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FRANCIS T. FALLON
Lawrence
Many and varied are the ways in which the gnostics expressed
their disaffection with the world in which they lived. One particularly striking way is their use of the motif of kinglessness. In order
to see their use of this motif in its proper context, we shall first
consider the relatively rare occurrencesof the term in classical and
Greco-Roman literature and then turn to the gnostic appropriation
of the term 1).
HELLENICAND GRECO-ROMAN
WORLD
Xenophon is the first classical author to use the term "kingless"
In his Hellenica 5.2.II ff Xenophon presents the meeta,pocLXuToc.
ing of the ambassadors of Acanthus and Apollonia with Lacedaemon and its allies on the occasion of the threat of the Olynthians 2).
In this context (5.2.I7) the Olynthians are said to have as their
neighbors the Thracians, who are "not ruled by a king" or who are
"kingless" (apaatXeuroL). The Macedonians, however, do have a
king, Amyntas (5.2.12). On the other hand, the Olynthians, as
Hellenes, are under the laws of their fathers and citizens of their own
city (5.2.14). The term "kingless," then, is used in a political
sense in a context in which the Hellenes are governed by a constitution and in which the non-Hellenes may or may not be ruled
by a king.
Thucydides also uses the term in a political sense. In his History
of the Peloponnesian
and then the troops of the barbarians. Among the barbarians are
1) For their helpful comments on this paper, I express my thanks to Dr.
Harold ATTRIDGE and Prof. George MACRAE.
Hellenica (trans. Carleton L. BROWNSON [New York, Put2) Xenophon,
nam, I918] 414 ff.).
3) Thucydides, History of the Peloponnesian War (trans. C. FOSTER SMITH;
LCL [New York, Putnam, 19I9] I.408-09).
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FRANCIS T. FALLON
272
History 1.13-18
I4.294-97).
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273
accounting all the gold on earth and under it a poor exchange for virtue,
and doing freely at the bidding of our reason, as Xenocrates says, what we
now do perforce at the command of law. Then when will our life be that of a
beast, savage and without fellowship? When the laws are swept away, but
the arguments that summon us to a life of pleasure are left standing, when
the providence of heaven is not believed in, and when men take for sages
those who 'spit on excellence, unless pleasure attends it' " 6).
The basis then for Plutarch's optimism, even if the kings, magistrates and laws were removed, is man's belief in the gods and his
power of reason.
In a passage, which further underscoresPlutarch's position that
religion and belief in the gods are the foundation of society, Plutarch considers some possible, barbarian cities as opposed to
civilized cities. Even here he finds belief in the gods, whether
these cities have a king or are kingless. Plutarch writes as follows:
"Again the very legislation that Colotes praises provides first and foremost for our belief in the gods, a faith whereby Lycurgus made the Spartans
a dedicated people, Numa the Romans, Ion of old the Athenians, and Deucalion well nigh the whole Greek nation, using hope as well as fear to establish
in them by means of prayers, oaths, oracles and omens, a lively sense of
the divine. In your travels you may come upon cities without walls, writing,
houses, or property,
daocaLXe6TouS),
q &:XreL'ouS &dcYpa.tL&ouS
king (7c6?Xs
doing without currencey, having no notion of a theatre or gymnasium; but
a city without holy places and gods, without any observance of prayers,
oaths, oracles, sacrifices for blessings received or rites to avert evils, no
traveller has ever seen or will ever see. No, I think a city might rather be
formed without the ground it stands on than a government, once you remove
all religion from under it, get itself established or once established survive.
Now it is this belief, the underpinning and base that holds all society and
legislation together, that the Epicureans, not by encirclement or covertly
in riddles, but by launching against it the first of their most Cardinal Tenets,
proceed directly to demolish" 7).
One cannot help but contrast the view of the gnostics with this
view of Plutarch. The gnostics retain belief in the gods and the
heavenly archons, but they are consideredto be evil and oppressive.
