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Despite the accumulating body of research on teacher cognition and teacher learning in the
field of second language (L2) teacher education over the past 2 decades, few studies have
followed novice L2 teachers’ development over time, and still fewer have focused specifically
on teacher identity development. This study begins to fill this gap by examining how novice
English-as-a-second-language (ESL) teachers learn to teach and how this learning-in-practice
experience shapes their identities as teachers. For 1 academic year, we followed 2 graduate
students in a Master of Arts for Teachers of English to Speakers of Other Languages program
at a U.S. university as they taught their own ESL classes for the first time. In analyzing the
2 case studies from a situated learning perspective, we show an intertwined relationship be-
tween novice teachers’ identity development and their changing classroom practice. Based on
our findings, we argue for the need to include a deeper understanding of teacher identity
development in the knowledge base of L2 teacher education.
“On the first day one student [said to me], ‘You in general, Danielewicz (2001) observed that at
look like a student. You look like one of us.’” (Amy, some point during their teacher training, student
October 2004) teachers must make a transition from being pri-
“I feel more like a teacher. I’m more like a profes- marily students to being primarily teachers. Amy
sional.” (Amy, June 2005) made that transition. However, how does this iden-
tity transformation happen? Kennedy (1990) esti-
THESE TWO COMMENTS WERE MADE AT the mated that compared with the 3,060 days of expe-
beginning and at the end of an academic year dur- rience as students that we accumulate by the time
ing which Amy, a student teacher in a Master of we receive our bachelor’s degrees, typical teacher
Arts for Teachers of English to Speakers of Other preparation programs usually require only 75 days
Languages (MATESOL) program at a U.S. univer- of classroom experience. The stark contrast be-
sity, taught her own English-as-a-second-language tween the two figures is a good indication of how
(ESL) classes for the first time. Amy began her challenging it can be for student teachers to shed
teaching still thinking of herself as a graduate stu- the identity of a student and adopt the identity of
dent but came out of 1 year of classroom prac- a teacher.
tice viewing herself as a second language (L2) In this study, we explore how novice L2 teach-
teacher. Speaking of teacher education programs ers1 learn to teach and come to identify them-
selves as professional language teachers. For 1
The Modern Language Journal, 95, ii, (2011) academic year, we followed two graduate students
DOI: 10.1111/j.1540-4781.2011.01178.x in an MATESOL program at a U.S. university as
0026-7902/11/236–252 $1.50/0 they taught their own ESL classes for the first
C 2011 The Modern Language Journal
time. Through a lens of situated learning (Lave
Yasuko Kanno and Christian Stuart 237
& Wenger, 1991), our qualitative analysis of the butions into their instruction, novices tend to ig-
two case studies shows an intertwined relationship nore them in an effort to regain their control.
between novice teachers’ identity formation and Although these short-term studies offer valu-
their changing classroom practice: For our two able insights into the beginning stages of novice
participants, Amy and John, classroom practice language teachers’ learning-to-teach processes,
helped nurture their teacher identities, and their they do not tell us how the novices move beyond
emerging identities in turn shaped their practice. such beginning stages and learn to overcome the
From our findings, we argue that the construction dilemmas and challenges they encountered at
of a teacher identity is integral to novice L2 teach- the outset. One way to circumvent this problem
ers’ learning-to-teach processes. We thus call for a is to compare novice teachers with experienced
deeper understanding of L2 teacher identity de- teachers (Mok, 1994; Nunan, 1992; Richards, Li,
velopment as a core constituent of the knowledge & Tang, 1998; Tsui, 2003). In comparing ESL
base of L2 teacher education. teachers in Australia, for instance, Nunan (1992)
showed that novice teachers’ classroom decisions
tended to focus on management issues, whereas
more experienced instructors focused on actual
L2 TEACHER DEVELOPMENT AND IDENTITY language issues. Tsui’s (2003) study, which com-
pared one expert teacher, two experienced teach-
Since the beginning of the 1990s, the field ers, and one novice teacher all working in the
of L2 teacher education has generated a grow- same Hong Kong secondary school, found that
ing body of research on teacher learning and the knowledge of the expert teacher was more
teacher cognition (Borg, 2003, 2006; Freeman, integrated than that of the other three teachers
2002; Richards, 2008, for overviews). The overar- and that she was able to better utilize her theo-
ching purpose of this research has been to illumi- retical knowledge in making curricular decisions.
