Professional Documents
Culture Documents
Page 1
Table of contents
1. 2. 3. 4. 5. Introduction Services Provided UMTS system description WCDMA for UMTS UTRAN (Release 1999)
Introduction to UMTS
1. Introduction
Page 3
Definition
1.Introduction
1. Introduction
1.1 Context 1.2 Standardization 1.3 UMTS goals 1.4 UMTS technical overview
Page 5
1.Introduction/1.1 Context
Page 6
1.Introduction/1.1 Context
Page 7
Technical solutions
1.Introduction/1.1 Context
Two types of solutions were possible : enhancement of 2G system --> 2,5G low cost but short term e.g.: HSCSD, GPRS, EDGE for GSM evolution design of a complete new standard --> 3G high cost, long term, but great amount of new potential services e.g: UMTS
Page 8
1.Introduction/1.1 Context
Page 9
1.Introduction/1.1 Context
Page 10
1.Introduction/1.1 Context
Page 11
1.Introduction
1.1 Context 1.2 Standardization 1.3 UMTS Goals 1.4 UMTS technical overview
Page 12
IMT-2000: definition
1.Introduction/1.2 Standardization
IMT-2000 is a framework for third generation mobile systems (3G) which is scheduled to start service worldwide around the year 2000 subject to market considerations. IMT-2000 should use the frequencies around 2 GHz all over the world. IMT-2000 is defined by a set of interdependent ITU Recommendations*. IMT-2000 main requirements are : - wide range of high quality services - capability for multimedia applications - worldwide roaming capability - compatibility of services within IMT-2000 and with the fixed networks
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 13
1.Introduction/1.2 Standardization
1.Introduction/1.2 Standardization
Radio/Network Connection
1.Introduction/1.2 Standardization
GSM
US & Canada : Western Europe:
(87%)
CDMA
(13%)
GSM
(12%)
GSM CDMA
(49%) (100%)
TDMA
(39%)
Japan: PDC
(64%)
CDMA
(36%)
GSM
(41%)
CDMA
(35%)
TDMA
(24%)
1.Introduction/1.2 Standardization
GSM
US & Canada : Western Europe:
UMTS
(87%)
PDC
UMTS
Rest of the World :
(64%)
GSM UMTS
(41%)
1999 Market Share: UMTS0 GSM 48 % CDM EDG CDMA 28A % TDMA 15 % E 2000 PDC 9%
Page 17
IMT200
1.Introduction/1.2 Standardization
1.Introduction/1.2 Standardization
TSG RAN
TSG SA Aspects
TSG T Terminals
T WG1 Mobile Terminal Conformance Testing
RAN WG1 Radio layer 1 specification RAN WG2 Radio Layer 2 & Radio Layer 3 RR specification RAN WG3 Iub, Iur, Iu specification & UTRAN O&M requirements
SA WG1 Services
CN WG2 CAMEL
SA WG2 Architecture
SA WG3 Security
SA WG4 CODEC
Page 19
1.Introduction/1.2 Standardization
3GPP specifications
Series_Id 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. 35. Series_description Requirements Service Aspects Technical Realization Signaling Protocols (UE to network) UTRA aspects CODECs Data (reserved) Signaling Protocols (intra-fixed network) Program management User Identity Module O&M tm ecs.h Security Aspects p ecs/s p Test specification org/s . .3gpp Security algorithms ww
w ttp:// h
Page 20
1.Introduction/1.2 Standardization
UMTS Roadmap
EDGE Commercial introduction UMTS R99 Field Trials GPRS implementation UMTS R5
2001
2002
2003
2004
Page 21
1.Introduction
1.1 Context 1.2 Standardization 1.3 UMTS Goals 1.4 UMTS technical overview
Page 22
Why UMTS?
UMTS will be a mobile communication system that offers significant user benefits including high-quality wireless multimedia services to a convergent network of fixed, cellular and satellite components. It will deliver information directly to users and provide them with access to new and innovative services and applications. It will offer mobile personalized communications to the mass market regardless of location, network and terminal used. UMTS Forum 1997
Page 23
UMTS vision
Macro-Cell
Micro-Cell
Pico-Cell
MSS
GSM
UTRA/FDD
UTRA/ TDD
Page 24
1.Introduction
1.1 Context 1.2 Standardization 1.3 UMTS Goals 1.4 UMTS technical overview
Page 25
PS networks
(Internet)
CN Iu RAN Uu UE
CN RAN UE Core Network Radio Access Network User Equipment
Core network (CN) it provides support for the network features and telecommunication services. It is connected to external CS networks or PS networks. Radio Access network (RAN) it comprises roughly the functions specific to the access technique. 3 different RANs are foreseen: UTRAN (UMTS Terrestrial RAN) MSS (Mobile Satellite component) BRAN (Broadband RAN) User Equipment (UE)
Page 26
Page 27
FDD mode
Code and Frequency orthogonality
f1 f2
Uplink Downlink
TDD mode
Code and Time orthogonality
.. .
5 MHz channel
.. .
15TS
Page 28
FDD
1900 1920
MSS
1980 2010 2025
TDD
FDD
MSS
TDD
Uplink Downlink
FDD: Frequency Division Duplex TDD: Time Division Duplex MSS: Mobile Satellite System
Page 29
QUIZ! (1)
Mark the following answers to the questions A to E by True or False. A. What are the limits of 2G systems like GSM? 1/ No security of communications 2/ No dynamical allocation of radio resources 3/ Mobility only in a small area 4/ Heavy mobile phones 5/ Limited offer of data services B. EDGE... 1/ is an evolution of GSM 2/ is sometimes considered as a 3G system 3/ is based on a new modulation scheme 4/ is supposed to reach a bit rate about 40 times greater than the GSM one
1.Introduction
Page 30
QUIZ! (2)
C. Which of these radio interfaces belongs to IMT-2000? 1/ CDMA One 2/ UMTS FDD 3/ UMTS TDD 4/ CDMA 2000 5/ EDGE
1.Introduction
D. What is the organisation responsible for UMTS standardization? 1/ 3GPP CWTS 2/ 3GPP2 3/ ETSI 4/ ARIB 5/
E. What is the bandwidth of a CDMA carrier in UMTS? 1/ 200 kHz 2/ 1 MHz 3/ 5 MHz
F. Are the following statements about UTMS duplex modes True or False? 1/ FDD is similar to the GSM duplex mode 2/ TDD use the same frequencies as FDD 3/ FDD is better suited for asymmetric traffic
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U
Page 31
2. Services provided
Page 32
2. Services provided
2.1 UMTS service principles 2.2 UMTS Bearer services 2.3 Tele-services 2.4 UMTS Terminals
Page 33
What is a service?
E.g speech, file transfer, emails...
TE/MT UTRAN CN Node Teleservice UMTS Bearer Service External Bearer Service CN Bearer Service Backbone Bearer Service CN Gateway TE
E.g data transfer at 9,6 kbps, in transparent mode, with turbocode ...
Radio Access Bearer Service (RAB) Radio Bearer Service ... Iu Bearer Service ...
Teleservices Speech, emergency calls SMS Email Internet Access Mobile e-commerce Video Postcards Information and location based services New applications
Tele-services will not be standardised so as to differentiate between operators and providers of applications. UMTS offer new opportunity for content and service providers Todays 1:1 customer-operator relationship Tomorrows situation?
Operator
Contracted Content providers Contracted Service providers
Operator
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 36
The Virtual Home Environment (VHE) is an important portability concept of the 3G mobile systems. it enables end users to bring with them their Personal Service Environment (PSE) whilst roaming between networks, and also being independent of terminal used. "same look and feel" wherever you are The PSE is defined in terms of one or more User Profiles (list of subscriptions, associated preferences, terminal interface preferences, )
Page 37
Service Architecture
Service Layer
Tele-services
(terminal equipment functions, Operator transmission capabilities)
Standardized interfaces Service Capability Features Service Capability Servers GSM/GPRS/UMTS CAMEL MExE SAT
Bearer Services
VHE concept is based on the standard mechanisms of Service Capability Servers which allow Service Capability Features. The latter are carried through standard interfaces in order to support Tele-services adapted to the Service Capabilities of the network and user equipment.
