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Systems, Self-Organization
and Information
Ivo A. Ibri, Center for Pragmatism Studies, Pontifical Catholic University of São
Paulo (PUC-SP), Brazil.
William Alfred Pickering, Center for Logic, Epistemology, and the History of
Science, University of Campinas (UNICAMP), Brazil.
Claudia Wanderley, Center for Logic, Epistemology, and the History of Science,
University of Campinas (UNICAMP), Brazil.
Contents
List of contributorsviii
Introduction1
Alfredo Pereira Jr., William Alfred Pickering, and
Ricardo Ribeiro Gudwin
Part I
Foundational studies 5
Part II
Biophysical and cognitive approaches 85
Part III
Practical issues 123
Part IV
Semiotic studies 173
Index231
CONTRIBUTORS
Ettore Bresciani Filho, Center for Logic, Epistemology, and the History of
Science, University of Campinas (UNICAMP), Brazil.
Michel Debrun (1921–1997), Center for Logic, Epistemology, and the History
of Science, University of Campinas (UNICAMP), Brazil.
Itala M. Loffredo D’Ottaviano, Center for Logic, Epistemology, and the History
of Science, University of Campinas (UNICAMP), Brazil.
Complex system studies are a growing area of central importance to a wide range
of disciplines. Here, we publish the research from members of the Interdisciplinary
Self-Organization Group of the Center for Logic, Epistemology, and the History of
Science at the State University of Campinas (Campinas, São Paulo State, Brazil).
This research group was formed in order to foster the theoretical and applied
study of complex systems, and has operated continuously since its foundation.
The chapter authors, representing a variety of disciplines, are all members of
this group, as well as professors and academic researchers at B razilian universi-
ties. The chapters are structured logically and integrated around the theme of
Self-Organization in complex systems, forming a mosaic of different perspec-
tives held together by this central idea. By publishing this collection in English1,
we make these works accessible to an international audience interested in com-
plex systems theory and the related areas of Self-Organization and Information
Theory.
The history of this book begins in the 1980s, when French philosopher
Dr. Michel Debrun organized a series of seminars to study self-organizing sys-
tems. At the same time, two researchers of the Department of Philosophy of the
State University of São Paulo (UNESP), located in the city of Marília, São Paulo
State, Brazil, went to England to study information theory and cognitive science.
Another series of seminars focused on self-organizing systems, organized by
Dr. Célio Garcia, was taking place almost 400 miles away in the graduate phi-
losophy program at the Federal University of Minas Gerais (UFMG), located in
the city of Belo Horizonte in Minas Gerais State. Members of the three groups
joined forces at the end of the 1980s under the leadership of Dr. Debrun. After
his death in 1996, Dr. Itala Loffredo D’Ottaviano took his place in the organiza-
tion of seminars and the coordination of research, tasks that she has continued to
perform up to the present time.
2 Alfredo Pereira Jr. et al.
The works by Debrun that compose the first two chapters of this book were
originally published in Portuguese 1996, but were only recently translated
into English. Debrun constructed an original approach to the concept of Self-
Organization, using relevant ideas from his predecessors, among them Auguste
Cournot, Heinz von Foerster, Hal Ashby, Henri Atlan, Humberto Maturana,
Francisco Varela, Ilya Prigogine, and Jean-Pierre Dupuy. A self-organizing
s ystem is conceived as an open system that builds its organization and function-
ality from the patterns of interaction of its components. Self-Organization can
coexist with hetero-organization, understood as the case when the organiza-
tion and functionalities of a system do not derive from the free interaction of
the system’s components. In consonance with his previous studies on Antonio
Gramsci, Debrun argues that a linear hierarchy – as in the case of dictatorial
political organizations – is not an instance of Self-Organization, even when the
center of power is located inside the system. His concept of Self-Organization
requires that the dynamics of a system arise from the free interaction of the
components.
