AO SO

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
L Court or Organization U.S. District Court 5a. R~port Type Icheck appropriate t~,pe)

t~e,o, s/z,.oso
1. Person Reporting Hasl name. first, middle initial) Thompson, Anne E. 4. Title (,,Mlicle ill judges indi~tc active or senior status; magi:.,tralejudges intricate full or parl-finlc) District Judge- Senior Status

R~po,t Required by the Ethics in Government Act ~f 1978

5 u.sc. opp ~ ~ot-ttt)

3. Date of Report 0610412010 6. Reporting Period 01101120(19 to 12t3 I

i[~

Nomination. Initial

Date ~ Annual [-~ Final

5b. ~ Amended Re~ 7. Chambers or Office Address 402 E. State Street Roon~ Trenton, NJ 08608 8. On the basis of the information c~tained in this Report and any m~alificatio~s ~aining thereto, it i~ in my opinion, in compliance mith applicable la~s and regulations. Date ....

Reviewing Offit~r ......

IMPORTANT NOTES: The instructions accompanying thi~ form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page

I. POSITIONS. (Reporting individuM only; see pp. 9-1.t of filing instructions.)

~ NONE (No reportable positions.)

POSITION
I. Member - Criminal Law Drafting Committee

NAME OF ORGANIZATION!ENTITY
National Conference of B,u" Examiners

2.
3. 4

Co-Trustee
Co-rrustce

Trust #1 - U/W
Trust #2 - UAV

]Art. Fifth
] Art. Sixth

NONE (No reportabhr agreements.) DATE PARTIES AND TERMS

Thompson, Anne E.

FINANCIAL DISCLOSURE REPORT

S.m~ of Person Reporting Thompson. Anne E.

I ]

Date ot Report ~6/0~/2010

Page 2 of 17

Ill. NON-INVESTmeNT INCOME. ~s,~om,,~ individual and sp .....

A. Fliers Non-Investment Income

: see pp. 17.24 of filing in~sc~ons.)

~
1.2~)9

NO~

(No reportable non-investment income. )

DA~ SO~CE A~ T~E INCOME (yo~, not s~uscs) $6,~).00

National Coherence of Bar Examiners -- Fees earned lbr d~fiing, editing & revving bnr exam and cvalnaling t~rformancc of tes~ questions.

4.

B. Spotlses Non-ln vestment Income - tf yo,, were married during any portion of the reporting year, complete this section,
(Dollar wriount no~ required ex t, pt fi~r h~nnr~tri~.)

~
1. 2. 3. 4.

NONE (No reportable non-investment income.)

I)A~

SOURCE AND TYPE

IV. REIMBURSEMENTS -.
~ NONE (~ reportable reimbursements.) SOLACE I. National Cont~rence of Bar Examiners National Conference of Bar Exarniners DA~S May 14-17, 2C~9 LOCATION Jackson Hole. WY PU~OSE Activity of Organization ITEMS PAID OR PROVIDED Airfarc, 1 totcl, Meals & Local Trans~rtation Airfare. Hotel, bleals & I ~cal Transl~,aation

Octo~r 22-25. 2009 Atlanta. GA

Activity of Organization

3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 17

N ...... t~er~o. R~or,ing Tho,nps,m. Anne E.

~.teofR~,~
06/0~/2010

V. GIFTS. t~,,~.s t~o~o to ~o.~ ..d ~,o.a,., ~,~: ~o ~. z~-.~ ~ of filing inytruction~.)
NONE (No reportable
SOURCE
I. 2. 3. 4. 5.

DESCRIFqION

VALUE

NONE (No reportable liabilities. ) CREDITOR _DI~CRIFIION VALUE CODE

I.

3.

5.

FINANCIAL DISCLOSURE REPORT [Name of Person Reporting

Page 4 of 17 $qI. INVESTMENTS and TRUSTS -. i ..........
~-~ I Thompson, Anne E. ]

Dat, ot Report 06104~2010

rue., .....,io., lnclndes th .... B. ....

