Professional Documents
Culture Documents
Castle Keep Corporate Brochure - Anton Tardif
Castle Keep Corporate Brochure - Anton Tardif
property
investing
Contents
Due Diligence Summary
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12
13
Contact Us
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Subscription Certifications
Additional Documents
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16
Risk Warning: Castle Keep Bonds are provided on a non-advised sales basis only. Castle Keep will not advise or make any recommendation on the merits of this offer. The content of
this brochure has not been approved by an authorised person within the meaning of the Financial Services and Markets Act 2000. Reliance on this any promotion from Castle Keep
for the purpose of engaging in any investment activity may expose an individual to a significant risk of losing all of the property or other assets invested. Clients will be provided with
the offering document from Castle Keep only and must make their own investment decisions and/or seek independent advice. Past performance is no guarantee of future results.
What We Do
In order to mitigate risk and maximise the opportunities
afforded by a recovering US property market, Castle
Keep deploys investment income from the bonds in a
number of areas: Detached properties, apartments, land
plots, new-build and where appropriate, securitised real
estate lending. Through these tried and tested activities,
the Castle Keep team collectively and consistently
deliver above market ROIs thereby assuring that there
are ample margins for the securitisation of the bond, as
well as the ongoing semi-annual payment of annuities
and redemption of the principal sum at the end of the
investment term (the Maturity date).
Investor Returns
Because Castle Keep has been able to achieve above
target returns through its multi-channel investment
strategy, it is now able to offer even higher returns over
a shorter term to investors on its latest bonds.
Investor Security
To secure Investors interest regarding previously
issued Bonds, the Trustee had a lien over the
Bond Issuers shares. As to the new bonds,
in addition to a lien on 100% of the bond
issuers shares, the Security Trustee will, where
appropriate,
additionally
hold
security
over
certain assets of the Issuer.
Risk Warning: Castle Keep Bonds are provided on a non-advised sales basis only. Castle Keep will not advise or make any recommendation on the merits of this offer. The content of
this brochure has not been approved by an authorised person within the meaning of the Financial Services and Markets Act 2000. Reliance on this any promotion from Castle Keep
for the purpose of engaging in any investment activity may expose an individual to a significant risk of losing all of the property or other assets invested. Clients will be provided with
the offering document from Castle Keep only and must make their own investment decisions and/or seek independent advice. Past performance is no guarantee of future results.
Partners
Team
Legal Advisors
GRM Law
1 Bedford Row, London, WC1R 4BZ, UK
Stanton & Gasdick
201 N. New York Ave., Suite 200, Winter Park, FL 32789
John C. Lessel
Pleasant Ridge Rd, Little Rock AR 72212, USA
Professional Advisors
Parks De Filippo & Assocs
Lookout Place, Maitland FL 32751, USA
Zvi Rafilovich
Sheridan St, Hollywood FL 33020, USA
Risk Warning: Castle Keep Bonds are provided on a non-advised sales basis only. Castle Keep will not advise or make any recommendation on the merits of this offer. The content of
this brochure has not been approved by an authorised person within the meaning of the Financial Services and Markets Act 2000. Reliance on this any promotion from Castle Keep
for the purpose of engaging in any investment activity may expose an individual to a significant risk of losing all of the property or other assets invested. Clients will be provided with
the offering document from Castle Keep only and must make their own investment decisions and/or seek independent advice. Past performance is no guarantee of future results.
Important Notice
Preface
Risk Warning: Castle Keep Bonds are provided on a non-advised sales basis only. Castle Keep will not advise or make any recommendation on the merits of this offer. The content of
this brochure has not been approved by an authorised person within the meaning of the Financial Services and Markets Act 2000. Reliance on this any promotion from Castle Keep
for the purpose of engaging in any investment activity may expose an individual to a significant risk of losing all of the property or other assets invested. Clients will be provided with
the offering document from Castle Keep only and must make their own investment decisions and/or seek independent advice. Past performance is no guarantee of future results.
