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FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009

2. Court or Organization Western District of Virginia
5a. Report Type (check appropriate tTpe) ] Nomination, Date [] Annual [] Final

Report Required by the Ethics in Government Act of!978 O u.s.c, app. ~ iol-JlO
3. Date of Report 05/10/2010
6, Reporting Period 01/01/2009 to ! 2/31/2009

I. Person Reporting (last name, first, middle initial) Jones, James P,

4. Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-time) LlS" District Judge " active

[] Initial

5b, [] Amended Repor~ 7, Chnmber~ or Office Address 180 West Main Street Rm. t04 Abingdon, VA 24210 8, On the basis of the information contained in this Report and ~ny m~difications pertaining thereto, it is, in my opinion, In compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (~e, orting

NONE ~o reportable positions.)

POSITION
1.

N~ME Og ORGANIZATION/ENTI~

3.

5.

II. AGREEMENTS. ~ne~o,ting ~,d~viauu~ o,~; ~e, pp. ~-~n oy,~ing instructions.)
NONE (No reportable agreements.) DAT~
1.

PARTIES AND TERMS

Jones, James P.

FINANCIAL DISCLOSURE REPORT

Page 2 of 13

Name of Person Reporting

Da~e of Report

Jo,,es, Z-~m~s ~.

05/t0/2010

A. Fliers Non-Investment Income [] NONE (No reportable non-investment income.) DATE

1. 2. 3, 4.

SOURCE AND TYPE

INCOME
(yours, not spouses)

B. Spouses Non-Investment Income - tlyou ;,,ere r~o,rled auri~g any pertion oJthe reporting year, cemplete this section.
(Dollar amount not required except for honoraria.) [~] NONE (No reportable non-investment income.) DATE 1. 2009 2. 3. 4. SOURCE AND TYPE

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 offiiing instructions) [~ NONE (No reportable reimbursements.,) SOl 1RCE 1. Virginia CLE DATES January 7-8, 2009

LOCATION
Charlottesville, VA

PURPOSE judge at CLE trial advocacy college speak to student chapter at Univ. of Virginia Law School

ITEMS PAID OR PROVIDED

transportation, ro~m & meals

2.

American Constitution Society

April 9, 2009

Charlottesville, VA

meal

3. 4. 5.

FINANCIAL DISCLOSURE REPORT

NameofPe .... Reporting

Date of Report

Page 3 of 13

Jones, James P,

05/10/2010

~-]

NONE (No reportable gifts.)

~
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. a,,el.,~es,nos, o/,po,,, ,,d d,,..dc.t children; see pp. 32-33 of filing instructions.)
NONE (/go reportable liabilities.)

CREDITOR
!. 2. 3. 4. 5.

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting Jones, James P.

Date of Report 05/10/2010

Page 4 of 13

VII. INVESTMENTS and TRUSTS - income, value, tran$ac,ions (Includes those of sp ...... d dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income~ assets, or transactions.) A. Description of Assets (inctuding ~st ~se~) [ B. Income during rcpo~iag pehod C. Gross value at end of reporting period Value Code 2 (J-P) Value Me~od Code3 D. Transactions during reporting period

Amount Place "(X)" after each ~set ~ T~ (e.g., Code I exemp~ from p~or disclosure div,, ~nL (A-H) or inL)

,
1. IT~t, income beneficia~ D A Dividend Dividend None C E D D B B A A A A A C B E Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend P3 J J M N M M M K J J M L L M M N T T T T T T T T T T T T T T T T T 2. FBR Gas Utility Index Fund Berkshire Hathaway B common stock 4. 5. Chevron Corp common stock Duke Energy common stock Spectra Energy common stock 7. 8. 9. 10. t 1. 12. 13. 14. 15. 16. 17. Exxon Mobil consmon stock IBM common stock AT&T Inc. common stock T. Rowe Price Va Bond Fund T.Rowe Price Summit Muncipal Intermediate Fund T. Rowe Price Growth Stock Fund T. Rowe Price New Horizons Fund T. Rowe Price Nev,,Asia Fund T. Rowe Price lntl Stock Fund T. Rowe Price lntl Stock Fund T. Rowe Price New Income Fnnd

T~e (e.g., : Date Value [ Gain [ buy, sell, Code 2 [Co~ I [ m~d~ r~emption) (J-P) l(A-tf) ] ~

Identity of buyer/seller (ifpriva,e

transactioa)

/_ /

I Income Gain Codes:

A =$1,000 or less

B =$1,001 - $2,500

FINANCIAL DISCLOSURE REPORT Page 5 of 13

N,me of Person Reporting

Jones, James P.