The focus of gnostics is upon knowledge rather than reason, and
the tendency of their thought is to avoid involvement in this evil
world.
6) Plutarch,
Moralia
II24D-II25A
I4.294-97).
7) Plutarch,
Moralia
II25C-F
(trans.
EINARSON and
DELACY; LCL,
274
FRANCIS T. FALLON
"Artemidorus,"
1963] I7).
10) "He (Phraataces) was detested on both counts, for his subjects considered the incest with his mother no less abominable than the murder of
his father, so that before he gathered much strength he was caught up in a
civil war, banished from the throne, and so died. Those of the Parthians who
were of the highest birth were of one mind that no form of government but
the monarchical
was manageable
and that it was necessary that the occupant of the throne should belong to
the lineage of the Arsacidae since custom did not permit others to rule."
Josephus, Antiquities I8.43-44 (trans. L. H. FELDMAN;LCL [Cambridge,
Harvard University, I969] 9.34-37).
11) Josephus, Antiquities I9.I72-75
12) Josephus,
Antiquities I9.I62-66
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275
"And now, with the night far advanced, Chaerea asked the consuls for the
watchword and they gave 'Liberty'. This ritual filled them with wonder,
and they were almost unable to believe their ears, for it was the hundredth
year since they had first been robbed of the democracy to the time when
the giving of the watchword reverted to the consuls. For before the city
came under a tyranny, it was they who had commanded the armies. Chaerea,
having received the watchword, passed it on to such of the soldiers as had
joined the side of the senate; there were a total of four cohorts who regarded
freedom from imperial rule as more honourable than tyranny (o6 apacLXeuTov
'T4 Tupavvt8oq). These cohorts now left with their tribunes. By this
,TILLCTs,pOv
time the people were also withdrawing, overjoyed and full of hope and pride
because they had acquired selfgovernment (T,v -'e
oUoSoxit , ix
jy?ovtlv
tr6 eapeq x6TL) and no longer were under a master. Chaerea was everything
to them"
13).
For our purposes this passage is notable for its portrayal of the
kingship as tyranny and kinglessness as freedom from tyranny as
well as its portrayal of kinglessness in the civilized Roman Empire
in this case as democracyand self-government.
Thus far, the examples we have considered all use the term
"kingless" in its proper, political sense. Usually the term has a
negative connotation and refers to the barbarians;in one example
we have seen that the term has a positive connotation and refers
to the Romans. In the example that we shall now consider, "kingless" is used in a metaphorical sense. It refers not to the absence
of a king but to a person'sfreedomfrom subjectionto the rule of a
king. Lucian, the second century satirist, says in a treatise concerning the historian and his need to be independent and subject
only to the truth that the historian should also be aBaL[Xeutoq,
i.e. "undominated"14). In order to catch the metaphorical sense
intended here, the translation "undominated" is preferable rather
than "kingless", although it should be noted that in this passage
the freedom involved is freedom from the rule of a real, earthly
king. The term then, as used by Lucian, refers not to the absence
of an external, political form of organization but rather to the
presence of an internal, spiritual attitude on the part of the person.
In this case, clearly, the term has a positive connotation. Lucian
writes as follows:
13) Josephus, Antiquities I9.I86-89
(trans. FELDMAN; LCL, 9.300-o3). For
an extended discussion of aristocratic antipathy to the principate, see
R. MACMULLEN,Enemies of the Roman Order (Cambridge; Harvard University Press, I966).
14) This passage was first called to my attention by B. LAYTON in his article
"The Hypostasis of the Archons: or 'The Reality of the Rulers'," HTR 69
(1976) 79.
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FRANCIST. FALLON
276
"That, then, is the sort of man the historian should be: fearless, incorruptible, free, a friend of free expression and the truth, intent, as the comic
poet says, on calling a fig a fig and a trough a trough, giving nothing to
hatred or to friendship, sparing no one, showing neither pity nor shame nor
obsequiousness, an impartial judge, well disposed to all men up to the point
of not giving one side more than its due, in his books a stranger and a man
not
without a country, independent, subject to no sovereign (&cacLXsu?TOq),
reckoning what this or that man will think, but stating the facts" 15).