Risk Warning: Castle Keep Bonds are provided on a non-advised sales basis only. Castle Keep will not advise or make any recommendation on the merits of this offer. The content of
this brochure has not been approved by an authorised person within the meaning of the Financial Services and Markets Act 2000. Reliance on this any promotion from Castle Keep
for the purpose of engaging in any investment activity may expose an individual to a significant risk of losing all of the property or other assets invested. Clients will be provided with
the offering document from Castle Keep only and must make their own investment decisions and/or seek independent advice. Past performance is no guarantee of future results.
Investment Security
Trustee as Security Holder
Established in 1784 GRM Law (GRM), regulated by the
Solicitors Regulatory Authority in England and Wales, acts
as legal counsel to Castle Keep in relation to the Castle
Keep Bonds. GRM Law Trustees Limited will act as trustee
and registrar of the Castle Keep Bonds. It will maintain the
register of bondholders and issue the bond certificates
after all the appropriate paperwork has been completed
and anti-money laundering requirements of Castle Keep
have been met. As trustee for the bondholders, GRM Law
Trustees Limited holds a lien over 100% of the shares of
Castle Keep as security for the repayment of the Castle
Keep Bonds.
www.grm.co.uk
Risk Warning: Castle Keep Bonds are provided on a non-advised sales basis only. Castle Keep will not advise or make any recommendation on the merits of this offer. The content of
this brochure has not been approved by an authorised person within the meaning of the Financial Services and Markets Act 2000. Reliance on this any promotion from Castle Keep
for the purpose of engaging in any investment activity may expose an individual to a significant risk of losing all of the property or other assets invested. Clients will be provided with
the offering document from Castle Keep only and must make their own investment decisions and/or seek independent advice. Past performance is no guarantee of future results.
Issuer
CK3 Bonds
Class of CK3
Bond
Minimum
Amount
Interest Rate
Interest payable
per $5K Bond
Total return as
% of investment
Average annual
return on
redemption
Tier 1
(5 years)
U.S.$15,000
9% p.a.
U.S.$450 p.a.
45%
9%
Tier 2
(5 years)
U.S.$70,000
10% p.a.
U.S.$500 p.a.
50%
10%
Minimum
Amount
Interest Rate
Interest payable
per $5K Bond
Total return as
% of investment
Average annual
return on
redemption
Tier 1
(7 years)
U.S.$15,000
10.86% p.a.
U.S.$543 p.a.
76%
10.86%
Tier 2
(7 years)
U.S.$70,000
12% p.a.
U.S.$600 p.a.
84%
12%
CK2 Bonds
Class of CK2
Bond
Risk Warning: Castle Keep Bonds are provided on a non-advised sales basis only. Castle Keep will not advise or make any recommendation on the merits of this offer. The content of
this brochure has not been approved by an authorised person within the meaning of the Financial Services and Markets Act 2000. Reliance on this any promotion from Castle Keep
for the purpose of engaging in any investment activity may expose an individual to a significant risk of losing all of the property or other assets invested. Clients will be provided with
the offering document from Castle Keep only and must make their own investment decisions and/or seek independent advice. Past performance is no guarantee of future results.
Risk Warning: Castle Keep Bonds are provided on a non-advised sales basis only. Castle Keep will not advise or make any recommendation on the merits of this offer. The content of
this brochure has not been approved by an authorised person within the meaning of the Financial Services and Markets Act 2000. Reliance on this any promotion from Castle Keep
for the purpose of engaging in any investment activity may expose an individual to a significant risk of losing all of the property or other assets invested. Clients will be provided with
the offering document from Castle Keep only and must make their own investment decisions and/or seek independent advice. Past performance is no guarantee of future results.
How to Invest
Risk Assessment
Subscription Procedure
The CK2 Bonds and the CK3 Bonds are being offered
for sale by sales agents appointed by the Issuer (each
a Sales Agent).