nate how L2 teachers’ mental processes initially Whereas these studies have certainly yielded im-
form, change, and ultimately develop within the portant findings about expert teaching practices,
institutional contexts of teacher education pro- they offer only snapshots of changes in L2 teacher
grams and classroom practice experiences (Free- development, rather than examinations of actual
man, 2002). Yet, despite this body of research, two long-term changes within the same individuals.
gaps in knowledge are particularly noticeable: the To date, six sets of published studies have specif-
paucity of examinations of novice L2 teacher de- ically addressed novice teachers’ long-term de-
velopment over time and a lack of inquiry into velopment (Farrell, 2003, 2006; Liu & Fisher,
novice L2 teachers’ identity development. 2006; Peacock, 2001; Pennington & Richards,
Most of the studies on preservice and first- 1997; Richards & Pennington, 1998; Tsui, 2007;
year L2 teachers are of a short duration, typ- Watzke, 2007; see Table 1).2 Of these studies,
ically with data collected over the course of a two directly focus on changes in novice language
one-semester practicum (Bailey et al., 1996; John- teachers’ identities. Tsui (2007), employing nar-
son, 1992, 1994, 1996; Numrich, 1996; Warford rative inquiry, retroactively traced the teacher
& Reeves, 2003). Many of these studies’ findings identity formation of one EFL teacher in China
correspond to those typical of the survival stage of over 6 years.3 The study shows a complex ne-
teacher development in general education (Fuller gotiation of teacher identity and professionaliza-
& Bown, 1975; Nyquist & Sprague, 1998). Begin- tion, in which the teacher’s relationships with
ning language teachers are shocked by the gap colleagues and mentors, the local educational pol-
between their idealized visions of teaching and icy that mandates the use of communicative lan-
the realities of the classroom (Farrell, 2001; John- guage teaching (CLT), and his own doubts about
son, 1996). They are often too preoccupied with CLT combined with a secret belief in the tradi-
their own teaching to pay much attention to what tional methods created ongoing tension that was
their students are learning (Johnson, 1994; Num- never quite resolved. Liu and Fisher (2006) stud-
rich, 1996). Numrich found that only toward the ied three foreign language student teachers’ con-
end of the practicum do student teachers become ceptions of self during a 9-month teacher certi-
aware of their lack of concern with student needs fication program in Britain. Although the three
and learning. Novice L2 teachers also tend to be student teachers did not initially identify them-
thrown off by students’ unexpected questions and selves firmly as teachers, they felt their perfor-
tend to view student initiations as off-task and mance steadily improve over three terms, they
a threat to their instructional control (Johnson, learned to establish a good working relationship
1992). Instead of incorporating students’ contri- with their students, and in the end they each felt
238 The Modern Language Journal 95 (2011)
TABLE 1
Studies of Novice Second Language Teachers’ Long-Term Development
Source Focus Context Research Methods
Pennington & Coping with the first 3 graduates of a B.A. Questionnaires; classroom
Richards (1997) year of teaching TESL degree in observation; monthly
Richards & Hong Kong meetings. Duration: 9 months
Pennington (1998)
Peacock (2001) Teachers’ beliefs 146 preservice Learner self-report
about L2 learning teachers in a B.A. questionnaire; ESL
TESL program in proficiency scores; instruction
Hong Kong package; classroom
observation. Duration: 3 years
Farrell (2003) Transition from a 1 first-year English Classroom observation;
Farrell (2006) teacher education language teacher in post-observation conferences;
program to life in a Singapore teaching journal;
real classroom semistructured interviews.
Duration: 1 year
much more like “a real teacher” (p. 355). Liu and cursively constructed—and a focus on “identity-
Fisher’s findings are reminiscent of the patterns in-practice” (p. 39)—identity that is enacted in
of novice teacher development that have been re- practice. Making a similar claim but speaking
peatedly identified in general teacher education more methodologically, Cross (2010) encouraged
(e.g., Bullough, 1989; Danielewicz, 2001; Nyquist a shift from research designs that make “a clear
& Sprague, 1998), and in this regard, they offer no separation between thought and behavior (e.g.,
new information. However, it is noteworthy that the reliance on self-report data about what teach-
within the field of L2 teacher education, theirs is ers think or the use of observation records of what
the only study that has documented the long-term teachers do), to approaches incorporating a focus
development of language teacher identity in real on both” (p. 436, original emphasis).