The concepts of systems theory used in Debrun’s approach to Self-
Organization were further developed by D’Ottaviano, a skilled logician,
m athematician, and philosopher, with Ettore Bresciani Filho collaborating
with his strong background in engineering and administration. They provide
apt definitions of concepts such as “system”, “structure”, “organization”, “func-
tionality”, and “boundary”. The dynamics of self-organizing systems is heav-
ily dependent on the information that is available to and processed by their
sub-systems. A cognitive scientist and a philosopher, Maria Eunice Quilici
Gonzalez, from the U NESP-Marília group, has joined forces with Alfredo
Pereira Jr., a philosopher of science, who participated in the UFMG group to
discuss the role of information in Self-Organization. This chapter was origi-
nally published in 2008, building on a previous work published in 1996. The
authors distinguish informational processes from the properly causal physical
processes present in cognitive agents, and attempt to categorize the kinds of
information that contribute to self-organizing processes. Extending this frame-
work, we have chosen the remaining chapters from the collections of articles
previously published in Portuguese by our group, and have also included other
articles by group members that deserve to be presented to an international in-
terdisciplinary community.
The book is divided into four sections. The first section is on founda-
tional concepts, and the second section focuses on biophysical and cognitive
approaches to Self-Organization, containing chapters on the complex dynam-
ics of living systems, self-organized adaptation, and learning in computational
systems. The third section discusses practical issues of information technology
and related ethical questions, all dealt with in the social context of community
Self-Organization and technology. The chapters in the final section take a semi-
otic perspective, investigating the convergence of Peircean philosophy with the
Introduction 3
Note
1 Several of the chapters are English translations of previous publications in Portuguese:
Chapters 1 and 2: Michel Debrun – A Idéia de Auto-Organização and A Dinâmica
da Auto-Organização Primária, in Debrun, M., Gonzalez, M.E.Q., and Pessoa Jr.,
O. (Orgs.) Auto Organização-Estudos Interdisciplinares, Coleção CLE 18, CLE-
UNICAMP, 1996 previously translated by Valéria Venturella; Chapter 3: Ettore
Bresciani Filho and Itala Maria Loffredo D’Ottaviano – Conceitos Básicos de
Sistêmica, in D’Ottaviano, I.M.L. and Gonzalez, M.E.Q. (Orgs.) Auto-Organização;
Estudos Interdisciplinares Coleção CLE 30, CLE-U NICAMP, 2000; Chapter 4:
A lfredo Pereira Jr. and Maria Eunice Quilici Gonzalez – O Papel das Relações
Informacionais na Auto-Organização Secundária, in Bresciani Filho, E., D’Ottaviano,
I.M.L., Gonzalez, M.E.Q. and Souza, G.M. (Orgs.) Auto-Organização; Estudos In-
terdisciplinares Coleção CLE 52, CLE-U NICAMP, 2008; Chapter 5: Ricardo Pereira
Tassinari – Sobre a Realidade-Totalidade como Saber Vivo e a Auto-Organização do
Espaço Físico, in Bresciani Filho, E., D ’Ottaviano, I.M.L., Gonzalez, M.E.Q., and
Souza, G.M. (Orgs.) Auto-Organização; Estudos Interdisciplinares Coleção CLE 52,
CLE-U NICAMP, 2008; Chapter 6: Romeu Cardoso Guimarães – Dinâmica Vital,
em Bresciani Filho, E., D’Ottaviano, I.M.L., Gonzalez, M.E.Q., Pellegrini, A.M., and
Andrade, R.S.C. – Auto-Organização; Estudos Interdisciplinares Coleção CLE 66,
CLE-UNICAMP, 2014; Chapter 9: Mariana Cláudia Broens – Auto-Organização e
Ação: uma abordagem sistêmica da ação comum, in Bresciani Filho, E., D’Ottaviano,
I.M.L., Gonzalez, M.E.Q., and Souza, G.M. (Orgs.) Auto-Organização; Estudos Inter-
disciplinares Coleção CLE 52, CLE-UNICAMP, 2008; Chapter 11: Renata Cristina
Geromel Meneghetti – Uma Compreensão da Economia Solidária à luz da Teoria da
Auto-Organização, in Bresciani Filho, E., D’Ottaviano, I.M.L., Gonzalez, M.E.Q.,
Pellegrini, A.M., and Andrade, R.S.C. – A uto-Organização; Estudos Interdisciplin-
ares Coleção CLE 66, CLE-UNICAMP, 2014; Chapter 13: Vinícius Romanini –
Prolegômenos para uma teoria semiótica da Auto-Organização, in Bresciani Filho,
E., D’Ottaviano, I.M.L., Gonzalez, M.E.Q., Pellegrini, A.M., and Andrade, R.S.C. –
Auto-Organização; Estudos Interdisciplinares Coleção CLE 66, CLE-UNICAMP,
2014; Chapter 15: Lauro Frederico Barbosa da Silveira – Pragmatismo e o Princípio da
Continuidade no Cosmos Auto-Organizado, in Souza, G.M., D’Ottaviano, I.M.L. and
Gonzalez, M.E.Q. (Orgs.) Auto-Organização: Estudos Interdisciplinares Coleção CLE
38, CLE-U NICAMP, 2004.