16)
17) was
sometimes
17)
gewahlter Kirchen- und Dogmengeschichtlicher Quellenschriften 5; Tiibingen, Mohr, I932) 80. See also ApocryJn
BG 8502 4I.I2-I5
in which Ialda-
baoth appoints seven kings over the world and five over the underworld.
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277
Apokalypsen
aus Codex
Apokalypsen
F. WISSE, "The Sethians and the Nag Hammadi Library," The Society of
Biblical Literature, One Hundred Eighth Annual Meeting, Seminar Papers
(ed. Lane C. McGAUGHY; SBL, I972) 2.6o0-07.
20) B6HLIGin his introduction to the edition (Koptisch-gnostische Apohalypsen aus Codex V, 90 ff.) and subsequently has expressed the view that
ApocAd is not a Christian document: i.e. A. BOHLIG,"Die Adamapokalypse
aus Codex V von Nag Hammadi als Zeugnis jiidischiranischer Gnosis,"
und iranisches
Seminar
573-80.
in
(ed. Lane
C. McGAUGHY; SBL,
I972)
See also
Die Adam-Apokalypse
278
FRANCIS T. FALLON
spare Noah and place him and his sons in charge of the entire
earth. Noah and his sons are to rule the earth as kings (7I[65].
I-4) 21). In an inversion of the biblical account, Noah's sons Ham
In addition
400,000 from the seed of Ham and Japheth are taken to this special
land and protected by the glory of that race (73[66].I3-20). The
type of place is made clear by the references to the great aeons
(65[59].3-9) and to their becoming like angles (76[7o].I-6); it is
the transcendent area that is being referredto.
In this revelation concerning the future, Seth is also told that a
third time the Enlightener of knowledge will appear in order to
save those who have the knowledge of the eternal God in their
heart whether they are from the seed of Noah or the seed of Ham
and Japheth (76[70].8-26).
After this discussion of the coming of the Enlightener, there is a
section with fourteen sayings concerning this Enlightener, thirteen
from the thirteen kingdoms and the fourteenth from "the undominated race" (tigenea de nnatr rro ehrai ejos (77[7I].27-83[77].
4) 24). Because of the distinct nature of the material, Boehlig
592-93.
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279
commentators have suggested that the section may be an interpolation 25). However, even if this section is a later addition, it
must be from the same circle of gnostics, since it shares the same
terminology and concepts with the main document. The revealer
figure is called an Enlightener (pcorjp 82[76].28 and 76[70].8-9).
The term for the transcendent area is the great aeon or aeons
(82[76].26-27 and 72 [65].II-I3). The saving knowledge is knowledge of the undefiled of truth (82[76].23-24) and knowledge of the
God of truth (65[59].Io-II).
Lastly, the number of kingdoms is
the same in both the main document and this section, i.e. thirteen.
Therefore, it seems valid to interpret this smaller section in the
light of the main document and thus to see the thirteen kingdoms
as the earthly realms established by the evil God and ruled over by
the kings who are descendants of Shem, Ham, and Japheth and
then to see the undominated race as the gnostics, i.e. the descendants of Seth and those who have come to knowledge 26). As one
might expect, the thirteen kingdoms are erroneousin their sayings
about the Enlightener. It is only the undominated race, who truly
know his identity.
If we are correct in this interpretation, then ApocAd uses the
term "undominated" in a metaphorical sense and even extends
its meaning. The framework under consideration has been expanded; not only earth but also heaven and the transcendent aeon
are considered. The claim is not made that there is a city or a
nation but that there is a race which dwells in a special place, a
special land, and which is not subject to rule. The basis for this lack
25)
B6HLIG, Koptisch-gnostische
Apokalypsen,
Io9;
R. KASSER, "Textes
280
FRANCIS T. FALLON
of subjection is not that there is an absence of political development or a death of the king or even that an inner attitude is present
but that this race belongs to the transcendent aeon and thus cannot
be subject to a king of this evil world or its God. Further, insofar as
the seed of Shem, Ham and Japheth has come to knowledge, they
are included in the "undominated" and are no longer subject to
the kings of this world who are descended from Shem, Ham and
Japheth 27) or to the evil God who installed them in their power.
