Professional Documents
Culture Documents
Who was
more
influential?
Read the
document Lenin
vs. Trotsky
before making
your decision.
The October Revolution
The reality was different. The only troops left guarding the palace by this
time were the Women’s Death Battalion, who opened the gates to let the
Bolsheviks in. The nature of the Revolution determined much of what the
Bolsheviks did next. They had seized power with a very limited base of
support. Force would be required to ensure the Bolsheviks, a minority
party, held on to power.
In 1917 Russia was provided with a chance to explore the
possibilities of democracy. The Bolsheviks claimed a
desire to set up a democratic system that would rule on
behalf of the people, for the people, but by 1921 it was
clear that in reality they had established a one-party
state where all other political groups were banned.
The Bolsheviks faced enormous difficulties in attempting to secure their hold on power.
These difficulties stemmed from the fact that, although the Party had grown in support
since the beginning of 1917, the Bolsheviks remained a relatively small group. Although
the Bolsheviks claimed to represent the interests of the proletariat and peasants, they
did not have enough support to lead a popular revolution; they had seized power by
force. It was no surprise that the Bolsheviks faced opposition to their rule from a range
of groups, including the following:
• Other left-wing groups who were denied a share of power by the Bolsheviks, such as
the Social Revolutionaries (SRs) and the Mensheviks, who were fellow Marxists.
• Groups on the right (such as Tsarist supporters) and liberal groups who often
represented the interests of the middle class and who now feared the Bolsheviks would
take away their businesses and deny them political freedoms. The ideology of Marxism,
with its emphasis on giving power and control to the proletariat, represented a challenge
to the rich and privileged within Russia. The old social order seemed to be under attack.
• Nationalist groups within the Russian Empire, such as Ukrainians, Poles and Finns, who
saw the collapse of the Tsarist regime as a chance to assert their independence.
Reds
The Bolsheviks and their supporters. The
Bolshevik forces were known as the Red Army.
Bolshevik support was made up of the
industrial workers and many peasants who saw
the Bolsheviks as the best guarantors of their
gains from the Revolution.
How did the Bolsheviks deal with the other left-
wing groups?
Other left-wing groups shared many of the socialist aims of
the Bolsheviks. As a result, groups such as the SRs and
Mensheviks hoped that they would be given a share in the new
government. Lenin made it clear that there would be no sharing
of power. Calls for a socialist coalition from the SRs and
Mensheviks, even from some leading Bolsheviks such as Lev
Kamenev, were swiftly and firmly rejected by Lenin. Leon
Trotsky, Lenin’s closest associate, had pointed out to the SRs
and Mensheviks: ‘You have played out your role. Go where you
belong: to the dustbin of history.’ Yet, for practical reasons,
some left-wing SRs did join the Bolshevik government in the
beginning. Even this small measure of co-operation did not last
long.
How did the Bolsheviks deal with the other left-
wing groups?
The SRs and the Mensheviks hoped that the calling of a parliament,
the Constituent Assembly, in January 1918 would be a chance to
regain the initiative. The Assembly was to be democratically elected
and this played to the strengths of the SRs, who were able to
mobilise their support amongst the peasantry.
The results were not in the Bolsheviks’ favour. They gained 175 seats
in the Assembly with over 9million votes, but the SRs emerged as
the largest single party with 410 seats and 21million votes. To use
the Assembly as a national parliament would clearly pose a threat to
continued Bolshevik rule. Lenin therefore dissolved the Assembly
after only one meeting and condemned it as an instrument of the
bourgeoisie. In place of the Assembly, Lenin used the All-Russian
Congress of Soviets as an instrument of popular support. It was, of
course, a body where the Bolsheviks had more influence. Not only
had Lenin ignored the calls for a socialist coalition, but he had also
ensured that there was to be no real forum for opposition.
Why was the Constituent Assembly dissolved?
Elections were held for Russia’s new parliament, the Constituent Assembly in November
1917. They were the first free elections in Russian history.
What were the results?
What do the results
suggest about the political
situation in Russia at the
beginning of 1918?
The destruction of other political
parties Theme 1: Communist government in the USSR,
1917-85
• The removal of the vote from ‘bourgeois classes’, such as employers and
priests, stripped the opposition parties of a possible reservoir of support.
• The Mensheviks and SRs found it difficult to publish their newspapers
due to restrictions imposed by the Bolsheviks.
• The left-wing SRs, who had been given a role within the Bolshevik
government in 1917 and 1918, lost all influence when they walked out of the
government in March 1918 in protest at the Bolshevik decision to pull out
of the First World War.
• In March 1918, the Bolshevik Party renamed itself the Communist Party
and, by 1921, all other parties were effectively banned.