,f sp ......... d dependent children; see pp. 34-60 of fihng ins~tructiong.)

NONE. (IVo reportable

Description of Assets (including tr~st asset.-.) Place "(XI" after each as.~t exempt from prior disclosazre

income, assets, or transactions.)

........... 1,. "

c. ..... ~ ......
i ; = (l) i Tvpc (e.g i buy, ~ll, I redemption) i I .

tV
Trar, sacdop, s &wing reporting period - {~i (3~ I (4) Dale Value Gain mm/dd/yy i Code 2 ! Code 1 : ......... [ {J-P) [ (A-Ill . i ..... {5) ]dcnlity of buyer/seller (if private ~tans~lion)

Income duri~g Gross ",alue at end reporting period ol re~rllng D.riod .... ~.~ ~2) o) : (2) i Amount Type (~:.g.. Value Va|ue . Code 1 div, rent, Code 2 Method i (A-H) or ira) I.J P) Code 3 (Q-W) i . A Interest None Norm K J J T T T

I 2. 3.

Sun Natl Bank Checking Account Dukes County Bank Accotmt ING Direct

4.
5 6. 7 ~. q. 10. I 1.

Gle~mrede Tax-Exempt Fund

Genentcch lnc Talisman Energy Procter & Gamble Co FPL Group Hansert Natural Coq) JP Morgan & ChaseCo General ElccuicCo Express Scripts CVS Carp Goldman Sachs Group lnc Rio Tinto PLC U.S. Bancorp Dominion Resources

In[./I)~v.
None None

"I
Sold SoId 01/09/00 05108/~) J J A A

Dividend No~e None

T Sold 01127109 J A

T Sold Sold Sold Sold S~)ld Sold 06119109 011(~1109 11123109 I 1/09109 02/(H-/(Y4 J J J J J A A B A B B

A A

Dividend Dividend None

t
13. 14. 15.

l2

Dividend None

A A A

Divide~ Dividend Dividend J J T T

05/2-gV09 !

16. 17.

Buy

03~0/091 J

FINANCIAL DISCLOSURE REPORT

Page 5 of 17

Name o[ Perso~ Reporting

Date

[ Thompson, Anne E.

VII. INVESTMENTS and TRUSTS --i ....... .~,,., ~ ...... Kons (Includes those q & ........ d dependent chiMren; see pp. 3*60 of filing instructions.)
NON~ (No reportable income, assets, or transactions.)
~scnption of Assets (i ~cluding ~st assets~ Place "(X~" after each as~ exempt from prior disclosure Income during repo~fing ~rk~l ~Amount ~ Ty~ ~e.g.. ~ C~e 1 3 div..renL ~ (A-H~ ormt.} ~ Gross value at end o[ reporting Value Code 2 (J-P) ~ Value ~ Melhod C~e3 ~ (Q-Wi Transactions d~ring re~ing wri~

~ [ ~

Ty~ (e.g.. buy. sell. rcdemptiou)

~m~d~vv , Code 2 C~e I ] [J-P ~ {A-fD

buyer/~ller Of private Iran~aclion)

18.

Gilead Sciences lnc

None

Buy

03/271~

19.

Walt Disney lnc

None

Bny

~/02/09

20.
21.

Walt Disney Inc

Exelon Corpnration A

None
Dividend J T

Sold
Buy

09/I I/~
05/13/0q

J
J

22.

McDonalds Corp

Dividend

Buy

06,0F, I09

23 24 25. 26. 27.

28.

Varian Medical Systems Inc II-I" Educational Services lntel Corp TRUST#1 -- U/W Fifth -- NJ State Tpk Auth Bond
-- Fidelity Diversified lntl Fund

None None Nnnc ]Art. C Dividend

J J J O

T T T T

Buy Buy B.uy

I~"~/10t09 11103109 1 I/2,4,09

J J .1

Redeemed
Sold (part)

01/02109
02!~;6109

J
J

A
A

29.