What is particularly striking in ApocAd and perhaps a further
sign of its early date is that it retains a reference to the earthly
realm in its use of "undominated".The language of ruling as a king
and kingdom apply to Shem, Ham and Japheth, whereas the God
of the heavens is not identified as a king. The gnostic, then, as one
who is not dominated, is free from subjection to the earthly rulers
as well as to the heavenly rulers. We shall see that the other, later
documents do not refer explicitly to earthly rule.
But why the term yevezoin this phrase and why the translation
"the undominated race" rather than "the undominated generation"? To answer this question it is helpful to consider some developments in Hellenistic Judaism. The term yvso&had been used in
classical Greekto refer to a family, an offspring, a race, a generation
or an age 28). In the Septuagint the term was used to refer to an
age or generation, especially in phrases such as "the crooked
generation" (e.g. Wis iii I9) or "the righteous generation" (e.g.
Isa lxi 3) 29). In one passage, Philo uses the term with less emphasis
on those born at the same time and more emphasis on those sharing
in the same family lineage. In this section he is contrasting Pharaoh
and Joseph, the body with the soul, pleasure with virtues, and the
company of irrational men with the better yeveawhich the virtues
have taken as their heritage. Philo writes as follows:
"We must, then, let alone the irrational and truly lifeless company of
such men as these, and scan well that of those who practise looking and
finding. Our first example shall be the man who takes part indeed in public
life, but is very far from having a mad thirst for fame: his ambition is for
27) See H. G. KIPPENBURG, "Versuch einer soziologischen Verortung des
antiken Gnostizismus," Numen 17 (I950) 2II-3I, who considers the Roman
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28I
that better family (Trj &p?evovoqyvecqs), which the virtues have taken as
their heritage, and he is presented as both seeking and finding it. For we
are told that a man found Joseph wandering in the plain, and asked him,
'What art thou seeking?' and he said 'I am seeking my brethren; tell me,
where are they feeding their flocks?' And the man said to him, 'They have
departed hence, for I heard them saying, Let us go to Dothan (Gen. xxxvii
I5-I7). Dothan means 'a thorough forsaking,' and is the symbol of a soul
that has in no half measure but completely run away from those empty
notions which resemble the practices of women rather than those of men.
Accordingly it is finely said that Sarah, who is Virtue, 'forsakes the ways of
women' (Gen. xviii II), those ways on which we toil who follow after the
unmanly and really feminine life. But the wise man too 'forsaking is added'
(Gen. xxv 8), as Moses says in perfect accord with the nature of things: for
the subtraction of vainglory is the addition of reality. If a man, while spending his days in this mortal life full of such diverse elements and assuming so
many phases, and while he has at his disposal abundant material for a life
of luxury, makes that better family, which has an eye only for what is
r .- &eE?vovoq
xaocxTp60r6 x&Xovi6vov&yop6oavq
yEsva&),
morally excellent (7rpt
his study and quest, he is worthy of approbation, if the dreams and phantoms
of things that have the name and appearance of good things do not rise to
the surface again and get the better of him. For if he continues in that soul
inquiry and keeps it free from alloy, he will not give up walking in the
track of the objects of his quest, and following them up until he has reached
those for whom he yearns. But none of them will he find among the worthless. Why so? Because 'they have departed hence,' forsaking all that we
care about, and have removed into the abode of the pious where no evil
men are found. The speaker is the true 'man', the Monitor, set over the soul,
who, seeing its perplexity, its inquiring, its searching, is afraid lest it go
astray and miss the right road" 30).
should note the exegetical play that is involved in this passage. In Gen.
xxv 8 Abraham is "added to" his people in the sense that he died, whereas
Philo interprets the terms in the sense of "receive an addition." Further,
xXehtco,translated as "forsake" here, means that Abraham left off or died,
whereas Philo interprets the term as giving up something. Lastly, the expression "soul inquiry" is a very literal translation which refers to "inquiry
concerning the soul."