• In April 1921, Lenin declared: ‘The place for the Mensheviks and the SRs
is in prison.’ During the first three months of 1921, 5,000 Mensheviks were
arrested. There were further waves of arrests of SR and Menshevik
supporters later in 1921 and 1922, but by this stage they had ceased to
exist as organised parties.
The Treaty of Brest-Litovsk, 1918
Theme 1: Communist government in the USSR,
1917-85
The initial opposition to the Bolsheviks came
largely from the other socialist groups. This was
because the conservatives had been so shocked
by the events of October 1917 that the
implications of the revolution took some time to
sink in. The demoralised conservatives were to
find a cause of renewed outrage when Lenin put
a quick end to Russian involvement in the First
World War. Peace was concluded through the
Treaty of Brest-Litovsk (1918).
The treaty took Russia out of the war at a great
cost. Russia lost control over the Baltic States
of Lithuania, Estonia and Latvia, Finland, Ukraine
and parts of the Caucasus region. It was a
national humiliation for the conservatives,
especially for military officers who had served in
the Tsar’s army: a humiliation that could not be
tolerated. The only way to restore Russia’s pride,
and with it the reputation of the armed forces,
was to overthrow the Bolshevik regime and
reject the Treaty.
The Treaty of Brest-Litovsk, 1918
Theme 1: Communist government in the USSR,
1917-85
This ‘White’ opposition included a range of political groups. There were those who wished to
see the return of the Tsar; liberals, including supporters of the Provisional Government;
military leaders unhappy with Russia pulling out of the First World War; national minorities
seeking independence from Russia; and members of the Menshevik and SR parties who had
been denied an involvement in the government. The Czech Legion, part of the Austro-
Hungarian Army stranded in Russia as prisoners of war, rebelled against the Reds. The Whites
also received aid from the Allies in the FirstWorld War.
Although initial opposition from the conservatives in Russia was limited, the Bolsheviks were
attacked by the forces of General Krasnov at Pulkovo Heights near Petrograd immediately
after the October Revolution. The Reds won this first encounter, but it was merely the
prelude to the civil war. After the signing of the Treaty of Brest-Litovsk, opposition to the
Bolsheviks mounted, resulting in a series of military campaigns. It was not until the end of
1920 that the Bolsheviks had defeated the Whites and secured communist rule over the
country.
How did the Bolsheviks win the civil war?
At the beginning of the civil war, the situation looked bleak for the
Bolsheviks. The area directly under Bolshevik control was limited to a
central core based on Moscow, stretching to Petrograd in the north-
west. They were surrounded on all sides by White forces. Nonetheless,
it was the Bolsheviks who emerged victorious. This victory was largely
achieved due to the better organization of the Reds, in military,
economic and political terms.
By the end of 1920, all of the White strongholds had been defeated and Bolshevik rule
had been extended across the country. The Bolsheviks’ military strategy had been more
coherent than that of the Whites and a lot of the credit for this must go to the invaluable
work of Leon Trotsky. Trotsky, who became Commissar for War in early 1918, turned the
Red Army into an effective fighting machine. The army was formed from the Red Guard
units and pro-Bolshevik elements of the old Tsarist armed forces. Conscription was
introduced to swell the number of soldiers to over 5 million by the end of the war.
The Bolsheviks had also been able to extend government direction over the economy to
ensure resources were organised and deployed effectively through the imposition of
policies known as War Communism. Large-scale nationalisation of industry ensured
adequate supplies for the Red Army (if not for civilians) and food supplies were
requisitioned from the peasants. This latter policy was deeply unpopular with the peasants,
but it did provide enough food to keep the Red Army going. In this respect, the
experience of the civil war had encouraged the Bolsheviks to adopt a highly authoritarian
and centrally controlled system.
Nevertheless, it was not just better organisation that resulted in the Bolshevik victory.
There was also a degree of active support for what the Bolsheviks stood for, especially
from the workers who saw the Bolsheviks as the best guarantors of their gains from the
Revolution. The peasants did not like all aspects of Bolshevik rule, but the Land Decree of
1917 had guaranteed a distribution of land in their favour. Thus, the Bolsheviks did not
neglect the political dimension of the war. Their victory dealt a serious blow to any
realistic chance of enemies within Russia, threatening the new Bolshevik government.
Reasons why the Reds Reasons why the Whites lost
won
Whites failure to unite –
The white armies were Reds had amazing
Deniken, Wrangle,
spread out over Russia – Bolsheviks were united in propaganda showing
they were no co-ordinated Kolchak and Yudencih
their Communist revolution. Whites as controlled from
or united attacks on the were fighting in very
abroad.
reds. different parts of the
country.
Russia’s civil war, together with the devastation and division caused by
the First World War, had a long-term impact on Russia and the Bolshevik
state that had been established in its wake.