Part I
Foundational studies
1
The idea of Self-Organization
Michel Debrun
Definition of “Self-Organization”
Therefore, we arrive at a new definition that clarifies the first one: there is Self-
Organization every time the appearance or the restructuring of a form, throughout
a certain process, is due to the process itself – and to its intrinsic characteristics –
and, only to a lesser degree, to its initial conditions, to the interchange with the
environment, or to the casual presence of a supervising instance.
a The greater the chasm between the complexity of the final form and the
complexity of the sum of the influences (and of casual interactions between
these influences) received from the initial conditions and other conditioning
circumstances, the greater the degree of the Self-Organization.
b Self-Organization is always, to some extent, a creation. This does not nec-
essarily mean that it is incompatible with the principle of determinism. If it
is compatible (by means of, perhaps, a certain bending or even a redefinition
of the idea of determinism), that will force us to speak of “ deterministic cre-
ation” in the same sense that some speak of “deterministic chaos”. But this
issue will not be examined here.
c Considering that Self-Organization is not an absolute issue but a relative
one, principles other than that of Self-Organization can intervene beside it,
The idea of Self-Organization 9
to, for instance, the distance between the elements (for example, the initial
“great distance” or “reciprocal stanching” between two ideas in someone’s
mind), we will refer to it as simply a “jumble”. Another initial condition
that is capable of stimulating or enhancing (or stopping) the autonomy of the
process is the frame in which it develops. This frame is formed by institu-
tional dispositions (the definition of legitimate targets, of rules of function-
ing, of possible sanctions, and so forth), in the case of competitions that can
be playful, sportive, economic, political or cultural, and/or actual limits. For
example, the process of the Self-Organization of a crowd that tries to escape
a building on fire will have a greater probability of being autonomous and
creative in relation to these initial conditions if there are multiple possible
solutions than if there is just one. In the latter case, the initial conditions tend
to rigidly determine the closure, and Self-Organization tends to be replaced
by the evolution of a common dynamical system.
In a nutshell, depending fundamentally on itself, that is, being auton-
omous, is the first condition for an organized process to be “self ”, to be
“itself ”, to be intelligible to itself. Autonomy with respect to the initial
conditions, in turn, is favored by something that, at first sight, seems to be
antagonistic to it: the very initial conditions or part of them.
b But the process is “self ” in a second sense: it develops through a task of
itself on itself. This second aspect implied by our definition is the most
controversial one and is found, directly or indirectly, in the aim of authors
such as Ashby (1962) or Fodor (1980). How can we understand this “twist”
of the process on itself? Is not this just a play of words? It could be proved,
probably, that none of the stages that occur throughout a self-organizing
process are rigidly unitary, that such a process always allows for some dis-
tance, greater or smaller, depending on the case, between its elements or
parts. And that certain parts, at certain moments, can be “more organizing”,
while other parts are “more organized”, with possible interchangeability of
roles. This is what makes it possible for the Whole to organize itself, in spite
of the conjunctural inequalities.
c Finally, as it evolves towards the constitution of a form – or towards the
restructuring of a given form – the process is “self ” or itself in a third sense:
the form is not a passive result of the process. The form becomes, through
a final organizational adjustment, a resisting gestalt (capable of self-reference
in certain cases). It has an identity, or it is an identity, which reproduces, in
a certain way, in relation to the whole process, the autonomy of this process
in relation to its initial conditions.