-- Fidelity Cash Reserves

30.

-- Fidelity Advisor New Insights Fnnd

3 I. 32.

-- Fidelity Real Estate Investment Fund -- Fidelity Blue Chip Growth Fund

Sold (part)

10105109

33.

-- Fidelity NJ Municipal Income Fund

34.

-- Fidelity Short-Inter Mediate Muni Income Fund

2, Value C~x4es

| =$15.(~O or less

FINANCIAL DISCLOSURE REPORT Page 6 of 17 VII. IN~STMENTS and TRUSTS .. i ........

] Name ~ff tersorl Reporting

I

Date of Report

~,,,. , ....... ,io,, et,t.a,s tho,, of ~po,,.~, ..a a,~,.a,.t ~hita .... s~, ~v. 34-60 of filing inst~caons.)

NONE (No reportable income, assets, or transactions. ) ~scripfion of Assets (inclnding Place(XJ" after each as~t ..... pt ~om prior discl ..... i l~ome d~ring Gross value at end , Transactions during reposing ~riod

~Amount , Type (e.g.. {A-H), or int.)

Value ~ Value iJ-P} ~ Cede 3

Ty~(e.~ i redemption)

~ Date ~t

Valne ~ Gain ; : (J-P~ [ (A-H) ~

Identity N (ifprNate

35.
36.

-- Cambrizr Oppoflunily Investor Ftmd

-- AllianccBem Muni Inc Ftmd 11 NJ

37. 38. 30. 40. 4 t. 42. 43. 44. 45. 46 47. 48. 49. 50. 51.

-- Alliauz NFJ Dividend Value Fund -- Alliartz NFJ Dividend Value Ftmd -- Baron Growth F~md -- Clipper FuJ~d -- Columbia Marisco Focused Eq. CL A -- Credit Suisse Commd Return Strategy Corn Shr -- DWS Strategic High Yield Tax Free CL S -- Davis NY Vcntttre CL A - Diamond 11i]1 Small Cap Fund CL A -- Eaton Vance FIoat Rate High Income Ftmd Adv -- Franklin NJ "fax F~ee lncnme Fund A -- I larbor Capital Appreciation Fund -- Hartford Capital Appreciation Fund CL A -- Hotchkins & Wile,,/vlid Cap Value Ftmd CI, A -- Morgan Stanley Mid Cap Growth Port CL

Sold (part~ Sold Sold ~ parO Sold Sold (part) Sold

02/06/09 04/23/09 12/17/09 10/05/0g 10/05/09 02/06/09

J J J J K J

A A A B C A

Sold Sold Ipar1~ Sold Buy (addl)

12/[ 7/00 12117100 10/05109 12117/09

J J J J

C A B

Sold (part)

10/05/09

FINANCIAL DISCLOSURE REPORT

Page 7 of 17 VII. INVEST~~NTS and TRUSTS -- i .........

Name of Per.~on Reporting

I ~

Date of Report ~/04~010

[ Thompson, Anne E.

t,,., ......ao.~ (InchMes those of ~ ......

d depende~ children: see pp. 34-60 of filing i .....

NONE

(No

income, assets, transactions.) ] ] Income dutittg re~ing peri~ Ty~ (e g tfiv.,rcm. or int.~ ; Gross value ~t end o[ repo~ting ~riod Value Code 2 (J-P) ] Value Method ~ C~e 3 (Q-W) ~ "1?~ ~e.g., ] buy.~ll, r redemptton) Transactions during reporting ~riod Identi~y bu)erl~Her {ifpri~alc ~ransaction~

~scription of A~Is (including ~st assets) Plzce "(X)" after each ax~t e~empt from Frior disclosure

Amount [ C~e 1 : (A-II)

: Da~e ~ Value ~mm/d~yy Code 2 ] (J-P) [ ~ i 10105/09 ~/231~ 10/05/(~) J J J

G~in C~e I (A-]l)

52. 53. 54. 55. 56. 57. 58. 59. 60. 6t. 62. 6~1. 64 65. 66. 67. 68.

