• IMPACT OF UNSCHEDULED

INTERCHANGE CHARGES AND

RELATED MATTERS (AMENDMENT)
REGULATIONS, ISSUED BY CERC ON
28.04.2010 APPLICABLE FROM
03.05.2010 IN THE INTRASTATE ABT
OPERATION IN DELHI.
 Significant Definitions

• actual injection in a time-block means

electricity generated or supplied by the
generating station or seller, as the case may
be, measured by the interface meters
• scheduled generation at any time or for any
period or time block means schedule of
generation in MW or MWh ex-bus given by
the concerned Load Despatch Centre
• time-block means block of 15 minutes, for
which specified electrical parameters and
quantities are recorded by special energy
meter, with first time block starting at 00.00
Hrs
• Unscheduled Interchange in a time-block for a
generating station or a seller means its total
actual generation minus its total scheduled
generation and for a beneficiary or buyer
means its total actual drawal minus its total
scheduled drawal
• Gaming mean intentional mis-declaration of
DC in order to make an undue commercial
gain thru UI charges
• Narrowed down operational frequency range
for improving the quality of power
Buyer: Means a person, other than the beneficiary, buying
electricity, through a transaction scheduled in accordance
with the regulations applicable for short term open access,
medium term open access and long term access.
Seller: Means a person, other than a generating station,
supplying electricity, through a transaction scheduled in
accordance with the regulations applicable for short term
open access, medium term open access and long term
access.
Beneficiary : Means the person purchasing electricity
generated from the generating station.
 Permissible frequency band operation
and Commercial impact for the violations
• Permissible operating range has been narrowed
down by 0.38 Hz i.e. 49.5 Hz to 50.2 Hz against the
previous operating range of 49.22 Hz to 50.3 Hz
• Entities over drawing from the grid below the
permissible freq. of 49.5 Hz, to pay an additional UI
charge
• Entities under injecting into the grid below the
permissible freq. of 49.5 Hz, to pay an additional UI
charge
• UI rates for coal or lignite or APM fuel generators are
symmetrical for over generation and under
generation
• Injection by generating station other than hydro in
excess of 105% of DC in a time block or in excess of
101% of DC not to be construed as gaming
• UI charges and additional UI surcharge rate to be re-
notified every six months
• Any surplus amount left in UI pool to be utilized for
supporting transmission schemes
• Charges for UI for all the time blocks when grid
frequency is between 50.2 Hz and 49.5 Hz
-payable for over- drawl by beneficiary or buyer
and under injection by generating station or seller
- receivable for under-drawl by the beneficiary or
buyer and over-injection by generating station or
seller
 Determination of UI rates
Base freq Method Rate adjustment

Below 50.02 Hz and Median value of Between 50.2 -50.0Hz

not below 50.0Hz Average Energy charge UI price vector to be
(155 Ps./unit) of Coal/Lignite based adjusted in steps of 0.02Hz.
Stations for six months
period except BTPS of
NTPC
Below 49.70Hz and Providing sufficient Between 50.0-49.7Hz UI
not below 49.68Hz incentive to generating price vector to be adjusted
(403 Ps./Unit) station based on coal in steps of 0.02Hz
including imported coal
after meeting fixed and
energy charge
Base freq Method Adjustment

Below 49.50 Hz Highest of average energy Between 49.7-49.5Hz UI

(873 Ps./unit) charges of generating price vector to be adjusted
stations for six months in steps of 0.02Hz
period

UI charges for base freq. shall be re-notified every six months based on
relevant escalation indices notified by Commission under Competitive bidding
guidelines of GOI
 UI Cap Rate
Category Cap Rate
Generating Stations using coal or Applicable rate corresponding to freq
lignite or APM gas as fuel interval of ‘below 49.70Hz and not
below 49.68Hz= 403 Paise/unit

Excess of 105% of DC in a time block Applicable rate corresponding to freq

and 101% of average DC over a day in interval of ‘below or upto 50.02Hz is
the frequency range of below or upto 155 Paise/unit & above it should be
50.02 as per frequency rate.