Date of Report 05/10/2010

VII. INVESTMENTS and TRUSTS - i ........ t., t~nsactions (Includes those of spouse a~ddepende~tchildren; seepp. ,~4-60 of filing instruction&)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Ptace "(X)" after each asset exempt from prior disclosure B. Income during reporting period Amount Type(e.g., Code I i div., rent, (A-H) .i or int.) ! D Dividend None A E B B A C A A A Dividend Dividend Dividend Dividend Interest Dividend Dividend Dividend Dividend None A Dividend None A A A Dividend Dividend Dividend 3 T C. Gross value at end [ of reporting period i Value Code 2 (J-P) I Value ] Type(e.g., buy. sell. ! Method ] i Code 3 ! redemption) " (Q-W) I T T T T T T T T T T T T T T Buy Buy Sold Sold 5/22/09 8/3/09 5/20/09 2/19/09 J J J J A A Buy 1012/09 J Buy (addl) Sold (part) 12/30/09 6/11/09 J J A Transactions during rcpo~ting period

Date [ Valae i! Gain mm/d~yy ] Code 2 Code I] (A-H) [ (J-P) [

ldentityof buyer/seller (if private t ...... tion)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30, 31. 32. 33, 34,

T. Rowe Price Prime Keserve Fund T. Rowe Price Science & Tech. Fund T. Rowe Price B!ue Chip Growth Fund T, Rowe Price Equity Index 500 Fund T. Rowe Price Value Fund T. Rowe Price Equity Income Wachovia Bank account TS&W lntl Equity Portfolio 3M Co common stock Abbott Laboratories common stock Ameriprise Financial lnc common stock Amgen Inc. co~nmon stock Anadarko Petroleum Corp common stock ATT&T Inc common stock Assurant lnc common stock Bank of America common stock Baxter International common stock

N L N O L L J M K K J J J J

[ 3. Value ~e~ C~c~

O =Apprai~l

R ~o~t (Real E~ate Only) V

S =~s~cnt

T ~ash Ma[k~

FINANCIAL DISCLOSURE REPORT Page 6 of 13

I Same of~erson Reporting

I Jones, James P.

D.te of Repot,
05/10/2010

VII. I~ESTMENTS and TRUSTS -~o.~, ~., ,,~.~t~o.~ :t.~t.a.. ~ho.. o/ .,o~ .... d dependent children; see pp. 34-60 o/fi.ng instructions.)
NONE ~o reportable income, assets, or tra~actio~.)
A. Description of As~ (including. trust assets) Place "(X)" ~fler each ~set exempt from prior disclosure B. Income during reposing ~riod (l) (2) Amount T~e (e.g., Code I div., ren~ (A-H) or int.) C. Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) D. Transactions during re~ing period (I) T~e (e.g., buy, sell, redemption) (2) (3) (4) Da~ Value Gain mmld~ Code 2 Code I (J-P) (A-H) (5) Identity of buyerlse]]er (if private ~nsaction)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

Becton Dickinson & Co common stock BMC Software Inc. common stock Burlington Northern Santa Fe common stock Caterpillar Inc. common stock Centerpoint Energy Inccommon stock Chevron Corpcommon stock Chubb Corpcommon stock Cisco Systems Inc common stock Comcast Corp common stock Conocophi!lips common stock Coming Inccommon stock Cummins lnc common stock Deere & Co common stock Deutsche Telekom AG ADR Disney Walt Cocommon stock Dominion Resources Inc common stock Dreamworks Animation Inc Class A common stock

Dividend None

Sold Sold Sold Sold

511109 11/2/09 11/17/09 2/17/09

J K K K

A D D D

A A

Dividend Dividend None

A A

Dividend Dividend None None

K I

T T Buy Sold Sold Sold Sold 7/22/09 8/27/09 10/30/09 6/25/09 12/12/09 J J J J J A A A A

