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5powers of Congress 1
5powers of Congress 1
5powers of Congress 1
STATUTORY-MAKING POWER
FORMAL LIMITATIONS
FORMAL LIMITATIONS
SUBSTANTIAL LIMITATIONS
DISBURSEMENT ACCELERATION
PROGRAM (DAP)
The constitutional basis of DAP as cited by DBM us Section 25
(5), Article VI of the Constitution which states: “No law shall be
passed authorizing any transfer of appropriations; however, the
President, the President of the Senate, the Speaker of the House
of Representatives, the Chief Justice of the Supreme Court, and
the heads of Constitutional Commissions may, by law, be
authorized to augment any item in the general appropriations law
for their respective offices from savings in other items of their
respective appropriations.”
DISBURSEMENT ACCELERATION
PROGRAM (DAP)
Requisites for the application of Section 25 (5), Article VI of the
Constitution as cited in Araullo, et al. v. Aquino, G.R. No. 209287,
1 July 2014
1. There is a law authorizing the President, the President of the
Senate, the Speaker of the House of Representatives, the
Chief Justice of the Supreme Court, and the heads of the
Constitutional Commissions to transfer funds within their
respective offices;
2. The funds to be transferred are savings generated from the
appropriations for their respective offices; and
3. The purpose of the transfer is to augment an item in the
general appropriations law for their respective offices.
DISBURSEMENT ACCELERATION
PROGRAM (DAP)
WHAT CONSTITUTES ”SAVINGS” UNDER THE LAW?
The statutory definition of “savings” in the 2011, 2012 and 2013 GAA
DISBURSEMENT ACCELERATION
PROGRAM (DAP)
Unobligated allotments. The GAAs provide for a two-year
period of availability of the appropriations for the capital
outlay and MOOE. Thus, when the DBM declared them as
“savings” before the end of the fiscal year, in effect, it
shortened the availability of the appropriations for MOOE
and capital outlay. This is tantamount to forcing the
generation of savings in order for the President to have
larger fund available for discretionary spending under the
DAP, which effectively defeats the Congress’ power of the
purse.
DISBURSEMENT ACCELERATION
PROGRAM (DAP)
Unreleased appropriations. Based on its statutory definition, there
could only be “savings” when the purpose for which the funds
have been allotted were already satisfied, or the need for such
funds had ceased to exist. This can only be determined when the
appropriation has reached the agency level. It is only when the
appropriation has reached the agency level may it be determined
whether (a) the PAP for which the appropriation had been
authorized was completed, finally discontinued, or abandoned; or
(b) there were vacant positions and leaves of absence without
pay; or (c) the required or planned targets, programs and services
were realized at a lesser cost because of the implementation of
measures resulting in improved systems and efficiencies. For the
President to declare as “savings” unreleased appropriations would
seriously undercut the congressional power of the purse, because
such appropriations had not even reached and been used by the
agency concerned vis-à-vis the PAPs for which Congress had
allocated them
DISBURSEMENT ACCELERATION
PROGRAM (DAP)
Unprogrammed funds. Under the GAA, the President has the
standby authority to incur additional obligations for priority PAPs
when revenue collections exceeded the original revenue targets.
The original revenue targets pertain to the totality of all the
revenue targets as specified by the President in the BESF. Under
the Disbursement Acceleration Program, however, the President
dealt not with the whole revenue targets but individual revenue
targets. Hence, when the Executive exceeds its collection in one
source of revenue (say dividends from the shares of stocks of
GOCCs) but fails to meet its revenue target in other source (E.g.
tax revenues), it could not be said that the Executive exceeded its
original revenue targets. To allow the separate treatment of each
revenue to determine if the original revenue target is exceed
would result to the creation of artificial revenue surpluses.
DISBURSEMENT ACCELERATION
PROGRAM (DAP)
PRINCIPLE OF IMPOUNDMENT
DISBURSEMENT ACCELERATION
PROGRAM (DAP)
LESSONS FROM ARAULLO:
2. Section 38, Chapter V, Book VI of the Administrative Code of 1987 which allows the
President "to suspend or otherwise stop further expenditure" of appropriated funds
can be invoked for a legitimate purpose. It does not authorize the President to
permanently stop so as to cancel the implementation of a project in the GAA
because the President has no power to amend the law.
3. The President has no power to impound unobligated funds in the GAA for two
reasons: first, the GAA once it becomes law cannot be amended by the President
and an impoundment of unobligated funds is an amendment of the GAA since it
reverses the will of Congress; second, the Constitution gives the President the power
to prevent unsound appropriations by Congress only through his line item veto
power, which he can exercise only when the GAA is submitted to him by Congress for
approval.
DISBURSEMENT ACCELERATION
PROGRAM (DAP)
LESSONS FROM ARAULLO:
4. Once the President approves the GAA or allows it to lapse into law, he himself is bound by it. There
is no presidential power of impoundment in the Constitution and this Court cannot create
one. Any ordinary legislation giving the President the power to impound unobligated appropriations
is unconstitutional. The power to impound unobligated appropriations in the GAA, coupled with the
power to realign such funds to any project, whether existing or not in the GAA, is not only a
usurpation of the power of the purse of Congress and a violation of the constitutional separation of
powers, but also a substantial re-writing of the 1987 Constitution.
DISBURSEMENT ACCELERATION
PROGRAM (DAP)
POWER OF APPROPRIATION
“PORK BARREL”
The validity of the “pork barrel” system was upheld in PHILCONSA v. Enriquez,
G.R. No. 113105, 19 August 1994 (235 SCRA 506) where the Supreme Court ruled
“The procedure of proposing and identifying by members of Congress of particular projects or activities under
Article XLI of the GAA of 1994 is imaginative as it is innovative.”