Under drawal by beneficiaries in Applicable rate corresponding to freq

excess of 10% of schedule or interval of ‘below 49.70Hz and not
250MW(which ever is less) below 49.68Hz= 403 Paise/unit
• when freq. is below 49.7 Hz
• Over-drawl of electricity from schedule by any
beneficiary during a time block shall not exceed 12%
of its scheduled drawl or 150MW(which ever is
lower), and 3% on a daily aggregate basis
• Under- injection of electricity from schedule by a
generating station during a time block shall not
exceed 12% of its scheduled injection and 3% on a
daily aggregate basis
 Additional UI Charges
Freq Range Category Additional Base value
Charge

49.50- Under-Injection 20% 873 Paise/unit–applicable rate

49.20 at freq. below 49.5 (for
beneficiaries and Gas stations
where the UI Cap rate is not
Overdrawal 40% applicable) and 403 Ps./unit
for Coal or Lignite or APM
stations- Highest of the
average energy charges of the
Below Under-Injection 40% generating stations during last
49.20 6 months.

Overdrawal 100%
 Net UI Rate for Under Injection
Freq. Category UI rate Additional Net UI rate
Range (Hz) (Paise/unit) UI rate (P/unit)
(P/unit)

49.5-49.2 Coal or Lignite or APM gas 403 80.6 483.60

Generating Stations

Other Stations 873 174.60 1047.60

Below 49.2 Coal or Lignite or APM gas 403 161.20 564.20

Generating Stations

Other Stations 873 349.20 1222.20

 OD /UD LIMITS FOR DISCOM WITH IN DELHI
To drive the UD limit for Discom in term of MW compare to Delhi as a whole
under drawing 250 MW ,the same methodology is apply (i.e. in the OD
proportion) as adopted by DERC for OD limits of Discom

OD LIMIT IN MW FIXED BY DERC FOR UD LIMIT IN

MONITORING PURPOSES FOR THE MW(in
FREQUENCY REGIME 49.5Hz – 49.2Hz. In the proportion
earlier regulations (DERC order dated of OD
UTILITY 21.04.2009) limits)
BRPL 57 95
NDPL 38 64
BYPL 35 58
NDMC 17 28
MES 3 5
TOTAL 150 250
 In consonance with the UI Regulations at Regional level, the
Intrastate UI Accounts preparation as under :
• A) Draw out UI accounts at intrastate level by applying inter state UI regulations in
TOTO effective from 03.5.10.
• B) Separate out additional UI amounts for overdrawal and under generation.
• C) Separate out differential cap amount for underdrawing discoms / over injection
of generators.
• D) Draw out the weekly statement of Inter sate UI account issued by NRPC for the
same week for to make Intra State UI account to match with the interstate UI
amount.
• E) Settle the Unadjusted Additional UI of Delhi utilities with Additional UI of Delhi
as a whole as per NRPC account on daily basis in proportion to additional amount
to be paid by the utilities & restrict the additional UI amount of Utilities upto the
amount of additional UI charges to be paid by Delhi as a whole as per NRPC
account. Since the additional amount to be paid by the intra state utilities would
be more than the additional amount to be paid by Delhi, It reduces the
accumulation of extra Additional UI amount in the pool account being operated
by SLDC.
F) Settle the unadjusted Differential UI _cap Amount (difference of amount
calculated on normal UI rate and caped UI rates) of Delhi utilities as per intrastate
UI accounts with the Differential UI_cap amount of Delhi as a whole as per NRPC
accounts on daily basis. The adjustment of difference of the two (interstate
differential amount and intrastate differential amount) is done in 50:50 basis in
proportion between paying & receiving utility on pro rata basis.

It reduces the accumulation of extra differential UI cap amount in the pool account
and capping is applied only the same is applied to Delhi

G) Settle the unadjusted capped UI Amount of Delhi utilities as per intrastate UI

accounts with UI_cap amount of Delhi as a whole as per NRPC accounts on daily
basis by adjusting the Difference of two (interstate UI amount and intrastate UI
amount) is done in 50:50 basis in proportion between paying & receiving
utility on pro rata basis.

