TEMA:

AUDITORIA DE CUMPLIMIENTO

INTEGRANTES:

CHACHA CALDERON ANGELICA IRENE

CHUSIN AYALA GENESIS YAMILEX

CHUSIN LATACUNGA MONICA ELIZABETH

DOCENTE: PILAGUANO PATANGO ROLANDO FREDDY

ING. ROSA MARJORIE TORRES BRIONES PILAY WILFRIDO

 Contents of This
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01 02
Table of Contents
Analysis and Analytics and
Strategy Keywords
Describe the topic Describe the topic
of the section here of the section here

03 04
Accessibility and Engine
Indexing Optimization
Describe the topic Describe the topic
of the section here of the section here
 Table of Contents

01 02 03 04
Analysis and Analytics and Accessibility and Engine
Strategy Keywords Indexing Optimization

Describe the topic Describe the topic Describe the topic Describe the topic
of the section here of the section here of the section here of the section here
 Principales de una auditoria de cumplimiento
Alcance de la auditoría
Los auditores deben determinar el alcance de la
auditoría.

Materia y criterios
Los auditores deben identificar la materia y los criterios
adecuados.

Conocimiento de la entidad
Los auditores deben conocer la entidad auditada a la luz de las
autoridades relevantes.

Conocimiento de los controles internos y del ambiente de control

Los auditores deben comprender el ambiente de control y los controles
internos relevantes y considerar si es posible asegurar el cumplimiento.
 Riesgo de fraude
El fraude en la auditoría de
Evaluación de riesgos cumplimiento se relaciona
principalmente con el abuso de la
Los auditores deben realizar autoridad, pero también con la
una evaluación de riesgos presentación de informes
para identificar los riesgos de fraudulentos en materia de
incumplimiento cumplimiento.
Elaboración de informes Seguimiento
Los auditores deben preparar un Los auditores deben
informe basado en los principios de hacer un seguimiento
integridad, objetividad, oportunidad
de los casos de
y celebración de un proceso
contradictorio. incumplimiento
según sea necesario.
Evidencia de auditoría
Los auditores deben
recolectar evidencia de
auditoría suficiente y
apropiada para cubrir el
alcance de la auditoría.
Evaluación de la evidencia
de auditoría y formulación
Los auditores deben evaluar si se ha
obtenido evidencia de auditoría
suficiente y apropiada, y deben
formular conclusiones relevantes.
• Realicen su trabajo de un modo ético
• Realicen su actividad imparcialmente, es decir, deben ser objetivos
y sin desviarse en las actividades que se llevan a cabo.
• Deben ser capaces de captar cualquier influencia que se quiera
realizar sobre el juicio que se realice durante el proceso de
auditoría.
• Un auditor debe capacitarse constantemente
Parte de sus competencias y habilidades requieren
que los auditores:
auditoría
administra los programas de
auditores y el personal que
orienta a cómo deberían ser los
profesionalidad. Este principio se
Es la base y fundamento de la
• INTEGRIDAD AUDITORIA
PRINCIPIOS DE
 PRESENTACIÓN JUSTA
El principio señala la obligatoriedad de informar con
veracidad y exactitud, desde el momento de
preparación de la auditoría, durante la auditoría y
posteriormente al identificar los hallazgos, La
comunicación debería ser veraz, precisa.

DEBIDO CUIDADO PROFESIONA

Los auditores deberían tener el debido cuidado de acuerdo
con la importancia de la tarea que realizan y la confianza
depositada en ellos por el cliente de auditoría y otras partes
interesadas
You can enter a subtitle
here if you need it
 CONFIDENCIALIDAD

Durante la auditoría los auditores deberían comportarse con

discreción en el uso y protección de la información que
manejen y compartirla únicamente para los fines
establecidos en el alcance de la auditoría

INDEPENDENCIA
Independientemente de la actividad que vaya a ser auditada,
los auditores deben ser independientes siempre, y en todo
momento, trabajar sin influencia de ningún tipo
ENFOQUE BASADO EN LA EVIDENCIA

Este principio requiere que un auditor tenga un método racional

para emitir conclusiones de la auditoría que sean fiables. En todo
momento, las evidencias de una auditoría deben ser verificables

ENFOQUE BASADO EN RIESGO

El enfoque basado en el riesgo debería influir sustancialmente en la

planificación conducción y presentación de informes de las
auditorías para garantizar que las auditorías se centren en asuntos
que son importantes para el cliente de auditoría
You can
 CONCLUSIONES

1.-La auditoría de cumplimento es una herramienta muy esencial para la

verificación del procedimiento y cumplimento de las normas o reglamento
previamente establecidos con la finalidad de corregí algunos de ellos.

2.-Todas las empresas deberían de realizar este tipo de auditoria ya sea de

manera general o cierto procedimiento con ellos se podrá verificar si los
recursos que se está utilizando son llevados de la manera eficiente y a su vez se
está cumpliendo con los objetivos que se han planteado.

3.-Los responsables que van a realizar la ejecución de la auditoria deben

realizarse un previo análisis de lo que van a examinar para que puedan hacer
una planificación y a final del proceso entregar datos confiables y trasparentes
sobre las anomalías encontrados
About the Project

Mercury is the closest

planet to the Sun and the
smallest one in the Solar
System—it’s only a bit
larger than the Earth’s
moon
SEO Agency
This can be the part of the
presentation where you introduce
yourself, write your email…
Whoa!
This can be the part of the
presentation where you introduce
yourself, write your email…
 What We Are Working on

Responsive Separate
Web Mobile URL
Saturn is the ringed Neptune is very far
one and a gas giant away from the Sun

Mobile Site Page Speed

Design Score
Venus is the second Jupiter is the biggest
planet from the Sun planet of them all
What We Are Working on
Responsive Web
Saturn is the ringed one and a gas giant

Separate Mobile URL

Neptune is the farthest planet from the Sun

Page Speed Score

Jupiter is the biggest planet in the Solar
System
 Authority

Domain Authority Page Authority

Mars is full of iron
Saturn is a gas giant
oxide dust, which
mostly composed of
gives the planet its
hydrogen and helium
reddish cast

Domain 30/100 Page 55/100

 Authority

70% 50%

Domain Authority Page Authority

Mars is full of iron
Saturn is a gas giant,
oxide dust, which
mostly composed of
gives the planet its
hydrogen and helium
reddish cast
 Paid Keyword Budget

September October November

Keyword 1 $1,456,768 $2,568,306 $2,359,645

Keyword 2 $4,656,657 $1,100,234 $2,456,967

Keyword 3 $1,567,433 $4,456,456 $5,657,234

 Paid Keyword Budget
Payments per month

August September October November

$1,558,760 $1,456,768 $3,456,748 $7,256,658

$8,435,768 $1,475,768 $5,126,745 $1,464,773

$1,456,238 $6,356,532 $1,474,753 $5,456,754

 Backlinks

Mars
● Write the backlink here
● Write the backlink here
● Write the backlink here
● Write the backlink here
● Write the backlink here
● Write the backlink here
 Backlinks

Write your backlinks here:

● Backlink 1
● Backlink 2
● Backlink 3
● Backlink 4
● Backlink 5
● Backlink 6
● Backlink 7
And as many as you need!
 Increase Website Traffic

Search Traffic Popularity Audience

Mercury is the closest Venus is the second Despite being red,
planet to the Sun planet from the Sun Mars is a cold place

Engagement Unique Visitors Social Visitors

Jupiter is the biggest Saturn is the ringed Neptune is the farthest
planet of them all one and a gas giant planet from the Sun
 Increase Website Traffic

Search Traffic Popularity Audience

Mercury is the closest Venus is the second Despite being red,
planet to the Sun planet from the Sun Mars is a cold place

Engagement Unique Visitors Social Visitors

Jupiter is the biggest Saturn is the ringed Neptune is the farthest
planet of them all one and a gas giant planet from the Sun
 A Picture Is
Worth a
Thousand Words
A Picture Is Worth a
Thousand Words
A Picture Is Worth a
Thousand Words
4,498,300
Big numbers catch your audience’s
attention
150,000
Big numbers may help you catch your
audience’s attention
 Domain General
Vision
287,000
Big numbers attract attention

173,485
Big numbers attract attention
 Domain General
Vision

50K 30M 75%

Mars Mercury Venus
Despite being red, Mercury is the closest Venus is the second
Mars is actually cold planet to the Sun planet from the Sun
 Traffic by Country
Mercury
35%

Jupiter
19%

Venus
22%

Saturn
24%
Traffic by Country
50% Mercury
Mercury is the closest
planet to the Sun

30% Jupiter
Jupiter is the biggest
planet of them all

20% Saturn
Saturn is a gas giant and
has many rings
 Search

60% 77% 35%

of traffic comes of traffic comes from of traffic comes

from referrals social media from searches
 Search

30% 50% 80%

Mercury Jupiter Saturn
Mercury is the closest Jupiter is the biggest Saturn is a gas giant and
planet to the Sun planet of them all has many rings
 Our Team
These are the
professionals that make
this possible:
● Helena Patterson
● John Doe
● Richard Roe
● Timmy Jimmy
● Jane Doe
● Sophia McKane
 Our Team

James Jones Nick Smith

Describe your team Describe your team
member here member here

Jane Doe Becca Wu

Describe your team Describe your team
member here member here
 Major Requirements

Image Header and

Captioning Title Tags
Saturn is the ringed Neptune is very far
one and a gas giant away from the Sun

Text Color and Anchor Text

Size and Links
Jupiter is the
Venus is the second
biggest planet of
planet from the Sun
them all
 Major Requirements

Image Header and

Captioning Title Tags
Saturn is the ringed Neptune is very far
one and a gas giant away from the Sun

Text Color and Anchor Text

Size and Links
Venus is the second Jupiter is the biggest
planet from the Sun planet of them all
Awesome
Words
Awesome
Words
 Our Services
Basic Standard
Saturn is the
Jupiter is the
ringed one and a
biggest planet
gas giant
●Service 1 ● Service 1
●Service 2 ● Service 2
●Service 3 ● Service 3

$19.99 $25.99
 Our Services

Basic
Free
Saturn is the ringed one and a gas giant

Premium
$19.99
Neptune is very far away from the Sun

Pro
$59.99
Saturn is the ringed one and a gas giant
 Competitor Positioning

Competitor 1 1 Competitor 3
Saturn is the ringed Neptune is very far
one and a gas giant 3 away from the Sun

Competitor 2 Competitor 44
Venus is the second Jupiter is the
planet from the 2 biggest planet of
Sun them all
 Competitor Positioning
Competitor 1 Competitor 2 Competitor 3
Saturn is a gas giant and Neptune is the farthest Earth is the planet where
has many rings planet from the Sun we all live on

80% 20% 60%

30% 90% 70%

50% 40% 30%

 Project Goals

Trust Relevance Authority

Mercury is the
Despite being red, Venus is the second
closest planet to the
Mars is a cold place planet from the Sun
Sun
 Project Goals

Relevance
Venus is the second
planet from the Sun

Trust Authority
Mercury is the
Despite being red,
closest planet to the
Mars is a cold place
Sun
 Traffic Overview
Engagement 20,500

Total Visits 16,500

Avg. Visit
Duration
01:05:56

Pages Per Visit 4.67

To modify this graph, click on it, follow the link, change

Bounce Rate 67.2% the data and paste the new graph here, replacing this one
 Traffic Overview
30% 20%
Mercury Saturn
Mercury is the closest Saturn is a gas giant and
planet to the Sun has many rings

20% 30%
Jupiter Neptune
Jupiter is the biggest Neptune is the farthest
planet of them all To modify this graph, click on it, planet from the Sun
follow the link, change the data and
paste the new graph here, replacing
this one
 Traffic Overview
Day 1
345,765 views
Saturn is a gas giant and has many
rings

Day 2
235,643 views
Neptune is the farthest planet from the
Sun

Day 3
To modify this graph, click on it, follow the
link, change the data and paste the new 543,865 views
graph here, replacing this one Jupiter is the biggest planet of them all
Web Optimization

SEO Audit
Optimization Tool

It’s the closest planet to

the Sun and the smallest
one in the Solar System—
it’s only a bit larger than
the Moon
 Mobile Optimization

SEO Audit
Optimization Tool

You can replace the image

on the screen with your
own work. Right-click on
it and then choose
“Replace image” so you
can add yours
Tablet Optimization

SEO Audit
Optimization Tool

You can replace the image

on the screen with your
own work. Right-click on
it and then choose
“Replace image” so you
can add yours
 Project Stages

Week 1 Week 2 Week 3 Week 4 Week 5 Week 6 Week 7 Week 8

Action 1 Action 3
2
 Project Stages
Venus
Venus
Mercuryis the second Neptune
planet from the Sun
Mercury is the closest Neptune is the farthest
planet to the Sun planet from the Sun
Mars
Despite being red,
Mars is actually
cold

Week 1 Week 2 Week 3 Week 4 Week 5 Week 6 Week 7 Week 8

 Timeline
Action 1 Action 3
Mercury is the closest Venus is the second
planet to the Sun planet from the Sun
May July

April June
Action 2 Action 4
Jupiter is the biggest Saturn is the ringed
planet of them all one and a gas giant
 Timeline

Mercury Venus
Mercury is the closest Venus is the second
planet to the Sun planet from the Sun
Jupiter Saturn
It’s the biggest
Saturn is the ringed
planet in the Solar
one and a gas giant
System

Step 02
01 Step 04
03
 Our Partners
Saturn
Saturn is the
ringed one and a
gas giant

Venus
It’s the second
planet from the
Sun
 Our Partners

Mercury
Mercury is the closest
planet from the Sun

Venus
Venus is the second
planet from the Sun
Thanks!
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+91 620 421 838
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60% 40%

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Mercury Jupiter
Mercury is the closest Jupiter is the biggest
planet to the Sun planet of them all
 Alternative Infographics
7/10 2/10
Mercury Saturn
Mercury is the closest Saturn is a gas giant
planet to the Sun which has many rings

5/10 8/10
Jupiter Neptune
Jupiter is the biggest Neptune is the farthest
planet of them all planet from the Sun
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