SECURITIES AND EXCHANGE BOARD OF

INDIA - SEBI
PRESENTED BY - 127–Risha Vanigota
128-Dhananjay Vazirani
129-Devansh Vohra
130-Nitesh Wadhwa
131-Aman Yadav
1008-Moksh Jain
1009-Adil Patel
INTRODUCTION
• The Securities Exchange Board of India was established on April 12 , 1992 in accordance with
the provisions of Securities and Exchange Board of India Act , 1992 .

• It is an act to provide for the establishment of a board to proctect the interests of investors in
securities and to promote the development of , and to regulate , the securities market and for
matters connected therewith or incidental thereto .

• It comes under the jurisdiction of Government of India and its headquarter is located in
Mumbai .
HISTORY OF SEBI
• Initially SEBI was a non-statutory body without any statutory powers .

• However in 1995 , the SEBI was given additional statutory power by the Government of India
through an amendment to the Securities and Exchange Board of India , 1992 .

• In April ,1998 the SEBI was constituted as the regulator of Capital Market in India under the
resolution of the Government of India .
FUNCTIONS OF SEBI
• Regulating the business in stock exchanges and any other securities market .

• Registering and regulating the working of stock brokers , sub-brokers, share transfer agents ,
bankers to an issue , trustees of trust deeds , etc .

• Prohibiting fraudulent and unfair trade practices relating to securities markets.

• The duty of the Board is to protect is to protect the interests of investors in securities and to
regulate the securities market .

• Board have some powers as issuing commissions for the examination of witnesses or
documents .
ROLE OF SEBI IN IPO
• The rules , regulations and procedures relating to public issues in India are governed by SEBI .

• Any company going public in India should get approval from SEBI before opening its IPO.
Issuer company’s lead managers submit the public issue prospectus to SEBI , provide
clarification , make changes in the prospectus suggested by SEBI and get it approve .

• SEBI Validate the IPO and make sure that document has enough information to help investors
to take decisions before applying shares in an IPO .
CHANGE IN THE MARKET
• The complete transformation of the trading , clearing and settlement infrastructure .

• Dramatic transformation to a paperless market and transparent trading system .

• Cutting the settlement cycle and now going forward towards a T+1 system .

• SEBI has made the markets much safer for investors .

SUMMARY
• For the development of any economy Capital Market , which is one of the main organ to
mobilize funds of huge order shall evolve all the steps to develop the market .

• Simultaneously , bringing in the creditability in the financial market , which is watched world
wide .

• Through effective and speedy implementable regulations , ultimately , protecting the interests
of the investors and the country .
THANK YOU