Primary Self-Organization
In the first case of interaction, within a configuration and a possible framework
of rules, Self-Organization can be seen as the task of a “macro-agent” of itself
on itself, the “process without subject” mentioned by Althusser (1965). This
does not mean that this macro-agent has, at least at the starting point, its own
objectives, tendencies, and so forth: the only targets – legitimated or not by the
frame of interaction – are the participants. It can be, in fact, that some of these
elements try to convey a certain orientation to the whole (for example, around a
“national project”). But what will actually decide whether or not there is collective
Self-Organization is the way in which the proposal is internalized, applied,
redefined, diluted, and so forth as the subsequent interactions occur. In any case,
the eminent causality of the process is interactive causality, unless, of course, there
is the emergence of an agent – individual or collective (for example, a powerful
elite) – capable of imposing one course of events or another. But, in that case, it is
no longer a matter of Self-Organization but of hetero-organization.
In the same way, when agents associate around a cooperative project (or around
the decision to elaborate such a project), this project itself, as a knot uniting all
agents’ volition, does not guarantee that Self-Organization has occurred or will
occur. Volition can be unstable and contradictory. What counts is the sedimen-
tation of “something”, which can even be the project itself, or something similar,
that would have received the “stamp” of interaction.
As for this first type of Self-Organization, we will state that it is “primary” to
point out that it does not depart from an already constituted “form” (a being, a
system, and so on) but that, on the contrary, there is the “sedimentation” of a form.
Secondary Self-Organization
When it comes to what occurs in an organism, we will say that secondary
Self-Organization takes place when this organism can go, from its own opera-
tions, performed on itself, from a certain complexity level – corporal, intellectual,
The idea of Self-Organization 13
3 Reinforcement of endo-causality:
formation of memories, projects,
attractors.
Self-fulfilling prophecy
“Structural”
history
“Procedural”
history
“Chaotic” dynamical systems,
in which “real” temporality
still plays a role. Happenings
Figure 1.2 S elf-Organization and other types of acts, processes, or situations from
the perspective of the degree of control that they exercise upon one
another.
The idea of Self-Organization 17
the elements (which are, because of that, semi-distinct). Even so, an inter-
nal creation is possible, and here, it will consist in a relation of interaction/
collaboration instead of interaction/competition; each pole will stimulate the
other to be “more like itself ” because each one needs the other to develop. An
instance of this: the relation, discussed by Weber (1930), between capitalism
and Protestantism in the two “supports” that Holland or England were in
the seventeenth century. In such a case, none of the elements is a mere con-
sequence or expression of the other. Each one possessed relative autonomy
within the previous background of a “connection of meaning” (manifestation
of reciprocal interiority), which did not exist, for instance, between capitalism
and Catholicism. It is u nderstood, in these conditions, that each pole can,
at the same time, need the other (since they are different) and assimilate the
other’s contribution (since they belong to the same universe of meaning). In a
nutshell, Protestantism justifies the accumulation and the increase of wealth in
contraposition with the “waste” of other eras, whereas the internal and global
expansion of capitalism grants the diffusion of some type of Protestantism. We
will say that there was creative Self-Organization, the constitution of an orig-
inal bipolar form. Because, although plausible in the seventeenth-century con-
text, this form was not “inscribed in reality”, and in order to emerge, it needed
an “organizational adjustment” which constituted a historical invention.
f Finally, the creativity in Self-Organization depends, above all, on the very
interaction between elements, both distinct and semi-distinct. We thus re-
turn to the beginning of this text. What is decisive is not the intervening
mechanisms or the emerging sub-processes in the course of the very process.