H) Make the final statement of Net UI amount of paying/receiving utilities on the

daily basis as under:
Net UI payable/receivable by Utilities at intrastate level
= Additional UI amount (with reference to interstate (para ‘E’) +/- Differential cap
Amount (with reference to interstate (para ‘F’) +/- Capped UI amount (with reference
to interstate UI account (para ‘G’)
Typical UI account (Week No. 41 (2009-10)) based on the
previous slides is as follows:
 Intra State UI A/C for Delhi Utilities as per new Regulation
all figures are in Rs lacks

Utility→ RPH

Date↓ UI Amount UI Amount Diffrential_cap additional

  without Cap with cap amount UI amount

1 -0.18 -0.11 0.07 0.00

2 0.00 0.00 0.00 0.00

3 0.00 0.00 0.00 0.00

4 0.00 0.00 0.00 0.00

5 0.00 0.00 0.00 0.00

6 0.00 0.00 0.00 0.00

7 0.00 0.00 0.00 0.00

TOTAL -0.18 -0.11 0.07 0.00

 Intra State UI A/C for Delhi Utilities as per new Regulation
all figures are in Rs lacks

Utility→ IP

Date↓ UI Amount UI Amount Diffrential_cap additional

  without Cap with cap amount UI amount

1 2.38 2.43 0.05 0.53

2 0.04 0.08 0.04 0.05

3 2.32 2.98 0.66 2.00

4 2.20 3.19 0.99 1.98

5 3.64 3.76 0.13 1.66

6 1.04 1.24 0.21 1.15

7 1.67 2.13 0.46 1.05

TOTAL 13.28 15.81 2.53 8.42

 Intra State UI A/C for Delhi Utilities as per new Regulation
all figures are in Rs lacks

Utility→ GT

Date↓ UI Amount UI Amount Diffrential_cap additional

  without Cap with cap amount UI amount

1 -1.58 -1.58 0.00 0.00

2 -5.63 -5.63 0.00 0.00

3 -10.59 -10.59 0.00 0.00

4 -3.84 -3.84 0.00 0.00

5 -2.97 -2.97 0.00 0.00

6 -7.13 -7.13 0.00 0.00

7 -6.53 -6.53 0.00 0.00

TOTAL -38.27 -38.27 0.00 0.00

Intra State UI A/C for Delhi Utilities as per new
Regulation
all figures are in Rs lacks

Utility→ PPCL

Date↓ UI Amount UI Amount Diffrential_cap additional

  without Cap with cap amount UI amount

1 -12.93 -12.93 0.00 0.01

2 -19.60 -19.60 0.00 0.00

3 -10.91 -10.91 0.00 0.00

4 -6.86 -6.86 0.00 0.00

5 -6.60 -6.60 0.00 0.00

6 -11.39 -11.39 0.00 0.00

7 -9.97 -9.97 0.00 0.00

TOTAL -78.27 -78.27 0.00 0.01

Intra State UI A/C for Delhi Utilities as per new
Regulation
all figures are in Rs lacks

Utility→ BTPS

Date↓ UI Amount UI Amount Diffrential_cap additional

  without Cap with cap amount UI amount

1 -10.49 -6.35 4.14 0.00

2 -26.08 -18.89 7.19 0.00

3 -25.71 -19.71 6.00 0.05

4 -9.70 -4.89 4.81 0.02

5 -13.86 -7.55 6.32 0.05

6 -24.23 -14.03 10.20 0.03

7 -21.37 -12.73 8.64 0.00

TOTAL -131.45 -84.15 47.30 0.14

Intra State UI A/C for Delhi Utilities as per new
Regulation
all figures are in Rs lacks