time. However, despite these important develop-
Finally, several researchers have recently made ments in L2 teacher identity research, a fun-
calls for more nuanced and complex approaches damental problem remains: We still know little
to researching teacher identity (Cross, 2010; Cross about how novices come to identify themselves
& Gearon, 2007; Varghese, Morgan, Johnston & as professional L2 teachers. To date, only two
Johnson, 2005). Varghese et al. (2005) juxtaposed studies—Tsui (2007) and Liu and Fisher (2006),
three different theoretical frameworks to demon- reviewed earlier—have specifically and directly
strate how each framework highlights different addressed changes in novice language teachers’
aspects of language teacher identity. Arguing that identities over time. Although these two studies
no single framework is likely to adequately capture constitute important first steps in investigating
the complexity of teacher identity, Varghese et al. novice L2 teachers’ identity development, two im-
advocated openness to multiple theoretical ap- portant gaps remain: (a) Neither study examined
proaches. In particular, the authors underscored the development of novice ESL teachers in North
the need to incorporate a focus on what they America and (b) neither Tsui nor Liu and Fisher
call “identity-in-discourse”—identity that is dis- observed their participants’ teaching as part of
Yasuko Kanno and Christian Stuart 239
their data, and therefore cannot comment di- are particularly important to this study: learning-
rectly on the relationship between teacher iden- in-practice (Lave, 1996, p. 155) and identities-in-
tity and classroom practice, as advocated by Vargh- practice (Lave, 1996, p. 157; Wenger, 1998, p. 215).
ese et al. (2005) and Cross (2010). To start with the concept of learning-in-
Thus, in response to the lack of research deal- practice, according to Lave and Wenger (1991),
ing specifically with the long-term development novices engage in learning not for its own sake,
of L2 teacher identity in North American con- but they learn so that they can participate in the
texts, we document and analyze how two novice practices of the community to which they wish to
ESL teachers at a U.S. university learn to teach belong. Thus, to use one of the examples that
and come to identify themselves as professional Lave (1996) cited, legal apprentices in a 19th-
L2 teachers. century mosque school in Cairo “learned about
the texts, scholarship, the round of daily life of
LEARNING– AND IDENTITIES–IN–PRACTICE masters, and the practice of law while engaged in life
each day at the mosque” (p. 153, added emphasis).
In a theoretical discussion of teacher identity Likewise, student teachers in this study learned
development in the field of general teacher ed- the craft of teaching, the dynamics of teacher–
ucation, Britzman (1994) made a useful distinc- student relationships, and the rhythm of teachers’
tion between role and identity: Role is a pub- academic year while performing their duty as the
lic function often assigned externally, whereas instructors of ESL courses. Learning-in-practice is
identity involves inner commitment. Expanding different from the simple notion of “learning-by-
on this idea, Danielewicz (2001) claimed that doing” since in learning-by-doing, learning is still
“becoming a teacher means that an individual positioned as the ultimate goal to which doing is
must adopt an identity as such. I take this strong supposed to contribute. In contrast, in learning-
position—insisting on identity—because the pro- in-practice, the practice is the ultimate mission;
cess of teaching, at once so complicated and deep, novices learn because they need to do their part
involves the self” (p. 9). In other words, becoming in the practice.
a teacher is nothing short of identity transforma- The second notion we wish to highlight is
tion. identities-in-practice (Lave, 1996, p. 157; Wenger,
We too believe that becoming an L2 teacher 1998, p. 215). For Lave and Wenger, an identity
requires the commitment of the self, not just play- is not something that one brings, already well
ing an assigned role in the classroom. We further formed, into one’s practice; nor is it something
believe that the actual experience of teaching is that incidentally emerges as a result of acquiring
what enables student teachers to make a transi- a particular skill set or knowledge. Rather, identity
tion from aspiring to become a language teacher development is learners’ principal project as they
to actually being one. Our experience as a teacher engage in practice:
educator and a graduate of an MATESOL pro-
gram with a strong student teaching component What would happen if we took the collective social na-
affirms these convictions. However, how does this ture of our existence so seriously that we put it first; so
identity transformation come about? When do stu- that crafting identities in practice becomes the funda-
dent teachers of L2 make a switch from being mental project subjects engage in; crafting identities
“graduate students experimenting with teaching” is a social process, and becoming more knowledgeably
to “language teachers doing their job”? Exactly skilled [i.e., learning] is an aspect of participation in
what aspects of teaching practice help them be- social practice. (Lave, 1996, p. 157, original emphasis)
come teachers? These are the questions we wanted
to answer. Thus, to go back to the example of the 19th-
Lave and Wenger’s (Lave, 1996; Lave & Wenger, century law apprentices in Cairo, the principal
1991; Wenger, 1998) theory of situated learning, project in which they were engaged was the
which conceptualizes learning as “a fundamen- project of “becoming ‘lawyers’ known for their
tally social phenomenon” (Wenger, 1998, p. 3), is learned practice” (Lave, 1996, p. 156). Similarly,
a useful framework in exploring novice L2 teach- the fundamental project in which student teach-
ers’ identity transformation in the context of class- ers of L2 are engaged is the project of becoming
room practice. Like other sociocultural theorists “language teachers” in particular communities of
(e.g.,Vygotsky, 1978), Lave and Wenger claimed teachers and learners. It is in this sense that we
that the genesis of learning lies in social inter- use the term learning to become: Becoming a kind
action between people rather than in individuals’ of person (e.g., a lawyer, an L2 teacher) is the
minds. Two aspects of the situated learning theory “telos” of learning (Lave, 1996, p. 156).
