Smart Grid Standards Information

Version 1.7 Wednesday, August 18, 2010

Section I: Use and Application of the Standard

Identification and Affiliation
Number of the standard Title of the standard Name of o ner or!ani"ation %atest &ersions' sta!es' dates ()%*s+ for the standard /or0in! !rou, . committee 3ri!inal source of the content *if a,,licable+ 4rief descri,tion of sco,e This a,,lication !uide for the rela2 ,rotection of s2nchronous !enerators ,resents a re&ie of the !enerall2 acce,ted forms of ,rotection for the s2nchronous !enerator and its e5citation s2stem. #t summari"es the use of rela2s and de&ices and ser&es as a !uide for the selection of e6ui,ment to obtain ade6uate ,rotection. C37.102-2006 Guide for AC Generator Protection #$$$ 16 No&ember 2006 htt,-..standards.ieee.or! Po er 12stems )ela2in! Committee

Level of Standardization
1. Names of standards de&elo,ment or!ani"ations that reco!ni"e this standard and.or accredit the o ner or!ani"ation 7as this standard been ado,ted in re!ulation or le!islation' or is it under consideration for ado,tion8 7as it been endorsed or recommended b2 an2 le&el of !o&ernment8 #f :9es;' ,lease describe %e&el of 1tandard *chec0 all that a,,l2+ T2,e of document %e&el of )elease #$C' #$$$

9es

No

9es

No

#nternational 1tandard )eleased

National )e,ort

#ndustr2

de <acto

1in!le Com,an2

Guide

Technical 1,ecification Pro,osed

#n =e&elo,ment

Areas of Use
1. Currentl2 used in hich domains8 *chec0 all that a,,l2+ >ar0ets 3,erations 1er&ice Pro&iders Generation Transmission =istribution Customer

Smart Grid Standards Information

Version 1.7

Section I: Use and Application of the Standard

Planned for use in hich domains8 *chec0 all that a,,l2+ Please describe the 1mart Grid s2stems and e6ui,ment to hich this standard is a,,lied >ar0ets 3,erations 1er&ice Pro&iders Generation Transmission =istribution Customer

Relationship to Other Standards or Specifications

1. /hich standards or s,ecifications are referenced b2 this standard8 #$C 6003?-1' )otatin! $lectrical >achines @Part 1- )atin! and Performance. #$C 6003?-3' )otatin! $lectrical >achines @Part 3- 1,ecific )e6uirements for C2lindrical )otor 12nchronous >achines. #$$$ 1td 67 #$$$ Guide for 3,eration and >aintenance of Turbine Generators. #$$$ 1td 1?2 #$$$ )ecommended Practice for Groundin! of #ndustrial and Commercial Po er 12stems (IEEE Green Book). #$$$ 1td ?21.1 #$$$ 1tandard =efinitions for $5citation 12stems for 12nchronous >achines. #$$$ 1td A02 #$$$ Guide for Protection' #nterloc0in!' and Control of <ossil-<ueled (nit-Connected 1team 1tations. #$$$ 1td C37.B1 #$$$ Guide for Protecti&e )ela2 A,,lications to Po er Transformers. #$$$ 1td C37.110 #$$$ Guide for the A,,lication of Current Transformers (sed for Protecti&e )ela2in! Pur,oses. #$$$ 1td CA0.12 #$$$ 1tandard for 1alient-Pole A0 and 60 7" 12nchronous Generators and Generator.>otors for 72draulic Turbine A,,lications )ated A >CA and Abo&e. #$$$ 1td CA0.13 #$$$ 1tandard for C2lindrical-)otor A0 and 60 7"' 12nchronous Generators )ated 10 >CA and Abo&e. #$$$ 1td CA7.13 #$$$ 1tandard )e6uirements for #nstrument Transformers. #$$$ 1td CA7.13.3#$$$ Guide for Groundin! of #nstrument Transformer 1econdar2 Circuits and Cases. #$$$ 1td C62.B2.2 #$$$ Guide for the A,,lication of Neutral Groundin! in $lectrical (tilit2 12stems' Part ##@Groundin! of 12nchronous Generator 12stems.

/hich standards or s,ecifications are related to this standard8

Smart Grid Standards Information

Version 1.7

Section I: Use and Application of the Standard

/hich standards or s,ecifications co&er similar areas *ma2 o&erla,+8 /hat acti&ities are buildin! on this or08

Dept of Energy Smart Grid haracteristics

Please describe ho 1. 2. 3. ?. A. 6. this standard ma2 encoura!e each of the follo in!9es 9es 9es 9es 9es 9es No No No No No No $nables informed ,artici,ation b2 customers Accommodates all !eneration and stora!e o,tions $nables ne ,roducts' ser&ices and mar0ets Pro&ides the ,o er 6ualit2 for a ran!e of needs 3,timi"es asset utili"ation and o,eratin! efficienc2 3,erates resilientl2 to disturbances' attac0s' and natural disasters

Smart Grid Standards Information

Version 1.7

Smart Grid Standards Information

Version 1.7

!riority Areas !revio"sly #entioned $y %ER and &IS'

Please describe if and ho this standard ma2 be a,,lied in each of the follo in! areas. Note that there is s,ace in section $rror- )eference source not found to discuss an2 other si!nificant areas here the standard ma2 be a,,lied. 1. 2. 3. ?. A. 6. 7. D. C2bersecurit2 and ,h2sical securit2 Communicatin! and coordinatin! across inter-s2stem interfaces /ide area situational a areness 1mart !rid-enabled res,onse for ener!2 demand $lectric stora!e $lectric &ehicle trans,ortation Ad&anced meterin! infrastructure =istribution !rid mana!ement 9es 9es 9es 9es 9es 9es 9es 9es No No No No No No No No

Openness
1. 2. 3. ?. A. 6. 7. D. B. 10. 11. 12. 13. 1?. 1A. 16. 17. 1D. Amount of fee *if an2+ for the documentation Amount of fee *if an2+ for im,lementin! the standard Amount of fee *if an2+ to ,artici,ate in u,datin! the standard #s the standard documentation a&ailable online8 Are there o,en-source or reference im,lementations8 Are there o,en-source test tools8 /ould o,en-source im,lementations be ,ermitted8 A,,ro5imatel2 ho A,,ro5imatel2 ho man2 im,lementers are there8 man2 users are there8 9es 9es 9es 9es No No No No Not Patented E63 None None 9es 9es 9es 9es No ()%-htt,-..sho,.ieee.or! No No No

/here is the standard used outside of the (1A8 #s the standard free of references to ,atented technolo!28 #f ,atented technolo!2 is used' does the holder ,ro&ide a ro2alt2-free license to users of the standard8 Can an im,lementer use the standard ithout si!nin! a license a!reement8 Are draft documents a&ailable to the ,ublic at no cost8 7o does one Foin the or0in! !rou, or committee that controls the standard8 #s &otin! used to decide hether to modif2 the standard8 #f 9es' e5,lain ho is ,ermitted to &ote. #s an AN1#-accredited ,rocess used to de&elo, the standard8 /hat countries are re,resented in the or0in! !rou, or committee that controls the standard8 9es 9es No No

S"pport(

onformance(

ertification and 'esting

Smart Grid Standards Information

Version 1.7

1. 2. 3.

#s there a users !rou, or manufacturers !rou, to su,,ort this standard8 /hat is the name of the users !rou, or manufacturers !rou, *if an2+8 /hat t2,e of test ,rocedures are used to test this standard8 *,lease chec0 all that a,,l2+

9es

No

#nternal to the lab Published b2 standards or!ani"ation Published b2 users !rou, No ,rocedures' informal testin! #nternal to the lab Published b2 standards or!ani"ation Published b2 users !rou, No ,rocedures' informal testin! #ntero,erabilit2 Testin! Conformance Testin! 1ecurit2 Testin! No Testin! #ntero,erabilit2 Certificate Conformance Certificate 1ecurit2 Certificate *te5t document+ No Certificates 9es 9es 9es No No No 1tandard has no lo!o

?.

Are there test &ectors *,re-,re,ared data+ used in testin!8 *,lease chec0 all that a,,l2+

A.

/hat t2,es of testin! ,ro!rams e5ist8 *chec0 all that a,,l2+

6.

/hat t2,es of certificates are issued8 *chec0 all that a,,l2+

7. D. B. 10.

Are there rules controllin! ho A,,ro5imatel2 ho

and hen to use the lo!o8

#s there a ,ro!ram to a,,ro&e test labs8 man2 test labs are a,,ro&ed *if an2+8 #s there a defined ,rocess for users to ma0e technical comments on the standard or ,ro,ose chan!es to the standard and ha&e these issues resol&ed8 #s there a ,ublished conformance chec0list or table8 Are there defined conformance bloc0s or subsets8 A,,ro5imatel2 ho man2 &endors ,ro&ide test tools8 Are there tools for ,re-certification ,rior to testin!8 Can &endors self-certif2 their im,lementations8 #s there a,,lication testin! for s,ecific uses8 #s there a :!olden; or :reference; im,lementation to test a!ainst8 /ho t2,icall2 funds the testin!8 *chec0 all that a,,l2+ #s there a method for users and im,lementers to as0 6uestions about the standard and ha&e them ans ered8 *chec0 all that a,,l2+ =oes the usersG !rou, *or some other !rou,+ fund s,ecific tas0s in the e&olution of the standard8 #s the usersG !rou, or0in! on inte!ration' harmoni"ation or unification ith other similar standards8

11. 12. 13. 1?. 1A. 16. 17. 1D. 1B.

9es 9es 9es 9es 9es 9es

No No No No No No Cendor Not a,,licable

(ser (sers Grou, Confidential

9es' official inter,retations 9es' informal o,inions No 9es 9es No No

20. 21.

Smart Grid Standards Information

Version 1.7

22. 23.

/hat other standards is this standard bein! inte!rated' harmoni"ed' or unified ith *if an2+8 Are there a,,lication notes' im,lementation a!reements' or !uidelines a&ailable describin! s,ecific uses of the standard8 9es No Not a,,licable

)* &otes
Please ,resent here an2 additional information about the standard that mi!ht be useful1.

Smart Grid Standards Information

Version 1.7

Section II: %"nctional Description of the Standard

Grid+ise Architect"re: Layers
Please identif2 hich la2ers this standard s,ecifies' as described in htt,-.. .!rid iseac.or!.,dfs.intero,frame or0H&1H1.,df' and the a,,licable section of the standard. Note the ma,,in! to the 3,en 12stems #nterconnect *31#+ model is a,,ro5imate. 1. 2. 3. ?. A. 6. 7. D. Layer ,: !olicy Layer -: ."siness O$/ectives Layer 0: ."siness !roced"res Layer 1: ."siness onte2t Layer 3: Semantic Understanding 4o$/ect model5 Layer 6: Syntactic Interopera$ility 4OSI layers 17-5 Layer 8: &et9or: Interopera$ility 4OSI layers 6735 Layer ;: .asic onnectivity 4OSI layers ;785 9es 9es 9es 9es 9es 9es 9es 9es No No No No No No No No

Grid+ise Architect"re:

ross7 "tting Iss"es

Please ,ro&ide an e5,lanation in the bo5 beside the headin! for an2 6uestions ans ered :Not a,,licableI. #f the 6uestion is not a,,licable because the function is ,ro&ided in another la2er or standard' ,lease su!!est an2 li0el2 candidates. Note that :the standard; refers to the technolo!2 s,ecified b2 the standard' not the documents themsel&es. Shared #eaning of ontent 1. 2. 3. ?. =o all im,lementations share a common information model8 Can data be arran!ed and accessed in !rou,s or structures8 Can im,lementers e5tend the information model8 Can im,lementers use a subset of the information model8 Reso"rce Identification A. 6. Can data be located usin! human-readable names8 Can names and addresses be centrall2 mana!ed ithout human inter&ention8 'ime Synchronization and Se<"encing 7. D. B. 10. 11. Can the standard remotel2 s2nchroni"e time8 Can the standard indicate the 6ualit2 of timestam,s8 Sec"rity and !rivacy /here is securit2 ,ro&ided for this standard8 =oes the standard ,ro&ide authentication8 =oes the standard ,ermit role-based access control8 /ithin this standard 42 other standards 9es 9es No No 9es 9es No No Pro&ided in another la2er Pro&ided in another la2er 9es 9es No No Not a,,licable Not a,,licable 9es 9es 9es 9es No No No No Not a,,licable Not a,,licable Not a,,licable Not a,,licable

