Chapter Four

1
 A nondeterministic finite automaton has the
ability to be in several states at once.
 Transitions from a state on an input symbol
can be to any set of states.

2
 Start in one start state.
 Accept if any sequence of choices leads to a
final state.
 Intuitively: the NFA always “guesses right.”

3
 States = squares.
 Inputs = r (move to an adjacent red square)
and b (move to an adjacent black square).
 Start state, final state are in opposite corners.

4
 =black r b
1 2 3
1 2,4 5
=red
2 4,6 1,3,5
4 5 6 3 2,6 5
4 2,8 1,5,7
7 8 9 5 2,4,6,8 1,3,7,9
6 2,8 3,5,9
r b b 7 4,8 5
1 2 1 5 8 4,6 5,7,9
4 3 1 * 9 6,8 5
5 3
7 7
9 Accept, since final state reached
5
 An NFA is a five-tuple:

M = (Q, Σ, δ, q0, F)

Q A finite set of states

Σ A finite input alphabet
q0 The initial/starting state, q0 is in Q
F A set of final/accepting states, which is a subset of Q
δ A transition function, which is a total function from Q
x Σ to 2Q

δ: (Q x Σ) –> 2Q -2Q is the power set of Q, the set of all subsets

of Q

6
Example
1. Let a non-deterministic finite automaton be
Q = {a, b, c}
∑ = {0, 1}
q0 = {a}
F = {c}
The transition function t is as shown below −

7
Present State Next State for input 0 Next State for input 1
A A,B B
B C A,C
C B,C C

Its graphical representation would be as

follows 

8
 2.:
State Input Next state(s)
a
S a {A}
a
S A S b {B}
A a {A, C}
b a A b {}
B a {}
B C
S B b {B, C}
b C a {}
b
C b {}

The strings aa, bbb are both accepted by the NFSA.

9
 Three major differences

1. The range of δ is in the power set 2Q

2. ε transitions are possible in NFA. NFA can make
a transition without consuming an input symbol.
3. In an NFA, the set δ(qi,a) may be empty; there is
no transition defined for this specific situation.

10
Example #1: some 0’s followed by
some 1’s
0 1 0/1

0 1
Q = {q0, q1, q2} q0 q1 q2

Σ = {0, 1}
Start state is q0
F = {q2}

δ: 0 1
q0 {q0, q1} {}

{} {q1, q2}
q1
{q2} {q2}
q2
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 Example #2: pair of 0’s or pair of 1’s

0/1 0/1
Q = {q0, q1, q2 , q3 , q4}
Σ = {0, 1} 0
q0 q3 0 q4
Start state is q0
F = {q2, q4}
1 0/1
1
δ: 0 1
q0 q1 q2
{q0, q3} {q0, q1}

q1 {} {q2}

q2 {q2} {q2}

q3 {q4} {}

q4 {q4} {q4}
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 A string w is accepted by an NFA if δ(q0, w)
contains at least one final state.
 The language of the NFA is the set of strings
it accepts.

13
 A DFA can be turned into an NFA that
accepts the same language.
 If δD(q, a) = p, let the NFA have δN(q, a) =
{p}.
 Then the NFA is always in a set containing
exactly one state – the state the DFA is in
after reading the same input.

14
 Surprisingly, for any NFA there is a DFA
that accepts the same language.
 Proof is the subset construction.
 The number of states of the DFA can be
exponential in the number of states of the
NFA.
 Thus, NFA’s accept exactly the regular
languages.

15
 Given an NFA with states Q, inputs Σ,
transition function δN, start state q0, and
final states F, construct equivalent DFA
with:
 States 2Q (Set of subsets of Q).
 Inputs Σ.
 Start state {q0}.
 Final states = all those with a member of F.

16
 The DFA states have names that are sets
of NFA states.
 But as a DFA state, an expression like {p,q}
must be read as a single symbol, not as a
set.

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 The transition function δD is defined by:
δD({q1,…,qk}, a) is the union over all i = 1,…,k of
δN(qi, a).

 Example: We’ll construct the DFA equivalent

of our “chessboard” NFA.