-- Mutual Series Mutual Sh;~es CL A -- Nuvecn NJ Muni Bond Fund CL A -- T Rowe ~ice Mid Czp Vzlue Fund Adv Class --T Rowe P~ice Value Fuud Adv Class -- Royce PA Mutual Fund -- S&P 500 Depository Receipt -- CRM Mid Cap Value Investor Fund -- Fidelity AMTTax-Frcc Moncy Mkt Fund -- Pimco Real Estate Admin Class Fund -- Pimco Commodity Real Rct Strat Admin -- Pioneer (-?ul[o~ Value Fund -- Pioneer Cullen Value Fnnd -- Fidelity Emerging Markets Fund -- AIM InternationalGrowth Fund - Ar~io International Equity Fund 11 -- Manning & Napier World Oppt -- Thnrnbulg lntl Valne Fund

Sold (part) Buy (~ddl) Sold (part)

Sold (part~ Sold (part)

12/17/09 10/07/09

J J

A C

Buy Buy Buy Boy Sold Buy I:lny Buy Buy Buy

!02105109 102106109 02106109 P~:~3/t)9 10/05/09 10105/09 10/05/09 10105109 10/05/09 10/05/09

K J J J J J J J J J B

FINANCIAL DISCLOSURE REPORT Page 8 of 17 VII. INVESTMENTS and TRUSTS -- ~ .........

~ NONE (No r~7)ortable ini;ome, ~asets. or

N~ .... f Persorl Reporlin~

] rn,,mp~o,~, Ant~,e E. ~,,~, tr .... tion~ Indude.~ those of ~ .......

d dependent church; s~ pp. 34-60 of filing

~/~010

tr~tttsactiotts. )

.~

~.
lacome dunng tenor ring ~riod

c.
Gross ~aIt~e at end of rrporting ~ri~

Description of A~els {includi~g trust asset~!

Tra~szctions during repoaing

~xempt f~om pr~r disclosure ~ : -- Vitr~ Foreign Opport~ities F~d -- Goldman Sachs Hi~ Yield F~d --T Rowe Price High Yield Fttnd -- lemplctott Global Bond Fua}d -- MI:S International Value Fund

C~te I (A-H)

div.. ~nL or inl )

Code 2 (J-P)

kklh~ ] gJ~tc 3 ~Q-W)

buy. ~ll, rcde~nplio~)

mmidd~)y . ~e _ i C~e 1 ~ d-P) I (A-H) ] ~ 10105!@~ 10/05/@~ 10/05/09 10/05/09 12117109 J J J J J

buyer/~ller {ifprivale trans;~ctlo~al

69. 70. 7l. 72. 73. 74. I 75. 76. 77. 7g. 79. 80. 81. g2. 83. 84. 85.

Bt~y Bny Buy Buy Buy c Dividend O T

TRUSI#2-- U/W ....... Art. I

S~xd~ -- Burlington Cotmty NJ Bond -- Ocean City NJ Bond -- Fidelity I)ivcrsified lntl Fund -- Fidelity Cash Reserves -- Fidelity Advisor b, tid Cap Fund II CL I - Fidelity Advisor lntl Discovery FundCL I -- Fidelity Real Estate Investment Fund -- Fidelity BlncChip Growth Ftmd -- Fidelity Short-lntc~ Mediate Mttni Income Fu~tl -- Allianz NFJ Dividend Value Ftmd -- Baron Groxvth Fund

Sold Ipart)

0"1/23109

Sold I I,aa)

Snld (part) ]

0gi14/09 0g/14/0t)

J J

A A I

Sold lpart}

PageFINANCIAL9 of 17 DISCI,OSURE REPORT

VII. INVESTMENTS and TRUSTS .. ; .........

"rhompsoJt, Ann~ r.
it,o, t ..... ao.s a.aud~, ,ho.~ 4 sp .......
c. Gross valve at end of ~porting wriod Value Cote2 (J-[~ Value Mclh~ Code 3 (Q-W) Type (eg, buy,~ql, redemption)

~ ~,~
D. Transactions daring ~poning l~riod _ ~ Date Va~ue Gain mm/d~yy C~Ie 2 C~le I :: (J-P) ~ ~ 08/14fl~) 02A~/~) K J C A Idemity of bu>ert~ller tran~aclion~ _

NONE

(No

reportable income, assets, or transactions.) [ -~. Imome during ~)rting ~ri~

................... ~ .... A. ~scription of A~scts (including I~51 assets) Hace "{Xl" after each as~t excmp~ from prior disclosure

: Amount : Ty~ [e.g.. [ C~c 1 [ dw..rent, (A-II) ] or in~.)

86. 87. ~ 88. 89. 90. 91. 02. 93. 94. 95. 96. 97 98. t~

-- Columbia Ma6sco Focused Eq. CL A -- Credit Suisse Commd Rcmm Strategy Corn Shr -- DWS Strategic High Yield Tax Free CL S -- Davis NY Venture CL A -- Diamond Hill Small Cap Fund CL A -- Eaton Vance Float Rate Hi2da Income Fund Adv -- Fraoklin NJ Tax Free Income Fund A -- H~bor Capital Appreciation Fund -- Hartford Capital Appreciation Fund CL A l -- IShares TR Russell 100 Growth Index Ftmd -- Artio Intl Equity Fund I1 CL A -- Mutua! Series Mutual Shares CL A -- Nuvecn NJ Mtmi Bond Fnnd CI. A -- RS Value Fund

Sold (pa~) Sold

Sold (part) Sold Ipart) Sold Bay (addl)

08114109 08/14109 0,//14/09 04123109

J J J J

C A B

Sold (pan)

08!! 4100

100. -- Rainier Large Cap Equity Port Fund 101. -- T Rowe Pricc Mid Cap Value Fund Adv Class 11)2. -- T Rowe Price Value Fund Adv Class

Sold Soh.I Ipart) Sold Ipart)

0Sll4109 08/14/09 08/14/09

1. Income Gain C~)cles:

A =$1,tllOor less

B =$1,O31 - $2,5(g~

C :g2.5111 - $5.1~;O

D =$5,(~11 - $15.(/1t

E =$15.1~!1 - $~a II~

Name or Person FINANCIAL DISCLOSURE REPORT ~ho~tp.~o., A,,.eReporling ~.. Page 10 of 1 7

Dale of R~port

06/~/20to

VII. INVESTMENTS and TRUSTS .. i ........ t.,, t ..... fionr (Includes thos~ of rp ....... d &pndtnt children: u* pp. 34-60 of fili,,g inxtructions.)
NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Ptace(X)afl .... chass~t exempt from prior di~losure B. Income during reporting p:riod I C [ (iross value al end of rep~ing period Value Value Code 2 Melhod Code ~ IJ-[) (Q-W~ D. Transactions during reporting period " q~(e.g.. buy, sell ~ rcdemption~ ] Sold Sold (Drt) ~old Sold Sold ~ pan) Buy Buy Buy Buy Buy Buy Buy t-~.uy Buy Buy Buy Buy : Date ~ Value I Gain , mn~d$yy ! Code 2 ~ Code I i OP) [ (A-H) ], 08114/~ 08/18/09 08]14~09 Og/I 4/09 08/14109 02105/0q 08114/09 08fl4/09 08114109 08/14/1Y) 0~11,~/09 08/14/00 08/1,1/09 08114109 08114100 08/14/(f) 08/14/09 J K J J J K J J J J J J K J J J J A D C C A h~ntityof buyer/~ller (if private trzmsaction~

!Am;unti T)pe(e.g., t Code 1 div.. rent. (A-H) or int.) , ~

103. -- Royce PA Mut~l F~d 104. -- S&P 5~ ~silo~, R~eipt 105. -- ~ombtrg Value Fund CL A 106. 1()7. -- VaJt Kampcn Corn Stock CL A - CRM Mid Cap Value Investor Fund

I0K -- Fidelity AMT Tax-Free Money Mkt Fund l(f). -- AIM International Growth Fund 1 lO I I t. -- Artisan lntl Value Fund -- American EuroPacific Gro,*th Fund

12 -- I3E Inlcrnational Equity Serqce Fund 13. -- MFS International Value Fund

I-1. -- Manning & Napier World Oppt I 15. -- Op!:mnhcimcr Commod Strat Total Return 116. -- SSGA Emerging Markets 17. --Thontburg Intl Value Fnnd 1 IS. -- AllianceBern Mtmi Inc II NJ Fund 119. -- } imco Real Estate Admin Class Fund

FINANCIAL DISCLOSURE REPORT

Page 11 of 17

r~ .... fP~zrson Reporting

Date of Report 0610-1~010

Thompson, Anne E.

VII. INVESTMENTS and TRUSTS .- i ........ t .......... ,o,~ (Includes those of sp ....... d dependenl children: see pp. 34-60 of filing instruction,.)
[] NONE (No reportable income, assets, or transactions.) Description of Assets (including m~st assc~s) Place "iX)" after each as~l exempt from prior disclosure Income dttring re~rfing ~riod ~ Amount Cmle I {A-H! Tyw reg.. div, ~nL or i~t) Gross vahte at end of reporling ~ri~ Vah~ C~c 2 (J-P) Value Meth~ Cmle 3 (Q-~V) Ty~ (e.g.. buy. ~ . mdemplion) Transactions during repoffing period

Date Value mm/d~yy Code 2 ~ [ (J-P) a ~ 08/14/~ 08114109 K J

Gaia Code 1 {A-H)

Identity of buyer/seller (if private

120. -- T Rowe ~ice High Yield Pund 121. -- Templeton Global Bond Fund 122. GLENMEDE IRA 123. -- Glcnrncdc Core Fixed Income Port 124. -- Bank of America Bond 125. -- Corp Backed Trust Cons Bond 126. -- Corp Backed Trust Ce~ts Bond 127. -- Corp Backed Trust Ccrts Bond None O T

Buy Buy

Buy (addl)

03113109

Sold {part) Sold (part) Sold

01/29J09 02_113109 0,R~6109

J J J

A A A

128. -- Corts GE Capital Bond 129. -- ING Group Bond 130. -- General Electric Co Sold Sold 01~1/09 Ollf~)/09 J l A A

131. -- Exxon MobiICorp 132. -- Ci~isroup Inc 133. -- Johnson & Johuson 13,1. -- Glcnmede Govt Cash Fund 135. -- Talisman Energy 136. -- Glcnmede International Fund Sold 05105109 J B Sold 04/30/09 J A

FINANCIAL DISCLOSURE REPORT Page 1 2 of 1 7 VII. INVESTMENTS and TRUSTS .- i, co .....

N ..... fPerso~, Reporting

Date olReport I

Thompsol~, Anne E.

0610412010

I
t,,. t ........ tions (Includes those of spouse and dependent children; s~e pp. 34-60 of filing instructions.)

NONE (No reportab!

Description ot A~sets l inch~diug tru:~t assets) Place "(X)" after each asset exempt from prior di~losure

income, assets, or transactions.)

......... ~.- ..................

r~.
Income during reporting period (1) ! i2) Amount Type (e.g, Code 1 div.. rent. IA-H) , orint.)

C.
(-;ross value, at end of reporting peri*:~l I~ i (2) Vah," i Value Code 2 ! Meth~l (J.P~ [ Code 3 ! (Q-W) ! i ! (1) Type (e.g.. buy, sell, ,edcmptio,,)

D.
Transactions during reposing p~riod (2) (3) (4) Value Gain . I)a~e imm/d:l/yv " Code 2 Code 1 i (J-P) [ (A-H3 ;; 07/07/09 Oll(Y)/IJ9 08/21)/13")
05/08/09

15) Identity of bu.,,erfsellcr (ifpriva,e transaction)

137. -- Devol~ Energy 138. -- Gencntech In( 139. -- Equitable Resources In(
140. -- Weathcrh.d l~tl Ltd

Buy (addl) Sold Sold

Sold

J J J
J

C A
A

141.

Apple Computer Inc

Sold

04/0q/09

14_.7.. Qualcoman Corp -143. -- Rio Tinto PLC 144. -- Nil Holdings Inc - CL B 145. -- McDermott International In( 146. 147. -- Ptocter & Gamble Co - FPLG~oup lnc Sold Sold 01/27109 0~122J0) J J A A Buy (addl) 06/01/09 J

148. -- Nvidia Corp 149 -- lfanscn Natural Corp

150. -- Texas Instrument; Inc 151. -- Acccnture l.td 152. -- AT&T Inc 153. -- Hartford Financial Services Group In(

Sold Soltl

(H/O,q/Oq 01/15/~

J J

A A

Sold

0510gI09

FINANCIAL DISCLOSURE REPORT Page 13 of 1 7 VII. INVESTMENTS and TRUSTS -.

[~] NONE

N ..... f P .... Reporting

Date of Report

ghon,p~on, Anne E.

06/04/2010

(No reportable

income, ISSdtS, or transactions.) Income during rc~ing.pcriod I Code I idiv., rent, Transactions during ~poning period

[~scr~ption ol Assets (including m~st as~ts)

I Gro~s value at [ of reporting ~riod buy, sell,

exemp~ from prior disclost~re

/ Code 2

~ Me~h~t

~mm/d~yy Code 2 ~ C~e 1 :

buycr/~ller

154.

-- G~gl lnc Sold Sold 08/18/~ ~/22/09 J J B A

:1 155. -- JP Morgan Cha~e & Co

156. 157. 158.

-- Ca~ntcr Technology Corp -- Honeywell International -- Nucor Corp

159. -- Exprcss Scripts 160. 161. -- Express Scripta -- CVS Corp

Buy (addD Sold Sold Sokl

01/22/(Y4 I I/23/09 I I/f.19/09 02/04/09

J J J J C A B

162. -- Goldman Sachs Group Inc 163. -- U.S. Bancorp !64. -- Baker Hughes lnc 165. -- AT&T Inc Bond
166. -- AT&T lnc Bond

Buy Buy
Sold

01t(X~!IY9 03/02/09
12/()1/(~)

J K
K f3

167. -- Astrazcneca ILC Bond 168 -- Conotophillips

Buy Buy Buy Buy

03/0-~/09 03/19/0q 03/20fl~ 03,r27/09

K J l J

169. -- Dominion Resources In,,: 170. -- Gilead Sciences lnc

PageFIN~CIAL14 of 17 DISCLOSU~ ~PORT

Thompso,,, Anne r.

~/~/2010

N ONE (~ reportable income, assets, or transactions. )

...... ,~ ............
~scripliou of AS~S (including ~st assels) Place "(X)" after each as~t cxcmpl [tom p~/o~ di~losure I ~

~.~ -7Income daring ~eportmg ~[iod :Amo~t T~ (e.g., C~te I [ div., rent, (A-H) I oriniA ~ Value Code 2 [ 0 P} [

c. " .....]--~
Gross value al end nf reD)rting ~ri~d ~ alu~ [ Method ~ C,~e 3 iO-W~ ~ ~ ............

I ransact~ons during reposing ped~

l y~ (e.g. [ Date ] Value ram/rid/y) . Co~ 2 buy, ~]!, r~:dempfion) } U-P) ; Buy Sold Buy
Buy

Gain C~le 1 fA-H)

Identity of , buycr/~llcr (ifprivale wansac6on) .

I,

171. -- Walt Disney Co. 172. -- Walt Disney Co. 173. -- Exclon Corp
174. -- Novartis AG ADR

(~/02109 0WI 1109 05113100

05!15/09

J J J
J

175. -- ITF Industries Inc 176. -- Yum B~ands Inc 177. -- Northcm Trus! Corp 178. -- McDonaldsCorp 179. - Varian Mcdical Systems 180. -- Apache Co, rp 181. -- Cisco Systems 182. -- Precision Castparts Corp 183. -- t~ecision Castparts Corp 184. -- Exlxxlitors Intl Wash h)c 185. -- Buffalo Small Cap Fund 186. -- William Blair Int] Gruwth Fund

Buy Buy Buy Buy Buy Buy Buv Buy Sold Buy Buy Buy

05/2011Y) 05!27/09 05/2.0/09 06/08/09 06/101139 i 06117I(Y0 06126/09 ! 07/0g/09 ~/I ; l0 07113109 07!291()9 07!29/09

J J J J J J J J J J J K C

FINANCIAL DISCLOSURE REPORT Page 1 5 of 1 7 VII. INVESTMENTS an d TRUSTS -- i .........

[]

N ..... P ....Reporting f

Dale of Report

"thompson. Anne E.

!~3i04/20!0

t.e, t .....ions (Includes those of sp ...... d dependent children: see pp. 34-60 of filing instructions. t

NO~ (No reportable it~come, assets, or transacliolts. )

~
~ption of Asscls (including ~st asseLs)

-"

~
~

~
Income d~ing re~ing ~riod

~"
]

c.
I

D, ...............
Transactions during ~po~ing ~fi~

Gro~s value at cnd of repo~fing ~riod ~ Value Method C~e 3 ~ (Q-W)

Place "(X}" after ea~ asset exempt tkom prior disclosure

~Amount C~dc 1 (A-H~ ~

"fy~ {e.~, ~ Vah~e div., renl, Code 2 or int.) (J-Pi ~

Ty~ (eg, buy, ~ll. ~ [ redemption)

Date Value ~ Gain mm/dc~iy Code 2 Code I (J-P~ (A-tt) ~ ~ ~

Idcnfily o[ buyer!~lter (ifpfivale t~nsactio.i

188. -- Abt~t~ ~ratorics

Buy

08/28/(~

189. -- Baxter Inten~ational 190. -- rIT .Educatio~xal Ser~,iccs 191. -- Inlel Coq) 192. -- Tcmplcton Global.Bond Fund 193. -- Legg Mason Brandy,xine Global Fund 194.

[:luy Buy Buy Buy Buy

10115109 : 11103/09 I I 1/24!(D 12107109 12/07/09

l l J J K

195.

FINANCIAl, DISCI,OSURE REPORT Page 16 of 17

Name of Per~n Reporting

Da,e of Report

a~,,.~p~o., An.e~.

t~/0~i.ol0

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSUREREPORT Page 1 7 of 1 7 IX. CERTIFICATION.

Date of Report [Name o~Pers~n Repo~ting

06/04/2010 [ Thompson, Am,e E.

I certify, that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, tn~e, and complete to the best of my kno~ltdge and belief, and that any information not reported was v, ithheld because it met applicable statutory provisions permitting non-disclosure. I further certify thai earned iucome from outside employment and bonorarla and the acceptance of gifts whlch have been reported are iu compliance with Ihe provisions of 5 U.S.C. app. 501 el. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature_

NOTE: ANY INDIVIDUAl, WHO KNOWINGLY AND Wll,FUI.LY FALSIFIE AND CRIMINAL SANCTIONS (5 U.S.C. app. llgl)

FILING INSFRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-30 I One Columbus Circlc, N.E. Washington, D.C. 20544