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The Philosophy of Philip Kitcher
The Philosophy
of Philip Kitcher
1
1
Oxford University Press is a department of the University of Oxford. It furthers
the University’s objective of excellence in research, scholarship, and education
by publishing worldwide. Oxford is a registered trade mark of Oxford University
Press in the UK and certain other countries.
1 3 5 7 9 8 6 4 2
Printed by Sheridan, USA
CONTENTS
Contributors vii
Introduction 1
Mark Couch and Jessica Pfeifer
1. Kitcher against the Platonists 14
Gideon Rosen
Reply to Rosen
2. Kitcher’s Two Design Stances 45
Karen Neander
Reply to Neander
3. Proximate and Ultimate Information in Biology 74
Paul E. Griffiths
Reply to Griffiths
4. Bringing Real Realism Back Home: A Perspectival Slant 98
Michela Massimi
Reply to Massimi
5. Unificationism, Explanatory Internalism, and Autonomy 121
James Woodward
Reply to Woodward
6. Special-Science Autonomy and the Division of Labor 153
Michael Strevens
Reply to Strevens
7. Toward a Political Philosophy of Science 182
John Dupré
Reply to Dupré
8. Kitcher on Science, Democracy, and Human Flourishing 206
Lorraine Daston
Reply to Daston
9. Deliberating Policy: Where Morals and Methods Mix 229
Nancy Cartwright and Alexandre Marcellesi
Reply to Cartwright and Marcellesi
10. Function and Truth in Ethics 253
Michael Smith
Reply to Smith
11. What to Do While Religions Evolve before Our Very Eyes 273
Daniel Dennett
Reply to Dennett
References 289
Index 301
[ vi ] Contents
CONTRIBUTORS
1.
* For help with this volume we are grateful to a number of people, including Kyle
Stanford, Peter Godfrey-Smith, Laura Franklin-Hall, Jim Thomas, Silvena Milenkova,
Philip Kitcher, the contributors, Seton Hall University, University of Maryland,
Baltimore County, and discussions with several others. A special thanks to our editors
at Oxford University Press, Peter Ohlin and Emily Sacharin, for their guidance dur-
ing this project, and Nisha Dayalan and Judith Hoover for their help in preparing the
manuscript. Philip Kitcher would also like to say thank you to the contributors for each
of their chapters.
This volume provides an examination of various areas of Kitcher’s phi-
losophy. In this introduction we provide some background for the reader by
describing a number of his major works and how his interests have devel-
oped over the years. Given the many works that have been written, there
won’t be an attempt to cover everything.
A good place to begin is with the first book Kitcher published, which
was on the issue of scientific creationism. In the 1970s some of the cre-
ationists in the United States were becoming more open with their view
that the scientific evidence that existed did not undermine the creation
story in the Bible. This culminated in a number of books defending scien-
tific creationism. In 1982 Kitcher wrote Abusing Science: The Case against
Creationism in reply to the emergence of this view, arguing that the cre-
ationist authors were bending the science to support their positions. In
this work Kitcher carefully explains how to think about scientific evidence
and the content of evolutionary theory and other issues that were rel-
evant to the creationists’ approaches. He patiently describes their mis-
takes in trying to make the science appear to support their positions. He
explains that the problems with their approaches become apparent once
one is clear about what the science actually says and how to understand
it properly. Several of the ideas Kitcher touches on in this book he would
develop further at a later time.
In other work during this period Kitcher turned his attention to issues in
the history and philosophy of mathematics (which was the area of his doc-
toral work). While the focus was different, this raised issues related to what
came before. In The Nature of Mathematical Knowledge (1983), Kitcher aimed
at understanding the historical development of mathematical knowledge.