Utility→ NDPL

Date↓ UI Amount UI Amount Diffrential_cap additional

  without Cap with cap amount UI amount

1 -19.03 -18.51 0.51 2.19

2 0.00 0.00 0.00 0.00

3 -26.96 -24.07 2.90 5.03

4 -61.13 -57.60 3.53 6.12

5 13.77 13.82 0.05 12.01

6 -18.82 -18.67 0.15 10.91

7 -50.27 -40.49 9.78 5.36

TOTAL -162.44 -145.52 16.92 41.62

Intra State UI A/C for Delhi Utilities as per new
Regulation
all figures are in Rs lacks
Utility→ BRPL

Date↓ UI Amount UI Amount Diffrential_cap additional

  without Cap with cap amount UI amount

1 -41.06 -40.95 0.12 2.26

2 2.80 3.13 0.33 15.43

3 20.37 21.19 0.82 20.04

4 10.15 10.15 0.00 12.25

5 4.14 4.14 0.00 11.16

6 -27.31 -27.12 0.19 9.79

7 -42.49 -40.17 2.31 10.30

TOTAL -73.40 -69.62 3.78 81.23

Intra State UI A/C for Delhi Utilities as per new
Regulation
all figures are in Rs lacks
Utility→ BYPL

Date↓ UI Amount UI Amount Diffrential_cap additional

  without Cap with cap amount UI amount

1 -6.41 -6.41 0.00 0.87

2 -20.22 -19.26 0.96 3.91

3 -22.57 -20.65 1.92 5.25

4 0.16 1.27 1.11 9.92

5 20.91 20.91 0.00 12.02

6 -5.23 -4.76 0.47 4.70

7 -20.20 -17.39 2.81 4.29

TOTAL -53.55 -46.29 7.26 40.95

Intra State UI A/C for Delhi Utilities as per new
Regulation
all figures are in Rs lacks

Utility→ NDMC

Date↓ UI Amount UI Amount Diffrential_cap additional

  without Cap with cap amount UI amount

1 -50.03 -39.95 10.09 0.01

2 -115.89 -79.98 35.91 0.05

3 -118.44 -82.38 36.06 0.04

4 -98.66 -70.37 28.29 0.09

5 -33.61 -29.83 3.78 0.22

6 -117.48 -83.25 34.22 0.15

7 -108.30 -79.78 28.52 0.08

TOTAL -642.41 -465.54 176.87 0.64

Intra State UI A/C for Delhi Utilities as per new
Regulation
all figures are in Rs lacks
Utility→ MES

Date↓ UI Amount UI Amount Diffrential_cap additional

  without Cap with cap amount UI amount

1 -3.31 -2.85 0.46 0.00

2 -9.22 -6.99 2.24 0.00

3 -9.30 -7.16 2.14 0.00

4 -8.60 -6.74 1.85 0.00

5 -2.75 -2.63 0.11 0.00

6 -9.19 -7.01 2.18 0.00

7 -7.37 -6.07 1.30 0.00

TOTAL -49.74 -39.45 10.28 0.00

 UI Account for Delhi AS PER NRPC W.E.F 03.05.10

Scheduled Actual OD(+ive)/U Adj UI Additional UI

Date to Drawal D(-ive) amount amount Differential Net UI
of Delhi in Amount in rs
  Delhi in MUs MUs in MUs in Rs Lakhs in Rs Lakhs Cap Amount lacs

1 37 33 -5 -120 20 1 -99

2 37 33 -4 -158 10 5 -143

3 38 34 -4 -161 5 8 -148

4 38 34 -4 -133 0 9 -124

5 39 36 -3 -26 2 2 -22

6 38 33 -5 -182 6 2 -174

7 38 32 -6 -221 1 0 -220

 Total 266 235 -31 -1001 44 27 -930

 Methodology for settlement of Intra State UI a/c for Delhi Utilities & Inter
State UI account
1. Additional UI amount
a) As per UI Regulations
all figures are in Rs lacs

