Chng 4

I. PHP LUT V QUN L TIN T

1. Khi nim chung v tin t :
Tin

t l loi hng ho c bit, l vt ngang gi

chung lm phng tin trung gian trao i.

Tin

t l phng tin thanh ton, bao gm tin

giy, tin kim loi, v cc giy t c gi nh tin.

07/05/16

Lut NH & CK - GV Nguyn T Nhu

I. PHP LUT V QUN L TIN T

1. Khi nim chung v tin t :
Tin tri qua 3 hnh thi :
- Ho t (tin bng hng ho).
- Tn t (tin qui c : tin giy, tin kim loi).
- Bt t (tin qua ngn hng).

07/05/16

Lut NH & CK - GV Nguyn T Nhu

I. PHP LUT V QUN L TIN T

2. Qun l nh nc v tin t :
Ni dung qun l :
- Xy dng d n, chnh sch v tin t.
- Ban hnh cc vn bn php lut v qun l tin t.
- T chc thc hin, kim tra, gim st qu trnh thc

hin chnh sch tin t.

07/05/16

Lut NH & CK - GV Nguyn T Nhu

I. PHP LUT V QUN L TIN T

2. Qun l nh nc v tin t :
Qun l tin t thng qua cc hot ng :
- Chnh sch tin t quc gia.
- Pht hnh tin.
- Qun l nh nc v th trng tin t.

07/05/16

Lut NH & CK - GV Nguyn T Nhu

I. PHP LUT V QUN L TIN T

2. Qun l nh nc v tin t :
Chnh sch tin t quc gia.
Chnh sch tin t l vic iu chnh khi lng tin
trong lu thng bng cc cng c ti chnh tin t
nhm t cc mc tiu v chnh sch tin t.

07/05/16

Lut NH & CK - GV Nguyn T Nhu

I. PHP LUT V QUN L TIN T

2. Qun l nh nc v tin t :
Chnh sch tin t quc gia.
Mc tiu ca chnh sch tin t : n nh gi tr

ng tin, km ch lm pht, n nh sc mua ca

ng tin.

07/05/16

Lut NH & CK - GV Nguyn T Nhu

I. PHP LUT V QUN L TIN T

2. Qun l nh nc v tin t :
Chnh sch tin t quc gia.
Thm quyn ra quyt nh v chnh sch tin t quc gia :
-

NHNN ch tr xy dng : d n chnh sch tin t quc gia, mc cung tin lu

thng hng nm.

Chnh ph xy dng : d n chnh sch tin t quc gia, mc lm pht d kin

hng nm, quyt nh lng cung tin b sung, bo co nh k cho UBTVQH.

Quc hi quyt nh : chnh sch tin t quc gia, mc lm pht d kin hng
nm.

8
07/05/16

Lut NH & CK - GV Nguyn T Nhu

I. PHP LUT V QUN L TIN T

2. Qun l nh nc v tin t :
Chnh sch tin t quc gia.
Cng c thc hin chnh sch tin t quc gia.
Tin hnh thc hin chnh sch tin t quc gia.

07/05/16

Lut NH & CK - GV Nguyn T Nhu

I. PHP LUT V QUN L TIN T

2. Qun l nh nc v tin t :
Pht hnh tin.
NHNN c quyn pht hnh tin, in c tin.
Vic pht hnh tin thng qua cc hnh thc :
-

Cho vay ti cp vn i vi cc ngn hng.

Mua cc giy t c gi thng qua nghip v th trng m.

Mua ngoi t trn th trng lin ngn hng.

Cho vay i vi chnh ph nhm b p ngn sch thiu ht tm thi.

Thu i tin rch nt, h hng trong lu thng.

10
07/05/16

Lut NH & CK - GV Nguyn T Nhu

I. PHP LUT V QUN L TIN T

2. Qun l nh nc v tin t :
Qun l nh nc v th trng tin t.
Th trng tin t : ni tip xc hai yu t cung cu tin t

hot ng vay cho vay gi c ca tin t (li sut).

i tng ca th trng tin t : cc loi giy t c gi bng

VN c thi hn hoc cn thi hn di mt nm.

i tng tham gia th trng tin t : NHNN v cc TCTD.

07/05/16

Lut NH & CK - GV Nguyn T Nhu

11

I. PHP LUT V QUN L TIN T

2. Qun l nh nc v tin t :
Qun l nh nc v th trng tin t.
Hot ng ca th trng tin t c 2 chc nng c bn :

- Cn i, iu ho kh nng chi tr gia cc TCTD.

- Cn i ngun vn vay v cho vay gia NHNN v cc
TCTD.

07/05/16

Lut NH & CK - GV Nguyn T Nhu

12

I. PHP LUT V QUN L TIN T

2. Qun l nh nc v tin t :
Qun l nh nc v th trng tin t.
Th trng tin t bao gm :

- Th trng ni t lin ngn hng.

- Nghip v th trng m.
- u thu tri phiu chnh ph.

