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Spine Health Special Section

Evolution of Minimally Invasive Lumbar Spine Surgery


Arbaz A. Momin1 and Michael P. Steinmetz2

Spine surgery has evolved over centuries from first being INTRODUCTION
practiced with Hippocratic boards and ladders to now being
able to treat spinal pathologies with minimal tissue invasion.
With the advent of new imaging and surgical technologies,
spine surgeries can now be performed minimally invasively
T he foundations of today’s modern technologic innovations
in spine surgery can be traced back to teachings and
principles of Egyptian and Greek scholars. In Greece,
Hippocrates (c. 460e370 BCE) was lauded for his teachings of the
spine, which stressed the importance and function of the spine.
with smaller incisions, less blood loss, quicker return to daily
activities, and increased visualization. Modern minimally His practices focused on spine fractures, deformities, and back
pain. In fact, Hippocrates may have been the first person to
invasive procedures include percutaneous pedicle screw
discuss back pain and sciatica.1 Hippocrates developed his own
fixation techniques and minimally invasive lateral approach
methods to treat spinal pathologies. To correct spine curvatures,
for lumbar interbody fusion (i.e., minimally invasive trans- he created a device known as the Hippocratic ladder. This
foraminal lumbar interbody fusion, extreme lateral interbody device was used to correct spinal curvature by shaking the
fusion, oblique lateral interbody fusion) and midline lumbar patient while they were tied on a ladder upside down (Figure 1).
fusion with cortical bone trajectory screws. Just as evolu- He was also famous for his other device, called the Hippocratic
tions in surgical techniques have helped revolutionize the board. This device was used to forcibly reduce humps or
field of spine surgery, imaging technologies have also abnormal curvatures in the spine. The Hippocratic board
contributed significantly. The advent of computer image required the patient to be tied to a plank while traction was
guidance has allowed spine surgeons to advance their ability applied and the physician would use their hands, feet, or even
to refine surgical techniques, increase the accuracy of spinal their whole body to press the spinal hump (Figure 2). Centuries
later, the development of new imaging technologies and surgical
hardware placement, and reduce radiation exposure to the
instrumentations launched a surgical revolution that could help
operating room staff. As the field of spine surgery looks to the
treat spinal pathologies with minimal tissue invasion.
future, many novel technologies are on the horizon, including The first account of a lumbar laminectomy in the United States
robotic spine surgery, artificial intelligence, and machine was performed in 1829.2 In 1934, Mixter and Barr3 published their
learning to help improve preoperative planning, improve seminal work on the correlation between disk herniation and
surgical execution, and optimize patient selection to ensure sciatica. They proposed that the optimal surgical management
improved postoperative outcomes and patient satisfaction. As of disk herniation was a diskectomy via a laminectomy. This
more spine surgeons begin incorporating these novel mini- required extensive removal of lamina and disk material via an
mally invasive techniques into practice, the field of minimally intradural approach. This remained the criterion standard
invasive spine surgery will continue to innovate and evolve treatment for disk herniation for several decades.
over the coming years. Although these techniques were popular and well accepted by
the spine surgery community, these approaches required extensive
tissue dissection, profound blood loss, and high risk of developing
morbidities. In the mid-1960s, Yasargil developed the operative

Key words From the 1Cleveland Clinic Lerner College of Medicine of Case Western Reserve University,
- Image guidance Education Institute, Cleveland Clinic, Cleveland, Ohio; and 2Center for Spine Health,
- Minimally invasive spine surgery Department of Neurosurgery, Neurological Institute, Cleveland Clinic Foundation, Cleveland,
- MIS TLIF Ohio, USA
- OLIF To whom correspondence should be addressed: Michael P. Steinmetz, M.D.
- XLIF [E-mail: STEINMM@ccf.org]
Citation: World Neurosurg. (2020) 140:622-626.
Abbreviations and Acronyms https://doi.org/10.1016/j.wneu.2020.05.071
CT: Computed tomography
Journal homepage: www.journals.elsevier.com/world-neurosurgery
MED: Microendoscopic diskectomy
MIS: Minimally invasive spine Available online: www.sciencedirect.com
MIS TLIF: Minimally invasive transforaminal lumbar interbody fusion 1878-8750/$ - see front matter ª 2020 Published by Elsevier Inc.
OLIF: Oblique lateral interbody fusion
TLIF: Transforaminal lumbar interbody fusion

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SPINE HEALTH SPECIAL SECTION
ARBAZ A. MOMIN AND MICHAEL P. STEINMETZ EVOLUTION OF LUMBAR MIS SURGERY

Figure 1. The Hippocratic ladder was used in ancient Greece to correct Figure 2. The Hippocratic board used to reduce humps or abnormal
spinal curvature by shaking the patient while they were tied on a ladder curvatures in the spine by force exerted from the physician. (Permission
upside down. (Permission has been granted by Elsevier to republish this has been granted by Elsevier to republish this image published in
image published in Samartzis D, Shen FH, Perez-Cruet MJ, Anderson DG. Samartzis D, Shen FH, Perez-Cruet MJ, Anderson DG. Minimally invasive
Minimally invasive spine surgery: a historical perspective. Orthop Clin spine surgery: a historical perspective. Orthop Clin North Am.
North Am. 2007;38:305-326.) 2007;38:305-326.)

microscope and microsurgical techniques for cranial surgery.4,5 incisions, decreased pain, increased operative time, and faster re-
These instruments and techniques were later incorporated into covery after surgery.8-12 The MED technique has been used to manage
spine surgery to help reduce the high rates of surgical posterolateral lumbar disk herniation from L2-S1 and far-lateral
morbidity. The application of Yasrgil’s operative microscope led lumbar disk herniation. Some limitations of the METRx system
to a revolution in spine surgery. Spine surgery could now be include increased cost, steeper learning curve, and a potential
performed with a smaller incision, less blood loss, quicker increased risk for nerve root injury because of limited exposure.13
return to daily activities, and increased visualization. The use of minimally invasive surgery for fusion of the spine
The evolution of minimally invasive spine (MIS) surgery for was introduced at a later date.14 Magerl,15 however, introduced
decompression of the neural structures began with the application of this technique for percutaneous external transpedicular fixation
uniportal procedures, using an arthroscope for decompression of of the lumbar spine in the 1980s. Percutaneous dorsolateral
contained disk herniation. The first laparoscopic lumbar diskectomy interbody fusion was also later performed successfully by Leu
was reported by Obenheim in 1991.6 The efficacy of different et al.,16 who reported on the procedure in 1993. Drawbacks of
endoscopic surgical procedures has been documented, which has these procedures included the likelihood of screw tract
led to the development of more complex and biportal arthroscopic infection, suboptimally prepared fusion, and discomfort
procedures for treatment of noncontained herniations. In 1997, associated with externally placed implants.
Foley and Smith7 introduced a new surgical technique called Full percutaneous endoscopic spine surgery has continued to
microendoscopic diskectomy (MED), which allowed for lumbar evolve over the past several years and is now a standard surgical
nerve root decompression using an endoscopic minimally invasive technique. Compared with traditional open laminectomies,
approach. This technique originally consisted of using an operative studies on minimally invasive endoscopic lumbar laminectomy
endoscope with the tubular system; however, the tubular retractors have shown a reduction in postoperative chronic back pain, a
were later modified to include a microscope. In 1999, the second- reduction in iatrogenic injury, and faster recovery time.17-19 Today,
generation MED system called the METRx (Medtronic Sofamor endoscopic spine surgery can be used to treat a wide variety of
Inc., Memphis, Tennessee, USA) was developed. The utilization of pathologies including disk herniation, foraminal stenosis, and
tubular retractors allowed for less muscle dissection, better cosmetic canal stenosis. The main advantages of endoscopic spine surgery

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SPINE HEALTH SPECIAL SECTION
ARBAZ A. MOMIN AND MICHAEL P. STEINMETZ EVOLUTION OF LUMBAR MIS SURGERY