• The Bolshevik state had become highly centralised due to the demands
of the civil war. Fighting a war required quick decision-making and
direction of resources by the government. Power was now firmly in the
hands of the governmen t(Sovnarkom ) and party leadership (politburo)
based in Moscow.
• The civil war had resulted in the Bolsheviks making extensive use of
terror against their political opponents. This set the tone for the
development of the Party after the civil war.
• The supporters of the Bolsheviks had been through a formative
experience that must have affected them deeply. This experience
seemed to reinforce militaristic values in the population. Those who
fought in the war were a generation who did not buckle under pressure
and who did not think twice about using force and terror. These
results were to be highly influential in moulding the system of
government established by the Bolsheviks.
The Tenth Party Congress, 1921
Theme 1: Communist government in the USSR,
1917-85
• The Sovnarkom was the Council of People’s Commissars and took the
role of a cabinet of top government ministers who were, in theory,
responsible for making key decisions and giving government orders. Its
members, about
Below this20 in total,were
structure were electedand
provincial by city
the soviets
Centralmade
Executive
Committee.up It
of was a small group
representatives fromthat could
local make
soviets. quick
These decisions and it
bodies
met on aconducted
daily basis
theduring the civilof
administration war.
government at local level.
This system of government apparatus was, in principle, very
democratic, but the reality was different.
• The Central Executive Committee was a larger group elected by the
Congress of Soviets.
During Its situation
the chaotic task wasoftothe
oversee the
civil war, work
the of the
Bolsheviks
government and its
used their administration.
control over positions in the Sovnarkom to issue
orders that were merely rubber-stamped by the Congress
of Soviets and therefore imposed on the country.
• The All-Russian Congress of Soviets was the supreme law-making
body of the state. All laws issued by the Sovnarkom had to be
approved by the Congress. It was, in theory, a highly representative
body made up of members elected by local soviets, all those citizens
engaged in ‘useful work’.
Party control over the state
By the early 1920s, it was clear that the real power had shifted from this
apparatus of state towards the Party itself. The Party apparatus mirrored
that of the state.
• The Politburo was a group of seven to nine leading members of the Bolshevik Party, who
were chosen by the Party’s Central Committee to make the key decisions affecting policy. It
took over from the larger Central Committee, which quickly proved to be unmanageable when
making important decisions. The Politburo met daily under Lenin and became more important
than the Sovnarkom . Besides Lenin, leading members included Grigory Zinonviev, Lev
Kamenev, Leon Trotsky and Josef Stalin.
• The Central Committee was a group of 30–40 members chosen by the Party Congress to
represent its members. The Central Committee was supposed to make key decisions on policy
but, after 1919, power was increasingly delegated to the Politburo.
• The Party Congress was a body made up of representatives of local Party branches. It
discussed the general programme of the Party and there were fierce debates at the Ninth
and Tenth Party Congresses of 1920 and 1921. The ban on factions under the ruling On Party
Unity, which was passed in 1921, stifle debate, and the role of the Congress in influencing
policy subsequently declined. It met yearly under Lenin from 1917 and this pattern continued
until 1926.
• Below the level of Congress were local Party branches, each headed by a Party secretary.
These secretaries could be very powerful, especially those who headed branches in key cities
or provinces. Kamenev was head of the Party in Petrograd and Zinoviev in Moscow; both had
significant power bases that allowed them to play an important part in the struggle to succeed
Lenin.
Party control over the state
Thus, the Party organisations mirrored those of the state. Yet it was the
Party structure that controlled decision-making, whilst the state became
little more than an organisation of administrators. The decline of the state
was indicated by the increasing infrequency of meetings of the Congress of
Soviets, Central Executive Committee and the Sovnarkom .
When leading Bolsheviks were members of both the Politburo and the
Sovnarkom , it was the latter that they sent their deputies to. Another
sign of the relative power of state and Party was the decision in 1919 to
make the secret police directly responsible to the Politburo rather than
the Sovnarkom.
Democratic Centralism
The Bolsheviks claimed their government was based on the principle of
Democratic Centralism.
Soviets were used as bodies that represented the workers at local level.
Their wishes could be expressed through a structure of representative
organisations that would take their concerns to decision-making bodies at
the higher levels of government. Decisions could then be made in the
interests of ‘the people’ and passed down to regional and local level for
implementation.
This principle was used by the Bolsheviks, and most other communist
regimes, as evidence of their highly democratic nature. The reality was
different. The soviets had been undermined as soon as the Bolsheviks took
power. The system of ruling by decree meant that they were not involved
in decision-making. Although the soviets continued to exist they were
dominated by the Bolsheviks, who ensured that they were no longer
responsive to pressure from the workers they were supposed to represent.