Each investor is required to complete, sign and return
a subscription agreement (each a Subscription
Agreement) setting out the amount and Class of
CK2 Bonds and the CK3 Bonds being subscribed for,
together with the applicable subscription amount and
fees as detailed below. Each investor must also comply
with the anti-money laundering requirements set out in
the Subscription Agreement.
All investors will need to complete a W-8BEN Form
as attached to the Subscription Agreement. The form
exempts non-U.S. residents from having to pay U.S.
tax on interest paid out on the CK2 Bonds and the CK3
Bonds. Completed forms are held on behalf of the
investor by the Issuer. The W-8BEN is valid for three
calendar years after the year in which it is signed, e.g.
a form signed on 1st January 2014 will expire on 31st
December 2017. A new form must then be submitted
when the existing one expires. In case of noncompliance,
the Investor will be subject to withholding tax and any
other corresponding legal consequences as provided
by US law.
Upon receipt of a completed and signed Subscription
Agreement, together with all required documentation
and fees, the relevant amount of CK2 Bonds and CK3
Bonds will be issued by the Issuer to the investor as
outlined in the Summary of Terms above.
Each investor is required to pay a subscription fee
of $150 for the first three CK2 Bonds or CK3 Bonds
subscribed for and $50 per additional CK2 Bond or
CK3 Bond thereafter, up to a maximum of $500. Each
bondholder will be required to pay a $40 semi-annual
disbursement fee which will be deducted from the
Redemption Price.
Risk Warning: Castle Keep Bonds are provided on a non-advised sales basis only. Castle Keep will not advise or make any recommendation on the merits of this offer. The content of
this brochure has not been approved by an authorised person within the meaning of the Financial Services and Markets Act 2000. Reliance on this any promotion from Castle Keep
for the purpose of engaging in any investment activity may expose an individual to a significant risk of losing all of the property or other assets invested. Clients will be provided with
the offering document from Castle Keep only and must make their own investment decisions and/or seek independent advice. Past performance is no guarantee of future results.
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may
restrict
Risk Warning: Castle Keep Bonds are provided on a non-advised sales basis only. Castle Keep will not advise or make any recommendation on the merits of this offer. The content of
this brochure has not been approved by an authorised person within the meaning of the Financial Services and Markets Act 2000. Reliance on this any promotion from Castle Keep
for the purpose of engaging in any investment activity may expose an individual to a significant risk of losing all of the property or other assets invested. Clients will be provided with
the offering document from Castle Keep only and must make their own investment decisions and/or seek independent advice. Past performance is no guarantee of future results.
11
Legal Opinion
United States
The Castle Keep Bonds have not been and will not be
registered under the Securities Act and may not be
offered, sold or delivered within the United States or
to, or for the account or benefit of, U.S. Persons except
in certain transactions exempt from, or not subject to,
the registration requirements of the Securities Act and
in the manner so as not to require the registration of
the Issuer as an investment company pursuant to the
United States Investment Company Act of 1940.
Risk Warning: Castle Keep Bonds are provided on a non-advised sales basis only. Castle Keep will not advise or make any recommendation on the merits of this offer. The content of
this brochure has not been approved by an authorised person within the meaning of the Financial Services and Markets Act 2000. Reliance on this any promotion from Castle Keep
for the purpose of engaging in any investment activity may expose an individual to a significant risk of losing all of the property or other assets invested. Clients will be provided with
the offering document from Castle Keep only and must make their own investment decisions and/or seek independent advice. Past performance is no guarantee of future results.
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United Kingdom
Each
Sales
agreed that:
Agent
has
General
represented
and
Risk Warning: Castle Keep Bonds are provided on a non-advised sales basis only. Castle Keep will not advise or make any recommendation on the merits of this offer. The content of
this brochure has not been approved by an authorised person within the meaning of the Financial Services and Markets Act 2000. Reliance on this any promotion from Castle Keep
for the purpose of engaging in any investment activity may expose an individual to a significant risk of losing all of the property or other assets invested. Clients will be provided with
the offering document from Castle Keep only and must make their own investment decisions and/or seek independent advice. Past performance is no guarantee of future results.