His interest here is with understanding how mathematics developed as a
practice and how an appreciation of this informs our account of mathemat-
ics itself. He takes the view that mathematical knowledge is empirical in the
tradition of John Stuart Mill. We should understand mathematical practice
as depending on perceptual experiences in the origins of the subject and
developing from there through a sequence of rational transitions to more
complex parts of mathematics. Such an approach does not involve making
reference to abstract objects to explain mathematics. Characterized in this
way, mathematics takes its place alongside other empirical disciplines that
serve to improve our knowledge.
Around this time Kitcher also devoted several years to gaining a better
understanding of the sciences and their features. One area on which he
focused was the notion of scientific explanation. The proposal he offered
was an account of explanation that drew on earlier work in the area. The
distinctive feature of the account was to appeal to the notion of unification
Introduction [3]
to provide us with objective knowledge about the world. To explain this
Kitcher offers his readers improved accounts of such notions as explana-
tion and rationality as they occur in the practice of science. Once these are
understood, we are in a better position to understand the development of
scientific knowledge. We can recognize the critics’ concerns without having
to give up the view that science develops in a largely rational manner.
After this Kitcher continued to develop his work along these lines. While
he worked on other issues, he never strayed far from his interest in under-
standing the sciences in general. Several years had passed since the publica-
tion of The Advancement of Science before Kitcher’s next book on the subject
appeared, and in the intervening years he had come to think that some of
his earlier views needed to be revised. In a sequence of works he explains
what should be retained from this previous work and how it should be
modified to better reflect the practice of the sciences. In Science, Truth, and
Democracy (2001b), he makes a number of suggestions. Whereas previously
he had thought there was a single, overriding goal of the sciences, he came
to think this was misleading. The sciences develop in their individual ways,
and we should recognize a plurality of practical and epistemic aims that
exist since this view is more consistent with how the sciences have arisen
historically. In addition, Kitcher argues that more attention should be paid
to the issue of how the sciences fit into society, particularly its democratic
aspects. It is evident that science develops in relation to the broader society
of which it is a part. For this reason part of understanding science involves
understanding the role of science in society and how to think of the relation
between scientists’ interests in their research and the needs of the larger
society (e.g., think of how some scientists are interested in pure research
and how this may differ from citizens’ interests in solving particular medi-
cal conditions). The suggestions Kitcher made tried to be sensitive to the
interests of both and describe the proper role of science in society. The view
he presented he called “well-ordered science.”
The details of this view are further developed in Science in a Democratic
Society (2011b). Here Kitcher provides more specific accounts of what
a well-ordered science would look like under his conception, making his
suggestions more concrete and working out how they apply in the circum-
stances. There is a balance that needs to be struck between the expertise of
the scientist on factual questions relevant to public policy and the recogni-
tion that value-laden decisions about which policies to pursue should be
informed by input from the public. How this balance should be struck, and
the difficulties involved in it, are addressed with a number of proposals.
These works focus on understanding the role of science in society and
the value of scientific research. But the specific issue of value and its
Introduction [5]
important problems and repay careful reading. The second point relates to
the breadth of Kitcher’s knowledge, which becomes apparent as soon as one
considers the several areas on which he’s worked. The range of his contri-
butions to traditional areas of philosophy, as well as other areas of broader
interest, is seldom found today among scholars in any field. We would sug-
gest that anyone who believes philosophy has become narrow in scope should
see in Kitcher an example of someone who has avoided this sort of parochial
perspective.
2.
The above review has described some of the central areas of Kitcher’s
large body of work. While it would be impossible to cover all the areas in
which Kitcher has made a significant contribution, we have tried to cre-
ate a volume that represents the breadth of his research. The contributors
have been asked to raise critical issues about different aspects of this work,
and Kitcher has been given the opportunity to reply. The remainder of this
introduction provides a summary of the chapters.