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FRANCIS T. FALLON
31).
(trans. W. FOERSTER,
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283
34)
Refutatio 5.7.30-40
(ed. WENDLAND,
36)
'Dialog'
als literarisches
Genus,"
Pro-
Sophia Jesu Christi," Mullus Festschrift Theodor Klauser 1964, Jahrbuch fur
Antike und Christentum, Erganzungsband i (hrsg. A. STUIBERund A.
HERMANN; Miinster, Westfalen, Aschendorffsche Verlagsbuchhandlung,
I964) 215-23; P. PERKINS, The Genre Gnostic Revelation
dissertation, Harvard University, I972) 21-33.
Dialogue
(Ph. D.
tgenea ete mn mntrro hijos nhrai hn mmntrrai etke ehrai (Eug III, 3:
39)
75.I7-19);
224-25.
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284
FRANCIS T. FALLON
lation 40). In the parallel passage, SJC has the same Coptic phrase
but omits the expansion "fromthe existing kingdoms" 41).
It is noteworthy that within these documents a later emanation,
the immortal Man, is termed the king of kings (Eug III, 3: 77.II78.3//SJC BG 95.5-96.II) 42) and that ultimately these later
emanations including their kingdoms evidence a defect, the defect
of femaleness or woman (Eug III, 3: 85.7-9, 23-24//SJC BG
I07.II-I3 and I09.7-8) 43). Once again there is no reference to
earthly rule in the usage of "the undominated race". Rather, the
phrase refers to those of the highest realm of the pleroma and their
freedom from subjection to any rule or defect whether of the lower
world or even of later emanationswithin the pleroma.
The next instance of the usage of "the undominated race" in
referenceto transcendent beings occurs in The Nature of theArchons
(NatArch CG II, 4). The context is that of the revelation dialogue
of the angel Eleleth to Norea, the sister of Seth and wife of Noah.
When she asks how long the divine element which has come from
above will be trapped in matter, he respondsthat it will be until the
True Man appears in a creaturely form (NatArch 96[I44].20-35).
Eleleth then adds these words:
"Then he will teach them about everything: and he will anoint them with
the unction of iife eternal, given him from the undominated generation
(or, preferably, the undominated race)" 44).
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285
The idea, if not the phrase, of "the undominated race" is probably also applied to the gnostics in this document. At 93(I4I).
25-32 it is stated that he (the revealer) appeared at the last time,
that the powers will be ruled over, and that the powers will not be
able to defile Norea of "that race" (tgenea etmmau), since their
abode is in Incorruptibility. Clearly the point of association is that
the members of "the undominated race" share in the divine nature
whether they are in their true abode or temporarily enmeshed in
matter.
The idea of the true gnostics as "the undominated race" (but
only the term "undominated")is also found in the tractate entitled
On the Origin of the World (OnOrgWldCG II, 5) 46). In the document the author had consistenly maintained that there were three
races (yevea)of men: the pneumatic, the psychic, and the earthly
(I22[I7o].6-9). But after a discussion of the Angel of Gnosis and the
innocent spirits who are sent into the world (124 [I72].4-32), the
author states that there are some who are undominated and that
there are thus four kinds (yevoS).By introducing a fourth category above and beyond that of the pneumatics, who would normally be considered the gnostics, the author is moving in the
direction of Manichaeism, which also distinguished two grades
within its gnostic community: the "elect" as the more perfect and
then the catechumens or hearers.47)The author wrote as follows:
"For the Savior fashioned each one of them all and the spirits of these
are manifest as chosen and blessed and different according to their elections
and many other kingless ones (are manifest) as more chosen than all before
them. Therefore, there are four kinds. Three belong to the kings of the
Eighth. But the fourth kind is a perfect, kingless one, which is above them
all. For these will go into the holy place of their father and will be at ease
in rest with their eternal, unspeakable glory and with an unceasing joy.