Local soviets were used as part of local government, but they were firmly
in the hands of local Party bosses who gave the orders. This system turned
representative bodies into rubberstamping bodies that merely carried out
orders given by the centre.
The growing centralisation of power
If the apparatus of state was now in the hands of the Party, it was also
true that the Party was quickly placed in the hands of the Party leadership.
Power became centralised in the hands of the Politburo. The Party
leadership ensured rigid central control was exercised over the Party’s
structure and its own members.
When the Bolsheviks seized power, the party organisation was chaotic, but
the leadership was to extend its control. Local branches of the Party were
brought firmly under the control of the organisations at the centre of the
Party. To aid decision-making during the civil war, power was transferred
upwards towards the Politburo. This ensured rapid responses to constantly
changing circumstances. After the civil war, this system became
entrenched as those with power were reluctant to give it up.
The personal power of Lenin
Lenin’s official positions in government were as Chair of the Sovnarkom and as one
of the Politburo members. Lenin preferred a collective leadership whereby issues
were discussed before decisions could be made. In 1919, he dismissed all
suggestions of a personal dictatorship as ‘utter nonsense’.
Despite this, there is no doubt that Lenin was able to exercise considerable
influence by weight of his own personal authority. Many Bolsheviks looked up to
Lenin and saw him as a source of inspiration, expecting him to provide strong
leadership. When the Party was faced with difficult decisions that produced
heated debates, Lenin could bring the Party into line by making threats to resign
from his Party position. He did this over the decision to sign the Treaty of Brest-
Litovsk in 1918 and the adoption of the New Economic Policy (NEP) in 1921.
Yet, from 1922 onwards, Lenin’s power to exert influence over Party and
government was limited by severe illness. He suffered a series of strokes and his
health deteriorated. After his third stroke, in March 1923, Lenin lost the capacity
to speak except in monosyllables such as ‘ vot vot ’ (here, here) and he remained
incapacitated for the last year of his life. Lenin’s colleagues were already jockeying
for position in preparation for the struggle to succeed him. Power had been
centralised in the Party structure rather than in the personal authority of Lenin.
Several key developments were to reinforce this centralisation of power.
The growth of party bureaucracy and the
nomenklatura system
What was to aid Communist Party control was the growth of a vast party
bureaucracy . By 1921, the Bolshevik Party, now renamed the Communist
Party, was much bigger than it had been in 1917. In the absence of virtually
all other political forces, many had joined the Party to improve their
career prospects in the new regime, but they were not necessarily
committed communists.
To ensure the development of a more committed communist bureaucracy,
the Party developed the nomenklatura system . This involved drawing up
lists of approved party employees suitable for certain jobs from which
appointments could be made. This was a system that encouraged loyalty to
the Party leaders. To not be loyal was to lose your place on the list and,
with it, your chances of promotion.
It was an effective tool of centralisation administered by the General
Secretary. By 1924, the membership of the Communist Party had reached
about one million and this entailed a large organisation peopled by
administrators who were beginning to form a class in itself with its own
values and attitudes. These attitudes tended to be self-serving rather
than aimed at benefiting the industrial proletariat.
The Soviet Constitution of 1924
By 1922, the position of the Bolsheviks was strong enough to extend the control of
the Party over the outlying regions of the old Russian Empire. The tactics used by
the Bolsheviks were to send in Red Army forces whilst encouraging local Bolsheviks
to stage unrest by organising mass demonstrations and street violence. The
Constitution, which was finally established in 1924, was an important step in the
centralisation of power in the Soviet state.
The Union of Soviet Socialist Republics ( USSR ) was in theory a federal state, but
in practice it tightened the authority of the Communist Party based in Moscow. The
Party bodies in the various republics, such as Ukraine, were firmly under the
control of the central Party structure. The Soviet constitution confirmed the
power of the Communist Party in the state but did give some representation to
Party members from each of the republics. The name ‘Union of Soviet Socialist
Republics’ also emphasised the fact that this was formally a federal system. There
was no use of ‘Russia’ in the name of the new state.
However, the Russians had the advantage of sheer numbers over the national
minorities. Russia made up 90 percent of the land-area and 72percent of the
population of the new state. In addition, nearly three-quarters of the Communist
Party were Russian.
The use of terror
The hold of the Bolshevik leaders over the Party was reinforced by the use of
terror. Bolshevik terror was implemented by the Cheka, which was headed by Felix
Dzerzhinsky. It was a Party committee formed in December 1917 to deal with
counter-revolution, sabotage and speculation, and it was soon operating outside the
law. Yet it also dealt with enemies within the Party and played a key role in
establishing central control over the Party apparatus. The Cheka was based in the
Lubyanka building in Moscow. It was here that arrests were planned and prisoners
were tortured. It also carried out executions of suspects without using official
courts.