Gideon Rosen’s essay, “Kitcher against the Platonists,” is a critique of
Kitcher’s anti-platonism in mathematics that focuses on Kitcher’s (2012b)
more recent work. In both that work and his earlier work (1983), Kitcher
attempts to avoid platonism by arguing that the truth of mathemati-
cal claims does not require the existence of mathematical objects of any
sort. Kitcher (1983) defends a non-face-value semantics for mathematical
claims, arguing that the subject matter of mathematics is actually a hypo-
thetical collecting activity of idealized agents. Later (2012b) he defends
the view that mathematics is a collection of games and that mathematical
claims are not descriptions and don’t have a subject matter of any sort. He
provides a novel defense of this formalism by arguing against any view that
attributes a subject matter to mathematics, including platonism. In par-
ticular he argues that platonists have no good explanation of how symbol
manipulation could lead to the discovery of new abstract objects. There is a
gap between the basis for mathematical claims and the ultimate standard
of correctness in mathematics on the platonist view. In response, Rosen
argues that a version of platonism—moderate platonism—can answer
Kitcher’s charge. Unlike Benacerraf (1973), Kitcher’s critique of platonism
does not rely on a general constraint on knowledge. Rosen argues that
without such a general constraint Kitcher’s conclusion does not follow for
a moderate platonist. The moderate platonist can accept that there is a gap
Introduction [7]
others have been engaged in developing. He distinguishes between proxi-
mate and ultimate information and describes new accounts of each that can
be used to help characterize gene-environment interaction in a way that
respects Kitcher’s causal democracy principle. He argues that we can com-
bine the insights of interventionist accounts of causation with Shannon’s
information theory to develop an account of proximate information in
terms of causal specificity. Moreover by revising Shea’s (2013) account of
ultimate, teleological information, Griffiths defends a notion of biologi-
cal teleology that can figure in proximate explanations of development.
This also allows him to show how the teleological notion of information
might be more closely aligned with the proximate account he discusses.
Both notions of information are consistent with Kitcher’s principle since
both leave open which causal factors—genetic or environmental—might
be carriers of information. Hence rather than being a barrier to under-
standing gene-environment interaction, Griffiths argues, biological infor-
mation might prove useful in vindicating Kitcher’s argument that a correct
response to genetic determinism requires patient, empirical study of the
relative importance of various causal factors in development in a way that
respects the principle of causal democracy.
Michela Massimi’s “Bringing Real Realism Back Home: A Perspectival
Slant” is an attempt to rescue Kitcher’s (2001a) Real Realism from an inad-
equacy she believes it faces by bringing it back to Kitcher’s earlier Kantian
roots. Massimi focuses on Kitcher’s response to Laudan’s (1981) histori-
cal argument against realism, and specifically his use of the distinction
between working posits and idle wheels of theories. While she considers
Kitcher’s argument one of the most persuasive replies to such challenges,
there are historical cases wherein Kitcher’s approach seems inadequate. She
diagnoses the problem as resulting from his stringent notion of success.
She distinguishes “success from above” (which might be Nagel’s view from
nowhere or the real realist’s view from now) and her own preferred “success
from within.” She argues that our current vantage point is not privileged; it
is just one perspective among many. Rather than assess past theories from
our current perspective, we should assess them using their own standards
of success, but from other subsequent or rival perspectives, which include
the richer information such perspectives have at hand. She maintains that
false claims could not satisfy such a criterion of success. Her perspectival-
ism thereby provides the Real Realist with an alternative route to defend-
ing realism without privileging our own perspective. Where Kitcher relies
on our own perspective to pick out those parts of theories that are deemed
true from our own perspective, her perspectival realism identifies claims
that we have reason to believe are true, since they are justifiably retained
Introduction [9]
approach of compartmentalization involves plugging black boxes into
a system’s inputs and outputs, while stratification involves black-boxing
lower-level phenomena and building a model of the system out of the black
boxes. Stratification makes clear how explanatory autonomy is compat-
ible with reductionism. While objective irrelevance can lead to functional
stratification, scientists often decide to black-box lower-level phenomena
that are objectively relevant as a way of efficiently dividing cognitive labor;
in such cases the lower-level phenomena are objectively relevant, but prac-
tical considerations about how to efficiently divide labor entail that they
are contextually irrelevant. Such practical considerations do not entail that
contextual irrelevance is merely pragmatic or observer relative but depends
on what Strevens calls “functional difference-making.” Hence the world
allows for functional stratification, which enables scientists to efficiently
divide cognitive labor. Explanatory autonomy is thereby preserved in a way
that is consistent with explanatory reductionism.