Smart Grid Standards Information

Version 1.7

Section II: %"nctional Description of the Standard

12. 13. 1?. 1A. 16. 17. 1D. 1B. =oes the standard ,ro&ide encr2,tion8 =oes the standard detect intrusions or attac0s8 =oes the standard facilitate lo!!in! and auditin! of securit2 e&ents8 Can the securit2 credentials be u,!raded remotel28 Can the securit2 credentials be mana!ed centrall28 Please list an2 securit2 al!orithms and standards used Please ,ro&ide additional information on ho the standard addresses an2 :9es; ans ers abo&e Please ,ro&ide additional information about h2 an2 of the 6uestions listed abo&e do not a,,l2 to this standard Logging and A"diting 20. 21. 22. 23. =oes the standard facilitate lo!!in! and auditin! of critical o,erations and e&ents8 Can the standard !ather statistics on its o,eration8 Can the standard re,ort alerts and arnin!s8 'ransaction State #anagement Can the standard remotel2 enable or disable de&ices or functions8 System !reservation 2?. 2A. 26. Can the standard automaticall2 reco&er from failed de&ices or lin0s8 Can the standard automaticall2 re-route messa!es8 Can the standard remotel2 determine the health *as o,,osed to Fust connecti&it2+ of de&ices or soft are8 Other #anagement apa$ilities Please describe an2 other s2stem or net or0 mana!ement ca,abilities the standard ,ro&ides. ="ality of Service 27. 2D. 2B. #s data transfer bi-directional8 Can data be ,rioriti"ed8 /hat t2,es of reliabilit2 are ,ro&ided8 9es 9es No No Not a,,licable 9es No Not a,,licable Pro&ided in another la2er 9es No Not a,,licable Pro&ided in another la2er 9es No Not a,,licable 9es No Not a,,licable 9es 9es 9es No No No Not a,,licable Not a,,licable This !uide discusses electrical ,rinci,les for rela2 ,rotection of !enerators. # t does not include an2 discussion of internet or0in! or data communications. 9es 9es 9es 9es 9es No No No No No No Credentials No Credentials

)eliable Non-!uaranteed 4oth $ither Pro&ided in another la2er 9es No Not a,,licable

30.

Can information be broadcast to man2 locations ith a sin!le transmission8 Please describe an2 other methods the standard uses to mana!e 6ualit2 of ser&ice. Discovery and onfig"ration

Smart Grid Standards Information

Version 1.7

Section II: %"nctional Description of the Standard

31. 32. 33. 3?. Can the soft are or firm are be u,!raded remotel28 Can confi!uration or settin!s be u,!raded remotel28 Can im,lementations announce hen the2 ha&e Foined the s2stem8 Can im,lementations electronicall2 describe the data the2 ,ro&ide8 System Evol"tion and Scala$ility 3A. 36. 37. 3D. 3B. ?0. ?1. ?2. /hat factors could limit the number of ,laces the standard could be a,,lied8 /hat ste,s are re6uired to increase the si"e of a s2stem de,lo2in! this standard8 #s the information model se,arate from the trans,ort method8 =oes the standard su,,ort alternate choices in the la2ers*s+ belo it8 %ist the most common technolo!2 choices for la2ers im,lemented belo this standard =oes the standard su,,ort multi,le technolo!2 choices in the la2ers abo&e it8 %ist the technolo!ies or entities that ould most commonl2 use this standard in the la2er abo&e Please describe an2 mechanism or ,lan to ensure the standard is as bac0 ard-com,atible as ,ossible ith ,re&ious &ersions Please describe ho the desi!n of this standard ,ermits it to be used to!ether ith older or le!ac2 technolo!ies Please describe ho the desi!n of this standard ,ermits it to co-e5ist on the same net or0 or in the same !eo!ra,hic area ith similar technolo!ies' and !i&e e5am,les Electromechanical 9es No No la2ers abo&e 9es 9es No No No la2ers belo 9es 9es 9es 9es No No No No Not a,,licable Not a,,licable Not a,,licable Not a,,licable

?3.

??.

?A.

Architect"ral !rinciples
Please describe ho 1. 2. 3. ?. A. this standard ma2 a,,l2 an2 of these ,rinci,lesof ener!2 and 12mmetr2 J facilitates bi-directional flo information

Trans,arenc2 J su,,orts a trans,arent and auditable chain of transactions Com,osition J facilitates the buildin! of com,le5 interfaces from sim,ler ones %oose cou,lin! J can su,,ort bilateral and multilateral transactions ithout elaborate ,re-arran!ement 1hallo inte!ration J does not re6uire detailed mutual information to interact ith other com,onents

Smart Grid Standards Information

Version 1.7

Section II: %"nctional Description of the Standard

6. Please list an2 other architectural models' reference architectures or frame or0s this standard as desi!ned to be com,liant ith' e.!. /3C' #$C TCA7' 31# and ho it fits those models

Smart Grid Standards Information

Version 1.7

11