Financial Asset

Management
Through Mitigating Risks and
Diversifying Investment Portfolio

Yo u r C o m p a n y N a m e
Content
Objectives

Purpose

Our Approach
› Characteristics of Strategies

Current Investment Portfolio

Industry Analysis
› Analysis of Assets
› Top Performing Funds

Allocation of Funds by Portfolio

Impact after Investment

› Estimating Risk Potential
› Estimating Return Potential
2
Content
Objectives

Purpose

Our Approach
› Characteristics of Strategies

Current Investment Portfolio

Industry Analysis
› Analysis of Assets
› Top Performing Funds

Allocation of Funds by Portfolio

Impact after Investment

› Estimating Risk Potential
› Estimating Return Potential
3
Objectives for Asset Management
Here we are focusing on the objectives of asset management for the client by migrating the risk over time and diversifying the portfolio by investing in different securities

To invest an amount of $ 140,000

Achieve 20% returns in next 5

years

Reduce risk by diversification of portfolio in different financial

instruments by increasing investment in debt securities

Add text here

Add text here

4
Why are you looking to Invest?
This slide depicts the purposes for the asset management like reaching financial goals or saving for retirement

Retirement Wealth Generation in short term Reach financial goals

Savings (5-10 years) (Buy a car)

Tax Add Text Add Text

Saving Here Here

This slide is 100% editable. Adapt it to your needs and capture your audience's attention.
5
Content
Objectives

Purpose

Our Approach
› Characteristics of Strategies

Current Investment Portfolio

Industry Analysis
› Analysis of Assets
› Top Performing Funds

Allocation of Funds by Portfolio

Impact after Investment

› Estimating Risk Potential
› Estimating Return Potential

6
Our Approach
This slide gives the glimpse of our approach where in we are focusing on clients objective that are inflation hedge, principle preservation, portfolio diversification etc.
and providing them the alternative investment types along with strategies, investment approach and objectives for the same

Inflation Principal Portfolio Equity Fixed income

Client Objective Hedge Preservation Diversification Diversification Diversification
Alternative Assets Relative Value Global Investing & Trading Alternative Equity Alternative Fixed Income

Alternative
Type

› Real estate (REITS)
› Commodities
› Your Text here
Strategies
› Market neutral
› Arbitrage
› Your text here
› Your text here
› Macro
› Managed futures
› Your text here
› Your text here
› Equity long/ short
› Event driven
› Your text here
› Your text here
› Bank loans
› Unconstrained fixed
income
› Your text here
› Your text here

› Long investment in
asset classes
Investment › Your text here
Approach › Your text here
› In effort to generate › Opportunistic Investing › Strategies investing in › Strategies investing in
positive returns, invest long / short across equities on long and fixed income and credit
long and short, global markets and short basis › Your text here
regardless of the multiple asset classes › Your text here
market environment › Your text here › Your text here

› Inflation hedge
› Equity like returns &
Investment risk
Objectives › Your text here
› Your text here
› Capital preservation
› Consistent returns
› Your text here
› Your text here
› Equity like returns with
below equity risk
› Your text here
› Your text here
› Participate in equity
market upside with
reduced downside risk
› Your text here
› Your text here
› Boost current income
› Protect against rising
rates
› Your text here
› Your text here

7
Characteristics of Strategies
Listed are the characteristics like annualized return, standard deviation, maximum decline, correlation to equities and correlation to fixed income on basis of which
strategies are being evaluated. Where S&P 500 is the Index of the share market

S&P Principal Portfolio Equity Fixed income

Inflation hedging
500 preservation diversification diversification diversification

Annualized
Return 7.37% 7.94% 3.40% 5.47% 5.29% 4.70%

Standard
Deviation 14.10% 17.72% 2.45% 4.18% 4.95% 5.31%

Maximum
Decline -50.95% -60.50% -6.29% -11.06% -14.25% -29.16%

Correlation to
1.00 0.70 0.10 0.55 0.78 0.54
Equities

Correlation to
-0.10 0.20 -0.10 0.12 -0.14 0.02
fixed Income

This slide is 100% editable. Adapt it to your needs and capture your audience's attention.
8
Content
Objectives