In “Toward a Political Philosophy of Science,” John Dupré directs his
attention to Kitcher’s notion of a well-ordered science. While he thinks
Kitcher’s goals are laudable, he is less sanguine about whether or to what
extent well-ordered science is achievable and skeptical that Kitcher’s pro-
posed methods for realizing it are the most fruitful. Dupré focuses on two
main issues: how we ought to decide which research to fund (or even allow
to be pursued) and how democratic decisions should be made about the
application of science to public policy. He argues that implicit in Kitcher’s
work is the idea that science, democracy, and ethics are all social technolo-
gies. What he considers especially enlightening in Kitcher’s work are the
ways that science and democracy can come into conflict, which Dupré
sees as especially problematic in the information age. However, Dupré is
skeptical that Kitcher’s proposed solutions to ill-ordered science are either
workable or helpful. He argues that it is unclear how Kitcher’s idealized
conversations can be harmonized with actual conversations. He also ques-
tions the relevance of such idealized conversations for addressing the dis-
cord between democracy and science, given that such discord is a problem
of social technology. In addition, while he thinks the citizen juries that
Kitcher recommends are perhaps successful in some cases, such juries are
often ill-suited to the task. Given the current social system we inhabit, more
systematic political changes are needed. Where Kitcher’s focus is primarily
on equality of voice, Dupré argues that well-ordered science is hampered by
the inequality of resources that our current social system promotes.
Lorraine Daston, in “Kitcher on Science, Democracy, and Human
Flourishing,” focuses on Kitcher’s attempt to reconcile science and democ-
racy and his use of history in defending his views. First, she questions
Introduction [ 11 ]
and think that causality is linear and “God-given.” Causal relations are far
more complex, while the objective relations we discover through RCTs are
local, surface-level, and expressible only in language specific to the RCTs.
Instead of using other types of investigation that would be a better guide
to causal structure and hence a better guide for policy decisions, we over-
generalize from a few “objective” RCTs without adequately addressing the
moral ramifications of doing so.
In “Function and Truth in Ethics,” Michael Smith raises concerns about
Kitcher’s (2011a) account of ethical truth as developed in The Ethical Project.
Kitcher builds ethical truth out of ethical progress. Ethical rules count as
true if they are retained as ethical codes progress. Smith argues that this
account of moral truth leads to problems once we realize that progress is
to be understood in terms of promoting ongoing cooperation. On Kitcher’s
account there is a gap between the ethical rules we need to adopt in order
for ethical practice to serve its function—which Smith argues Kitcher must
understand as promoting ongoing cooperation—and the moral beliefs
many of us (including Kitcher) hold. Hence Kitcher’s views about the func-
tion of ethical practice, together with his pragmatic naturalist account of
the truth of ethical claims, entail that many of our ethical beliefs are false.
Moreover ongoing cooperation is sometimes aided in crucial ways by the
fact that such “false” beliefs (beliefs that are false by Kitcher’s lights) are
widely shared. Fortunately we can accept Kitcher’s account of the function
of ethical practice without adopting his account of ethical truth. Smith
considers two alternatives he maintains are preferable: noncognitivist and
Kantian accounts of ethical truth. He defends both of these possibilities
against Kitcher’s objections. Either would also allow us to disambiguate the
causal question of why we have adopted the rules we have and the justifi-
catory question of what rules we ought to adopt. We can thereby accept
Kitcher’s account of the function of ethical practice, while leaving open
what function ethical practice ought to serve and what moral beliefs we
can legitimately assert are true.