UTILITIES 1 2 3 4 5 6 7 Total

IP 0.53 0.05 2.00 1.98 1.66 1.15 1.05 8.42

RPH 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00

GT 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00

PPCL 0.01 0.00 0.00 0.00 0.00 0.00 0.00 0.01

BTPS 0.00 0.00 0.05 0.02 0.05 0.03 0.00 0.14

NDPL 2.19 0.00 5.03 6.12 12.01 10.91 5.36 41.62

BRPL 2.26 15.43 20.04 12.25 11.16 9.79 10.30 81.23

BYPL 0.87 3.91 5.25 9.92 12.02 4.70 4.29 40.95

NDMC 0.01 0.05 0.04 0.09 0.22 0.15 0.08 0.64

MES 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00

TOTAL 5.86 19.44 32.41 30.39 37.11 26.74 21.07 173.02

Additional UI
for Delhi(as
per interstate 20 10 5 0 2 6 1 44.00
 Methodology for settlement of Intra State UI a/c for Delhi Utilities & Inter
State UI account
1. Additional UI amount
b) Adjustment as per Para ‘E’
all figures are in Rs lacs

UTILITIES 1 2 3 4 5 6 7 Total

IP 1.82 0.02 0.31 0.00 0.09 0.26 0.05 2.55

RPH 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00

GT 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00

PPCL 0.03 0.00 0.00 0.00 0.00 0.00 0.00 0.03

BTPS 0.00 0.00 0.01 0.00 0.00 0.01 0.00 0.02

NDPL 7.46 0.00 0.78 0.00 0.65 2.45 0.25 11.59

BRPL 7.71 7.94 3.09 0.00 0.60 2.20 0.49 22.02

BYPL 2.95 2.01 0.81 0.00 0.65 1.06 0.20 7.68

NDMC 0.03 0.03 0.01 0.00 0.01 0.03 0.00 0.11

MES 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00

TOTAL 20.00 10.00 5.00 0.00 2.00 6.00 1.00 44.00

Additional
UI for Delhi 20 10 5 0 2 6 1 44.00
 Methodology for settlement of Intra State UI a/c for Delhi Utilities & Inter
State UI account
2. Differential Cap Amount
a) As per UI Regulations
all figures are in Rs lacs

UTILITIES
D 1 2 3 4 5 6 7 Total
IP 0.05 0.04 0.66 0.99 0.13 0.21 0.46 2.53
RPH 0.07 0.00 0.00 0.00 0.00 0.00 0.00 0.07
GT 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
PPCL 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
BTPS 4.14 7.19 6.00 4.81 6.32 10.20 8.64 47.30
NDPL 0.51 0.00 2.90 3.53 0.05 0.15 9.78 16.92
BRPL 0.12 0.33 0.82 0.00 0.00 0.19 2.31 3.78
BYPL 0.00 0.96 1.92 1.11 0.00 0.47 2.81 7.26
NDMC 10.09 35.91 36.06 28.29 3.78 34.22 28.52 176.87
MES 0.46 2.24 2.14 1.85 0.11 2.18 1.30 10.28
TOTAL 15.44 46.66 50.49 40.59 10.38 47.63 53.83 265.02
Diff_Cap
Amount for
Delhi 1 5 8 9 2 2 0 27
 Methodology for settlement of Intra State UI a/c for Delhi Utilities & Inter
State UI account
2. Differential Cap Amount
a) Adjusted as per para ‘F’ of previous slides
all figures are in Rs lacs

UTILITIES 1 2 3 4 5 6 7 Total
IP 0.00 0.02 0.10 0.22 0.02 0.01 0.00 0.38
RPH 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
GT 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
PPCL 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
BTPS 0.27 0.77 0.95 1.07 1.22 0.43 0.00 4.70
NDPL 0.03 0.00 0.46 0.78 0.01 0.01 0.00 1.29
BRPL 0.01 0.04 0.13 0.00 0.00 0.01 0.00 0.18
BYPL 0.00 0.10 0.30 0.25 0.00 0.02 0.00 0.67
NDMC 0.65 3.85 5.71 6.27 0.73 1.44 0.00 18.65
MES 0.03 0.24 0.34 0.41 0.02 0.09 0.00 1.13
TOTAL 1.00 5.02 8.00 9.00 2.00 2.00 0.00 27.0
Diff_Cap
Amount
for Delhi 1 5 8 9 2 2 0 27
 Methodology for settlement of Intra State UI a/c for Delhi Utilities & Inter
State UI account
3. UI Amount for Utilities
a) As per intrastate accounts
all figures are in Rs lacs

