Professional Documents
Culture Documents
• Administrative agencies can be broadly classified into three the Legislative, the
Executive and the Judiciary. All the administrative activities can be covered under
these three main heads.
• Administrative law deals with the powers of the Administrative authorities, the
manner in which the powers are exercised and the remedies which are available to
the aggrieved persons when those powers are abused by these authorities.
• The main object of the study of administrative law is to unravel the way in which
these administrative authorities could be kept within their limits so that the
discretionary powers may not be turned into arbitrary power
• The relationship of the administrative authorities and the people
have become very complex.
• In the ancient society the functions of the state were very few the
prominent among them being protection from foreign invasion,
levying of Taxes and maintenance of internal peace & order.
• But in the modern society, the functions of the state are manifold,
In fact, the modern state is regarded as the custodian of social
welfare and consequently, there is not a single field of activity
which is free from direct or indirect interference by the state.
• There are four principal sources of administrative
law in India:-
a. Constitution of India
d. Judicial decisions
Nature and scope of administrative law
• Administrative law is not codified like the Indian Penal code or the
law of Contracts. It is based on the constitution.
• In 2005, the parliament has enacted a new legislation i.e. Right to Information Act (2005)
• RTI act (2005) confers all indian citizens the right to access to the information and promotes
openness and transparency.
The act imposes obligation on public agencies to disclose the information suo-motu to
reduces requests for an information
The President appoints Chief Information Commissioner (CIC) and Governor will
appoint State Information Commissioner (SIC).
CIC & SIC will publish an annual report on the implementation of the Act.
It carries strict penalties for falling to provide information or affecting its flow. The
erring officials will be subject to departmental proceedings
The information commission shall fine an official
Rs 250 per day ( subject to maximum of Rs. 25000)
if information is delayed without reasonable cause
beyond the stipulated 30 days.
a. Change orientation
b. Goal orientation
c. Commitment
d. Client orientation
e. Time orientation
g. Innovativeness
h. Ecological perspective
i. Effective coordination
j. Responsiveness
• Approaches to development administration can be grouped into two categories
• The main contention is that the social, cultural, political and economical scenario in Asian,
African and Latin American countries are different from each other as well as from the
western world.
• In other words, if these countries want to achieve a real development then it should be
done by giving emphasis on economic, social, cultural and political aspects of those
countries and not imitating what the western European or USA has done.
• It is proposed by the scholars that when the development projects are planned and framed
then the local situation of the countries should be given prime importance and the
administration should have a paradigm shift (change in model) from western ideas and
experiences to local ideas and experiences.
• Anti development theorists opined that the real aim of western development is linked to modernization
which is basically a way of increasing dependency of developing countries on of western world.
• The criticism is centered around the costs of these development models The costs include
1. Social costs: Displacement of people due to industrial development etc and the resultant social
tensions.
2. Environmental costs: Environmental degradation due to developmental projects like ports and
mining.
3. Economic costs: By employing the present development models, the Asian and African countries are
still reeling under external debt. Though many countries achieved better economic growth, poverty
continues to be a problem in the developing world and world over, the gap between the rich and the
poor has been widening.
A broader notion of development which focus on the overall quality of life of the people, equitable
distribution, satisfaction of basic needs, valuable capabilities and functioning of the people
Sustainable Development: Development that meets the needs of the present generation without
compromising the ability of future generations to meet their own needs.
Bureaucracy Democracy and Development
• Bureaucracy and development are two components of development philosophy
• Bureaucracy viewed by the Weberian model and other theorists pertains to same routine,
unchanged and repeated procedures that enable it to continue, achieve its pre-established
goals and handle its problems like a system without being influenced by external factors.
• In order to sensitise the bureaucracy for development processes it is suggested to provide them
training in attitudinal changes and incorporate dynamic and social values in them to know the
requirement, preparation of strategy and implementation of programmes in the present
ecological setting in order to uplift the socio-cultural and economic status of the country.
• The Interaction Between Democracy and Development,
democracy embodies four basic principals: freedom, justice,
free participation of citizens and human rights.
