Professional Documents
Culture Documents
( | |
= +
( ` |
( \ . )
[6b]
where
a
p = atmospheric pressure (same units as
'
o
o )
Table 1 Approximate relationship between corrected N-value and relative density of sand
Corrected Standard Penetration number( ) N
cor
Relative density, D
r
(%)
0 - 5 0 5
5 10 5 30
10 30 30 60
30 - 50 60 - 95
Correlation by Peck, Hansen, and Thornburn (1974)
' 2 ' 2
' '
2000 20
077log in / 077log in /
N o N o
o o
C kN m C ton ft o o
o o
| | | |
= =
| |
\ . \ .
[7]
Correlation by Teng (1962)
'
'
50
in
10
N o
o
C psi o
o
=
+
[8]
Correlation by Bazaraa (1967)
' ' '
' '
4 4
, 1.5; , 1.5 in
1 2 3.25 0.5
N o o o
o o
C ksf o o o
o o
= s >
+ +
[9]
Correlation by Seed (1976)
( )
' ' 2
1 1.25log10 in /
N o o
C ton ft o o = [10]
Correlation by Tokimastu and Yoshimi (1983)
' 2
'
1.7
in /
0.7
N o
o
C kN cm o
o
=
+
[11]
Correlation of Clayton (1993)
' 2
'
143
in /
43
N o
o
C kN m o
o
=
+
[12]
This correlation is valid only for over-consolidated sands.
DETERMINATION OF PILE BEARING CAPACITY USING SPT DATA
SPT investigation is one of the common and most frequently adopted in the field in addendum to the
borehole stratigraphic investigation. Due to its simplicity of execution (apart from the difficulty in
repeatability), a field engineer finds the method to be one of the most amiable and reliable one. Hence,
the use of SPT data for the determination of pile bearing capacity has been one of the largely adopted
techniques. The same is carried out by two main approaches - direct and indirect methods.Direct
methods apply N values with some modification factors. Indirect SPT methods employ a friction
angle and undrained shear strength values estimated from measured data based on different theories.
Amongst the two, the direct methods are more accepted amongst the field engineers for the ease of
computations.
In the present study, the following SPT-based direct methods have been employed to predict the pile
bearing capacity in sandy soil. Hence, the excessive pore water pressure generated during the test has
been ignored and therefore the results may not be reliable in low permeable soils such as clays and
silts. Since design procedures mainly involve considering the long-term capacity of piles, SPT data
generally is only applicable for sands or non-cohesive granular soils. However, as per necessity, the
effect of pore-water pressure can be incorporated with ease in the study. Table 2 provides the main
aspects of each of the direct methods incorporated in the study.
Table 2 SPT direct methods for prediction of pile bearing capacity in the present study
Method Unit Base and Unit Shaft resistance Remarks
Meyerhof
(1976)
( ) 40 ( ) 4
b b a b
L
Q MPa N p N
D
= s
b
N : average of N between 10D above and
5D below pile base
( )
s s s
Q kPa n N =
- Failure criterion: Minimum
slope of load-movement
curve
- Energy ratio for N : 55%
- Low disp. piles:
s
n =1
- High disp. piles:
s
n =2
Briaud
(1985)
( )
0.36
19.7 ( )
b a b
Q MPa p N =
b
N : average of N between 10D above and
5D below pile base
( )
0.29
0.01 ( )
60
Q kPa pL p N
s a
| |
=
|
\ .
Failure criteria:
Penetration of pile head equal to
10% of pile diameter (D)
Aoki and
DeAlencar
(1975)
( )
1.75
b b
k
Q MPa N
| |
=
|
\ .
b
N : average of three value of SPT blows
around pile base
( )
3.5
s s
ak
Q kPa N
| |
=
|
\ .
Failure criteria: Vanderveen
method
Energy ratio for N : 70%
For sand: a =14 & k =1 For
clay: a =60 &k =0.2
Shioi and Fukui
(1982)
( ) 1 0.04 0.3
b b b
L
Q MPa N N
D
| |
= + s
|
\ .
( )
s s s
Q kPa n N =
Energy ratio for N : 55%
s
n =2 for sand and 10 for clay
Bazaraa and
Kurkur
(1986)
( )
b b b
Q MPa n N =
b
N : average of N between 1D above and
3.75D below pile base,
b
N _ 50
( )
s s s
Q kPa n N =
s
n =2~4
b
n =0.06~0.2
Based on the discussion presented above, it is understandable that various combinations of correlations
for correction factor and bearing capacity will yield different estimates of bearing capacity. This might
result in considerable scatter and initiate fuzziness in the minds of the user about the choice and
reliability of the correlations to be applied to an unknown problem. In order to investigate the
mentioned possibility, a MATLAB code has been developed and various aspects are scrutinized. The
following section furnishes the detail of the same.