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 38
Choose your preferences: - type of restaurant: French - type of payment: credit card ...
This service is built from the following service capability features: call set-up & authorisation (CAMEL for services in roaming after authentication phase with SAT), Map display on the phone : SAT and MExE Call the restaurant by Push Service : MExE Reservation with VISA card number : secured transaction with MExE Billing of the service : CAMEL Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U
Page 39
2. Services provided
2.1 UMTS service principles 2.2 UMTS Bearer services 2.3 Tele-services 2.4 UMTS Terminals
Page 40
Bearer services are characterized by a set of end-to-end characteristics with requirements on QoS, always considered point-to-point. Bearer services provide the capability for information transfer between access points and involve only low layer functions. Each bearer service is characterized by its requirements: transfer information: connection oriented or connectionless, traffic type (guaranteed/constant bit rate, non guaranteed/variable), traffic characteristics (uni-directional, bi-directional, multicast), priority quality characteristics: maximum transfer delay, delay variation, bit error ratio, data rate. This set of requirements are called QoS parameters.
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U
Page 41
negotiable: QoS offer on demand provide a wide range of QoS levels dynamic behaviour: It shall be possible to negotiate (renegotiate) the characteristics of a bearer service at session or connection establishment (during an on going session or connection). support of asymmetric nature between uplink and downlink supply of bearer services without wasting resources on the radio and network interfaces.
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 42
The only limiting factor for satisfying application requirements shall be the cumulative bit rate per mobile termination at a given instant in each radio environment: At least 144 kbps in rural outdoor radio environment (with a maximum speed of 500 km/h) At least 384 kbps in urban or suburban outdoor radio environments (with a maximum speed of 120 km/h) At least 2048 kbps in indoor or low range outdoor radio environment (with a maximum speed of 10 km/h) Theses performances decrease: - when the speed of the user increases - when the load of the network increases
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 43
2. Services provided
2.1 UMTS service principles 2.2 UMTS Bearer services 2.3 Tele-services 2.4 UMTS Terminals
Page 44
Typology
Always-on
Directories Mobile Office
Voice (!) E-mail Agenda IntraNet/InterNet Corporate Applications Database Access Yellow/White Pages International Directories Operator Services
Media
Fun
Games (Hangman, Poker, Quiz, ) Screen Saver Ring Tone Horoscope Biorhythm
Music Transportatio n
Flight/train Schedule reservation
News (general/specific)
Vertical application
International/National News Local News Sport News Weather Lottery Results Finance News Stock Quotes Exchange Rates
Location services
Traffic Conditions Itineraries Nearest Restaurant, Cinema, Chemist, Parking;, ATM ...
Non physical
Mcommerce
Physical
on-line shopping on-line food
Page 45
QoS classes
+
Delay sensitiv e
t streaming t interactive
Web-browsing location based services
t background
e-mail delivery SMS ...
Page 46
Performance
QoS of teleservices depends not only on UMTS network, but also on applications, terminals and external networks. From a users perspective it is more relevant to speak of delay rather than bit rate:
Error tolerant
Conversational Streaming audio Voice messaging and video voice and video
Fax
FTP, still image, E-commerce, Error Telnet, WWW browsing paging intolerant interactive games
Page 47
How will billing be performed: by time? by volume? by number of connections? If billing is performed by volume, what will be an easy way to explain to the customer what a 1 Mbyte of data is? What will happen in case of handover between GSM and UMTS? What about roaming? Prepaid services? QoS depends directly on the load of the network. A trade-off must be found between users. Customers who pay more might have higher priority or better QoS (depending of the operators strategies). Billing for a given service might depend on the QoS.
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 48
Page 49
2. Services provided
2.1 UMTS service principles 2.2 UMTS Bearer services 2.3 Tele-services 2.4 UMTS Terminals
Page 50
Cu interface
UICC USIM1
USIM2
GSM acces s
GSM/GPRS terminal
Range of terminals
There will be a wide range of terminals depending of the type of application (speech, video, games, dual...), the mode (UMTS/GSM, UMTS/DECT...) Integrated approach: Distributed approach:
1 handset able to perform all functions. Most of the concept phones today. 1 handset for voice & WAP, or voice only and a Bluetooth connection to other devices (headset, camera...).
Automotive / Telematics PS G Domestic Data / IT
New interfaces
Image
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U
Games Audio
Page 52
2. Services provided
QUIZ!
A. True or False? The tele-services... 1/ are used for example to make a call, to access yellow pages, on-line banking... 2/ are mapped on bearer services 3/ will be standardized by 3GPP B. True of False? The VHE... 1/ is a portability concept of 3G mobile systems 2/ will enable to keep the same environment when roaming between mobile and fixed networks 3/ will be adapted to the terminal capabilities 4/ will use proprietary interfaces
Page 53
2. Services provided
QUIZ!
C. True or False? A bearer service can support for one user: 1/ 2 Mbps at a speed of 120 km/h 2/ 2 Mbps in a high loaded cell 3/ 2 Mbps at 3 km away from the base station 4/ Asymmetric traffic 5/ Variable traffic D. True or False? Location based services... 1/ are services only available in some areas (city centers...) 2/ are services related to the location of the user 3/ can locate the mobile phone with an accuracy of about 50 m
Page 54
2. Services provided
QUIZ!
E. True or False? A UICC (UMTS integrated Circuit Card)... 1/ has the same size as a GSM SIM card 2/ can not be used in a GSM terminal 3/ can be used in an UMTS terminal and provide access to GSM network 4/ is linked with the UMTS terminal via a proprietary interface 5/ may provide access to UMTS networks of different operators
F. UMTS services have been announced to come later than initially scheduled because of non availability of UMTS terminals in volume: can you find some reasons which makes it quite complex to design UMTS terminals?
Page 55
Page 56
Entities
Protocol stacks
Bearers
Page 58
Iu-CS
IU
Iu-reference point RNS RNC Iur RNS RNC Iub Node B Iub Node B
UTRA N
Iub Node B
UU UE
Uu-reference point
Page 59
CN logical architecture
UMTS Core Network for Release 99
2G/3G MSC 2G/3G GMSC PLMN PSTN / ISDN
GSM BSS
BSC
Gb
EIR
HLR
AuC
VHE
Iu (CS)
UTRAN
RNC
Iu (PS)
2G/3G SGSN
IP
External IP Netwo rk
Page 60
RNC It is the intelligent part of the UTRAN: - radio resource management (code allocation, congestion control, admission control) - radio mobility management - macro-diversity handling (soft HO) - control of Node-Bs Node-B A Node-B can be composed of several cells and performs: - radio transmission handling - macro-diversity handling (softer HO)
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 61
Core Network
Iu Iu Iur
SRNC1
Iub Iub
DRNC2 S
Iub Iub
NodeB1
NodeB2
NodeB3
NodeB4
5 6
Page 62
The role of an RNC (Serving or Drift) is on a per connection basis between a UE and the UTRAN: Serving RNC: provide Iu UE-CN connection Drift RNC: supports Serving RNC by providing radio resources The recombination of the signal is performed in Serving RNC (in Node B for softer HO) and in UE using a RAKE receiver. Soft HO is highly recommended in UMTS system: about 30 to 40% of mobiles are in macro-diversity mode in IS-95.
Page 63
Open Interfaces The functional split for the UMTS components (UE, Node-B, RNC...) are clearly specified, but the internal architecture and implementation issues are left open (it is up to the manufacturer). However all the interfaces (Cu, Uu, Iub, Iur, Iu-CS, Iu-Ps) have been defined in such a detailed level that the equipment at the endpoints can be from different manufacturers. Open Interfaces aim at motivating competition between manufacturers. Physical implementation of Iu interfaces Each Iu Interface may be implemented on any physical connection using any transport technology. ATM will be provided in the R99 release and IP is foreseen in Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U further releases
Page 64
Entities
Protocol stacks
Bearers
Page 65
UTRAN
CN
SAP
Iu
Interchanges between entities is applied on a peer-to-peer principle. Each entity provides services to entities of upper layers through Service Access Points (SAP).
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 66
CS traffic
CM/MM
PS traffic
SM/GMM
CM/MM
NAS AS
Radio Protocols
Uu
Iu Protocols
IuCS
Radio Protocol s
Iu Protocol s
MSC
PS traffic
UE
UTRAN
SM/GMM
Iu Protocols
Iu-PS
SGSN
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 67
4. User authentication (NAS signalling) 2. Web browsing (from/to Iu-PS) 3. Local weather 1. Speech (from/to Iu-CS) forecast (SMS Cell
Broadcas t)
RRC
PDCP BMC
RRC
PDCP BMC
Phys
Phys Uu
UE
Node B
RNC
Page 68
Node-B
Iub NBAP
Radio
Control Plane
User Plane
Data Stream(s)
Transport Network User Plane
Application Protocol: - NBAP for Iub - RNSAP for Iur - RANAP for Iu-CS and Iu-PS
Signaling Bearer(s)
Data Bearer(s)
Page 69
Entities
Protocol stacks
Bearers
Page 70
UTRAN UE
UMTS bearer services
R A B R A B
RABs (mapped on Radio & Iu Bearers) The RAB provides confidential transport of signaling and user data between UE and CN with the appropriate QoS.
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 71
Establishment of a call
Inside the UTRAN No more distinction between CS and PS part: all data are mapped on RAB. But the RAB characteristics (delay, bit rate) may not be the same for CS and PS part. UTRAN has the total freedom to configure the radio bearers according to the required RAB attributes (ie QoS).
Page 72
UTRAN
Iu
CN
Authentication and Ciphering / Integrity Setup Establishment of Resources (RAB + Radio Bearer) Alert and Connect
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 73
QUIZ!
...
...
...
... .. .
.. . ...
.. .
.. .
...
...
...
PS networks (internet) .. .
...
...
Page 74
Quiz!
B. Which of the following statements concerning the soft(er) handover is true of false? 1/ a soft(er) HO consists of two or more simultaneous radio links between the UE and the UTRAN 2/ a soft HO is under the control of the Drift RNC 3/ a softer HO is performed by Node-B C. Where is performed the radio mobility management? 1/ in the CN 2/ at the RNC 3/ at the Node-B
D. According to the norm, can the RNC from a given manufacturer be compatible with: 1/ the CN of another manufacturer? 2/ the RNC of another manufacturer? 3/ the Node-B of another manufacturer?
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 75
Page 76
Context Spread Spectrum modulation Code Division Multiple Access Rake Receiver Power Control Soft Handover Typical coverage and capacity values
Page 77
Early 70s CDMA developed for military field for its great qualities of privacy (low probability interception, interference rejection) 1996 CDMA commercial launch in the US This system called IS-95 or cdmaOne was developed by Qualcomm and has reached 50 million subscribers worldwide 2000 IMT-2000 has selected three CDMA radio interfaces: - WCDMA (UTRA FDD) - TD-CDMA (UTRA TDD) - CDMA 2000
In the following material we will only refer to WCDMA (UTRA FDD)
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 78
Why CDMA?
CDMA is very attractive: Better spectrum efficiency than 2G systems Suitable for all type of services (circuit, packet) and for multiservices Enhanced privacy Evolutionary (linked with progress in signal processing field) BUT: Complex system: not easy to configure and to manage Unstable in case of congestion
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 79
Context Spread Spectrum modulation Code Division Multiple Access Rake Receiver Power Control Soft Handover Typical coverage and capacity values
Page 80
Despreading
Transmitter
Receiver
The letter A represents the signal to transmit over the radio interface. At the transmitter the height (ie the power) of A is spread, while a color (i.e a code) is added to A. At the receiver A can be retrieved with knowledge of the code, even if the power of the received signal is below the power of noise due to the radio channel. Page 81 Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U
Spectrum spreading
P P
Spreading
De-spreading
At the transmitter the signal is multiplied by a code which spreads the signal over a wide bandwidth while decreasing the power (per unit of spectrum). At the receiver it is possible to retrieve the wanted signal by multiplying the received signal by the same code: you get a peak of correlation, while the noise level due to the radio channel remains the same, because this is not correlated with the code. The spectrum spreading permits transmission of a signal below the noise level and makes the signal very hard to detect. Spectrum spreading makes CDMA very secure.
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 82
Transmission Chain
Air Interface NB-Signal Data Modulator Code sequence Demodulator Code Sequence WB-Signal WB-Signal NB-Signal Data
The narrowband data signal is multiplied bit per bit by a code sequence: it is known as chipping. The chip rate of this code sequence is much higher than the bit rate of the data signal: it produces a wideband signal, also called spread signal. At the receiver the same code sequence in phase should be used to retrieve the original data signal.
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 83
Spreading factor
Radio channel
(In this case, each bit of the signal is spread over 4 chips. The spreading factor is 4) Spreading makes variable bit rates.
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U
CDMA
adequate
for
services
with
Page 84
Processing Gain
The Processing Gain is the gain you have at the receiver by the despreading of the signal (peak of correlation). It enables transmission of the signal below the noise level. A high bit rate signal needs more power to cross the noise level by de-spreading.
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 85
Context Spread Spectrum modulation Code Division Multiple Access Rake Receiver Power Control Soft Handover Typical coverage and capacity values
Page 86
One-cell reuse
The area is divided into cells, but the entire bandwidth is reused in each cell (frequency reuse of one) > Inter-cell interference > Cell orthogonality is achieved by codes
The entire bandwidth is used by each user at the same time > Intra-cell interference > User orthogonality is achieved by codes
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 87
Spreading 1
Transmitter 1
Radio Channel
Spreading1
Spreading 2
Receiver
The receiver aims at receiving Transmitter 1 only.
Transmitter 2
All the users transmit on the same 5 MHz carrier at the same time and interfere with each over. At the receiver the users can be separated by means of (quasi-)orthogonal codes.
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 88
Spreading 1
Transmitter 1
Radio Channel
Spreading1
Spreading 2
Receiver
The receiver aims at receiving Transmitter 1 only.
Transmitter 2
If a user transmits with a very high power, it will be impossible for the receiver to decode the wanted signal (despite use of quasiorthogonal codes) CDMA is unstable by nature and requires accurate power control.
Page 89
cscrambling
C C
ch,2,0
ch,4,0
=(1,1,1,1)
= (1,1) C
ch,4,1
= (1,1,-1,-1)
ch,1,0
= (1) C C
ch,2,1 ch,4,2
= (1,-1,1,-1)
= (1,-1) C
ch,4,3
= (1,-1,-1,1)
SF = 1
SF = 2
SF = 4
SF = 8
The channelization codes are OVSF (Orthogonal Variable Spreading Factor) codes: their length is equal to the spreading factor of the signal: they can match variable bit rates on a frame-by-frame basis. orthogonality enables to separate physical channels: UL: separation of physical channels from the same terminal DL: separation of physical channels to different users within one cell
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 91
Scrambling codes
The scrambling codes provide separation between equipment: UL: separation of terminals No need for code planning (millions of codes!) There are 214 long and 214 short scrambling codes in uplink DL: separation of cells Need for code planning between cells (but trivial task) There are only long scrambling codes in downlink (512 to limit the code identification during cell search procedure) The long scrambling codes are truncated to the 10 ms frame length. Only one DL scrambling code should be used within a cell.
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U
Another scrambling code may be introduced in one cell if necessary (example : shortage of channelization code), but
Page 92
Context Spread Spectrum modulation Code Division Multiple Access Rake Receiver Power Control Soft Handover Typical coverage and capacity values
Page 93
In a CDMA system there is a single carrier which contains all user signals. Decoding of all these signals by one receiver is only a question of signal processing capacity. A Rake receiver is capable to decode several signals simultaneously in the so called fingers and to combine them in order to improve the quality of the signal or to get several services at the same time. A Rake receiver is implemented in mobile phones and in base stations. A Rake receiver can provide: - multi-service (via handling of multiple physical channels that are carrying the services) Page 94 Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U - soft handover
Multi-code signal
Delay 1
Data 1
Code Sequence 1
Delay 2
Code Sequence 2
Data 2
Delay 3 Code Sequence 2 or 3
The components of the multi-code signal are demodulated in parallel each in one finger of the Rake Receiver. The outputs of the fingers: can provide independent data signals can be combined to provide a better data signal(s)
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 95
Spreading 2
Radio Channel
Despreading 2
Transmitter
Multimedia receiver
As a first approach, we can say: One service, one code! (*) >> Which codes make it possible to separate the two signals at the receiver?
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 96
Base station 1
Despreading 1&2
Radio Channel
Spreading 2
Mobile phone
Base Station 2
>> Which codes make it possible to separate the two signals at the receiver?
Soft handover is possible, because the two mobile stations use the same frequency band. The mobile phone need only one transmission chain to decode both simultaneously.
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 97
Transmitter
Reflected path
Receiver >> Which codes make it possible to separate the two signals at the receiver?
Despreading
Dispersion <Chip duration The Rake Receiver cannot provide path diversity.
Direct path
Spreading
Transmitter
Reflected path
Receiver
Dispersion > Chip duration The Rake Receiver can provide path diversity to improve the quality of the signal.
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 99
Context Spread Spectrum modulation Code Division Multiple Access Rake Receiver Power Control Soft Handover Typical coverage and capacity values
Page 100
MS2 MS1
Node B
Near-Far Problem on the uplink way an overpowered mobile phone near the base station can jam any other mobile phones far from the base station. > Need for very efficient and very fast Power Control on UL > Power Control is also used in DL to reduce interference and consequently to increase the system capacity.
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 101
Open Loop
Open loop power control
1 Node B 2 Node B
If UE receives a STRONG DL If UE receives a weak DL signal, signal, then UE will speak low. then UE will speak LOUD. Problem: fading is not correlated on UL and DL due to separation of UL and DL band. Open loop Power Control is inaccurate.
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 102
Closed Loop
Closed loop power control
RNC
SIR target
Power up
SIR estimation
SIR estimation
The Node-B controls the power of the UE (and vice versa) by performing a SIR estimation (inner loop). The RNC controls parameters of the SIR estimation (outer loop). This SIR estimation is performed each 0,66 ms (1500 Hz command rate). Closed loop Power Control is very fast.
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 103
Context Spread Spectrum modulation Code Division Multiple Access Rake Receiver Power Control Soft Handover Typical coverage and capacity values
Page 104
RNC
Soft HO
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U
Softer HO
Page 105
Page 106
t The cell to be added to the active set needs to have information forwarded by the RNC:
Connection parameters (coding scheme, layer 2 information, ) UE ID and uplink scrambling code, Timing information from UE
Context Spread Spectrum modulation Code Division Multiple Access Rake Receiver Power Control Soft Handover Typical coverage and capacity values
Page 108
Market perspective Mobile data market forecast Marketing inputs Multi-service environment Voice+data Variable bit rate Different QoS Asymmetric traffic New radio technology W-CDMA
Capacity
Coverage
Quality
Page 109
Concentric coverage
R1 R2 R3
The coverage is determined by the uplink range, because the transmission power of the terminal is much lower than that of the base station.
UE Transmit Power 21 dBm (126 mW) 24 dBm (251 mW)
Speech 12 kbps R1 3 km
Page 110
Soft capacity
The capacity is determined by the downlink direction, because: - better receiver techniques can be used in the base station than in the mobile station (but requiring more CPU power). - the downlink capacity is expected to be more important than the uplink capacity because of asymmetric traffic. The downlink capacity has two limitations: - the amount of interference in the air interface Adjacent cells share part of the same interference: there is an additional capacity in a cell, if the number of users in the neighboring cells is smaller. - the loss of code orthogonality The downlink codes originate from a single point and can be synchronized. But, after transmission over multipath channel, part of orthogonality is lost.
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 112
High loaded cell High DL interference level DL data throughput 660 kbps (per carrier per sector)
High loaded cell Low DL interference level DL data throughput 1440 kbps (per carrier per sector)
Page 113
QUIZ!
A. True or False? Spreading... 1/ consists of increasing the power while decreasing the frequency bandwidth 2/ allows to transmit a signal with a S/N (Signal-to-Noise ratio) smaller than one 3/ enables to retrieve the coded signal at the receiver by using the same code in phase 4/ is used in FDMA system B. Signal 1 has a bit rate of 12 kbps and a coding rate of 1/3, signal 2 has a bit rate of 384 kbps and a coding rate of 1/2: 1/ Which spreading factor should be chosen for each of these signals? 2/ What is the processing gain for each of these signals?
Page 114
QUIZ!
C. True of false? WCDMA... 1/ is also called UMTS FDD or UTRA FDD 2/ uses a 1 MHz bandwidth carrier 3/ has a chip rate of 3,84 Mchips/s D. How many carriers are there per operator for WCDMA? 1/ 124 carriers 2/ 62 carriers 3/ 1 to 3 according to the country
E. True or false? A Rake Receiver 1/ can separate simultaneously two signals only if their codes are perfectly orthogonal 2/ can separate simultaneously several signals of 2 different WCDMA carriers 3/ can take advantage of multipath propagation
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 115
QUIZ!
F. True or false? In WCDMA, power control 1/ is used in uplink and in downlink 2/ is crucial in downlink because of near-far problem 3/ is composed of the open loop and the closed loop 4/ may be performed each WCDMA time slot (1500 Hz command rate) G. True or false? Soft handover... 1/ is highly desirable in WCDMA 2/ require use of more frequencies 3/ require use of more power in uplink 4/ require additional signal processing equipment such as Rake Receiver 5/ require additional transmission links
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 116
5. UTRAN
5. UTRAN
From Radio Bearers to transport channels Radio Protocols Iu Protocols UE identifiers and UE states Signalling procedures The Physical Layer (on the air interface) Radio Resource Management (RRM) Mobility management
UE
Node B
RNC
Page 119
Situation
UE
UE
UTRAN
CN Node Teleservice
CN Gateway
UMTS Bearer Service Radio Access Bearer Service (RAB) Radio Bearer Service Iu Bearer Service ... Physical Bearer Service Iu CN Bearer Service Backbone Bearer Service
...
Radio Physical Bearer Service Uu
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U
Page 120
Control plane
NAS signalling
RRC Signallin g Radio Bearers Control Logical Channel s
PDCP
...
MAC Transport Channels Phys. UE
Page 121
Radio Bearers
Signalling Radio Bearers (SRB) SRBs can carry: - layer 3 signalling (e.g. RRC connection establishment) - NAS signalling (e.g location update) There can be up to 4 SRBs per RRC connection (one UE has one RRC connection when connected to the UTRAN). User Plane Radio Bearers RABs are mapped on user plane RBs. One RAB can be divided on RAB sub-flows and each sub-flow is mapped on one user plane RB. e.g the AMR codec encodes/decodes speech into/from three subflows; each sub-flow can have its own channel coding.
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 122
UTRAN
Page 123
UL ( ) / DL ( ) BCCH PCCH
What type of information? System control information e.g cell identity uplink interference level , Paging information e.g CN originated call when the network does not know the location cell of the UE Control information e.g initial access (RRC connection request), cell update Control information (but the UE must have a RRC connection) e.g radio bearer setup, measurement reports, HO T raffic information dedicated to one UE e.g speech, fax, web browsing T raffic information to all or a group of UEs e.g SMS-Cell Broadcast
Page 124
A transport channel offers a flexible pattern to arrange information on any service-specific rate, delay or coding before mapping it on a physical channel: it provides flexibility in traffic variation it enables multiplexing of transport channels on the same physical channel Transport channels provide an efficient and fast flexibility in radio resource management.
Page 125
168 360 bits 360 10 ms 168 168 10 ms 168 168 10 ms 168 168 10 ms
Time Transmission Interval (TTI): periodicity at which a Transport Block Set is transferred by the physical layer on the radio interface
>> The system delivers one Transport Block Set to the physical layer every TTI: what is the delivery bit rate of the transport blocks to the physical layer during the first TTI?
Page 126
Transport Format (TF) Semi-static part (can be changed, but long process) Transmission Time Interval (TTI), Coding scheme... Dynamic part (may be changed easily) Size of transport block, Number of transport blocks per TTI Transport Format Set (TFS) It is the set of allowed Transport Formats for a transport channel, which is assigned by RRC protocol entity to MAC protocol entity. MAC chooses TF among TFS. MAC may choose another TF every TTI without interchanging with RRC protocol (fast radio resource control).
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 127
Example
576 bits 576 576 576 40 ms Static Part TTI Coding scheme CRC Dynamic Part T ransport Block Size T ransport Block Size Set ? T urbo coding, coding rate=1/3 16 bits 1. Complete the table 576 576 576 576 576
2. What is the delivery bit rate of ? the transport blocks 576*B (B=0,1,2,3,4) to the physical layer during the first TTI? 3. How many Transport Format(s) may be chosen for this transport channel? 4. Can you imagine why the transfer has been interrupted during the third TTI?
Page 128
Transport Channels
Common Channels
Broadcast Channel (BCH) Paging Channel (PCH) Forward Access Channel (FACH) Downlink Shared Channel (DSCH) Random Access Channel (RACH) Common Packet Channel (CPCH)
UTRAN
Dedicated Channels
Dedicated Channel (DCH)
Page 129
A downlink transport channel that is used to carry PCCH. It is always transmitted over the entire cell. >> Is it possible to carry all types of information on the PCH?
Page 130
FACH: Forward Access Channel A downlink transport channel that is used to carry control information. It may also carry short users packets. The FACH is transmitted over the entire cell or over only a part of the cell using beam-forming antennas. The FACH uses open loop power control (slow power control). >> In which case is it interesting to use beam-forming antennas? would it also be relevant to implement this feature for PCH? RACH: Random Access Channel An uplink transport channel that is used to carry control information from the mobile especially at the initial access. It may also carry short user packets. The RACH is always received from the entire cell and is characterized by a limited size data field, a collision risk and by the use of open loop power control (slow power control). >> Why is it interesting to carry short user packets on RACH in spite of limited data field and collision risk (instead of using a dedicated channel)?
Page 131
An uplink transport channel that is used to carry long user data packets and control packets. It is a contention based random access channel. It is always associated with a dedicated channel on the downlink, which provides power control.
Page 132
A downlink or uplink transport channel that is used to carry user or control information. It is characterized by features such as fast rate change (on a frame-by-frame basis), fast power control, use of beam-forming and support of soft HO. >> Two features are only applied on DCH: can you guess which?
Page 133
BCH
PCH
RACH
FACH
DSCH
CPCH
DCCH
BCH
PCH
RACH
FACH
DSCH
CPCH
(1) channels are defined by what type of information (e.g user data, signalling, system information...) is transported over the radio interface. (2) channels are defined by how and with what characteristics (e.g type of coding, required transfer delay, required BER... ) data are transferred over the radio interface. (3) channels are defined by the mechanisms (e.g frequency, code, power, framing...) with which the data are transferred over the physical resources of the air-interface.
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 136
3 UL: 3 coordinatedDCHs DTCHs DL: 3 coordinatedDCHs DTCH UL: RACH, DL: FACH UL: CPCH, DCH DTCH DL: DSCH,DCH UL: CPCH, DCH DTCH DL: DSCH,DCH UL: CPCH, DCH DTCH DL: DSCH,DCH CTCH FACH
Page 137
5. UTRAN
From Radio Bearers to transport channels Radio Protocols Iu Protocols UE identifiers and UE states Signalling procedures The Physical Layer (on the air interface) Radio Resource Management (RRM) Mobility management
UE
Node B
RNC
Page 138
Control plane
RRC
control
control
control
PDCP PDCP
SAP BMC
control
control
Radio Bearers RLC RLC RLC RLC RLC RLC RLC Logical Channels
Page 139
control control
Segmentation
Radio Bearers (control plane) Layer 2/ upper part RLC RLC RLC Radio Bearers (user plane) RLC RLC RLC RLC Traffic Logical Channels
Buffering Data transfer with 3 configuration modes: - Transparent (TM) - Unacknowledged (UM) - Acknowledged (AM) Ciphering
RLC
Basic data transfer Multiplexing of logical channels Priority handling/Scheduling (TFC selection) of measurements Ciphering
MAC
MAC can switch a common channel into a dedicated channel if higher bit rate is required (on request of L3-level). MAC can change dynamically Transport Format (bit rate) of each transport channel on a frame basis (each 10 ms) without interchanging with L3-level. MAC provides flexible data transfer.
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 143
MAC
TFC selection
e.g.
TrCH multiplexing
TFCS = { {244 ; 0 ; 0} , {244 ; 148 ; 0} , {244 ; 0 ; Transport Format Combination Set 148} } (TFCS)
MAC selects TFC inside TFCS. There is one TFCS per CCTrCH.
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U
L1
Physical Channel(s)
Page 144
of transport ch.
Physical layer
Common Physical Channels Air Interface
The physical layer provides multiplexing and radio frequency processing with a CDMA method.
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 145
MAC-d
MAC-b
MAC-c/sh
BCH
DSCH DSCH
DCH DCH
Iur or local
Look at this figure and answer the questions on the following pages.
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 146
Page 148
5. UTRAN
UE
Node B
RNC
From Radio Bearers to transport channels Radio Protocols Iu Protocols UE identifiers and UE states Signaling procedures The Physical Layer (on the air interface) Radio Resource Management (RRM) Mobility management
Page 149
General model
Data Stream(s)
Transport Network User Plane
Signaling Bearer(s)
Data Bearer(s)
1. What is the purpose of the separation between the Radio Network Layer and the Transport Network Layer? 2. Why is ALCAP protocol necessary?
Application Protocols:
- NBAP for Iub interface - RNSAP for Iur interface - RANAP for Iu-CS and Iu-PS interfaces
Page 150
Iub protocols
RABs*
RNC
Radio Network Layer Transport Network Layer
Control Plane
NBAP
Transport Network User Plane Transport Network Control Plane
* at this stage these data streams have been mapped on transport channels by MAC protocol
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U
Node B
Page 151
Iur protocols
Establishment of an additional radio link to an UE (for soft HO) Control Plane Radio Network Layer Transport Network Layer RABs* RRC Connection Establishment* NAS signalling*
User Plane
SRNC
RNSAP
Transport Network User Plane Transport Network Control Plane
... AAL5
* at this stage these data streams have been mapped on transport channels by MAC protocol
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U
DRNC
Page 152
RLC
MAC
Phy. (air)
NBAP ALCAP Iub-FP Iur-FP ALCAPRNSAP ... ... ... ... AAL5 AAL5 AAL2 AAL2 AAL5 AAL5
ATM/Physical layer Iur
UE
Radio Protocols
Node-B
RRC PDCPBMC RLC
DRNC
MAC
NBAP ALCAP Iub-FP Iur-FP ALCAPRNSAP ... ... ... ... AAL5 AAL5 AAL2 AAL2 AAL5 AAL5
ATM/Physical layer
Page 153
5. UTRAN
From Radio Bearers to transport channels Radio Protocols Iu Protocols UE identifiers and UE states Signalling procedures The Physical Layer (on the air interface) Radio Resource Management (RRM) Mobility management
? ?
Page 154
UE identifiers
2 types of UE identification on the radio interface: NAS identifiers - IMSI: International Mobile Subscriber Identity - TMSI: Temporary Mobile Station Identity They are used in the initial access CCCH message UTRAN identifier - RNTI: Radio Network Temporary Identity This is allocated by the UTRAN for each UE in connected mode and used for inband identification in common transport channels (e.g FACH). The RNTI is not used outside the UTRAN.
Page 155
UE states (1)
out of coverage
UE detached
UE in idle mode
UE in connected mode
just after switch on process Including Cell search procedure RRC Connection Establishment
UE states (2)
out of coverage RRC Connection Release
RNC
- UE in idle mode, - a Common Control Channel (CCCH) is used to initiate the procedure - Setup of a Dedicated Control Channel (DCCH)
DCCH
RNC
- UE in connected mode - The DCCH is used during the whole time of the RRC connection to carry signalling dedicated to this particular UE
Page 157
UE states (3)
UE in connected mode Cell PCH
Cell_DCH state Signalling and traffic data dedicated to the UE (mapped on DCCH and DTCH respectively) are carried on DCH transport channel Cell_FACH state Signalling and traffic data dedicated to the UE (mapped on DCCH and DTCH respectively) are carried on RACH (uplink) and FACH (downlink) transport channels UE in idle mode Cell FACH Cell DCH
URA PCH
Cell_DCH Cell_FACH No traffic UL/DL at expiry of timer 1 Cell_FACH Cell_DCH Traffic volume UL/DL too large
Page 158
UE states (4)
Cell_PCH state No transmission of signalling and traffic data dedicated to the UE (no DCCH and no DTCH) But the RRC connection is still active (UTRAN keeps RNTI for UE) and UE location at a cell level. - a DCCH (and possibly a DTCH) can be reestablished very quickly (this procedure is initiated by state URA_PCH sending a paging signal PCH) Very similar to cell_PCH state UTRAN keeps the location of the UE at the URA level (set of UMTS cells)
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U
UE in idle mode
Cell DCH
Cell_FACH Cell_PCH No traffic UL/DL at expiry of timer 2 Cell_PCH Cell_FACH URA_PCH Too many cell reselections Cell/URA_PCH Cell_FACH Incoming DL or UL traffic
Page 159
Page 160
5. UTRAN
UE
Node B
RNC
From Radio Bearers to transport channels Radio Protocols Iu Protocols UE identifiers and UE states Signaling procedures The Physical Layer (on the air interface) Radio Resource Management (RRM) Mobility management
Page 161
UE
R R C
R R C
Network entity
Protocol entity
Page 163
Page 164
RNC
System Information Update Request NB Master/Segment Info AP Block(s), BCCH modification time System Information Update Response NB AP
CN
R R C R R C R R C
System Information Master/Segment Info (BCCH:BCH) Block(s) System Information Master/Segment Info (BCCH:BCH) Block(s) System Information Master/Segment Info (BCCH:BCH) Block(s)
NB AP R R C R R C R R C
>> Why does RRC protocol terminate at Node-B for BCH (not at RNC)?
Page 165
B. Paging
Paging is typically used at core network-originated call. UE in idle mode The network will page the UE in LA (CS domain) or RA (PS domain) UE is in connected mode The network will page the UE: - in the cell (in cell_PCH, cell_FACH, cell_DCH states) - in the URA (in URA_PCH state) Paging Type 1: mapped on PCCH/PCH Paging Type 2: mapped on DCCH/FACH or DCCH/DCH >> Can you guess which Paging Type will be use in idle mode? in cell_PCH state? in cell_FACH state? in cell_DCH state? in URA_PCH state?
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 166
CN RAN AP
R R C
R R C
Page 167
RAN AP
1. Paging
CN Domain Indicator, UE identity, Paging cause
RAN AP
R R C
R R C
Page 168
C. RRC connection
RRC connection is established at the initial access (after cell search procedure when the UE is camping on a cell). After RRC connection establishment: - UE will switch from idle mode to cell_FACH or cell_DCH states. - UE will have a signalling link with UTRAN (on DCCH) UE needs to establish a RRC connection prior to making : - voice call - location update - measurement reporting ...
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 169
Node-B
1. RRC Connection Request (CCCH:RACH)
RNC
R R Initial UE identity, Establishment cause, Initial UE capability C 2. Allocate RNTI, Select Level 1 and Level 2 parameters (e.g. TFCS, scrambling code) 3. Radio Link Establishment (see Procedure D) 4. RRC Connection Setup (CCCH:FACH)
Initial UE identity, RNTI, capability update requirement, TFS, TFCS, frequency, UL scrambling code, power control info
R R C R R C
R R C R R C
>> Can the UE send user information (e.g voice call) after completing this stage?
Page 170
R R C R R C
RNC
NB AP
ALCAP Iub Data Transport Bearer Setup NB AP IubFP IubFP Start TX >> Are NBAP, ALCAP and RRC messages carried on the same transport bearers on Iub?
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 172
NB AP IubFP IubFP
E. Direct Transfer
The mechanism to transfer signalling from higher layers (NAS signaling) through messages of RRC protocol is called Direct Transfer.
UE Node-B SRNC RAN AP R R C 1. Direct Transfer
CN Domain Indicator, NAS PDU
CN RAN AP
R R C
R R C
RAN AP
Page 173
F. Control of RAB, RB, Transport and Physical These procedures take place after RRC connectionChannels establishment:
the UE is either on cell_FACH or cell_DCH state. A RAB is mapped on one or more RB(s). A RB establishment consists of: - performing admission control (see RRM: Radio Resource Management) - setting parameters describing RB processing in layer 2 (e.g TFS, TFCS) and in layer 1 (codes, power control) RAB and RB can be reconfigured during an active connection. The transport channels and physical channels parameters are included in the RB but can also be reconfigured separately with transport and physical channel dedicated procedures (Transport Channel Reconfiguration and Physical Channel Reconfiguration).
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 174
CN RAN AP
2. ALCAP Iu Data Transport Bearer Setup 3. Radio Link Establishment (see Procedure D) R R 4. RB Setup (DCCH:FACH or DCH ) R R TFS, TFCS... C 5. RB Setup Complete (DCCH:RACH or DCH C R R ) R R C C RAN AP
>> Can the UE send user information (e.g voice call) after completing this stage?
Page 175
RAN AP
DRNC NB AP NB AP
SRNC
2. RL Reconfig. Ready
-
4.
RNS AP
Page 176
RNS AP
R R C R R C
R R C
Page 177
EXERCICE
w Please complete the procedure diagrams on the following slides by using the elementary procedure previously described
w Duration : 10 minutes
Page 178
UE
UE detached
Node-B
Location Update
1. ...
UE in connected mode
5. ...
UE in idle mode
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 179
2. ... RR: Paging Response MM: Authentication Response 4. Security procedures 5. ... CC: Call Confirm 6. ... 7. ... CC: Connect Acknowledge
Page 180
CC: Setup
5. UTRAN
Node B
RNC
Radio Protocols Iu Protocols UE identifiers and UE states Signalling procedures The Physical Layer (on the air interface) Radio Resource management (RRM) Mobility management
Page 181
Channel Coding Radio Frame Segmentation Transport Channel Multiplexing Physical Channel Mapping Spreading
Layer 1
Convolutional coding, Turbo coding 10 ms frame duration 15 time slots CCtrCH DPDCH, DPCCH, PRACH... Channelization codes Scrambling codes QPSK
Modulation
= 15 Time Slots
1 Time slot :
. 0.6666 ms ..
= N bits
(according to the bit rate after channel coding)
1 Bit :
= M chips
(M is equal to the spreading factor)
The bit rate may be changed for each frame (10 ms). Fast power control may be performed for each time slot (0,666 ms).
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 183
Transport Channel Multiplexing CCTrCH Physical Channel Mapping One Physical Channel
(or more if necessary)
Two transport channels can be mapped onto the same physical channel (for one user).
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 184
Physical channels
Physical channels are defined by the mechanisms (e.g frequency, code, power, framing...) with which the data are transferred over the physical resources of the airinterface.
Physical channels are defined mainly by: - a specific carrier frequency - a scrambling code - a channelization code - start & stop instants (giving a time duration, measured in integer multiples of chips) Physical channels are sent continuously on the air interface between start and stop instants. Physical channels are separated by means of quasi-orthogonal codes (2 physical channels shall not have the same channelization code / scrambling code combination).
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 185
Node B
Dedicated Channels
Dedicated Physical Data Channel (DPDCH)
Associated with Transport Channels NOT associated with Transport Channels
Page 186
Data
Pilot
NTFCI bits
TFCI
NFBI bits
FBI
NTPC bits
TPC
Slot #1
Slot #i T = 10 ms
Slot #14
DPDCH carries the dedicated data generated at layer 2 (ie the Dedicated Transport Channel DCH).
f
DPCCH carries the dedicated signalling of the physical layer, which is required to convey DPDCH. DPCCH is not visible above the physical layer, it is not carried by any transport channels. Under long scrambling code.
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 187
When attempting to access the network, the mobile has no dedicated code yet and must choose randomly a code in a set of codes. Collisions may occur between two mobiles.
radio frame: 10 ms radio frame: 10 ms
5120 chips #0 Access slot #0 Access slot #1 Access slot #7 Access slot #8 #1 #2 #3 #4 #5 #6 #7 #8 #9 #10 #11 #12 #13 #14
Random Access Transmission Random Access Transmission Random Access Transmission Random Access Transmission
A mobile can only begin to transmit at a certain access slot (slotted ALOHA). 15 access slots have been defined (nothing to do with the time slots of the radio frame!).
The PRACH has a Random Access Transmission to limit risk of collision. It is based on a Slotted ALOHA approach with fast acquisition indication. Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U
Page 188
Common Channels
Primary Common Control Physical Channel (P-CCPCH) Secondary Common Control Physical Channel (S-CCPCH) Physical Downlink Shared Channel (PDSCH)
Node B
Synchronisation Channel (SCH) Common Pilot Channel (CPICH) Page Indicator Channel (PICH) Acquisition Indication Channel (AICH)
NOT associated with Transport Channels
Dedicated Channels
Dedicated Physical Data Channel (DPDCH) Dedicated Physical Control Channel (DPCCH)
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U
DPDCH
N data1 bits
DPCCH
N TPC bits
Data1
TPC
N TFCI bits
TFCI
Data2
Pilot
Slot #0
Slot #1
Slot #i
One radio frame, Tf = 10 ms
Slot #14
Similar to uplink, but DPDCH and DPCCH are time-multiplexed. The SF may range from 256 to 8.
Page 190
Slot #0
Slot #1
Slot #14
The Primary CCPCH carries the BCH, which provides system- and cell-specific information (e.g set of uplink scrambling codes) The P-CCPCH is a fixed rate (30 kbps, SF=256) DL physical channel, which provide a timing reference for all physical channels (directly for DL, indirectly for UL). CCPCH is scrambled under the Primary Scrambling code.
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 191
Slot #0
Slot #1
Slot #14
CPICH (or Pilot or Beacon) The pilot carries a pre-defined symbol sequence at a fixed rate (SF=256). It is a reference: - to aid the channel estimation at the terminal (time or phase reference) - to perform handover measurements and cell Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U selection/reselection (power reference)
Page 192
SCH (Synchronisation Channel) It can be detected by the UE just after switch on, as the SCH consist of a 256 modulated code sequence which is the same for every cell in the system. It is used by the UE in the cell search procedure to get the (downlink) scrambling code of the cell. After cell search procedure, the terminal can read system and cellspecific BCH information.
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 193
Physical Random Access Channel Physical Common Packet Channel Physical Downlink Shared Channel Dedicated Physical Data Channel
640 bits 4*640 bits 16 bits Turbo coding, coding rate = 1/3 40 ms
640 640 640 640 640 640 640 640
40 ms
#1 640 #1 640
CRC
CRC
16
16
Tail
12
#4 1971
#4
1971+N RM4
What is the radio frame length? Can you deduce the spreading factor (SF)?
148 40 ms
148
148
>> Assuming that RLC and MAC overhead in a transport block is 12 bits, can you determine the bit rate of this SRB?
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 197
CRC attachment
16
TrBks concatenation Tail bit attachment Convolutional Coding, CR = 1/3 1st interleaving Radio frame Segmentation Rate matching
#1 129*B #1
Tail
8*B
#4 129*B #4
What is the radio frame length? Can you deduce the spreading factor?
129*B +NRM1
129*B +NRM2
UL 64 kbps data TrCH multiplexing 2nd interleaving Physical channel mapping ?? kbps DPDCH 15 kbps DPCCH
#1 #2 #3
#1
CFN=4N
CFN=4N+1
CFN=4N+2
CFN=4N+3
CFN=4N
CFN=4N+1
CFN=4N+2
CFN=4N+3
>> On which physical channel are the UL 64 kbps data and the UL 3,4 kbps data? what is the spreading factor mapped? what is the DPDCH bit rate? >> What is carried on DPCCH ?
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 199
5. UTRAN
From Radio Bearers to transport channels Radio Protocols Iu Protocols UE identifiers and UE states Signalling procedures The Physical Layer (on the air interface) Radio Resource Management (RRM) Mobility Management
no yes
Page 200
RRM purposes
RRM is a set of algorithms to manage radio resources: Maximise the amount of radio resources available Power control algorithms Handover algorithms Allocation of radio resources Which type of transport channel, transport format should be chosen to meet QoS requirements? Admission Control In which conditions can a new user be admitted? Load Control (congestion control) What should be done to avoid congestion? In RRM all layers are involved under RRC control.
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 201
RRM functions
UL / DL RACH / FACH Common channels low setup time, but continuous transmission not maintained no soft HO and no fast PC Shared channels CPCH / DSCH no guarantee of delay no soft HO, but fast PC DCH / DCH Dedicated channels bit rate can be changed during transmission (TFS) soft HO and fast PC Medium packets Bursty and delayinsensitive traffic Long packets Constant and variable bit rate traffic with low delay requirement (LCD) High bit rate
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 203
Page 204
5. UTRAN
Layer 3 Layer 2 Layer 1 5.1 5.2 5.3 5.4 5.5 5.6 5.7
UE
Node B
RNC
From Radio Bearers to transport channels Radio Protocols Iu Protocols UE identifiers and UE states Signalling procedures The Physical Layer (on the air interface) Radio Resource Management (RRM)
5.8
Mobility management
Page 205
The mobility management enables a user to have access to the subscribed services on the whole coverage of the usual network and possibly visited networks. It is performed as long as the UE remains switched on. It needs a lot of radio and network resources. UE in idle mode (network mobility)
Wherever the UE is located in the network coverage: - the UE should have an access point to the network in the uplink >> Cell reselection mechanisms - the network should be able to reach the UE in the downlink (paging) >> Location Area (LA) / Routing Area (RA) update mechanisms
Page 206
Detache d
UE in connected mode
RRC connection establishment This mode is entered after RRC connection establishment. The UE location is: Connecte d mode - known by the CN at a LA or RA level (furthermore the MSC or the Uu SGSN knows the SRNC of the UE) - known by the UTRAN at a cell or URA level.