But they are kings among the mortal as immortal. They will judge the gods
of chaos and their powers"
(I24[I72].32-I25[I73].I4)
48).
It is clear that the kings of the Eighth are the rulers of the lower,
evil world 49). The true gnostics are not ruled by them. Along with
this negative reference, the passage develops a positive aspect;
the true gnostics are also kings. In the example cited from Josephus
46) A. B6HLIG and P. LABIB, Die koptisch-gnostische Schrift ohne Titel aus
Codex II von Nag Hammadz (Berlin, Akademie Verlag, I962).
PW (Sup 6; I935) 259, 262-64.
47) See H. J. POLOTSKY, "Manichaeismus,"
48) The Coptic for "kingless" is atrro in each case; B6HLIG, Die koptischgnostische Schrift ohne Titel, IOO-03.
49)
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286
FRANCIS T. FALLON
above we saw that freedom from the tyranny of the king meant
self-government, democracy. Here the gnostic author takes a
further step when he identifies that freedom from a king as equivalent to being a king oneself. Thereby, he takes over the common
Stoic idea of the wise man as king 50) and applies it to the true
gnostic 51).
The author of OnOrgWld completes his thought concerning lack
of domination and continues his thought on the various grades of
election by his teaching on the consummation. According to him
those who are kings and are perfect will enter into the Light, but
those who are not perfect will remain in their aeons and in the
immortal kingdoms but never attain to a lack of domination
(tmntatrro: I27[I75].8-I4)
52). Lack of domination here then is an
for
the
epithet
completely transcendent realm, which is above the
lower world and even the realm of the middle (cf. II2[I6o].IO-22).
Once again there is no reference to an earthly king but rather a
reference to the evil heavenly rulers and to the gnostic's freedom
from subjection to this rule.
There are three further instances in which the term "undominated" is used in gnostic literature, without, however, a reference to
"the undominated race". The first occurs in Eug and its parallel
in SJC. The context is the presentation of the aeons. The first aeon
is that of the immortal man and the second aeon is that of the Son
of Man (Eug III, 3: 85.8-15) 53). However, the ruler of these aeons
in a literal translation is said to be the aeon of the eternal, boundless
God "over which there is no kingdom" (Eug III, 3: 85.I5-I9//SJC
BG I08.II-I6) 54). Since the Coptic here is the same as that of
50) See E. R. GOODENOUGH, "The Political Philosophy of Hellenistic
The
Kingship," Yale Classical Studies I (I928) 55-Io2; E. R. GOODENOUGH,
Political Philosophy of Philo Judaeus (New York, Yale University Press,
1938) 87-II9; and W. A. MEEKS, "Moses as God and King," Religions in
Antiquity: Essays in Memory of E. R. Goodenough(ed. J. NEUSNER;Leiden,
Brill, 1968) 354-7I.
51) The motif that the gnostics become kings is found in other circles of
Gnosticism: e.g. ApocryJas 3.25-27; IO.I-5; GTh Sayings 2, 8i; ThCon
I45.I4;
DialSav
138.11-15.
the Son of
Man and the second aeon to Adam; TILL, Die gnostischen Schriften des
koptischen Papyrus Berolinensis, 256-57.
54) TILL, Die gnostischen Schriften des koptischen Papyrus Berolinensis,
256-57.
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287
282-91.
58) Text
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288
FRANCIST. FALLON
was fashioned and the land which the first-born has saved by his
own dispersion (c. 12). Clearly then what is being termed "undominated" here is not so much a place-as in the example cited
above from Plutarch-but rather a further emanation of the
divine, a part of the divine nature itself, which is free from subjection to any rule.
CONCLUSION