ALGORITHMOF THE DEVELOPED SOFTWARE
A user-controlled MATLAB code is developed to investigate the problem stated above incorporating
the different expressions for correction factors and axial bearing capacity (expressed as a summation
of tip and shaft bearing capacity). The algorithm of the code is briefly stated as follows:
- The user is requested to provide the effective unit weight of soil and the pile parameters
(Length and Diameter of the pile)
- Based on basic theory of soil mechanics, the effective overburden stress isdetermined using
the unit weight and the depth of the soil element
- The overburden pressure of sand is used to determine the correction factor based on the
correlations earlier
- These different correction factors as determined from various correlations are used to
determine the corrected SPT-N value
- The corrected SPT-N values are used to obtain the ultimate pile tip and pile shaft capacity
considering the empirical correlations as described earlier
- The pile bearing capacity is evaluated as a summation of the ultimate tip capacity and the shaft
capacity
- The steps described above is repeated for different correction expressions and bearing capacity
equations and is used to plot the envelope curves for Correction Factors vs Depth,
Uncorrected and Corrected SPT Values vs Depth, and Bearing Capacity of Piles determined
from different expressions for each of the correction expressions.
RESULTS AND DISCUSSIONS
Analysis of Correction Factors
Figure 2 depicts the variation of the correction factors with depth as obtained using the various
correlation factors as detailed earlier. The following conclusions are drawn:
9 The correlation by Teng (1962) equation plots to the right of all the other correction factors
simply because its reference stress level
'
( )
o ref
o is at approximately 311kN/m
2
, whereas the
other curves are standardized at 107kN/m
2
. The use of different stress levels for
standardization of the SPT N-value does not present a conflict, as long as empirical
correlations associated with each are consistently applied.
9 The correlation for
correction factor by
Bazaraa (1967) has a
slope discontinuity at
depth of 4m which has a
stress level of 72 kN/m
2
(-1.5 ksI as mentioned
earlier)
9 In the correlations
presented by Clayton
(1993) and Seed (1976),
the correction factors are
very conservative
especially at high
overburden pressures.
9 The correction factor as
proposed by Seed (1976) correction factor becomes negative for
'
o
o >675kN/m
2
(6.3 tsf).
9 The correction factor presented by Tokimatsu and Yoshimi (1983) is based on Meyerhoff
(1957) and is somewhat conservative for
'
o
o > 107kN/m
2
(1tsf). Tokimatsu and Yoshimi
(1983) concluded that this is justified because of a reduction in the energy reaching the SPT
sampler for the longer rod lengths and depths corresponding to higher values of
'
o
o
It is recommended that the Teng (1962) correction factor should be phased out of usage, because its
standard stress level is set too high at
'
( )
o ref
o = 311 kN/m
2
(2.9 tsf). It is also recommended that the
Figure 2Correction factor vs. Depth
Seed (1976) and Tokimatsu and Yoshimi (1983) correction factors should be used only after proper
judgment, or at least be restricted for use to
' 2
161 kN/m
o
o s (1.5tsf)
Typical Uncorrected (N) and Corrected SPT results (N
cor
)
Figure 3 depicts the result of application of
different correlations of correction factor
on an uncorrected SPT result to obtain the
corrected SPT values (N
cor
). The SPT result
represents the borehole stratigraphic test
carried out for the identification of soil
profile for the construction of New Student
House at Campobasso, Molise, Italy. From
the figure it is observed that the N
cor
obtained using the correction factors by
Teng (1962) does not provide satisfactory
and reliable results, the reason for which
has been described earlier. Hence, it is
advisable that such this particular expression might not be suitable enough for the subsequent
determination of the bearing capacity of piles. However, this aspect needs further investigation in
terms of the reliability of each of the above methods.
It is also understandable from the figure that the scattering among the corrected N values is more and
increasing with depth, while at lower depths (~ < 7-10 m), a nearly distinct cluster is formed. At this
depth level, the overburden stress ranges from 126 180 kN/m
2
. This also conforms to the limiting
stress level as mentioned by several researchers referred earlier wherein they have considered a
limiting stress level of 1.5 tsf (-160kN/m
2
). Hence, it is comprehendible that for piles of shorter length,
the use of different correction factors would lead to a reliable estimation of the bearing capacity of the
pile from a particular expression for bearing capacity. However, for piles of larger length, estimated
bearing capacity may not be sufficiently reliable owing to the larger degree of scattering with
increasing depth. A further insight to this aspect is investigated and has been reported in a subsequent
section with relation to standard deviation of the results.