This will be discussed in detail in another text, dedicated to the dynamics of
primary Self-Organization (Debrun, Chapter 2, this volume). We will only
remark upon the role played by temporality – or the constitution of a specific
temporality for each Self-Organization process. As a complex game develops
between real memory (that is, memory not only reconstituted by the observer
but also experienced by the system being constituted or redefined) and antici-
pations based on this memory, the process can at the same time “go forward”
and crystallize in a form, progressively creating an attractor and soon obeying
it – or, inversely, d isobeying it – until a definitive attractor has matured.
1 The notions or “key words” are not, perhaps, all that would be expected in
the intuitive sense that we tend to attribute to “Self-Organization”. Let us
list these notions:
a Actually distinct elements;
b Meeting, and non-“conditioning”, of these elements;
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91.
Answer
92.
When may a man reasonably complain of his coffee?
Answer
93.
Why does a duck put her head under water?
Answer
94.
Why does she take it out again?
Answer
95.
In what terms does Shakespeare allude to the muddiness of the
river on which Liverpool lies?
Answer
96.
97.
Why is a man who never bets, as bad as one who bets
habitually?
Answer
98.
When is a bonnet not a bonnet?
Answer
99.
Answer
100.
Answer
101.
Helen, after sitting an hour, dressed for a walk, at length set out
alone, leaving the following laconic note for the friend who, she had
expected, would accompany her:
2 8.
2
Answer
102.
Come and commiserate one who was blind,
Helpless and desolate, void of a mind;
Guileless, deceiving; though unbelieving,
Free from all sin.
By mortals adored, still I ignored
The world I was in.
King Ptolemy’s, Cæsar’s, and Tiglath Pilezer’s
Birth days are shown;
Wise men, astrologers, all are acknowledgers,
Mine is unknown.
I never had father or mother
Alive at my birth.
Lodged in a palace, taunted by malice,
I did not inherit by lineage or merit,
A spot on the earth.
Nursed among pagans, no one baptized me,
Sponsor I had, who ne’er catechised me;
She gave me the name to her heart that was dearest;
She gave me the place to her bosom was nearest;
But one look of kindness she cast on me never,
Nor word of my blindness I heard from her ever.
Encompassed by strangers, naught could alarm me;
I saved, I destroyed, I blessed, I alloyed;
Kept a crown for a prince, but had none of my own;
Filled the place of a king, but ne’er had a throne;
Rescued a warrior, baffled a plot;
Was what I seemed not, seemed what I was not;
Devoted to slaughter, a price on my head,
A king’s lovely daughter watched by my bed.
How gently she dressed me, fainting with fear!
She never caressed me, nor wiped off a tear;
Ne’er moistened my lips, though parched and dry,
What marvel a blight should pursue and defy?
’Twas royalty nursed me wretched and poor;
’Twas royalty cursed me in secret, I’m sure.
I lived not, I died not, but tell you I must,
That ages have passed since I first turned to dust.
This paradox whence? this squalor, this splendor?
Say, was I king, or silly pretender?
Fathom the mystery, deep in my history—
Was I a man?
An angel supernal, a demon infernal?
Solve it who can.
Answer
103.
A blind beggar had a brother. This blind beggar’s brother went to
sea and was drowned. But the man that was drowned had no
brother. What relation to him, then, was the blind beggar?
Answer
104.
Two brothers were walking together down the street, and one of
them, stopping at a certain house, knocked at the door, observing: “I
have a niece here, who is ill.” “Thank Heaven,” said the other, “I have
no niece!” and he walked away. Now, how could that be?
Answer
105.
“How is that man related to you?” asked one gentleman of
another.
Answer
106.
Describe a cat’s clothing botanically.
Answer
107.
What is that which boys and girls have once in a lifetime, men
and women never have, and Mt. Parnassus has twice in one place?
Answer
108.
Why is the highest mountain in Wales always white?
Answer
109.
To what two cities of Massachusetts should little boys go with
their boats?
Answer
110.
Answer
NOTABLE NAMES.
111.
Answer
112.
Answer
113.
Answer
114.
115.
A little more
Than a sandy shore.
Answer
116.
Answer
117.
A head-dress.
Answer
118.
Inclining to one of the four parts of the compass.
Answer
119.
A mineral and a chain of hills.
Answer
120.
A metal, and a worker in metals.
Answer
121.