Purpose

Our Approach
› Characteristics of Strategies

Current Investment Portfolio

Industry Analysis
› Analysis of Assets
› Top Performing Funds

Allocation of Funds by Portfolio

Impact after Investment

› Estimating Risk Potential
› Estimating Return Potential
9
 Current Client Investment Portfolio
This slide shows that presently client has invested money in listed funds and the problems with the current invested scheme

Invests in short- term, or less than on year,

securities representing high-quality, liquid
debt and monetary instruments

Stock, or equity, Key Takeaways

funds invest in
Hybrid funds invest in both common stocks
bonds and stocks or in › 58% investment in equity funds
convertible securities Hybrid Money Market increases the client’s risk portfolio.
Funds 12% › Over 3/4th of investment has been
22% Equity made in junk funds which increases
Funds
Bonds 58%
the risk profile of the investor
Funds › Money market funds has lower rate of
8%
return due to its liquidity.
Bond funds invest and actively
› Add text here
trade in various types of fixed
income or debts securities › Add text here
› Add text here
› Add text here

This slide is 100% editable. Adapt it to your needs and capture your audience's attention.
10
Content
Objectives

Purpose

Our Approach
› Characteristics of Strategies

Current Investment Portfolio

Industry Analysis
› Analysis of Assets
› Top Performing Funds

Allocation of Funds by Portfolio

Impact after Investment

› Estimating Risk Potential
› Estimating Return Potential
11
Analysis of Different Type of Assets Available in the Market
This slide covers snapshot of all the investment options with associated risk, tenure, liquidity and 5 years returns

Risk Tenure Liquidity 1 Year Return 3 Years Return 5 Years Return

Direct Equity High Can be sold anytime High 8% 15 % 23 %

Equity mutual fund Moderate-High Open end High 10 % 17 % 24 %

Real estate High Can be sold anytime Low 6% 12 % 19 %

Stocks Low-moderate Can be sold anytime Varies 11 % 16 % 21%

Bonds No risk 15 years Partial withdrawals 11 % 15% 20 %

Bank fixed deposit Low 7 days to 10 years Premature exit 14 % 17% 18%

Debt funds Low-high Open end High XX XX XX

REITs No risk 7 years Low XX XX XX

Mutual funds Low-high 60 minus entry age Limited XX XX XX

Senior citizens’
No risk 5 years Low XX XX XX
Saving Scheme
12
Top Performing Funds(1/2)
In this template we are covering the top performing funds with different categories and their estimate returns over 1 to 5 years

Name Category 1 year return 3 year return 5 year return

Citi Pru Blue Chip Funds

Banking Fund 12.45% 13.70 % 22.31%
Equity Funds

DSP Blackrock US Flexible

Equity Funds 12.67% 15.99% 23.57%
Equity Funds

Lufthansa Blue-chip Direct

Sectoral Funds 16.89% 19.99% 24.35%
Plan Growth

Feeder Franklin US
Add text here 12.76% 17.10% 13.60%
Opportunities Fund

Add text here Add text here XX% XX% XX%

Add text here Add text here XX% XX% XX%

Add text here Add text here XX% XX% XX%

13
Top Performing Funds(2/2)
In this template we are covering the top performing funds of the companies for investing in the market

Equity ABC Company

$56.2650

$0.56(0.98%) +12.18%
10 Absolute Returns
8
6
4
2
0
Sep-19 Oct-19 Nov-19 Dec-19 Jan-20 Feb-20 Mar-20 Apr-20 May-20 Jun-20 Jul-20

ABC Company XYZ Company QPR Company

Min. Invest $1,000 $1,000 $1,000

Category Return 5.98% 16.67% 6.47% 15.91% 6.07% 15.39%

Returns +16.67% +15.91% +15.39%

14
Content
Objectives

Purpose

Our Approach
› Characteristics of Strategies

Current Investment Portfolio

Industry Analysis
› Analysis of Assets
› Top Performing Funds

Allocation of Funds by Portfolio

Impact after Investment

› Estimating Risk Potential
› Estimating Return Potential
15
Allocation of Funds by Portfolio (1/3)
In this slide we have covered allocation of Funds according to conservative, balanced and growth ETF portfolio which states that Conservative ETF Portfolio seeks to
provide a combination of income and moderate long-term capital growth by investing in equity and fixed income securities, Balanced ETF Portfolio seeks to provide
long-term capital growth with a moderate level of income by investing in equity and fixed income securities and Growth ETF Portfolio seeks to provide long-term capital
growth by investing in equity and fixed income securities

U.S equity
Conservative Balanced Growth
ETF Portfolio ETF Portfolio ETF Portfolio Canadian equity

Developed ex North America equity

Emerging markets equity

CNC BAP GRO
Canadian fixed income
40% / 60% 60% / 40% 80% / 20%
Global ex U.S. fixed income (CAD-hedged)

U.S. fixed income (CAD-hedged)

Key Insights

The Conservative ETF Portfolio seeks to provide
a combination of income and moderate long-
term capital growth by investing in equity and
fixed income securities with a strategic
allocation of 40% equities and 60% fixed income
Balanced ETF Portfolio seeks to provide long- The Growth ETF Portfolio seeks to
term capital growth with a moderate level of provide long-term capital growth by
income by investing in equity and fixed investing in equity and fixed income
income securities with a strategic allocation of securities with a strategic allocation of
60% equities and 40% fixed income 80% equities and 20% fixed income

This slide is 100% editable. Adapt it to your needs and capture your audience's attention.
16
Allocation of Funds by Portfolio (2/3)
This slide covers the allocation of funds according to portfolio where 30 percent is being invested in multi cap funds 25 percent in large cap
funds and 15 percent in midcap funds. This allows diversification of portfolio and minimize the risk

Key Insights
Portfolio Allocation in FY20
› 25 % Large-cap fund investments offer steady and low-
risk returns.

› Investing in large-cap funds benefits in low risk tolerance Liquid Funds; 10%
and potential to stand a bear market.
Short-Term Multi Cap
Debt Funds; Funds; 30%
20%
› Investing 15% in Mid-cap fund ensures higher returns
than large-cap funds in each portfolio.
Midcap Funds;
15% Large Cap
Funds; 25%
› Add text here

› Add text here

17
Allocation of Funds by Portfolio (3/3)
Asset allocation strategy on long term performance and short term volatility with annual return percentage

Conservation Balanced Growth Aggressive Growth

US Stock
6% 14% 15%
21% 25%
Foreign Stock 35%
30% 10%
5% 49%
Bond
60%
15%
50% 25%
Short-term Investments 40%

Annual Return %

Average annual return 5.96% 7.96% 8.97% 9.65%

Best 12-month return 31.06% 76.57% 109.55% 136.07%

Worst 12-month return -17.67% -40.64% -52.92% -60.78%

Best 20-year return (annualized) 10.98% 13.83% 15.34% 16.49%

Worst 20-year (annualized) 2.92% 3.43% 3.10% 2.66%

18
Content
Objectives

Purpose

Our Approach
› Characteristics of Strategies

Current Investment Portfolio

Industry Analysis
› Analysis of Assets
› Top Performing Funds

Allocation of Funds by Portfolio

Impact after Investment

› Estimating Risk Potential
› Estimating Return Potential
119
Estimating Risk Potential
In this slide we are covering various types of equities and debt funds and comparing them on the bases of risk score, volatility and weight

100%

90%

80%

70%

60%

50%

40%

30%

20%

10%

0%
Series1
Risk Parity Emerging Market Bonds US Corporate Bonds Municipal Bonds TIPS US Government Bonds Real Estate Natural Resources Dividend Stocks Emerging Market Stocks
Foreign Developed Stocks US Stocks

This slide is 100% editable. Adapt it to your needs and capture your audience's attention.
20
Estimating Return Potential Graphical Presentation
Expected Future Returns for the Investment Management Industry Headed Lower During the Next Five Years

Past & future expected returns by asset class, CAGR %

18
15.8
16

14 12.9
12
10.6 10.2
10

8
6.1
6 5.4
4.9
4.4
4
2.5 2.3
2 1.6
0.3
0
U.S. 10 Year Treasury S & P 500 Private Equity Hedge Funds Real Estate (unlevered) Cash
Bond

CAGR Past 5 Year: 2014 - 2018, % CAGR Next 5 Year: 2019 - 2023, %

This slide is 100% editable. Adapt it to your needs and capture your audience's attention.
21
Estimating Return Potential Tabular Presentation
This slide shows a period of extremely strong Returns per unit of risk across almost all asset classes

Asset class Historic Annualized Returns Next 5 Year Expected Returns % CHG

Listed Equities 9.5 5.4

(42%)

Fixed Income 6.1 2.5 (60%)

Private Equity 13.5 10.6 (22%)

Hedge Funds 9.9 4.4 (56%)

Real Estate (Unlev) 9.5 6.1 (36%)

Cash 3.5 2.3 (36%)

Average 8.7 5.2 (40%)

This slide is 100% editable. Adapt it to your needs and capture your audience's attention.
22
Icon Slide for Financial Asset Management

23
Additional Slides

24
Industry Overview
This slide shows that exchange traded funds grew at a 21.7% CAGR and mutual fund growth is beginning to stall, ETF growth continues to expand.

Us Wealth Management Industry (2020) Us Fund Management Industry Net Assets ($ Trillions)

40
124mm $36.8T $376B
35 21.7% ETF CAGR
$6.30 $3.20 $27.20 8.3% Total CAGR
$0.20
$15.90 30
18.2 18.1
$13.80 25 17.1
$160.60
$16.90 14.7
10mm+ 20 13.1 13
$1mm-10mm 12.2
$250k-1mm 15 10.4
$100k-250k
$89.30 10 15.9 15.7
$88.40 $8.50 <$100k 15.1
11.8 11.6 13.1
9.6 11.1
$29.90 5
$2.60 0.5 0.8
0 1 1 1.3 1.7 2 2.1
$5.60 $70.00
2013 2014 2015 2016 2017 2018 2019 2020

Hous eholds Investable Assets (ST) Revenue (SB) ETFs Mutual Funds Other

Wealth industry split into UHNW, HNW, mass Rise of ETF and passive index investing has defined
affluent and retail markets manufacturing since the crisis

• UHNW- Ultra high-net-worth individual • HNW- High-net-worth Business • UHNW- Ultra high-net-worth individual
25
Wealth Industry Trends (1/2)

$80 52% 43% 2017

Trillion

Global Stock Of U.S. Adults Of Actively Managed

Best Year Ever 47% Gain
Market Value. Have Money in the Stock Market Funds are Dead within 10 Years

31 More Stats

468% 93% 2010 $18

Of Mutual Funds Number Of Times

Nasdaq 20 Year The Wrost Year Ever
Managers Underperform the Stock Market has
Return 47% Loss
the Market Doubled in Value

This slide is 100% editable. Adapt it to your needs and capture your audience's attention. 26
Wealth Industry Trends (2/2)

LONGER BULL RUN

MORE OPTIMISTIC ABOUT FOR S&P 500
U.S. ECONOMY
Expectations for 2019:
<0% returns, 9%
55% 0% - 5% returns, 34%
Think the U.S. economy is in a better place now than this 6% - 10% returns, 47%
time last year 11% - 20% returns, 11%

TAX REFORM EXPECTED TO CRYPTOCURRENCIES ARE

HAVE POSITIVE IMPACT NOT THE ANSWER

96%
38% Have no exposure to them and no plans to
Say recent tax Reform will help Investment invest this year
returns

WHERE WILL
EMERGING MARKETS LOOK
MONEY GO IN 2020?
STRONG FOR REMAINDER OF 2020
Private Equity/Debt, 43%

International Equity, 28% 45%

Emerging Markets, 26% Believe EM equity will be the strongest
Performing asset class
Hedge Funds, 19%

This slide is 100% editable. Adapt it to your needs and capture your audience's attention. 27
Types of Assets Investment (1/2)
Here we are covering types of assets in which users can invest like domestic and international equities, fixed income and bonds

Domestic Equities International Equities Fixed Income Alternatives Bonds

Mega Cap Developed Investment Grade Volatility Agriculture Government

Large Cap Emerging High Yield Inflation Base Metals Corporate

Mid Cp Small Cap Inflation Linked Merger Arbitrage Precious Metals High Yield

International
Small Cap Regions Market Neutral Energy
(Developed)

Micro Cap Value Emerging Market Buy/Write Gold

Growth Frontier Cash

Value Global Infrastructure Mortgages

Sectors Municipals

This slide is 100% editable. Adapt it to your needs and capture your audience's attention. 28
Types of Assets Investment (2/2)
Here we are covering types of assets in which users can invest.
Autonomous Investment
Investment which does not change with income level
This slide is 100% editable. Adapt it to your needs and
capture your audience's attention.
Financial Investment
Investment made in buying financial instrument
This slide is 100% editable. Adapt it to your needs and
capture your audience's attention.
Planned Investment
Investment made with a plan in several sectors of the
economy
This slide is 100% editable. Adapt it to your needs and
capture your audience's attention.
Gross Investment
Amount spent for creation of new capital assets
This slide is 100% editable. Adapt it to your needs and
capture your audience's attention.
Induced Investment
Investment which change with change in income level
This slide is 100% editable. Adapt it to your needs and
capture your audience's attention.
Real Investment
Investment made in new plant and equipment
This slide is 100% editable. Adapt it to your needs and
capture your audience's attention.
Unplanned Investment
Investment done without any planning
This slide is 100% editable. Adapt it to your needs and
capture your audience's attention.
Net Investment
Gross Investment less Capital Consumption during a
period of time
This slide is 100% editable. Adapt it to your needs and
capture your audience's attention.
29
Return on Investment
This graph shows the six year return on five different investment’s

60.00%
Year 6

40.00%

20.00% Year 6
Year 6
Year 6
0.00%
Year 6
-20.00%
ROI

-40.00%

-60.00%

-80.00% Year 3 Year 4

Year 5
Year 2 Year 5
Year 3 Year 4
Year 2
-100.00% Year 1 Year 5
Year 3 Year 4
Year 5
Year 2 Year 3 Year 4
Year 4 Year 5
Year 2 Year 3
-120.00% Year 2

Year
Investment 1 Investment 2 Investment 3 Investment 4 Investment 5

This graph/chart is linked to excel, and changes automatically based on data. Just left click on it and select “Edit Data”. 30
Our Mission

Vision
This slide is 100% editable. Adapt it to your needs and
capture your audience's attention.

Mission
This slide is 100% editable. Adapt it to your needs and
capture your audience's attention.

Goal
This slide is 100% editable. Adapt it to your needs and
capture your audience's attention.

31
 Timeline

2016 2017 2018 2019 2020

START END

Text Here Text Here Text Here Text Here Text Here
This slide is 100% This slide is 100% This slide is 100% This slide is 100% This slide is 100%
editable. Adapt it to your editable. Adapt it to your editable. Adapt it to your editable. Adapt it to your editable. Adapt it to your
needs and capture your needs and capture your needs and capture your needs and capture your needs and capture your
audience's attention. audience's attention. audience's attention. audience's attention. audience's attention.

32
It’s not just about being better. It’s
about being different. You need to
give people a reason to
choose your business.

Quotes
33
Thanks for Watching!

Address
# street number, city, state

Contact Number
0123456789

Email Address
emailaddress123@gmail.com

34