A A A A A

Dividend Dividend Dividend Dividend Dividend None K J .1 T T T J K T T

Sold

8/3/09

Dividend None

Buy

12/10/09

I. Income Gain Codes: (See Columns Bl and D4) 2, Value Codes (See Columns C[ and D3) 3. Value Method Codes (See Column C2)

A =$ 1,000 o r less F =$50,001 - $I00,000 J =$15,000 or less N :$250,001 - $500,000 P3 =$25.0~,.0~ I - $50,000,000 Q =Appraisal U :Book Vldu~

B =$ 1,001 - $2.500 G =$100,001 - $1,000,00O K =$15.001 - $50,00~ O =$500,001 - $ I,O00,000 R =Cosl (Real E~tate Only) V =Other

C =$2,50 t - $5,000 HI =$1,000,001 - $5.000,000 L =$50.001 - $100.~)O Pt =$1,000.001 - $5.000,000 1,4 =More than $50.090.0~0 S =Assessment W =Estimated

D =$ 5,001 - $15,000 1t2 =Mole than $5.00~.000 M =$100.001 - $250,00~ P2 =$5,000,001 - $25.000.1r~)0 T =Cash Market

E =$15,00 t - $50.000

FINANCIAL DISCLOSURE REPORT Page 7 of 13 VII. INVESTMENTS and TRUSTS -

Name of Person Reportlng

Jones, James P.

DateofReport

05/1012010

NONE (No reportable income, ~sets, or transaction.) A. ~scfiption of As~ts (incLuding tm~ ~e~) Place "(X)" after each ~set exempt from prior di~l~ure ~ B. Income during reposing period T)~e (e.g., div., rent, or int.)

[ Gross value at end [ ofrcporting period VaLue [ Code 2 [ (J-P) ] ! Value ~ Method : Code 3 ~ (Q-W) ] ~ Z~e (e.g, ~ buy, sell, ~ redemption) I Buy

Transactions during re~aing period

Amount Code I (A~

Date [ Value m~d~ Code 2 (J-P)

~ia Code I {A-H)

Identity of buyer/seller (if private transaction)

52.

D~ & Bradstr~t Co~ common stock

Dividend

6/11/09

53.
54. 55. 56. 57. 58. 59. 60. 61, 62. 63. 64. 65. 66. 67. 68. Hewlett Packard Co. common stock HeinzH J Co common stock Hospira common stock IBM common stock A A A Dividend Dividend None Dividend K J J K T T T T EMC Corp Mass common stock Emerson Electric Co common stock Ford Motor Co common stock Foster Wheeler common stock Freeport McMoran Copper common stock Gap [nc common stock General Electric Co. common stock Goldman Sachs Group common stock HarrisCorp common stock Harris Stratex Networks tnc common stock A A A A A A None Dividend None None Dividend Dividend Dividend Dividend Dividend None J J K J J K T T T T T T J T

Sold
Buy

9/30/09
8/28/09

J
J

Buy

11/3109

Sold (part) Buy

8/19/09 8/28/09

J J

Sold Spinoff (from line 62) Sold

5/12/09 5/27/09 8/24/09

J J J

(p~rt)

Sold

4/22/09

(part)

Sold

8/27/09

P3 ~$25,~,~1 - $50,~,~0

P4 =Mote ~

FINANCIAL DISCLOSURE REPORT Page 8 of 13

Name of Person Reporting Jones, James P.

Dale of Report 05/1012010

NONE (No reportable income, assets, or transaction.)