07/05/16

Lut NH & CK - GV Nguyn T Nhu

13

II. TNG QUAN V NGOI HI V HOT NG NGOI HI

1. Khi nim ngoi hi v hot ng ngoi hi:

Ngoi hi l tin nc ngoi, cc phng tin chi tr
c gi tr bng tin nc ngoi (ngoi t), cc chng
t, chng khon c kh nng chuyn i thnh ngoi
t, kim kh qu, qu.

07/05/16

Lut NH & CK - GV Nguyn T Nhu

14

II. TNG QUAN V NGOI HI V HOT NG NGOI HI

1. Khi nim ngoi hi v hot ng ngoi hi:

Hot ng ngoi hi l hot ng ca ngi c tr,

ngi khng c tr trong giao dch vn, giao dch

vng lai, cc giao dch khc c lin quan n ngoi
hi.
Hot ng hi oi l mt b phn quan trng cu

thnh nn hot ng ngoi hi.

07/05/16

Lut NH & CK - GV Nguyn T Nhu

15

II. TNG QUAN V NGOI HI V HOT NG NGOI HI

2. Th trng ngoi hi :
Th trng ngoi hi l ni din ra cc giao dch

ngoi hi : mua bn ngoi t, vay cho vay, bo

lnh, u t,
Th trng ngoi hi l mt trong ba b phn cu

thnh th trng ti chnh.

07/05/16

Lut NH & CK - GV Nguyn T Nhu

16

II. TNG QUAN V NGOI HI V HOT NG NGOI HI

2. Th trng ngoi hi :
Chc nng ca th trng ngoi hi :
- Gip chu chuyn vn gia cc quc gia c hiu qu.
- Xc nh gi tr i ngoi ca tin t theo qui lut cung

cu.
- Bo him cc khon phi thu, phi tr, u t bng ngoi

hi.
07/05/16

Lut NH & CK - GV Nguyn T Nhu

17

II. TNG QUAN V NGOI HI V HOT NG NGOI HI

2. Th trng ngoi hi :
c im ca th trng ngai hi :
- L th trng mang tnh cht quc t.
- Hot ng lin tc 24/24 gi.
- Nhy cm, c tnh lin kt cao,

07/05/16

Lut NH & CK - GV Nguyn T Nhu

18

II. TNG QUAN V NGOI HI V HOT NG NGOI HI

2. Th trng ngoi hi :
Phn loi :
Cn c vo cch thc t chc giao dch:

Th trng giao dch tp trung, phi tp trung.

Cn c vo phng thc giao dch:

Th trng giao dch ngoi hi giao ngay, k hn,

hon i, tng lai, quyn chn.
07/05/16

Lut NH & CK - GV Nguyn T Nhu

19

II. TNG QUAN V NGOI HI V HOT NG NGOI HI

2. Th trng ngoi hi :
Phn loi :
Cn c vo tnh hp php hay khng hp php :

Th trng ngoi hi chnh thc, t do.

Cn c vo ch th tham gia giao dch :

Th trng ngoi hi lin ngn hng, ph thng.

07/05/16

Lut NH & CK - GV Nguyn T Nhu

20

II. TNG QUAN V NGOI HI V HOT NG NGOI HI

2. Th trng ngoi hi :
T gi hi oi :
C 3 ch ch t gi hi oi trn th gii :

- Ch t gi hi oi c nh.
- Ch t gi hi oi th ni hon ton.
- Ch t gi hi oi th ni c qun l.

07/05/16

Lut NH & CK - GV Nguyn T Nhu

21

II. TNG QUAN V NGOI HI V HOT NG NGOI HI

2. Th trng ngoi hi :
T gi hi oi :
Ch t gi ca VN hin hnh l ch t gi

th ni c kim sot, c hnh thnh trn quan h

cung cu ngoi t trn th trng c s iu tit ca
Nh nc.

07/05/16

Lut NH & CK - GV Nguyn T Nhu

22

III. NI DUNG C BN CA PHP LUT V NGOI HI

1. Ch php l v qun l ngoi hi :

Cc ch th c thm quyn qun l nh nc v ngoi hi.
i tng chu s qun l nh nc v ngoi hi :

Cc i tng ch th :
-

T chc, c nhn Vit Nam c ngoi hi v hot ng ngoi hi

trn lnh th Vit Nam hay nc ngoi, v

T chc, c nhn nc ngoi c ngoi hi v hot ng ngoi hi

trn lnh th Vit Nam.

07/05/16

Lut NH & CK - GV Nguyn T Nhu

23

III. NI DUNG C BN CA PHP LUT V NGOI HI

1. Ch php l v qun l ngoi hi :

i tng chu s qun l nh nc v ngoi hi :

Cc ch th c phn thnh hai nhm :

- Ngi c tr.
- Ngi khng c tr.

07/05/16

Lut NH & CK - GV Nguyn T Nhu

24

III. NI DUNG C BN CA PHP LUT V NGOI HI

2. Ni dung c bn v ch php l v qun l ngoi hi

(xem Php lnh ngoi hi, )

07/05/16

Lut NH & CK - GV Nguyn T Nhu

25