A sound made by an insect; and a fastening.
Answer
122.
A sound made by an animal; and a fastening.
Answer
123.
A sound made by an animal, and a measure of length.
Answer
124.
A Latin noun and a measure of quantity.
Answer
125.
A bodily pain.
Answer
126.
The value of a word.
Answer
127.
A manufactured metal.
Answer
128.
To agitate a weapon.
Answer
129.
A domestic animal, and what she cannot do.
Answer
130.
Which is the greater poet, William Shakespeare or John Dryden?
Answer
131.
A barrier before an edible; a barrier built of an edible.
Answer
132.
One-fourth of the earth’s surface, and a preposition.
Answer
133.
One-fourth of the earth’s surface, and a conjunction.
Answer
134.
A song; to follow the chase.
Answer
135.
A solid fence, a native of Poland.
Answer
136.
An incessant pilgrim; fourteen pounds weight.
Answer
137.
A quick succession of small sounds.
Answer
138.
Obsolete past participle of a verb meaning to illuminate.
Answer
139.
A carriage, a liquid, a narrow passage.
Answer
140.
To prosecute, and one who is guarded.
Answer
141.
A letter withdraws from a name to make it more brilliant.
Answer
142.
A letter withdraws from a name and tells you to talk more.
Answer
143.
Why is a man who lets houses, likely to have a good many
cousins?
Answer
144.
What relation is the door-mat to the door-step?
Answer
145.
What is it that gives a cold, cures a cold, and pays the doctor’s
bill?
Answer
146.
What is brought upon the table, and cut but never eaten?
Answer
147.
What cord is that which is full of knots which no one can untie,
and in which no one can tie another?
Answer
148.
What requires more philosophy than taking things as they come?
Answer
149.
What goes most against a farmer’s grain?
Answer
150.
Which of Shakespeare’s characters killed most poultry?
Answer
151.
THE BISHOP OF OXFORD’S RIDDLE.
Answer
153.
Answer
154.
Answer
155.
1. A common fish, or an Eastern bay;
2. Part of a visage, or self to say;
3. The lowest part of window or door;
Whole. The end of a will that was made before.
Answer
156.
I have a little friend who possesses something very precious. It is
a piece of workmanship of exquisite skill, and was said by our
Blessed Saviour to be an object of His Father’s peculiar care; yet it
does not display the attribute of either benevolence or compassion. If
its possessor were to lose it, no human ingenuity could replace it;
and yet, speaking generally, it is very abundant. It was first given to
Adam in Paradise, along with his beautiful Eve, though he previously
had it in his possession.
It will last as long as the world lasts, and yet it is destroyed every
day. It lives in beauty after the grave has closed over mortality. It is to
be found in all parts of the earth, while three distinct portions of it
exist in the air. It is seen on the field of carnage, yet it is a bond of
affection, a token of amity, a pledge of pure love. It was the cause of
death to one famed for beauty and ambition. I have only to add that it
has been used as a napkin and a crown, and that it appears like
silver after long exposure to the air.
Answer
157.
When the king found that his money was nearly all gone, and that
he really must live more economically, he decided on sending away
most of his wise men. There were some hundreds of them—very fine
old men, and magnificently dressed in green velvet gowns with gold
buttons. If they had a fault, it was that they always contradicted each
other when he asked their advice—and they certainly ate and drank
enormously. So, on the whole, he was rather glad to get rid of them.
But there was an old lay which he did not dare to disobey, which said
there must always be:
158.
Why are not Lowell, Holmes, and Saxe the wittiest poets in
America?
Answer
159.
Why did they call William Cullen Bryant, Cullen?
Answer
160.
Why do we retain only three hundred and twenty-five days in our
year?
Answer
161.
What seven letters express actual presence in this place; and,
without transposition, actual absence from every place?
Answer
162.
Is Florence, (Italy,) on the Tiber? If not, on what river does it lie?
Answer both questions in one word.
Answer
163.
Is there a word in our language which answers this question, and
contains all the vowels?
Answer
164.
What is it that goes up the hill; and down the hill, and never
moves?
Answer
165.