they were right in
identifying these two Philips, and that modern theologians are wrong in making the
distinction. On this dilemma I will not pretend to decide; for though so little reverence for the
judgment and information of the Fathers has been shown in this book, there does seem to
me to be some reason for hesitation on this point, where the Fathers ought to have been as
well informed as any body. They must have known surely, whether, according to the notions
of those primitive ages of Christianity, there was any incompatibility between the apostleship
and the deaconship! If their testimony is worth anything on such points, it ought to weigh so
much on this, as to cause a doubt whether they are not right, and the moderns wrong.
However, barely suggesting this query, without attempting a decision, as Luther says, “I will
afford to other and higher spirits, occasion to reflect.”
This is all the satisfaction that the brief records of the inspired or
uninspired historians of Christianity can give the inquirer, on the life
of this apostle;――so unequal were the labors of the first ministers of
Christ, and their claims for notice. Philip, no doubt, served the
purpose for which he was called, faithfully; but in these brief
sketches, there are no traces of any genius of a high character, that
could distinguish him above the thousands that are forgotten, but
whose labors, like those of the minutest animals in a mole-hill,
contribute an indispensable portion to the completion of the mass, in
whose mighty structure all their individual efforts are swallowed up
forever.
NATHANAEL, BAR-THOLOMEW.
his name and call.
A few very brief notices are given of this apostle by John, who
alone alludes to him, otherwise than by a bare mention on the list. It
is mentioned in his gospel that Nathanael was of Cana, in Galilee, a
town which stood about half-way between lake Gennesaret and the
Mediterranean sea; but the circumstances of his call seem to show
that he was then with Philip, probably at or near Bethsaida. Philip,
after being summoned by Jesus to the discipleship, immediately
sought to bring his friend Nathanael into an enjoyment of the honors
of a personal intercourse with Jesus, and invited him to become a
follower of the Messiah, foretold by Moses and the prophets, who
had now appeared, as Jesus of Nazareth, the son of Joseph. On
hearing of that mean place, as the home of the promised King of
Israel, Nathanael, with great scorn, replied, in inquiry, “Can any good
thing come out of Nazareth?” To this sneering question, Philip
answered by the simple proposition, “Come and see;”――wisely
judging that no argument could answer his friend’s prejudice so well
as an actual observation of the character and aspect of the
Nazarene himself. Nathanael, accordingly, persuaded by the
earnestness of his friend, came along with him, perhaps, partly to
gratify him, but, no doubt, with his curiosity somewhat moved to
know what could have thus brought Philip into this devout regard for
a citizen of that dirty little town; and he therefore readily
accompanied him to see what sort of prophet could come out of
Nazareth.
On the day but one after this occurrence, as John records, Jesus
was in Cana of Galilee, the residence of Nathanael, and was present
at a wedding which took place there. From the circumstance that the
mother of Jesus was there also, it would seem likely that it was the
marriage of some of their family friends; otherwise the conjecture
might seem allowable, that the presence of Jesus and his disciples
on this occasion, was in some way connected with the introduction of
Nathanael to Jesus; and that this new disciple may have been some
way concerned in this interesting event. The manner in which the
occurrence is announced,――it being next specified, that two days
after the occurrences recorded in the end of the first chapter, Jesus
was present at a marriage in Cana of Galilee,――would seem to
imply very fairly, that Jesus had been in some other place
immediately before; and it is probable therefore, that he
accompanied Nathanael home from Bethsaida, or whatever place
was the scene of his calling to the discipleship, along with Philip. The
terms of the statement are not, however, absolutely incompatible
with the idea of this first introduction of these two disciples to Jesus,
in Cana itself, which may have been the part of Galilee into which
Jesus is said to have gone forth, after leaving Bethabara; although,
the reasons above given make it probable that Bethsaida was the
scene. After this first incident, no mention whatever is made of
Nathanael, either under his proper name, or his paternal appellation,
except that when the twelve were sent forth in pairs, he was sent
with his friend Philip, that those who had been summoned to the
work together, might now go forth laboring together in this high
commission. One solitary incident is also commemorated by John, in
which this apostle was concerned, namely, the meeting on the lake
of Gennesaret, after the resurrection, where his name is mentioned
among those who went out on the fishing excursion with Peter. His
friend Philip is not there mentioned, but may have been one of the
“two disciples,” who are included without their names being given.
From this trifling circumstance, some have concluded that Nathanael
was a fisherman by trade, as well as the other four who are
mentioned with him; and certainly the conjecture is reasonable, and
not improbable, except from the circumstance, that his residence
was at Cana, which is commonly understood to have been an inland
town, and too far from the water, for any of its inhabitants to follow