“The Constitution is a framework of a workable government and its interpretation must take into account the
complexities, realities and politics attendant to the operation of the political branches of government. Prior to
the GAA of 1991, there was an uneven allocation of appropriations for the constituents of the members of
Congress, with the members close to the Congressional leadership or who hold cards for ‘horse-trading,’
getting more than their less favored colleagues. The members of Congress also had to reckon with an
unsympathetic President, who could exercise his veto power to cancel from the appropriation bill a pet project
of a Representative or Senator.”
“The Countrywide Development Fund attempts to make equal the unequal. It is also a recognition that
individual members of Congress, far more than the President and their congressional colleagues are likely to be
knowledgeable about the needs of their respective constituents and the priority to be given each project.”
POWER OF APPROPRIATION
“PORK BARREL”
Presidential “pork barrel” consists of the Malampaya Fund and Presidential Social
Fund.
The so-called Malampaya Fund (which was named after the “Malampaya Deep
Water Gas-to-Power Project” in Palawan) was created as a special fund under
Presidential Decree No. 910. Under Section 8 of P.D. 910, the special fund was
authorized to be used “to finance energy resource development and exploitation
program and projects of the government, and for such other purposes as may be
directed by the President.”
Meanwhile, the Presidential Social Fund was created under Presidential Decree No.
1869 (Charter of PAGCOR), as amended. The Fund, which is derived from the
aggregate gross earning of PAGCOR, was authorized to be used “to finance the
priority infrastructure development projects and to finance the restoration of
damaged or destroyed facilities due to calamities, as may be directed and authorized
by the Office of the President.”
POWER OF APPROPRIATION
“PORK BARREL”
MALAMPAYA FUND. Insofar as the law authorized the President to use the Malampaya Fund
for financing “energy resource development and exploitation programs and projects of the
government”, the Supreme Court upheld its constitutionality since it provides an adequate
limitation on the authority of the President in the use of the funds. However, as regards the
President’s authority to make use of the funds for “such other purposes as may be directed by
(him)”, the phrase gives the President unbridled discretion to use the funds for any purpose. It
also allows him “to unilaterally appropriate public funds beyond the purview of the law.”
CONSTITUTIONAL LIMITS
CONSTITUTIONAL LIMITS
• Basis: Section 21, Article VI which states: “The Senate or the House
of Representatives or any of its respective committees may conduct
inquiries in aid of legislation in accordance with its duly published
rules of procedure. The rights of persons appearing in or affected by
such inquiries shall be respected.”
“xxx the issue sought to be investigated by the respondent Committee is one over which
jurisdiction had been acquired by the Sandiganbayan. In short, the issue had been pre-empted
by that court. To allow the respondent Committee to conduct its own investigation of an issue
already before the Sandiganbayan would not only pose the possibility of conflicting
judgments between a legislative committee and a judicial tribunal, but if the Committee's
judgment were to be reached before that of the Sandiganbayan, the possibility of its influence
being made to bear on the ultimate judgment of the Sandiganbayan cannot be discounted.
In fine, for the respondent Committee to probe and inquire into the same justiciable
controversy already before the Sandiganbayan, would be an encroachment into the exclusive
domain of judicial jurisdiction that had much earlier set in.”
• REASON: ‘The present Senate under the 1987 Constitution is no longer a continuing legislative
body. The present Senate has twenty-four members, twelve of whom are elected every three years
for a term of six years each. Thus, the term of twelve Senators expires every three years, leaving less
than a majority of Senators to continue into the next Congress. The 1987 Constitution, like the
1935 Constitution, requires a majority of Senators to ‘constitute a quorum to do business.’ Applying
the same reasoning in Arnault v. Nazareno, the Senate under the 1987 Constitution is not a
continuing body because less than majority of the Senators continue into the next Congress. The
consequence is that the Rules of Procedure must be republished by the Senate after every expiry of
the term of twelve Senators.’”
POWER OF LEGISLATIVE INQUIRIES
• In the exercise of its power of legislative inquiry, both Houses of Congress are conferred
with contempt powers.
Had said resolution of commitment been adopted by the House of Representatives, we think it could be
enforced until the final adjournment of the last session of the Second Congress in 1953. We find no
sound reason to limit the power of the legislative body to punish for contempt to the end of every session
and not to the end of the last session terminating the existence of that body. The very reason for the
exercise of the power to punish for contempt is to enable the legislative body to perform its
constitutional function without impediment or obstruction. Legislative functions may be and in practice
are performed during recess by duly constituted committees charged with the duty of performing
investigations or conducting hearing relative to any proposed legislation. To deny to such committees the
power of inquiry with process to enforce it would be to defeat the very purpose for which that the power
is recognized in the legislative body as an essential and appropriate auxiliary to is legislative function. It
is but logical to say that the power of self-preservation is coexistent with the life to be preserved.”
(ARNAULT V. NAZARENO, G.R. No. L-3820, 18 July 1950, 87 Phil 29; BALAG V. SENATE, G.R.
No. 234608, 3 June 2018)
POWER OF LEGISLATIVE INQUIRIES
The heads of departments may upon their own initiative, with the
consent of the President, or upon the request of either House, as the rules of
each House shall provide, appear before and be heard by such House on any
matter pertaining to their departments. Written questions shall be submitted to
the President of the Senate or the Speaker of the House of Representatives at
least three days before their scheduled appearance. Interpellations shall not be
limited to written questions, but may cover matters related thereto. When the
security of the State or the public interest so requires and the President so
states in writing, the appearance shall be conducted in executive session.
POWER OF LEGISLATIVE INQUIRIES
May the President require Cabinet members to secure his consent before
appearing before Congress or any of its committees?