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 207
VLR
...
HLR
...
SGSN
VLR
SGSN
When camping on a cell, the terminal must register its LA and/or its RA. When the terminal moves across the network, it must update its LA (RA) which is stored in VLR (SGSN) in the Core Network. LA (RA) Update is performed periodically or when entering a new LA (RA).
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 209
Cell update (URA update) consists of updating the MS location information stored in the SRNC. A UTRA originated paging message will therefore be sent only in this cell (this URA) and not in a whole LA or RA.
Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U Page 210
Page 211
UTRA cell
GSM cell
Exercise
1. The cell reselection is easier than the initial cell selection (performed just after switch on): can you find the reason? 2. What is the difference between the cell reselection and the cell update (performed in cell_PCH state)? 3. If there were no LA/RA update mechanisms, what would happen? 4. Is it better to have small or large LA? 5. Why is soft HO not provided in cell_FACH state? 6. In which case is it be better for the network to move a UE to URA_PCH state rather than to cell_PCH state?
Page 213
Appendix
Just after switch on process AMR codec NBAP elementary procedures RANAP elementary procedures
Page 214
PLMN selection
PLMN selection
List of availabl 1 e PLMNs UE switche d on Selected 2 PLMN
- scans the entire frequency bandwidths of UTRAN FDD and GSM (cell search procedure for UTRAN FDD ) - monitors the broadcast channels (BCCH for UTRAN FDD) to get the PLMN identifiers. Hence the UE can establish a list of PLMNs which are available in its location.
Cell selection
In the list of available PLMNs, the UE selects: - the HPLMN (Home PLMN) if it is available - otherwise another PLMN (national or international) according to priority rules possibly stored in the USIM
Attachment
Page 215
Attachment procedure
PLMN selection
- selects the best cell according to radio criteria - initiates attachment procedure on the During the attachment procedure (called IMSI 4 selected cell
5
Cell selection
Attach4 ment result
attach for CS domain, GPRS attach for PS domain), the UE indicates its presence to the PLMN for the purpose of using services: - authentication procedure - storage of subscriber data from the HLR in the VLR (or in the SGSN for PS domain)
Attachment 3 request
Attachment
5
The result of the procedure is notified to the UE: - if successful, the UE can access services - if it fails, the UE can only perform emergency calls
Page 216
Appendix/AMR codec
A Rm d M oe
A R 2 0 M _1 .2 A R 0 0 M _1 .2 A R .9 M _7 5 A R .4 M _7 0 A R .7 M _6 0 A R .9 M _5 0 A R .1 M _5 5 A R .7 M _4 5
S u e c d g b -ra e o rc o in it t
1 .2 2 0 1 .2 0 0 7 5 .9 7 0 .4 6 0 .7 5 0 .9 5 5 .1 4 5 .7 k it ( ME R b /s GS F ) k it b /s k it b /s k it ( -6 1 b /s IS 4 ) k it ( D F ) b /s P C-E R k it b /s k it b /s k it b /s
C s la s B
13 0 9 9 8 4 8 7 7 6 6 3 5 4 5 3
C s la s C
6 0 4 0 0 0 0 0 0 0
The AMR (Adaptative Multirate) speech codec: - offers 8 AMR modes between 4,75 kbits/s and 12,2 kbits/s - is capable of switching its bit rate every 20 ms upon command of the RNC - is located in the UE and in the transcoder (which is located in the CN) Page 217 Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U
Data volume reporting function. This function is responsible for reporting unsuccessfully
Page 219
Relocation Execution. This function allows the SRNC to finalise a Relocation previously prepared Page 220 via other interfaces.
Page 221
Related documentation
English - WCDMA for UMTS, Harri Holma and Antti Toskala, Wiley 2000, ISBN 0 471 72051 8 - UMTS Mobile communications for the future, Wiley 2001, ISBN 0 471 49829 7 - Alcatel Telecommunications Review, 1st Quarter 2001 (Find your way with 3G) - 3GPP specifications: ftp://ftp.3gpp.org/Specs/ Francais - UMTS les rseaux mobiles de troisime gnration, Editions Eyrolles 2001 (translation of WCDMA for UMTS ) - UMTS les origines, l'architecture, la norme, Pierre Lescuyer, Editions Dunod 2001, ISBN 2 10 005195 4 - Revue des Tlcommunications dAlcatel , 1er trimestre 2001 (entirement Page 222 consacre la 3G) Alcatel University - 8AS 90171 0004 VT ZZA Ed. E.A.U
ATM Adaptation Layer Algebraic Code Excited Linear Prediction Abbreviated Dialling Number Access Link Control Application Part Adaptive Multi Rate Asynchronous Transfer Mode
Broadcast Control Channel
CCCH
BCH BHCA BER BLER BMC BM-IWF BSC BSS BTS CAMEL CC
Broadcast Channel Busy Hour Call Attempts Bit Error Rate Block Error Rate Broadcast / Multicast Control Broadcast Multicast InterWorking Function Base Station Controller Base Station (sub)System Base Transceiver Station Customized Application for Mobile Enhanced Logic Call Control
Coded Composite Transport Channel Code Division Multiple Access Call Detail Record Core Network Common Packet Channel Controlling RNC Circuit Switched Common Traffic Channel Dynamic channel Allocation
Dedicated Control Channel
Dedicated Channel Diversity HandOver Diversity HandOver Trunk Dynamic Resource Allocation Control Drift RNC Direct Sequence Downlink Shared Channel Dedicated Traffic Channel
Page 223
Internet Engineering Task Force International Mobile Equipment Identity International Mobile Subscriber Identity Internet Protocol Incremental Redundancy Integrated Services Digital Network Layer 1, Layer 2, Layer 3 Location Area Location Services Logical Link Control Link Quality Control SS7 MTP3 User Adaptation layer Medium Access Control Multi-standard Base Station Multiple Carrier Mobile Execution Environment Mobility Management Mobile-services Switching Center Multiple Subscriber Profile
Page 224
Packet Switched Quality Of Service Quadrature Phase Shift Keying Routing Area Radio Access Bearer
Random Access Channel
Paging Channel Personal Digital Assistant Personal Digital Cellular (2G Japan) Packet Data Protocol Protocol Data Unit Public Land Mobile Network Physical Random Access Channel
Radio Access Network RAN Application Part Radio Bearer Radio Link Radio Link Control Radio Network Controller Radio Network Sub-System RNS Application Part Radio Network Temporary Identity Radio Resource Control Radio Resource Management
Page 225
TF TFC TFCI TFCS TFS TMSI TPC UDP UICC UMTS USIM USSD URA URAN USB UTRAN
Transport Format Transport Format Combination Transport Format Combination Indicator Transport Format Combination Set Transport Format Set Temporary Mobile Station Identity Transmission Power Control User Datagram Protocol UMTS Integrated Circuit Card Universal Mobile Telecommunication System UMTS Subscriber Identity Card Unstructured Supplementary Service Data UTRAN Registration Area UMTS Radio Access Network (ETSI) Universal Radio Access Network (3GPP) Universal Serial Bus UMTS Terrestrial Radio Access Network
Page 226
Page 227
Page 228