240 The Modern Language Journal 95 (2011)
The concept of identities-in-practice suggests a the United States. At the time of the study, Kanno
mutually constitutive relationship between iden- was a faculty member of the program and Stuart
tity and practice. Identities develop only in situ, was a graduate of the program. The MATESOL
as one takes part in the practices of a community program accepts approximately 15 students each
and learns the ways of being and doing in the year: A few are international students—mostly
community. In an often-cited passage, Lave and from Korea, Taiwan, and Japan—and the rest are
Wenger (1991) argued, “As an aspect of social American. Together they form a tightly knit co-
practice, learning involves the whole person . . . hort as they take required courses in second lan-
it implies becoming a full participant, a mem- guage acquisition (SLA), testing, teaching meth-
ber, a kind of person” (p. 53). At the same time, ods, pedagogical grammar, and research methods
as learners evolve, their changing identities, as together. For field experience, they take two prac-
lawyers or teachers, also orient their approaches tica.
to their practice. As Lave (1996) observed, “Who While they are in the program, many of the
you are becoming shapes crucially and fundamen- MATESOL students receive 1 or 2 years of teach-
tally what you ‘know.’ ‘What you know’ may be bet- ing assistantships in the university’s ESL center.
ter thought of as doing rather than having some- They are called teaching assistants (TAs) and are
thing” (p. 157). Because identity and practice assigned mentors whom they can consult about
are so intimately intertwined, one cannot change any curricular issues. They are also periodically
without affecting the other. observed by the director of the ESL programs and
It is important to note here that we are using the faculty members of the MATESOL program for su-
term identities-in-practice in a related but broader pervision and feedback. However, apart from such
sense than Varghese et al.’s (2005) use of the a support system, the TAs function as independent
term. Varghese et al.’s “identity-in-practice” refers instructors responsible for all aspects of teaching
to identities that can be observed in a teacher’s their own classes. In other words, this is a verita-
practice and is a contrasting term to “identity- ble learning-in-practice experience: TAs need to
in-discourse” (i.e., discursively constructed iden- learn to teach because they are employed as ESL
tities). In contrast, we use the term identities- instructors. As this university follows the quarter
in-practice to reference the mutually constitutive schedule, being a TA for 1 academic year means
relationship between identity and practice. In that teaching one course a quarter for three quarters.
sense, even the discursively constructed identities Each course consists of one 50-minute class per
are part of the identities-in-practice, as discursively day, 5 days a week, for 10 weeks. Students at the
constructed identities are verbal expressions of ESL center are mostly 18- to 25-year-old interna-
the ongoing mutual relationship between the self tional students who come to the United States
and the practice of a teacher. Therefore, to avoid specifically to study English. Class sizes range from
the confusion and still to make use of the useful 12 to 18 students.
distinction between the discursively constructed
identities and the identities that are enacted in
practice, we will refer to the former as narrated Participants
identities and the latter as enacted identities.
Thus, we can frame our research questions in During the 2004–2005 academic year, there
the following terms: were seven second-year MATESOL students who
taught as TAs for the first time. After receiving the
1. How do student teachers of an L2 learn to university’s institutional review board approval,
become professional L2 teachers? we sent a recruitment email to all seven students.