are its lower morbidity, attributable to the minimally invasive The OLIF procedure accesses the anterolateral surface of the
approach, and cosmetic advantages. Significantly, patients disk space and remains anterior to the psoas.34,35 The advantages
experience less postoperative pain because of the avoidance of of minimally invasive OLIF include the lack of neuromonitoring
extensive muscular dissection. The most significant disadvantage because of the prepsoas approach, the decreased incidence of
of endoscopic stabilization is that it is time consuming. This abdominal wall pain, the easier development of a window to
aspect can be overcome, but there is a considerable learning curve. access multiple levels, and an incision for OLIF that spares the
The technology and equipment costs for this approach also create proximal nervous trunk that innervates the abdominal muscles.
a large upfront investment requirement. By sparing the proximal nervous trunk, the OLIF procedure
Subsequent advances in the evolution of minimally invasive decreases the risk of abdominal wall atony and/or herniation.
surgery for fusion and stabilization included percutaneous The main disadvantages of this technique are the increased risk
interbody fusion during arthroscopic disk surgery, transperitoneal of injury to venous structures that lie anterior to the psoas and
and thoracoscopically assisted placement of interbody cage transient weakness with hip flexion because of prolonged psoas
implants, and percutaneous translaminar facet screw placement. retraction.34
These techniques were eventually supplanted by modern mini- Midline lumbar fusion with cortical bone trajectory screws was
mally invasive procedures such as percutaneous pedicle screw described in 2009 by Santoni et al.36 as a novel fusion technique in
fixation, minimally invasive lateral approach for lumbar interbody which the screw insertion followed a different trajectory than the
fusion (i.e., minimally invasive transforaminal lumbar interbody conventional path. Traditional pedicle screw fixation requires
fusion [MIS TLIF], extreme lateral interbody fusion, oblique lateral extensive tissue dissection to expose the entry points to allow
interbody fusion [OLIF]), and midline lumbar fusion with cortical for lateral to medial screw trajectory insertion. To address this
bone trajectory screws. issue of extensive tissue dissection, less invasive percutaneous
In modern MIS surgery, transforaminal lumbar interbody fusion screw placement techniques have been developed in recent
(TLIF) has become a mainstay of treatment for conditions that years. However, the standard lateral to medial trajectory of the
require fusion/fixation in the lumbar spine. The MIS TLIF was first screw still relies on the integrity of the trabecular bone at the
introduced in 2003 by Foley et al.,20 and since then, numerous pedicle and vertebral body, which could lead to screw loosening
studies have shown equivalent or better clinical outcomes for in osteoporotic bone. In cortical bone trajectory, screw fixation
MIS TLIF compared with traditional open TLIF.21-24 This mini- within the pedicle is targeted in a mediolateral path in the axial
mally invasive approach has been shown to result in decreased plane and a caudocranial path in the sagittal plane. This screw
tissue injury, less blood loss, decreased postoperative pain, trajectory engages the cortical bone and theoretically provides
shorter hospital stay, and faster recovery. There are some potential increased cortical bone contact, provides increased screw grip,
complications from MIS TLIF operations, which are shared with and decreases the reliance on trabecular bone.37
those from traditional TLIF operations. They include, but are not Because the percutaneous pedicle screw approach requires an
necessarily limited to, allograft malposition, pedicle screw additional technique for decompression and graft insertion,
malposition, infection, cerebrospinal fluid leak, hematoma for- Minzuno et al.37 adopted a midline lumbar fusion technique and
mation, and postoperative anemia.25,26 MIS surgeons are familiar combined it with cortical bone trajectory screw fixation. The
with the challenging learning curve associated with the MIS drawbacks of this approach include the following: risk of
techniques, and early in one’s career, complications related to radiation exposure from fluoroscopy, unfamiliarity among spine
this learning curve are more common. These mistakes are often surgeons, and incorrect screw insertion leading to bone
related to instrumentation, sometimes resulting in neurologic fractures or nerve root injury. The advantage of this technique is
deficit. Visualization through the tubular dilator can be limited that the cortical bone trajectory causes the screw to maximize its
and can result in inadequate decompression or neural injury contact area with high density bone, which provides more rigid
during graft placement. In one meta-analysis, nearly 1 in 5 of fixation for patients with osteoporosis. The posterior midline
the reported complications from MIS TLIF were neurologic com- approach decreases the amount of tissue dissection and muscle
plications.25 Radiation exposure is another area that is of interest damage. Compared with percutaneous pedicle screw fixation
to MIS surgeons performing this technique. Significant amounts which requires an additional approach for decompression and
of radiation can be encountered during these operations when fusion, the minimally invasive midline lumbar interbody fusion
fluoroscopy is used and performed without the assistance of can accomplish decompression and fusion within the same sur-
image guidance software. gical field.37
Ozgur et al.27 described the extreme lateral interbody fusion Proper surgical approach has always been a key issue in spine
technique (XLIF [NuVasive, Inc., San Diego, California, USA]) in surgery because of the complex 3-dimensional anatomy of the
2006, which could be used to access the lateral aspect of the spine and incomplete visibility during spinal procedures. These
lumbar spine without entering the peritoneal space. This surgical approaches continue to be refined and evolve over time
eliminated the need for an access surgeon, and a large with the advent of newer technologies to increase surgical
interbody graft could be used. The approach was also used for accuracy. The advent of computer image guidance has allowed
far lateral disk herniations28 and was later expanded to place spine surgeons to advance their ability to refine surgical
interbody grafts at multiple levels, therefore allowing for techniques, increase the accuracy of spinal hardware placement,
significant correction of coronal deformities in scoliosis and reduce radiation exposure to the operating room staff. Early
surgery.15,29-33 This lateral, transpsoas, retroperitoneal approach methods to assess pedicle screw placement included intra-
has since become commonplace in the world of MIS surgery. operative lateral radiographs for image guidance. This technique