Daniel Dennett’s essay, “What to Do While Religions Evolve before Our
Very Eyes,” focuses on Kitcher’s (2011c) essay “Militant Modern Atheism,”
in which he argues that the New Atheists fail to account for the positive
role religion can play in people’s lives. Consequently their militant athe-
ism is likely to be counterproductive in the end. Kitcher argues that it
is possible to maintain a religious life even in the face of criticisms the
modern atheists have effectively wielded, and for at least some people it
is beneficial to do so. He distinguishes between the belief model of reli-
gion and the orientation model, arguing that the orientation model opens
up such possibilities and more adequately accounts for the aspects of
Introduction [ 13 ]
CHAPTER 1
Mathematics is replete with results that affirm (or seem to affirm) the exis-
tence of mathematical objects. For example:
1. There are several senses in which an object may be said to be “abstract.” This
usage follows a tradition deriving from Frege ([1918] 1984), but the objects of pure
There are exactly three ways to resist this argument. You can take the
eccentric view that numbers and the rest are (despite appearances) con-
crete entities (Forrest and Armstrong 1987). You can step back from ordi-
nary mathematics and hold that while the existence theorems may be good
mathematics, they are not true and so cannot serve as premises in a sound
argument (Field 1980). Or you can hold—and this is trickier—that while
the existence theorems are true and so fit to serve as premises, their truth
does not require the existence of mathematical objects of any sort.
This last position is tricky for obvious reasons. It is a plain contradiction
to say:
There are prime numbers greater than 15, but there are no numbers.2
mathematics are presumably abstract in every sense if they exist at all. See Rosen
(2014) for discussion of the terminological point.
2. Compare the closing sentence of Benacerraf (1965, 73): “If truth be known, there
are no such things as numbers; which is not to say that there are not at least two prime
numbers between 15 and 20.”
3. One important feature of this argument for present purposes is that it is not a
semantic argument. It does not assume a “Tarskian” account of mathematical truth,
or any other such determinate account. The argument uses, but does not mention,
mathematical vocabulary. It thus puts pressure on any theorist who is happy to use
mathematical vocabulary in the usual ways, regardless of his or her semantic views. For
a more complete statement of the argument, see Rosen and Burgess (2005).
K i t c h e r a g a i n s t t h e P l at o n i s t s [ 15 ]
Kitcher has never been tempted to identify the objects of mathematics
with concrete things or to dismiss ordinary mathematics as a false but use-
ful fiction. His view has always been that settled mathematics is just fine as
it is, but that its claims, properly understood, do not concern a domain of
mathematical objects.
Kitcher’s 1983 book, The Nature of Mathematical Knowledge, defends a
version of anti-platonism according to which the subject matter of math-
ematics is not a domain of entities but rather the hypothetical “collecting
activity” of an idealized human agent. Like many anti-platonist strategies
from the period, this one works by constructing a “non–face value seman-
tics” for (part of) the language of mathematics. Such semantic theories yield
a mapping S → S* from ordinary mathematical claims like “There is a prime
number greater than 15” to claims in a modal language that do not seem to
require the actual existence of abstract entities: roughly, claims of the form
“If the concrete world had been thus and so, then such and such would have been
the case.” The mapping is designed to associate truths (falsehoods) in the
mathematical language with truths (falsehoods) in the modal language in
such a way as to preserve intuitive entailment relations among claims. But
more than this: the mapping is supposed to give the meaning of the original
mathematical claim and so to show it to be the sort of claim that does not
require the existence of mathematical objects for its truth.
Since Kitcher has abandoned this approach I will not dwell on his par-
ticular version of it. But it is worth asking how views of this sort respond
to the quick argument for platonism sketched in the previous section. The
reductive nominalist cannot deny that there are prime numbers greater
than 15, since his view will map this mathematical claim onto a modal
claim he accepts by means of a semantic mapping that is designed to pre-
serve truth value. Nor can he deny that there are numbers, since the lat-
ter claim is a logical consequence of the first and his mapping is designed
to preserve logical relations.4 Instead he must say—and this is the tricky
bit—that while there are indeed infinitely many numbers of various sorts,
it is a kind of nonsense to ask whether these numbers are abstract or con-
crete, whether they exist in space, and so on. The paraphrase procedure that
“gives meaning” to statements in the language of mathematics associates
each ordinary mathematical statement with a definite (modal) content; but
4. These points are emphasized in Alston (1958). The neglect of this paper in the
literature on mathematical platonism is striking, especially in view of the fact that
Alston’s paper was reprinted in the field-defining collection Benacerraf and Putnam
(1964). A striking exception is Wright (1983), the first important work to emphasize
the significance of Alston’s point for the metaphysics of mathematics.
5. To my knowledge the reductive nominalists have not made this point explicitly,
but I believe it is the only way for them to evade Alston’s point.
K i t c h e r a g a i n s t t h e P l at o n i s t s [ 17 ]
“derivable” in chess, that is, whether it can arise through play accord-
ing to the rules. But it makes no sense to ask whether a configuration of
chess pieces correctly represents its subject matter. According to the view
Kitcher now holds, mathematics is a collection of “games” for transform-
ing strings of nonrepresentational squiggles. These games are governed
by rules implicit in our practices and sometimes known explicitly to
mathematicians. We can make combinatorial, metamathematical state-
ments about these strings and the rules that govern them. These state-
ments constitute what Frege ([1903] 2013, §93) calls the theory of the
game, and for all Kitcher says, they may be genuinely representational.
But “There are prime numbers greater than 15” is not a metamathemati-
cal statement about the game. It is a configuration of pieces within the
game. The rules governing the manipulation of these pieces may give the
string a kind of “meaning.” But the string and its parts do not stand for
anything, so it makes no sense to ask what the objects it describes are
like, or whether it describes them correctly.
How does this position block the quick argument for platonism
sketched at the outset? Kitcher does not say, but the answer must be
this: Whereas a string like “17 is a prime number” may be derivable in
the game of arithmetic and hence assertible in a sense, metaphysical
statements like “The number 17 is not in space” or “The number 17 is an
abstract object” are like
is green.
VARIETIES OF PLATONISM
Before we turn to the argument, I should say a word about its official tar-
get. As is well known, the view we have called “platonism” comes in two
flavors (Chihara 1973). Both hold that mathematics is concerned with a
domain of immaterial abstract objects. The hardcore platonist’s distinctive
claim is that these objects play something like a causal role in mathemati-
cal practice: that mathematicians are somehow aware of them or sensitive
to them, and hence that our mathematical beliefs are sometimes shaped
by the objects they represent. The moderate platonist denies this, insist-
ing that abstract objects do not impinge on us in any way. To put the con-
trast dramatically, the hardcore platonist holds that if the numbers had not
existed (per impossible, but so what?), the history of mathematics would
have been quite different, whereas the moderate holds that it might have
unfolded just as it did.6
I mention this familiar contrast because Kitcher often writes as if hard-
core platonism were the only form of platonism on offer. Thus after an ele-
gant review of the history that led to the acceptance of imaginary numbers,
K i t c h e r a g a i n s t t h e P l at o n i s t s [ 19 ]
a history in which certain early figures (Cardano and Bombelli) stumbled
on the complex roots of cubic equations only to dismiss the new numbers
as “subtile and useless,” Kitcher (2012b, 182) writes:
More generally Kitcher supposes that any platonist must hold that when
the domain of mathematics is extended, new objects are “discovered”—
or worse, “detected”—in roughly the sense in which Mendel discovered/
detected genes. Thus after entertaining the view that the sort of symbol
manipulation that led to complex arithmetic simply counts as a way of
“detecting” new abstract objects, Kitcher responds:
In none of these instances do we have any serious account of how the symbolic
manipulations serve as a way of detecting the alleged abstract entities. In the
Mendelian case, it’s possible to provide a positive causal explanation for why
the detection via pea plants works. Mendel himself saw part of this, and that’s
why he could take his observations of the pea plants to be ways of detecting
underlying “factors.” He could justifiably use his “instrument” because he had
an account of how the phenomena he was trying to detect were related to the
properties he was able to observe . . . . Imagine properly educated counterparts
of Bombelli, Euler, Hamilton and Lagrange who fully subscribe to the Platonic
wisdom. Like Mendel, they would surely reflect on how their “instruments,” in
this case their symbolic practices, enable them to detect the underlying entities,
and platonic wisdom would supply them with no answer. Thus if they had what
is supposed to be the correct philosophical view of the matter, they would not
have been able to proceed as they did. (184–85)
I will return to this passage later. The point to emphasize for now is that this
talk of “detection” makes sense only if the view under discussion is hard-
core platonism. Moderates deny that mathematical objects are detected, on
the ground that detection is a causal process, and so reject the demand to
say how the complex numbers were detected.
Of course the moderate platonist does believe in mathematical discovery
in a bland sense. To discover a fact in the bland sense is simply to come to
SI-NGAN-FU,
SINGAN FU, The Chinese Imperial Court at.
SIRDAR, Egyptian.
SLAVERY: A. D. 1885.
Emancipation in Cuba.
SLAVERY: A. D. 1895.
New anti-slavery law in Egypt.
SLAVERY: A. D. 1896.
Abolition in Madagascar.
SLAVERY: A. D. 1897.
Compulsory labor in Rhodesia.
SLAVERY: A. D. 1897.
Subjugation of Fulah slave raiders in Nupé and Ilorin.
SLAVERY: A. D. 1899.
Forced labor in Congo State.
SLESWICK:
Complaints of German treatment.
BELGIUM: A. D. 1894-1895;
SWITZERLAND: A. D. 1894-1898;
SOKOTO.
SOUDAN.
See (in this volume)
SUDAN.
{456}
(d) That the South African Colonies and States, either each
for itself or in conjunction with one another, shall
regulate their own native affairs, employing thereto the
forces of the land by means of a satisfactory burgher law;
and
(f) The watching over the public honor, and against the
adulteration of the necessaries of life, and the defiling
of ground, water, or air, as well as against the spreading
of infectious diseases.
See, in volume 4,
SOUTH AFRICA: A. D. 1885-1893.
{457}
{458}
Edward Dicey,
British Suzerainty in the Transvaal
(Nineteenth Century, October, 1897).
In its preamble, the Convention of 1884 recites that—"Whereas
the Government of the Transvaal State, through its Delegates,
consisting of [Kruger, Du Toit and Smit], have represented
that the Convention signed at Pretoria on the 3rd day of
August, 1881, and ratified by the Volksraad of the said State
on the 25th of October, 1881, contains certain provisions
which are inconvenient, and imposes burdens and obligations
from which the said State is desirous to be relieved, and that
the south-western boundaries fixed by the said Convention
should be amended with a view to promote the peace and good
order of the said State, … now, therefore, Her Majesty has
been pleased to direct," &c.—substituting the articles of a
new Convention for those signed and ratified in 1881.
Articles XIV. and XV. read thus: Article XIV. "All persons,
other than natives, conforming themselves to the laws of the
South African Republic, (a) will have full liberty, with their
families, to enter, travel or reside in any part of the South
African Republic; (b) they will be entitled to hire or possess
houses, manufactories, warehouses, shops and premises; (c)
they may carry on their commerce either in person or by any
agents whom they may think fit to employ; (d) they will not be
subject, in respect of their persons or property, or in
respect of their commerce or industry, to any taxes, whether
general or local, other than those which are or may be imposed
upon citizens of the said Republic." Article XV. "All persons,
other than natives, who establish their domicile in the
Transvaal between the 12th day of April, 1877, and the 8th day
of August, 1881, and who within twelve months after such last
mentioned date have had their names registered by the British
resident, shall be exempt from all compulsory military service
whatever." Article XVI. provides for a future extradition
treaty; XVII. for the payment of debts in the same currency in
which they were contracted; XVIII. establishes the validity of
certain land grants; XIX. secures certain rights to the
natives; XX. nullifies the Convention if not ratified by the
Volksraad within six months from the date of its
signature—February 27, 1884.
{459}
1st.
The settlement of the boundary, especially on the western
border of the Republic, in which the deputation eventually
acquiesced only under the express conditions with which the
Raad agree.
2nd.
The right of veto reserved to the British Crown upon treaties
to be concluded by the Republic with foreign powers; and
3rd.
The settlement of the debt.
Also in:
State Papers, British and Foreign, volume 75.
"It was not until 1884 that England heard of the presence of
gold in South Africa. A man named Fred Stuben, who had spent
several years in the country, spread such marvellous reports
of the underground wealth of the Transvaal that only a short
time elapsed before hundreds of prospectors and miners left
England for South Africa. When the first prospectors
discovered auriferous veins of wonderful quality on a farm
called Sterkfontein, the gold boom had its birth. It required
the lapse of only a short time for the news to reach Europe,
America, and Australia, and immediately thereafter that vast
and widely scattered army of men and women which constantly
awaits the announcement of new discoveries of gold was set in
motion toward the Randt [the Witwatersrand or
Whitewatersridge]. … In December, 1885, the first stamp mill
was erected for the purpose of crushing the gneiss rock in
which the gold lay hidden. This enterprise marks the real
beginning of the gold fields of the Randt, which now yield one
third of the world's total product of the precious metal. The
advent of thousands of foreigners was a boon to the Boers, who
owned the large farms on which the auriferous veins were
located. Options on farms that were of little value a short
time before were sold at incredible figures, and the prices
paid for small claims would have purchased farms of thousands
of acres two years before. In July, 1886, the Government
opened nine farms to the miners, and all have since become the
best properties on the Randt. … On the Randt the California
scenes of '49 were being re-enacted. Tents and houses of sheet
iron were erected with picturesque lack of beauty and
uniformity, and during the latter part of 1886 the community
had reached such proportions that the Government marked off a
township and called it Johannesburg. The Government, which
owned the greater part of the land, held three sales of
building lots, or 'stands,' as they are called in the
Transvaal, and realized more than $300,000 from the sales. …
Millions were secured in England and Europe for the
development of the mines, and the individual miner sold his
claims to companies with unlimited capital. The incredibly
large dividends that were realized by some of the investors
led to too heavy investments in the Stock Exchange in 1889,
and a panic resulted. Investors lost thousands of pounds, and
for several months the future of the gold fields appeared to
be most gloomy. The opening of the railway to Johannesburg and
the re-establishment of stock values caused a renewal of
confidence, and the growth and development of the Randt was
imbued with renewed vigour. Owing to the Boers' lack of
training and consequent inability to share in the development
of the gold fields, the new industry remained almost entirely
in the hands of the newcomers, the Uitlanders [so called in
the language of the Boers], and two totally different
communities were created in the republic. The Uitlanders, who,
in 1890, numbered about 100,000, lived almost exclusively in
Johannesburg and the suburbs along the Randt. The Boers,
having disposed of their farms and lands on the Randt, were
obliged to occupy the other parts of the republic, where they
could follow their pastoral and agricultural pursuits. The
natural contempt which the Englishmen, who composed the
majority of the Uitlander population, always have for persons
and races not their intellectual or social equals, soon
created a gulf between the Boers and the newcomers."
H. C. Hillegas,
Oom Paul's People,
chapter 3
(with permission of D. Appleton & Co., copyright, 1899).
A. P. Hillier,
Raid and Reform,
pages 24-29 (London: Macmillan & Co.).
SOUTH AFRICA:
Portuguese Possessions: A. D. 1891.
Delagoa Bay Railway question.
SOUTH AFRICA:
The Transvaal: A. D. 1894.
Estimated population.