1. Substantive Public Policy: These are the policies concerned with the general welfare and development
of the society like provision of education and employment opportunities, economic stabilization, law
and order enforcement, anti pollution laws etc are its examples. It does not cater to any particular or
privileged section of society and have to be formulated dynamically keeping in mind the goals and
characteristics of the constitution and directive principles of state policy as well as the current and
moral claims of society.
2. Regulatory Public Policy: These policies are concerned with regulation of trade, business, safety
measures, public utilities etc performed by independent organizations working on behalf of the
government like LIC,RBI,SEBI,STATE ELECTRICITY BOARDS etc. Policies pertaining to to these
services and organizations rendering these services are known as regulatory policies.
3. Distributive Public Policy: These are the policies meant for specific segments of society especially the
needy ones. Public assistance and welfare programmes, adult education programme, food relief, social
insurance, vaccination camps, public distribution systems etc are all examples of such policy.
4. Redistributive Public Policy: These policies are concerned with rearrangement of policies
concerned with bringing basic social and economic changes. Certain assets and benefits are divided
disproportionately amongst certain segments of society and so those need to be redistributed so it
reaches where it is needed and does not lie about surplus somewhere else.
5. Capitalisation Public Policy: These policies are related to financial subsidies given by the
Centre to state and local governments and central and state business undertakings,etc and is not
directly linked to public welfare as the others listed above. it does contribute but indirectly. It is
basically infrastructural and development policies for govt. business organisations to keep
functioning properly.
7. Technical Public Policy: It relates to the policies framed for arrangement of procedures,rules and
framework which a system shall provide for discharge of action by various agencies on the field.
MODELS OF POLICY MAKING
1) Institutional Model
2) Systems Model
3) Rational Model
-
4) Bounded Rationality Model
5) Incrementalism Model
6) Game Theory
7) Elite Model
8) Group Theory
• The term Budget was for the first time used in 1773
• The term budget is derived from an old English word “BOUGETT” which means a
sack or pouch
f. Rule of Lapse
• Under this system, the amount granted by the legislature on a specific item be spent
on that item only
• The term performance budget was coined by the First Hoover Commission in
1949
• It emphasizes planning aspect of budgeting for selecting out the best out
of a number of available programmes and for optimising the choice in
economic terms while allocating funds in the budget
• After Lok Sabha, budget is presented before Raj Sabha which can only
discuss budget and has no power to vote on the demand for grants
General Discussion:
• The general discussion on the Budget begins a few days after its
presentation. It takes place in both the houses of parliament & lasts
usually for three to four days.
Scrutiny by Departmental Committees:
• After the general discussion on the budget is over,
the houses are adjourned for about three to four
weeks.
• They can also move motions to reduce any demand for grants. Such motions are
called as Cut Motions. They are of three types:
b. Economy Cut Motion: It represents the economy that can be affected in the
proposed expenditures. It states that the amount of the demand be reduced by a
specified amount.
c. Token Cut Motion: It states that the amount of the demand be reduced by Rs. 100.
• In total 26 days are allotted for the voting of demands.
• On the last day (i.e. 26th day) the speaker puts all the remaining
demands to vote and disposes them whether they have been discussed
by the members or not. This is called as Guillotine.
• It is generally granted for two months for an amount equivalent to one sixth of the
total estimation
• Unlike, appropriation bill, the amendments (seeking to reject or reduce a tax) can be
moved in the case of finance bill
• Finance bill must be enacted and assented to by the President within 75 days
• Finance Act legalizes the income side of the Budget and completes the processes of
the enactment of the Budget.