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SPINE HEALTH SPECIAL SECTION
ARBAZ A. MOMIN AND MICHAEL P. STEINMETZ EVOLUTION OF LUMBAR MIS SURGERY

fell out of favor because of poor accuracy of radiographs in into practice has increasingly grown among surgeons with time.
diagnosing pedicle screw malposition.38 Fluoroscopy was later Spine surgeons and patients are willing to embrace these new
introduced into spine surgery as an image guidance tool. By techniques because they decrease tissue dissection, operation
2013, it was estimated that 78% of spine surgeons were using times, complications, blood loss, length of hospitalization, and
fluoroscopic navigation as a primary method of image incision size. Minimally invasive techniques also improve post-
guidance.39 With this technology, a computer-generated model operative outcomes, decrease health care costs, and allow patients
of the surgical level is constructed from multiple 2-dimensional to return to daily activities earlier than traditional, open
intraoperative fluoroscopic images. Fluoroscopic navigation has techniques.
been shown to improve accuracy of pedicle screw placement As the field of spine surgery looks to the future, many novel
compared with conventional fluoroscopy.40 technologies are on the horizon, including robotic spine surgery.
The latest advancement in image guidance systems includes Robotic spine surgery is predicted to be the latest technology that
intraoperative computed tomography (CT) scanebased naviga- will revolutionize spine surgery for years to come. Within the past
tion. This technology significantly reduces radiation exposure to decade, robotic surgical systems have been widely adopted by
operating room staff, allows for imaging of patients in the various surgical specialties (i.e., cardiac surgery, urology, general
operative position, eliminates the extensive time required for the surgery) to replace the traditional open or laparoscopic proced-
registration process, and allows for repeated CT imaging if the ures. Robotic technology within spine surgery is still being
patient is moved significantly during surgery. Intraoperative CT investigated and has not yet achieved widespread adoption. Initial
scanebased navigation has been shown to increase pedicle screw studies using robotic assistance to place pedicle screws have
placement accuracy when compared with other image guidance shown promising results45-48; however, as with any new skill,
systems.40-42 In MIS surgery, limited exposure of bony landmarks robotic surgery has a relatively steep learning curve.49
prevents the use of paired-point matching registration that is Nonetheless, the integration of robotic technologies into spine
required for preoperative CT scanebased stereotactic navigation. surgery may continue to advance MIS surgery in a safe, efficient,
This led to the advent of intraoperative CT scan with and predictable way.
3-dimensional stereotaxis. Bourgeois et al.43 used intraoperative In minimally invasive and robotic spine surgery, proper patient
CT scanebased 3-dimensional navigation to percutaneously selection is essential to ensure optimal outcomes. In the future,
place 2132 lumbosacral pedicle screws and reported a breach rate the incorporation of artificial intelligence and machine learning
of 0.33% during MIS surgery. This was compared with a cohort of will help spine surgeons improve preoperative planning, improve
4248 pedicle screws placed using fluoroscopy navigation; the surgical execution, and optimally select patients to ensure
breach rate was 13.1%.44 Bourgeois et al.43 concluded a number improved postoperative outcomes and patient satisfaction.
needed to treat of 6 patients with intraoperative CT navigational Additionally, artificial intelligence technologies may have the
guidance to prevent 1 pedicle breach. potential to combine with minimally invasive robotic technologies
To conclude, the advancements in minimally invasive to assist spine surgeons in more accurate placement of spinal
techniques has opened a new era in spine surgery. The field of instrumentation. Without question, the field of MIS surgery will
spine surgery began with Hippocrates, the father of spine surgery, continue to innovate and evolve over the coming years.
creating ladders and planks to treat spinal pathologies. The field
of spine surgery has evolved from using ladders and planks to now
being able to access the spine through incisions that are w1 to 5 CRediT AUTHORSHIP CONTRIBUTION STATEMENT
cm. Technologic innovations in imaging and surgical instrumen- Arbaz A. Momin: Writing - original draft, Writing - review &
tation has led to these remarkable revolutions seen in spine sur- editing. Michael P. Steinmetz: Writing - original draft, Writing -
gery. Incorporation of these novel minimally invasive techniques review & editing.

6. Obenheim TG. Laparoscopic lumbar discectomy: study of discectomy with or without retraction.
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