Investor Awareness- Capital

Markets

BY : CA GAURAV SHARMA
B.COM, FCA, DISA (ICAI)
 CAPITAL MARKETS INTRODUCTION

Capital markets are considered to be most

challenging but highly profitable.
Consists of Equity & Debt markets.
 TYPES OF INVESTMENTS IN CAPITAL MARKETS

EQUITY SHARES

MUTUAL FUNDS

DEBENTURES/BONDS
 RIGHTS OF SHAREHOLDERS

To receive shares

Annual reports
Dividends
Voting rights
Rights to complaint
 INVESTING STRATEGY

Younger age – Aggressive risk

Middle age – Moderate risk

Old age - Conservative

 DO’S AND DON’T’S

Investing options and methods – www.iepf.gov.in

Companies information – mca.gov.in

Offer documents – IPO

Invest out of savings.

 DO’S AND DON’T’S

Not to invest on freely available information

Not to be fooled by dubious advertisements
Not to be fooled by impressive sounding
data/claims.
Not to lose poise in sectors with rapidly climbing
prices.
Not to take loans to invest.
Profits may not increase on the same pattern as
interest on day to day basis.
 PONZI SCHEMES

To avoid investment with fraudulent

companies/persons to protect losing your hard
earned money.
THANK YOU
CA.GAURAV SHARMA
Mob.:9779169622
Email :
cagauravsharma81@gmail.com