It is observed that at a depth lower than 2m, the corrected N-values are quite scattered. This refers to a
stress level of 36kN/m
2
(-0.01tsI). Although a conclusive explanation Ior this scattering cannot be
drawn, this can be explained from the geotechnical engineering point of view wherein the top 1.5-2m
of soil layer is always neglected from any sort of bearing capacity calculation. It is also well illustrated
by the fact the shallow foundations are always placed beyond a depth of 2-2.5 m. The top layer of the
soil is always considered as a disturbed zone
that is significantly affected by the weathering,
erosion and tension crack formation. Hence,
these superficial anomalies might affect the
degree of reliability of corrected N-values, and
hence might result in the depicted scattering.
However, the same cannot be concluded for a
pile of larger length owing to the increasing
scattering of the cluster of corrected SPT values
with depth. The following section would provide
further insight concerning this proposition.
Variation of bearing capacity of piles
Figure 3Typical SPT test data and the
corresponding corrected values
Figure 4Typical variation of bearing
capacity due to the choice of different
bearing capacity correlations for a
particular correlation for SPT correction
Based on the above SPT data, a hypothetical problem is considered wherein the bearing capacity of a
pile ( ) 8 , 1 L m D m = = is determined considering combinations of the different correlations of
correction factor and correlations for bearing capacity (as in Table 2).
Choice of bearing capacity correlations
A theoretical experiment has been carried to study the effect of choice of the various bearing capacity
correlations while using a particular correlation of correction factor. A significant variation in the
bearing capacity is observed as shown in Figure 4, which depicts two typical variations of bearing
capacity using the correlation for correction as proposed by Liao and Whitman (1986) and Tokimatsu
and Yoshimi (1983). It can be observed from the figures that there is a significant variation in the
bearing capacity if the choice of bearing capacity correlation is different. For the two typical cases
depicted, the difference between the maximum and minimum magnitude of the obtained bearing
capacity was found to be 4320 kN/m
2
and 4100 kN/m
2
respectively. The quantitative estimation of the
variation of the bearing capacity will be tabulated in the later part of the section to highlight its
variation depending on the choice of the correlation expression.
Choice of correlations for SPT corrections
A theoretical investigation has also been
carried out to highlight the effect of choice of
the correlations of SPT correction on the
bearing capacity of pile foundation
considering a particular bearing capacity
expression. The same is depicted in Figure 5.
It is observed from the figure that a
considerable variation exists in the magnitude
of the determined bearing capacity if different
correlation of correction factor is taken into
account even while using a particular bearing
capacity equation.
General comment on the variation of
bearing capacity of pile foundation
From the above two discussions, it is followed that the bearing capacity of a pile foundation will vary
depending on the choice of correlation for SPT correction and Bearing capacity correlation. In the
present study, as described earlier, 10 sets of correlation for SPT correction has been chosen, each of
which is used with each of the 6 sets of Bearing capacity correlations. Hence, total 54 sets of data are
analyzed and the result of the same are depicted in Figure 6. In the figure, the bearing capacity of pile
foundation is plotted against different sets
of SPT correction correlations, and an
envelope of curve is produced considering
6 sets of bearing capacity expressions. The
variation in the magnitude of the bearing
capacity is self-indicative. The quantitative
estimation of the same is enumerated in
Table 3. It is observed from the table that
the estimated standard deviations are quite
high. For a statistical set of data, standard
deviation is a measure of the degree of
scattering in the data; the more the standard
deviation, the higher is the degree of
Figure 6Variation of bearing capacity for
various combinations of SPT correction
correlations and Bearing capacity correlations
Figure 5Variation of bearing capacity
due to the choice of different correlation
for SPT correction for particular
Bearing capacity correlations
scattering. Hence, from this study, it is revealed that the bearing capacity of the pile foundation
calculated using the various combinations of correlations of SPT correction and bearing capacity
results in a scattered output, which indirectly points out to the degree of uncertainty in the obtained
result.
