SAS INSTITUTE OF MANAGEMENT AND STUDIS

FINANCIAL REGULATIONS

TOPIC NAME : SECURITIES AND EXCHANGE BOARD OF INDIA(SEBI)

Presented by :
Vikas vartha
Presented to:
Asst. Prof. Nilam Shukala
  INTRODUCTION

• SEBI (Securities and Exchange Board of India) was constituted on April 12,
1988 as a non-statutory body.
• It is an apex body to develop and regulate the stock market in India.
• SEBI Is the regulator for the securities market in India, originally set up by
the government of India in 1988, it acquired statutory from in 1992 with
SEBI act 1992 being passed by the Indian parliament.
• Madhabi Puri Buch is the current chairman of SEBI.
  REASONS FOR ESTABLISHMENT OF SEBI

• Started in stock market such as price rigging.

• Unofficial premium on new issue.
• Delay in delivery of shares.
• Violation of rules and regulations of stock market exchange and listing
requirements.
• So government of India decided to set up an agency or regulatory body known
as Securities and Exchange Board of India (SEBI).
  LOCATION OF SEBI

• HEADQUTERS:
• Bandra kurla complex in Mumbai, Maharashtra, and has Northern,
Eastern, Southern and Western Regional offices in New Delhi, Kolkata,
Chennai and Ahmedabad respectively.
  MEMBERS OF SEBI

• Chairman of SEBI is been appointed by the Union Government of India.

• Two members, i.e. officers from Union finance ministers.
• One member from RBI.
• The remaining five members are nominated by Union Government of
India, Out of them at least three shall be whole time members.
  OBJECTIVES OF SEBI

To regulate the activities of stock Exchange.

 To protect the rights of investors and ensuring safety to their investment.
To prevent fraudulent and malpractices by having balance between self
regulation of business and its statutory regulations.
To regulate and develop a code of coduct for intermediaries such as
brokers, underwriters, etc.
THANK YOU………..