Professional Documents
Culture Documents
LEADERSHIP
AGGRESSIVE
ATTITUDE
ACTION TOWARDS
PROBLEM
SOLVING
CO-OPERATION
AND
FRIENDLINESS
Responsibilities of merchant bankers
Investor Pricing of
protection the issue
Legal Project
aspect evaluation
Guidelines for merchant bankers
• The merchant banker should have a
professional qualification
• Should comply with the SEBI regulations and
submit reports accordingly
• Proper fees should be collected by SEBI
• Proper information should be given when
inspected by SEBI
• The Merchant banker will be suspended if
found violation of guidelines
Scope of merchant banking in India
• Entry of foreign investors.
• Corporate restructuring.
• Growth of new issue market.
• Innovation in financial investments.
Main merchant banking companies
• Public sector
1. Bank of Maharashtra
2. Punjab national bank
3. IFCI financial services LTD
• Private sector
1. Axis bank LTD
2. Kotak Mahindra capital
3. Yes bank LTD
Key foreign players
Conclusion
• Merchant banking plays a very important role. It
helps the corporate companies to develop in
various fields of business.
• Function of merchant bankers varies from country
to country
• In india merchant bankers are allowed to
undertake those activities which are related to
securities market including issue management and
are prohibited from carrying on fund based
activities.
Thank you