Table 3 Quantitative variation of bearing capacity of pile foundation using SPT investigations
Bearing capacity of piles of different length
Another aspect of the theoretical investigation in the present study dealt with the estimation and
comparison of the bearing capacities of piles of different length. The basic idea is to get visualization
on the degree of scattering of the output data when two different pile lengths are considered, keeping
in mind that the scattering of the corrected N-values increased at larger depths. For this investigation,
two piles of different lengths (7m and 11m) were chosen. The results, in terms of the standard
deviations, are enumerated in the following tables. Table 4 provides the standard deviations for a
particular bearing capacity correlation considering all the correlations for SPT correction. The results
do not reveal a clear picture about the degree of scattering when compared for different length of piles;
for few bearing capacity correlations, standard deviation increased with the length of pile, while for
some others it is decreased. Since it has already been elaborated that the scattering in the corrected N-
value increased with depth (Figure 3), the degree of scattering for pile of longer length should also
increase. However, the following table does not reveal so. The probable reason for this might be due to
the inclusion of the correlation proposed by Teng (1962) in the estimation of standard deviation has
affected the result of the same. It has already been shown earlier that the correlation proposed by Teng
is an out-of-phase expression that does not fit in the jargon of other correlations (Figure 2).
Table 4 Comparison of the standard deviations for piles of different length considering all
correlation of SPT correction factors
Pile Length
Correlations of Bearing Capacity
Meyerhof
(LD)
(1976)
Meyerhof
(HD)
(1976)
Briaud
(1985)
Aoki and
DeAlencar
(1975)
Shioi and
Fukui
(1982)
Bazaraa
and
Kurkur
(1986)
Including
Teng
(1962)
7 m 1709.02 1859.12 515.58 812.84 2076.25 959.85
11 m 2521.24 2763.47 562.75 757.47 1930.58 993.69
Excluding
Teng(1962)
7 m 139.19 139.01 48.33 93.12 248.10 105.33
11 m 459.46 472.65 113.34 244.12 638.11 236.82
CONCLUSIONS
From the various theoretical investigations carried out, the following significantly important outcomes
have been observed and reported as follows:
- The correlation for SPT correction factor proposed by Teng (1962) is found to largely out-of-
phase with the other correlations possibly due to the high value of the reference stress level,
nearly 3 times than the others.
- The scatter in the corrected N-values is found to increase progressively with the increase in
the depth. Within a depth of 7-10m from the surface, the corrected values seemed to form a
cluster that is conformation with the limiting stress condition assumed by several researchers.
This phenomenon also indicates that for piles of length lesser than 8m or so, any of the
correction factor correlation can be used to obtain the bearing capacity using a particular
bearing capacity correlation. However, owing to the larger degree of scatter at larger depths,
the above-mentioned hypothesis is not applicable to piles of larger lengths.
- Bearing capacities of pile foundation for various combination of the SPT correction and
bearing capacity correlations have been determined, and the standard deviation of the output
dataset have been estimated for different sets of the correlations. From the observation of the
outcomes, it is concluded that there exists significant degree of scatter in the calculated results
and hence create an uncertainty and fuzziness towards to confident application of a correlation
to an unforeseen problem.
REFERENCES
1. Aoki, N. and DeAlencar, D. (1975) An approximate method to estimate the bearing capacity of piles
Proceedingof the Fifth Pan-American Conference on Soil Mechanics and Foundation Engineering,
Buenos Aires, Argentina, pp. 367-376.
2. Briaud, J. L. and Tucker, L. M. (1988) Measured and predicted axial capacity of 98 piles Journal of
Geotechnical Engineering, ASCE, Vol. 114, No. 9, pp. 984-1001.
3. Das, B. M. (1998) Principal of Geotechnical Engineering 5th Ed, ITP, Boston.
4. Das, B. M. (1999) Principles of Foundation engineering, Pacific Grove, USA.
5. Liao, S.S and Whitman, R. V. (1986) Overburden correction factors for sand Journal of Geotechnical
Engineering,ASCE, Vol. 112, No. GT3, pp. 373-377.
6. Meyerhof, G. G. (1976) Bearing capacity of settlement of pile foundations The Eleventh Terzaghi
Lecture, ASCE Journal of Geotechnical Engineering, Vol. 102, Iss. GT3, pp. 195-228.
7. Murthy, V. N. S. (1996) Principles and Practices of Soil Mechanics and Foundation Engineering,
Marcel-Dekker, New York
8. Shioi, Y. and Fukui, J. (1982) Application of N-value to design of foundation in Japan Proceeding of
the SecondEuropean Symposium on Penetration Testing, Amsterdam, Vol. 1, pp. 159-164.
9. Skempton, A. W. (1986) Standard penetration test procedures and the effects in sands of overburden
pressure, relative density, particle size, ageing and overconsolidation Geotechnique, Vol. 36, pp. 425-
447.
10. Teng, W. C. (1962). Foundation Design. Prentice-Hall, Inc., Englewood Cliffs, NJ.
11. Tokimatsu, K., and Yoshimi, Y. (1983). "Empirical Correlation of Soil Liquefaction Based on SPT N-
value and Fines Content." Soils and Foundations, Vol. 23, Iss. 4, pp.56-74.