Other Grants
• In addition to the budget which contains the ordinary estimates of Income & expenditure of
Government for one financial year, various other kinds of grants are made by the Parliament
under special circumstances
a. Supplementary Grant: It is granted when the amount authorized by the Parliament through
appropriation act for the current financial year is found to be insufficient.
b. Additional Grant: It is granted when a need has arisen during the current financial year for
additional expenditure
c. Excess Grant: It is granted when money has been spent on any service during a financial year
in excess of the amount granted for that service in the budget for that year.
d. Vote of Credit: It is granted for meeting an unexpected demand upon the resources of India,
when on account of the magnitude or the indefinite character of the service the demand cannot
stated with the details ordinarily given in a budget.
e. Exceptional Grant: It is granted for a special purpose & forms no part of the current service
of any financial year
f. Token Grant : It is granted to meet expenditure for any new service for which the funds can
be made available by reappropriation, i.e. transfer of funds from one head to another.
Public Borrowings & Public Debt
• If revenue collected through taxes & other sources is not adequate
to cover government expenditure government may resort to
borrowing.
• Public borrowing is the total amount of money that has been
borrowed by the government.
• The government issues bonds and securities for borrowing money.
• I earn $100 and spend $110, so to finance the $10 deficit, I borrow
money from friends. My public borrowing would be $10 dollars.
a. Adhoc.
2. Based on composition.
Estimate Committee
• The Estimates Committee consists of 30 members, elected every year by the Lok Sabha
from amongst its Members.
• His role in the financial accountability and public administration are as:
He carries out the budget control, payments, receipt collection and accounting
functions
He provides regular feedback to the finance minister and other line ministries on
the status of government finances
• He is the guardian of public purse and controls the entire financial system of the
country at both levels – centre & state
• Before taking over his office, CAG makes & subscribe before the President an
oath to carry out the duties of his offices faithfully
• He/she can resign from his/her post by addressing the resignation to the President.
• He/she can be removed by the President on the basis of a resolution passed on
that effect by both the houses of the parliament with special majority, either on
the grounds of proved misbehavior or incapacity
• The constitution of India under article 149 authorizes the parliament to prescribe
the duties and powers of the CAGR in relation to the accounts of the union, state
and of any other body.
• Accordingly, the parliament enacted the CAG’s (duties, powers and conditions)
act, 1971. Which was amended in 1976 to separate the accounts from audit.
• The constitution of India has made certain provisions to safeguard and ensure the
Independence of CAG office. They include
He is provided with the security of tenure. He/she doesn’t hold his/her office till
the pleasure of the president, though he/she is appointed by him/her
He is not eligible for further office, either under central or state government, after
he/she ceases to hold his/her office
His salary & other service conditions shall be determined by the
Parliament
Salary, allowances and pensions of CAG office shall be charged upon the
consolidated fund of India.
Duties & powers of CAG:
The duties and functions of the CAG are as:
He/she audits the accounts related to all expenditures from consolidated fund of
India, consolidated fund of each states and UT
He/she audits all expenditures from the contingency fund of India &
contingency fund of each state
He/she audits all expenditures from the public account of India & public
account of each state
He/she audits all trading, manufacturing, profit & loss accounts, balance sheets
& other subsidiary accounts kept by any department of the central & state
government
He/She audits receipts and expenditures other corporations and bodies, when so
required by related laws
He/She audits all transactions of the central and state government related to debt,
sinking funds, deposits, advances, suspense accounts and remittance business.
He/she also audits receipts, stock accounts and others of central and state
governments, with approval of the President
He/She audits the accounts of any other authority when requested by the President or
Governor
He advised the President with regard to prescription of the form in which the
accounts of the Centre and state shall be kept (article 150)
He/She submits his audit reports relating to the accounts of the Centre to the
President, who shall , in turn place them before both the houses of Parliament (article
151)
He/She submits his audit reports relating to the accounts of a state to
governor, who shall , in turn place them before state legislature (artcile
151)
He/she ascertains & certifies the net proceeds of any tax or duty (article
279). The net proceeds means a duty minus the cost of collection. His/her
certificate is final
The CAGR submits three audit reports to the President – audit report on
appropriation accounts, audit report on finance accounts and audit reports
of public undertakings. The President lays these reports before both the
houses of Parliament. After this, these reports are examined by the Public
accounts committee of the Parliament & reports its finding in the
parliament.