2. What classroom practices contribute to the Of the four students who volunteered to partic-
formation of L2 teacher identities? ipate, we chose two students—John and Amy—
3. How do novice L2 teachers’ emerging identi- primarily for their relative lack of teaching expe-
ties manifest themselves in and shape their teach- rience. Although they had taught in classroom
ing practice? settings previously, neither of them had taught
their own courses. In addition, these two teachers
were chosen because their performance during
METHODS
the first-year practicum, which Kanno taught, indi-
Setting cated their potential to become successful teach-
ers. Like Bullough and Baughman (1997), we
This study took place in the context of a 2-year wanted to know how promising student teachers
MATESOL program at a large public university in experience the challenge of teaching their own
Yasuko Kanno and Christian Stuart 241
TABLE 2
Summary of the Two Teachers’ Course Assignments
First Quarter (Oct.–Dec.) Second Quarter (Jan.–Mar.) Third Quarter (Apr.–Jun.)
classes for the first time and how, through that and documents. We observed a total of 49 lessons;
process, they grow into teachers. given that between the two of them, John and Amy
John was a 33-year-old, White, native-English- taught roughly 300 lessons that year, we observed
speaking, American male. He was born and raised approximately one sixth of these lessons. We alter-
in Japan because of his parents’ jobs but lived in an nately visited the two teachers’ classes each week.
American community in Japan where his contact In their classrooms, we were nonparticipant ob-
with Japanese was limited. John tried out a few dif- servers, sitting inconspicuously at the back of the
ferent careers in the United States and Japan be- room and taking detailed field notes. Kanno also
fore he decided to become an ESL teacher. Prior interviewed the two teachers three times each
to joining the MATESOL program, he had taught quarter—at the beginning, in the middle, and at
at a conversation school in Japan where instruc- the end—with each interview lasting 60–90 min-
tors taught different sets of students each day. utes. These interviews aimed to track the teach-
He also served as an assistant language teacher ers’ own perceptions of their growth and identity
at a local secondary school in Japan. In addition, change. In addition, their classes were videotaped
he exchanged informal language lessons with his twice each quarter for closer analysis, and one of
Japanese friends. During the MATESOL program, the two tapes for each quarter was used for stim-
John taught Intermediate Listening and Speaking ulated recall. In each stimulated recall session,
in the first quarter, Beginning Reading in the sec- the participant was asked to view the video and
ond, and Intermediate Grammar in the third (see provide commentary on his or her lesson (Borg,
Table 2). 2006). Relevant documents such as curricula vi-
Amy was a 28-year-old, White, native-English- tae, course syllabi, and class handouts were also
speaking, American female. She was born and collected throughout the year. Finally, the two par-
grew up in the Midwestern United States. She had ticipants kept teaching journals as part of the re-
lived in France for 7 months. Before enrolling in quirements for the second practicum they took in
the MATESOL program, Amy had 6 months’ ex- the fall quarter (taught by another faculty mem-
perience teaching ESL at a private conversation ber). They shared these journals with us: Amy’s
school in the Midwest in which all instructors fol- journal was 29 single-spaced, typed pages and
lowed the same instructional manual and taught John’s was 15 pages.
different lessons on a rotating basis. During the
MATESOL program, she taught Advanced Aca-
demic Listening and Speaking in the first quarter, Data Analysis
Advanced Academic Reading and Speaking in the
second, and American Culture Through Film in Data analysis was conducted at two different
the third (see Table 2). levels: within-case analysis and cross-case analysis
(Merriam, 1998). We first coded the entire data
set on each participant separately, extracting re-
Data Collection curring themes and identifying the “trajectory”
(Lave, 1996, p. 156) of each teacher’s identity de-
As reviewed earlier, Varghese et al. (2005) and velopment. We paid particular attention to the
Cross (2010) both advocated a combined focus on match and mismatch between the narrated iden-
narrated identities and enacted identities in the tities and the enacted identities as emerged from
study of L2 teacher identity. Thus, we collected the different sources of data. After the within-case
a variety of data that together covered the whole analysis, we compared the two teachers’ develop-
spectrum of the narrated and enacted identities: mental processes and grouped individual themes
Interviews, teaching journals, stimulated recalls, into larger clusters. Drawing on our theoretical
classroom observations, videotapings of classes, framework, we grouped individual themes into
242 The Modern Language Journal 95 (2011)
(a) classroom practices that shaped teacher iden- that she wasn’t sure. Then a third student who was
tities and (b) changes in teacher identities that quick to look up the word in a dictionary declared,
influenced classroom practices. Two drafts of the “Spread is both intransitive and transitive so both have
paper were sent to the two participants for mem- spread and have been spread are OK.” Amy wrote both
on the board and said “OK,” although looking rather
ber check (Lincoln & Guba, 1985). Their input
dubious. (OB 11/02/04)
was incorporated into subsequent revisions.
In what follows, we first present brief narratives
of the two teachers, followed by a discussion of Thus, by giving a grammatically incorrect sen-
how their classroom practice helped nurture their tence to students and asking them to correct it,
teacher identities and how their emerging identi- Amy ended up with an even more ungrammatical
ties, in turn, changed their practice. sentence: