JAIIB/Diploma in Banking & Finance

KEY to -Legal Regulatory Aspects of Banking MODULES A & B and C & D

______________________________________________________________________
Before verifying the key, it is suggested to attempt all the questions in a separate sheet
(without marking on the respective questions your answers) and then countercheck.
A continuous practice will make the candidate to enhance his/her confidence in taking up
the exam as well.
A thorough preparation will also help to attempt the questions with appropriate answers.
A&B
02- b 04 c 05 b 06 d 07 d 08 a 09 c (RBI Act) 10 d 11 d 12 a 14 a 15- d
16-a 17 b 18 a 19 d 20-a 21 a 22- a 23 d (Local Area Bank) 24 a 25 c
(Central Government) 26 b 27 a (Through NABARD) 28 c 30 b 31 a 32- b
33- d 35- a 36 c 37 a 38-d 40 a 41 c 42- b 43- b 44- c 45- b 46 b 49 a 50 b
51- b 52- a 53- b 54- d (Corporate Governance) 56- d 57 a (will be allowed) 58 d 59c 60- b 62- d 63- a 64- d 65- d 66-c 69-d 70 b 71- d (RBI Governor) 75- a 76- b 77- c
78- a (b -one year & d Deputy Governor of RBI) 79 c 80- a 81-b (20%) 83- a 84-d
(PSUs) 86-c 88- d 90-a 910 a 92- b 93 d (Until replaced by a copy of the subsequent
Balance Sheet & Profit and Loss account) 95-b 96-c 97- c 98- d 99-c 100 c 101 c
(can be) 103 b 105 b 108 c 110 d (State Gov/ Central Gov/ Sponsor Bank) 111- c
112- a 115 d (19) 116 b 118-c 121-c 122 d ( 6 months) 123- c 124- b 125- d 126 a
127 a 128 d ( Primary co op bank) 129 d 130- b 131- a
132-d 133-d ( Official Liquidator) 134-a 135- b 136 b 137 a 138 c 139 d 140 c
141- d 142- c 143-d 146- c 147 d 148 d 149 c 150 d (NI Endorsement) 151-d
152-a 156-d 157 a 158 d 159 d 160- b 161 c 162- d 163- b 164- b 165- d 166-d
167-d 168 a 169- a 170 b 171- c 172 c 173- b 174-c 175 d (on demand & with in 6
months ) 176 d 177-b 178 a 179 b 180- a 181- c 182 a 183- c 184-a 185- c 186 b
187 c 188-c 189 b 191 a 192- b 193 b 194- d 195- b 196 c 197 a 198 b 199- b
200- d 201 b 204 a 207- d 208 d 209- c 210 c 211 d 212 b 213- c 219- a 220-c
221 a 222 d ( Bill of Lading) 223- b 224- c 225- a 226- b 228-c 229-c 230-b 231-a
232-b 233-d 234- d 235- c 238-b 239- d 240- c 241 c 242- c 243-a 244-d 245-d 246-c
247-a 248-b 250-b 251-c 252-d 255- d 256-d 257-d 258-a 259-a 260- b 261-c 262-b
263-c 264-c 265-b 266-d 267-a 268 d 269 c 270 d 271 d 272 a 273-c 274-c 275- b
276- b 277 d 278 d 279 b 281 d 282- c 283 b 284- b 285 d 286 c 287 a
288 b 289 c 290 d 291 c 292 c 293 c 294 b 295 d
C&D
01-b 02-b 03- c 04-d (settlement ) 05-a 06- d 10 -a 12- b 13- c 14- d 15- c 16-d (Nodal
Officer) 17-b 18- b 19- a 20 d ( 45 days) 21-a 22 b 23 d (Chairman or MD or ED or
CEO or equal rank) 24- c 26 b 28-c 29 d 30 c 31- a 32-d 33-a 34- c 35- d 37-d 38 a
39 d 40 d 42 b 43- d 45-a 46 d 47-c 48 c 50 b 51- b 52-b 53-d 54-d 55-b 56-d
57- c 58-c 59-c 60- a 61- b 62- c 63- a 64- c 65- d 66- b (Min Rs.2 crores) Total Assets

Rs.100 crores 15% CAR) 67- b 68 d ( Central Registry) 69- b 70 a 71-d (Security
Interest) 72- c 73- b 74- d (Needs prior approval of RBI)) 75-d 76- b 77- b 78- c 79- a
80 b 81- a 82- a 83- c 84- a 86- d 87- d ( Institutional Investor) 88- b 90- d (Rs.2
crores) 91- d 93- b 94- b 96 b 99- d 100- a 102- b 104 b 105- a 108- c 109- a 110- c
111 d 112-a 113- b 114- b 117-d 118- c 119-c 120 b 121- a 122- d 123- b 124 a
125-a 126-c 129 c 133 c 134 c 135- c 136-d 137- a 138- b 139 d 140- b (Act is not
in substitution) 141 a 143- c 144- c 145-d 146- b 147 c 148 c 149 d 150 c 151- b
152- a 153- d 154- b 155-a 157 a 158- c 159 c 160 c 161- a 162 b 167 c 168 d
169- b 170- b 171 d 172- a 174 c 175 b 176- c 177-a 178 d 179 a 180- c 181- d
(By Central Government by issuing a notification) 182- c 183- a 184- d 185- d 186- b
187 d 188- b 189- a 190- c 191- b 192- d 193- a 194- a 195- b 196- b 198- c 199- d
200- b 201 a 202 b 203- b ( 2 meetings) 204- d 205- b 206 b 208 b 209 a 210
c ( through courier service approved by District / State o National Commission as the
case may be) 211- d (Spurious goods and services) 212- d 213- d (Bargain Price) 214- b
215- d 216- a 217 b 219- c 220-c 221-c 222- d 224- d ( to be referred to the other
member/s for hearing on such point and thereafter the opinion of majority shall be
considered) 225- b 226 b 227 a 228- a 229- c 230 a 232- c 233- b 234- a 235-a 236
d 237-d 238-b 239- b 240 d 241- d 242- b 243- b 244-d 245- c 246- b 247- b 248 c
249 c 250 d (quarterly) 251 b 252- d 253- d 254- b 255-b 256- a 257 b 258 d 259
a 260 b 261- b 262- c 263- c 264- b 265- d 267- a 268 b 270 a 271- d (Creditor and
holder for value) 272 c 273- c 275 d 276 d 279 d( Central Government permit by
license) 280- a 282- b 283- d 284- a 285 b 287 d 288 b ( Proprietory Right) 289 b
290- d (prospectus) 291- b 293- d 294- c 306- b 307 c 312 a 313- a 314-d ( Cyber
Regulation Advisory Committee) 315 c 316 b 317 b 318 d
All the best
Vasudevan
09819500380
02227606208
Vasu1611@yahoo.co.in
071108