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 r b r b
1 2,4 5 {1} {2,4} {5}
2 4,6 1,3,5 {2,4}
3 2,6 5 {5}
4 2,8 1,5,7
5 2,4,6,8 1,3,7,9
6 2,8 3,5,9
7 4,8 5
*
8 4,6 5,7,9 Alert: What we’re doing here is
9 6,8 5 the lazy form of DFA construction,
where we only construct a state
if we are forced to.
19
 r b r b
1 2,4 5 {1} {2,4} {5}
2 4,6 1,3,5 {2,4} {2,4,6,8} {1,3,5,7}
3 2,6 5 {5}
4 2,8 1,5,7 {2,4,6,8}
5 2,4,6,8 1,3,7,9 {1,3,5,7}
6 2,8 3,5,9
7 4,8 5
8 4,6 5,7,9
* 9 6,8 5

20
 r b r b
1 2,4 5 {1} {2,4} {5}
2 4,6 1,3,5 {2,4} {2,4,6,8} {1,3,5,7}
3 2,6 5 {5} {2,4,6,8} {1,3,7,9}
4 2,8 1,5,7 {2,4,6,8}
5 2,4,6,8 1,3,7,9 {1,3,5,7}
6 2,8 3,5,9 * {1,3,7,9}
7 4,8 5
8 4,6 5,7,9
* 9 6,8 5

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 r b r b
1 2,4 5 {1} {2,4} {5}
2 4,6 1,3,5 {2,4} {2,4,6,8} {1,3,5,7}
3 2,6 5 {5} {2,4,6,8} {1,3,7,9}
4 2,8 1,5,7 {2,4,6,8} {2,4,6,8} {1,3,5,7,9}
5 2,4,6,8 1,3,7,9 {1,3,5,7}
6 2,8 3,5,9 * {1,3,7,9}
7 4,8 5 * {1,3,5,7,9}
8 4,6 5,7,9
* 9 6,8 5

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 r b r b
1 2,4 5 {1} {2,4} {5}
2 4,6 1,3,5 {2,4} {2,4,6,8} {1,3,5,7}
3 2,6 5 {5} {2,4,6,8} {1,3,7,9}
4 2,8 1,5,7 {2,4,6,8} {2,4,6,8} {1,3,5,7,9}
5 2,4,6,8 1,3,7,9 {1,3,5,7} {2,4,6,8} {1,3,5,7,9}
6 2,8 3,5,9 * {1,3,7,9}
7 4,8 5 * {1,3,5,7,9}
8 4,6 5,7,9
* 9 6,8 5

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 r b r b
1 2,4 5 {1} {2,4} {5}
2 4,6 1,3,5 {2,4} {2,4,6,8} {1,3,5,7}
3 2,6 5 {5} {2,4,6,8} {1,3,7,9}
4 2,8 1,5,7 {2,4,6,8} {2,4,6,8} {1,3,5,7,9}
5 2,4,6,8 1,3,7,9 {1,3,5,7} {2,4,6,8} {1,3,5,7,9}
6 2,8 3,5,9 * {1,3,7,9} {2,4,6,8} {5}
7 4,8 5 * {1,3,5,7,9}
8 4,6 5,7,9
* 9 6,8 5

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 r b r b
1 2,4 5 {1} {2,4} {5}
2 4,6 1,3,5 {2,4} {2,4,6,8} {1,3,5,7}
3 2,6 5 {5} {2,4,6,8} {1,3,7,9}
4 2,8 1,5,7 {2,4,6,8} {2,4,6,8} {1,3,5,7,9}
5 2,4,6,8 1,3,7,9 {1,3,5,7} {2,4,6,8} {1,3,5,7,9}
6 2,8 3,5,9 * {1,3,7,9} {2,4,6,8} {5}
7 4,8 5 * {1,3,5,7,9} {2,4,6,8} {1,3,5,7,9}
8 4,6 5,7,9
* 9 6,8 5

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 M=({A,B},{0,1}, δ,A,{A}) where
0 1 δ is given by:

* A A B
B B A,B
0 1
* A A B
B B {A,B}
{A,B} {A,B} {A,B}
*

26
 M=({q0,q1,q2},{a,b}, δ,q0,{q2}) where δ is given by:

a b
q0 q0,q1 q2
q1 q0 q1
a b
* q2  q0,q1
q0 {q0,q1} q2
q2  {q0,q1}
{q0,q1} {q0,q1} {q1,q2}