A. Dcscfiptio~ of A~ (including trust ~s~) Place "(X)" niter each ~t ex~pI f~m prior disclosure B. Income d~ng reposing period ~Amotm~ : T~e (e.g., Code I div,, rent, (A-H) orinto C, Gross value a~ end o frepo~ng ~riod Value Code 2 (J-P) Value Method Code 3 Type (e,g., buy, sell, redemption) D. Transactions during reposing period

~
69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83, 84. 85,

Date Value [ Gain ~ ~d&~ Code 2 [ Code 1 ] (J-P) ] (A-H) ~

Identity of buyer/seller (ifpr~vat

Buy Ingersoll-Rand Company common stock Intel Co~ IT~Corp common stock Johnson & Johnson common stock JPMorgan Chase & Co common stock Kroger Co common stock L-3 Communications Hldgs common stock Laboratory Corp of America common stock Lowes Cos lnc common stock Macys lnc common stock A A A A A A A A Dividend Di~dend None Dividend Dividend Dividend Dividend None Dividend Dividend J J J J T T T T Bay Sold (part) Manulife Financial Corp common stock MarvellTech Group Ltd common stock A Dividend None J K Y T Buy Buy (addt) Sold (part) Mastercard tnc common stock A Dividend Buy J K J J J T T T T T Sold Sold (part) Buy Buy

12/10/09

5!1/2~9 11/17109

K J

9/22/09 6/I 1/09

J J

A A

3!19/09 8/7/09

J J

4/01/09 4/22/09 9/] 0/09 2/20/09

J J J J

3. Value ~cthod Codes (See Column C2)

Q =Appraisal U ~8ook Val~

R ~o~1 (Real :Estate Only) V ~ther

S =Assessment W =Estimated

T =Cash .Market

FINANCIAL DISCLOSURE REPORT Page 9 of 13

Name o~ ~o~ ~ortin~ Jo.e~, J.rnes ~.

~at~ of Report o5/~0/20 ~ 0

VII. INVESTMENTS and TRUSTS - ~.come, .n~.~, ,~..,.c,~.s a.~:.~es ,~o,. o[,~n.~e ..~ ~.~, ~.~..~ ,.. ~,. ~44o of fding instructions.)
[~ NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including m~st assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period C. Gross value at end of reporting period D. Transactions during reporting period

il)
mount lode 1 A-H)

(2)
Type (e.g., div., rent, or int.)

(~) I (2)
Value Code 2 (J-P) Value Method

(l)

(2)
Date mrrddd/yy ! 11/5/09

(3) I (4)
Value Code 2 Gain Code 1 (AH) (J-P) C

Type (e.g., buy, sell, redemption) :! Code3(Q.W) Sold

15)
Idenlily of buyer/seller transaction)(ifprivate

86. ! 87. Metlife common stock Monsanto Co. common stock i 88. [ 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99. 100. Philip Morris Intl lnc common stock 101. PPL Corp common stock 102. Praxair, Inc common stock A A None Dividend Dividend J J K T T T Pfizer lnccommon stock A Dividend K T Morgan Stanley common stock Nestle SA ADR Nintendo Ltd ADR NobleCorp common stcok Nokia Corp ADR Norfolk Southern common stock Occidental Petroleum Corp common stock Or~eleCorp common stock A A A A A A A Dividend Dividend None Dividend Dividend Dividend Dividend Dividend J K K "1" T T J K J J T T T T A None Dividend J K T T

Buy Buy

1f27/09 5/20/09

K J

Sold Sold (part) Buy Buy Buy (addq) Buy Buy (addl) Sold (part)

8/27/09 12/I0/09 6/25/09 2/17/09 2/17;09 2/3/09 2/17/09 4/1/09

J J J J J J J J

A A

FINANCIAL DISCLOSURE REPORT Page 10 of 13

Na~ of Person Reporting Jones, James p.

DateofReport

05/1012010

VII. INVESTMENTS and TRUSTS - l~co..,, void,. ,,a .... t~o., a~et~das ,ho,, oI sro.s~ and a,,,.a,~,
NONE ~o reportable income, assets, or transactio~.)
A. Descrip~on of A~ (including trust ~) B. ~me during r~o~ing ~d~ (1) (2} Code I (A-H) div., ~nt, or int.) C. Gross value at end of reporting ~riod D. T~ansactio~ during re~ing ~dod

exempt from prier di~losure

Code2 ~P) (J- "

CMe 3 (Q-W) ~ Meaaod T T T T T T T T T T T T T T T T

buy, sell, redemption)

(J-P)

(A-H)

]~ 1 mm/d~ l~ Code 2 i Code I

Identity of buyerlseller (if private ~ansaction)

~03. Prictor & Gamble common st~k 104. Prudentia! Financial lnc common stock 105, Quest Diagnostic lnc common stock 106. Republic Svcs Inc common stock 107. Reseach in Motion Ltd common stock 108. Rio Tinto PLC sponsored ADR 109, Reynolds American Inc common stock I 10. Sch|umberger Lid common stock I I 1. Siemans A G ADR 12. Suntrust Banks Inc common stock 113, Symantec Corp common stock 114. Target Corp common stock 115. Total SA sponsored ADR 116. UnitedHealth Group lnc common stock 117. Unted States Steel Corp 118. Verizon Comm. common stock 119. WaI-Man Stores common stock

A A A A

Dividend Dividend Dividend Dividend None

K J J 3 J .1 .~ K J K K K K J K J

Buy

11/6/09

Buy

12/10/09

Dividend None

Buy

I I12/09

Dividend None

Dividend None

A A

Dividend Dividend None

Buy Buy

12/30/09 10/30/091

J J

A A A

Dividettd Dividend Dividend

Sold

1 I/2/09

] I, Income Gain Codes: [ (Sr, e Coluams BI and D4) ! 2. ValueCodes i (Se Columns C1 and D3} 3. Value Method, Codes (See Columa C2)

A =$1,000 of less F =$50,001 - $ I00,000 l=$t5.000orless N =$250,001 - $500,0~0 P3 =$25.000.00t. $S0,~.,000 Q ~App~msal U -Book Value

B =$ t,001 . $2,500 G =$ I~O,O01 - $1,000,000 K=$15,001 -$50,900 O =$500.001 - $1,0i~,000 R =Cost (Real Estate Only} V =Othex

C ~$2.501 - $5,000 H l =$ [.00O,001 - $5,000,009 L=$50,0OI -$[00,000 p~ =11,000,00! - $5,000,000 P4 =More lhan $50.000,000 S =Assessment W ~Estima~ed

D =$5,00~. $ / 5,000 } 12 =Mo~e than $5.[H)0,000 M=$100,001-$250,000 P2 =$5,000,001 - $25,0~3,000 T ~--Cash Mark~

E =$ iS,001 - $50,000

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Da,e of Report

Page 11 of 13

Jo.es, James P.

05/10/2010

VII. INVES TMENTS and TRUSTS --~.com.. v.l.e, t.....e,..s a.c~.aes ,hose o/spo.s. ~.d d.re~de., children; seepl~ 34-60 of fillng instructions.)
NONE (No reportable income, assets, or transactions.) A, Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period Amount ! Code (A-H) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period D. Transactions during reporting period

-~l-i ................ (~! (2) (2-~- .............

{1)
Type (e.g., buy, sell, redemption)

i
i

Value Code 2 (J-P)

! Value Method Code 3 (Q-W) T T

Date := Value rum/dd/yy Code 2 (.I-P)

{~) i (3) (4)

(s)
Identity of buyer/seller (if private transaction)

Gain Code I (A-H)

120. Wells Fargo & Co common stock 121. Willis Group Holdings common stock 122, Yum Brands Inc common stock 123. 124. Schwab Govt Money Fund 125. Arlington Co VA muni bond 126. Bedford Co VA muni bond 127. Fairfax Co VA muni bond 128. Hampton VA muni bond " 129. Henry Co VA muni bond 130. Orange Co VA muni bond 131. Prince William Co VA rmmi bond 32. Roanoke VA muni bond

Dividend None

J J

Dividend

Buy Sold

6/11/09 12/10/09

J J A

C A A A A A A A A A A B

Dividend Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Inter~t

T Sold 6/1/09 K A

K K K K K

T T T T T Sold 7/1/09 K A

K K K L

T T T T

133. Rutherford Co TN muni bond 134. Virginia Conawtth Tr muni bond 135. Virginia St Pub Rev muni bond

FINANCIAL DISCLOSURE REPORT Page 12 of 13

Name of Person Reporting

Da,eofI~epor,

So.e~, s,~es ~,.

o5/~o/2o~o

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT

Page 13 of 13 IX. CERTIFICATION.

r~ ....f Person Reporting

Date of Report

John, James P.

05/1o/2o10

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N,E, Washington, D.C. 20544