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Contact us
For further information on investing in bonds please
contact your agent. For all other services please contact
the European office:
European office
71-75 Shelton Street
Covent Garden
London, WC2H 9JQ
Tel: +44 (0)207 030 3227
Email: info@castle-keep.com
Legal Advisors
GRM Law
1 Bedford Row, London, WC1R 4BZ, UK
Stanton & Gasdick
201 N. New York Ave, Suite 200, Winter Park, FL, 32789,
USA
John C. Lessel
Pleasant Ridge Rd, Little Rock AR 72212, USA
Professional Advisors
Parks De Filippo & Assocs
Lookout Place, Maitland FL 32751, USA
Zvi Rafilovich
Sheridan St, Hollywood FL 33020, USA
Risk Warning: Castle Keep Bonds are provided on a non-advised sales basis only. Castle Keep will not advise or make any recommendation on the merits of this offer. The content of
this brochure has not been approved by an authorised person within the meaning of the Financial Services and Markets Act 2000. Reliance on this any promotion from Castle Keep
for the purpose of engaging in any investment activity may expose an individual to a significant risk of losing all of the property or other assets invested. Clients will be provided with
the offering document from Castle Keep only and must make their own investment decisions and/or seek independent advice. Past performance is no guarantee of future results.
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Subscription Certifications
Where a person intends to rely on Articles 48, 50 or 50A
of the Financial Promotion Order, certain declarations
must be made when subscribing for Castle Keep Bonds
as follows.
Pursuant to Article 48 of the Financial Promotion Order,
Certified High Net Worth Individuals must certify as
follows:
Statement for Certified High Net Worth Individual
I declare that I am a certified high net worth individual
for the purposes of the Financial Services and Markets
Act 2000 (Financial Promotion) Order 2005.
I understand that this means:
a) I can receive financial promotions that may not have
been approved by a person authorised by the Financial
Conduct Authority;
b) the content of such financial promotions may not
conform to rules issued by the Financial Conduct
Authority;
c) by signing this statement I may lose significant rights;
d) I may have no right to complain to either of the
following:
(i) the Financial Conduct Authority; or
(ii) the Financial Ombudsman Scheme;
e) I may have no right to seek compensation from the
Financial Services Compensation Scheme.
I am a certified high net worth individual because at
least one of the following applies:
Risk Warning: Castle Keep Bonds are provided on a non-advised sales basis only. Castle Keep will not advise or make any recommendation on the merits of this offer. The content of
this brochure has not been approved by an authorised person within the meaning of the Financial Services and Markets Act 2000. Reliance on this any promotion from Castle Keep
for the purpose of engaging in any investment activity may expose an individual to a significant risk of losing all of the property or other assets invested. Clients will be provided with
the offering document from Castle Keep only and must make their own investment decisions and/or seek independent advice. Past performance is no guarantee of future results.
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Additional Information
Funds In
Investor
Plots
Registrar
Registrar
Apartments
Sends funds to
holding account
Use of
Holding ACCT
Houses
funds
Registrar verifies paperwork
deployed
Securitised
Lending
Bond Issuer
New Build
Funds Out
Plots
Bond Issuer
Apartments
Houses
Securitised
Lending
FX Company
Sends bulk funds
to FX Co
Sources
of funds
Investors
Fx Co. distributes
funds bi-annually
New Build
Risk Warning: Castle Keep Bonds are provided on a non-advised sales basis only. Castle Keep will not advise or make any recommendation on the merits of this offer. The content of
this brochure has not been approved by an authorised person within the meaning of the Financial Services and Markets Act 2000. Reliance on this any promotion from Castle Keep
for the purpose of engaging in any investment activity may expose an individual to a significant risk of losing all of the property or other assets invested. Clients will be provided with
the offering document from Castle Keep only and must make their own investment decisions and/or seek independent advice. Past performance is no guarantee of future results.
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