* {q1,q2} q0 {q0,q1}
  
27
 M=({P,Q,R,S},{0,1}, δ,P,{S}) where δ is given by:
0 1
0 1
P {P,Q} P
P P,Q P
{P,Q} {P,Q,R} {P,R}
Q R R
{P,R} {P,Q,S} P
R S 
{P,Q,R} {P,Q,R,S} {P,R}
* S S S
{P,Q,S} {P,Q,R,S} {P,R,S}
*
{P,R,S} {P,Q,S} {P,S}
*
{P,S} {P,Q,S} {P,S}
*
{P,Q,R,S} {P,Q,R,S} {P,R,S}
* 28
 M=({q0,q1,q2,q3},{a,b}, δ,q0,{q2}) where δ is given
by:
a b a b
q0 q0,q1 q0 q0 {q0,q1} q0
q1 q2 q1 {q0,q1} {q0,q1,q2} {q0,q1}
q2 q3 q3
* {q0,q1,q2} {q0,q1,q2,q3} {q0,q1,q3}
* q3  q2
* {q0,q1,q3} {q0,q1,q2} {q0,q1,q2}

{q0,q1,q2,q3} {q0,q1,q2,q3} {q0,q1,q2,q3}

*

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 We can allow state-to-state transitions on ε
input.
 These transitions are done spontaneously,
without looking at the input string.
 A convenience at times, but still only regular
languages are accepted.

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 ε 0 1 ε
A {E} {B} ∅
1 1 B ∅ {C} {D}
1 B C D
C ∅ {D} ∅
A ε ε 0 * D ∅ ∅ ∅
E {F} ∅ {B, C}
0 E F
0 F {D} ∅ ∅

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 CL(q) = set of states you can reach from
state q following only arcs labeled ε.
 Example: CL(A) = {A}; ε
CL(E) = {B, C, D, E}. B 1 C 1 D
1
A ε ε 0
0 E F
0

 Closure of a set of states = union of the

closure of each state.
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 ˄
 Basis: δ(q, ε) = CL(q).
 Induction: ˄ (q, xa) is computed as follows:
δ
˄ (q, x) = S.
1. Start with δ
2. Take the union of CL(δ(p, a)) for all p in S.
 Intuition: ˄ (q, w) is the set of states you can
δ
reach from q following a path labeled w.

33
 ε
1 B 1 C 1 D
˄
 δ (A, ε) = CL(A) = {A}. A ε ε 0
˄
δ (A, 0) = CL({E}) = {B, C, D, E}. 0 E
0
F
 ˄ (A, 01) = CL({C, D}) = {C, D}.
δ
 Language of an ε-NFA is the set of strings
w such that (q0, w) contains a final state.

34
 Every NFA is an ε-NFA.
 It just has no transitions on ε.
 Converse requires us to take an ε-NFA and
construct an NFA that accepts the same
language.
 We do so by combining ε–transitions with the
next transition on a real input.

35
 Start with an ε-NFA with states Q, inputs Σ,
start state q0, final states F, and transition
function δE.
 Construct an “ordinary” NFA with states Q,
inputs Σ, start state q0, final states F’, and
transition function δN.

36
 Compute δN(q, a) as follows:
1. Let S = CL(q).
2. δN(q, a) is the union over all p in S of δE(p, a).
 F’ = the set of states q such that CL(q)
contains a state of F.
 Intuition: δN incorporates ε–transitions
before using a but not after.

37
Interesting
closures:
CL(B) = {B,D}; ε
CL(E) = {B,C,D,E}
1 B 1 C 1 D
0 1
0 1 ε A {E} {B}
A ε ε 0
A {E} {B} ∅ 0 E F
*B ∅ {C} 0
B ∅ {C} {D} C ∅ {D}
C ∅ {D} ∅
*D ∅ ∅
* D ∅ ∅ ∅
E {F} ∅ {B, C} *E {F} {C, D}
F {D} ∅
F {D} ∅ ∅
NFA without ε-Transition
Since closure of
ε-NFA E includes B and
Since closures of C; which have
B and E include transitions on 1
final state D. to C and D.
38
1. Convert the following NFA with -transitions
into NFA without -transitions.

0 1 2

ε ε
q0 q1 q2

Answer:
0,1,2
0 1 2

0,1 1,2
q0 q1 q2

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 2. Convert the following NFA with -transitions into NFA without -
transitions.

0
ε 1
Answer: q0 q1 q2
0
0 1
1
0 q3
0,1
0 1
q0 q1 q2
0
0 1
0
q3
0,1
40
Convert the following NFA with -transitions into NFAs without -
transitions.
a)
1

0 ε
b)-NFA q0 following transition
with the q1 table q2

0 1 ε
A {A} ∅ {B}
B ∅ {C} {D}
C {D} ∅ ∅
* D ∅ {C} {B}
41
 DFA’s, NFA’s, and ε–NFA’s all accept exactly
the same set of languages: the regular
languages.
 The NFA types are easier to design and may
have exponentially fewer states than a DFA.
 But only a DFA can be implemented!

42