UTILITIES 1 2 3 4 5 6 7 Total

IP 2.43 0.08 2.98 3.19 3.76 1.24 2.13 15.81

RPH -0.11 0.00 0.00 0.00 0.00 0.00 0.00 -0.11

GT -1.58 -5.63 -10.59 -3.84 -2.97 -7.13 -6.53 -38.27

PPCL -12.93 -19.60 -10.91 -6.86 -6.60 -11.39 -9.97 -78.27

BTPS -6.35 -18.89 -19.71 -4.89 -7.55 -14.03 -12.73 -84.15

NDPL -18.51 0.00 -24.07 -57.60 13.82 -18.67 -40.49 -145.52

BRPL -40.95 3.13 21.19 10.15 4.14 -27.12 -40.17 -69.62

BYPL -6.41 -19.26 -20.65 1.27 20.91 -4.76 -17.39 -46.29

NDMC -39.95 -79.98 -82.38 -70.37 -29.83 -83.25 -79.78 -465.54

MES -2.85 -6.99 -7.16 -6.74 -2.63 -7.01 -6.07 -39.45

TOTAL -127.22 -147.14 -151.29 -135.70 -6.95 -172.11 -211.01 -951.41

Net UI
Amount
for Delhi -99.22 -142.76 -148.37 -124.21 -21.52 -173.66 -220.39 -930.13
 Methodology for settlement of Intra State UI a/c for Delhi Utilities & Inter
State UI account
3. UI amount matching with the Interstate UI account
a) As per para ‘G’
all figures are in Rs lacs

UTILITIES 1 2 3 4 5 6 7 Total
IP 16.42 0.13 3.16 4.45 3.12 0.47 -2.56 25.19

RPH -0.10 0.00 0.00 0.00 0.00 0.00 0.00 -0.10

GT -1.41 -5.55 -10.50 -3.70 -3.41 -7.16 -6.68 -38.40

PPCL -11.54 -19.32 -10.81 -6.60 -7.57 -11.44 -10.19 -77.48

BTPS -5.67 -18.62 -19.55 -4.70 -8.65 -14.09 -13.01 -84.29

NDPL -16.52 0.00 -23.87 -55.39 11.46 -18.75 -41.38 -144.45

BRPL -36.53 5.27 22.47 14.14 3.43 -27.24 -41.06 -59.51

BYPL -5.71 -18.98 -20.48 1.76 17.34 -4.78 -17.77 -48.62

NDMC -35.63 -78.81 -81.70 -67.68 -34.21 -83.63 -81.54 -463.20

MES -2.55 -6.89 -7.10 -6.48 -3.02 -7.04 -6.21 -39.28

TOTAL -99.22 -142.76 -148.37 -124.21 -21.52 -173.66 -220.39 -930.13

Net UI
Amount -99.22 -142.76 -148.37 -124.21 -21.52 -173.66 -220.39 -930.13
for Delhi
 Net UI payable/receivable by Utilities at intrastate level
= Additional UI amount (with reference to interstate (para ‘E’) +/- Differential cap Amount (with
reference to interstate (para ‘F’) +/- Capped UI amount (with reference to interstate UI account
(para ‘G’)
all fig in Rs Lacks
Utility Name Receivable Payable
IP 0 28.10
RPH 0.10
GT 38.40
PPCL 77.45
BTPS 79.57
NDPL 131.57
BRPL 37.30
BYPL 40.27
NDMC 444.43
MES 38.15
POOL BALANCE DUE TO
ADDITIONAL UI 44.00
POOL BALANCE DUE TO
DIFF_CAP AMOUNT 27.00
NRPC
930.13
Total 958 958
THANK YOU

IPGCL-PPCL 37